The opinion
IN THE COURT OF APPEALS OF TENNESSEE
AT JACKSON
ASSIGNED ON BRIEFS OCTOBER 4, 2010
ROBERT BROWN, An Incompetent, by and through next friend ANGELA
ANDERSON v. STATE OF TENNESSEE
Direct Appeal from the Tennessee Claims Commission
No. 20070739 Nancy C. Miller-Herron, Commissioner
No. W2010-01036-COA-R3-CV - Filed December 15, 2010
Appellant, who was not placed on fall observations until after his fall, suffered a fall while
under the care of the Western Mental Health Institute. A CAT scan performed three days
after the fall revealed no hemorrhaging, however, a repeat scan performed approximately one
month later revealed a subdural hematoma for which Appellant subsequently underwent two
surgeries. Appellant, by and through his next friend, filed suit against the State in the Claims
Commission alleging medical negligence. Following a trial, the Claims Commission found
that a Western nurse breached the standard of care in completing the initial fall risk
assessment, but that Appellant had failed to prove that such breach was a proximate cause
of his fall. Additionally, the Commission found that Appellant had failed to prove that
Western’s failure to later place Appellant on fall observations was a proximate cause of his
fall. Finally, the Commission found that Appellant had failed to prove by a preponderance
of the evidence that Western’s failure to order repeat brain imaging prior to January 26, 2006,
was a breach of the standard of care. We affirm the judgment of the Commission.
Tenn. R. App. P. 3; Appeal as of Right; Judgment of the Claims Commission
Affirmed
A LAN E. H IGHERS, P.J., W.S., delivered the opinion of the Court, in which D AVID R. F ARMER,
J., and H OLLY M. K IRBY, J., joined.
Michael A. Anderson, Chattanooga, Tennessee, for the appellant, Robert Brown, by and
through next friend Angela Anderson
Robert E. Cooper, Attorney General and Reporter, Michael E. Moore, Solicitor General,
Mary M. Bers, Senior Counsel, Nashville, Tennessee, for the appellee, State of Tennessee
OPINION
I. F ACTS & P ROCEDURAL H ISTORY
At 11:00 PM on December 19, 2005, Robert Brown was admitted to the Western
Mental Health Institute (“Western”) “after fighting with delusional beings at his doctor’s
appointment.” On admission, Mr. Brown was noted as having agitation, delusions,
hallucinations, “difficulty concentrating, irritability, confusion manifested by short-term
memory loss, long-term memory loss, and disorientation.” His admitting diagnosis was
vascular dementia with delusions.
Typically, within twenty-fours of admission to Western, a new patient is assessed by
a nurse concerning nutrition, fall risk, and “a number of other things[,]” a social worker
regarding “background history[,]” and an internist or nurse practitioner at Western’s health
services clinic for a “history, physical, and neurological screening evaluation.”
Nurse Jamie Cox completed the 12-page “Nursing Admission Assessment” the night
Mr. Brown was admitted to Western. As part of this assessment, she completed the “Nursing
Fall Risk Assessment” which lists ten factors to be considered by the nurse, and “if yes is
checked on any of the above criteria, the service recipient is to be placed on fall observations,
notify physician for further orders or instruction and flag service recipient’s chart.” The ten
“fall risk” factors are as follows: orthostatic hypotension, unsteady or shuffling gait, prior
falls during past 3 months, two or more falls within a 7-day period, uses wheelchair or other
orthotic device, impaired vision, impaired hearing, impaired cognition (confused, resistive,
disoriented), incontinent or needs assistance with toileting, or language barrier. Nurse Cox
drew a line through the “no” column indicating that none of the criteria were present in Mr.
Brown’s case; however, in other portions of the Nursing Admission Assessment, she noted
that Mr. Brown was “confused” and had “poor balance.” Mr. Brown was not placed on fall
observations.
At 7:25 AM on December 25, 2005, Mr. Brown fell in a hallway near the medication
room. He was transferred to Bolivar General Hospital where the emergency room physician
noted swelling to Mr. Brown’s right temporal area, but indicated that he was “alert” and
“ambulatory.” That same day, Mr. Brown returned to Western, and a second “Nursing Fall
Risk Assessment” was made of Mr. Brown, with three “fall risk” factors–unsteady or
shuffling gait, impaired cognition, and incontinence–indicated.1 Therefore, from the time
1
The second assessment was made while Mr. Brown was at Bolivar General Hospital. The parties
disagree whether the factors indicated were observed prior to or after Mr. Brown’s fall, and from the record
(continued...)
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of his return to Western until his discharge, Mr. Brown was placed on fall observations.
For the first day and a half following his return to Western, Mr. Brown received
hourly “neuro checks”–checking vital signs; pupil reactivity, shape, and size; and limb
strength. All were “within normal limits.” However, On December 28, 2005, Western
psychiatrist Kevin Turner, M.D. sent Mr. Brown back to Bolivar General Hospital for a CAT
scan “to rule out any intracranial problem” and “to see if there was blood in the brain.” The
December 28 CAT scan found “no evidence of an acute intraaxial or extraaxial hemorrhagic
event.”
For “several weeks” after Mr. Brown’s fall, Dr. Turner observed no signs of
deterioration. However he testified that on January 23, “we started noticing that he was
showing unusual signs of drowsiness, impaired cognition in that sense.” Believing the
drowsiness was “probably” an effect of Mr. Brown’s “heavy, sedating medications[,]” from
January 23 to 25, Dr. Turner reduced and then eliminated Mr. Brown’s medications, with the
exception of the anti-seizure drug Dilantin . When he saw no improvement from withholding
medications, Dr. Turner ordered an emergency room evaluation and a follow-up CAT scan.
A January 26, 2006 CAT scan revealed a subdural hematoma for which Mr. Brown
subsequently underwent two surgeries.
On December 21, 2006, Mr. Brown, by and through next friend, Angela Anderson,
filed a “Notice of Claim” in the Tennessee Claims Commission, Division of Claims
Administration, for medical negligence as a result of the December 25, 2005 fall. On May
4, 2007, Mr. Brown filed his Complaint in the Tennessee Claims Commission, Western
Division.
Following a trial on November 18, 2009, a judgment was entered for the defendant
State of Tennessee. The Claims Commission found that Nurse Cox had breached the
standard of care in completing the fall risk assessment upon admittance. However, it found
that Mr. Brown had failed to prove that Nurse Cox’s “botched” fall risk assessment or the
subsequent decisions not to place Mr. Brown on fall observations was a proximate cause of
his fall. Furthermore, the Claims Commission found that Mr. Brown had failed to prove by
a preponderance of the evidence that the failure of Western’s doctors to order subsequent
brain imaging prior to January 26, 2006, was a breach of the standard of care. Mr. Brown
appeals.
II. I SSUES P RESENTED
1
(...continued)
it is unclear.
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Appellant presents the following issues for review:
1. Whether the Claims Commission erred in failing to find the State liable for failing to
prevent Robert Brown’s fall at Western Mental Health Institute; and
2. Whether the Commission erred in failing to find the State liable for failing to timely
diagnose Mr. Brown’s hematoma.
For the following reasons, we affirm the decision of the Claims Commission.
III. S TANDARD OF R EVIEW
“Our review of decisions of individual claims commissioners and those of the Claims
Commission are governed by the Tennessee Rules of Appellate Procedure.” Jones v. Davis,
No. M2004-01522-COA-R3-CV, 2006 WL 1044099, at *2 (Tenn. Ct. App. Apr. 19, 2006)
perm. app. denied (Tenn. Oct. 16, 2006) (citing Tenn. Code Ann. § 9-8-403(a)(1)). On
appeal, the Claims Commission’s factual findings are presumed to be correct, and we will
not overturn those factual findings unless the evidence preponderates against them. Tenn.
R. App. P. 13(d) (2008); Waller v. State, No. M2005-02056-COA-R3-CV, 2006 WL
2956515, at *4 (Tenn. Ct. App. Oct.16, 2006). For the evidence to preponderate against such
a finding of fact, it must support another finding of fact with greater convincing effect.
Watson v. Watson, 196 S.W.3d 695, 701 (Tenn. Ct. App.2005) (citing Walker v. Sidney
Gilreath & Assocs., 40 S.W.3d 66, 71 (Tenn. Ct. App. 2000); The Realty Shop, Inc. v. RR
Westminster Holding, Inc., 7 S.W.3d 581, 596 (Tenn. Ct. App.1999)). When the Claims
Commission makes no specific findings of fact, we review the record to determine where the
preponderance of the evidence lies. Ganzevoort v. Russell, 949 S.W.2d 293, 296 (Tenn.
1997) (citing Kemp v. Thurmond, 521 S.W.2d 806, 808 (Tenn. 1975)). We accord great
deference to the Claims Commission’s determinations on matters of witness credibility and
will not re-evaluate such determinations absent clear and convincing evidence to the
contrary. Wells v. Tenn. Bd. of Regents, 9 S.W.3d 779, 783 (Tenn. 1999) (citations
omitted). We review the Claims Commission’s conclusions of law under a de novo standard
upon the record with no presumption of correctness. Union Carbide Corp. v. Huddleston,
854 S.W.2d 87, 91 (Tenn. 1993) (citing Estate of Adkins v. White Consol. Indus., Inc., 788
S.W.2d 815, 817 (Tenn. Ct. App. 1989)).
IV. D ISCUSSION
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A. Failure to Prevent Fall
On appeal, Mr. Brown argues that the Commission correctly found that there was a
breach in the standard of care regarding the initial fall risk assessment by Nurse Cox, but that
it erred in finding that Mr. Brown failed to prove that such breach was the proximate cause
of his fall. Additionally, Mr. Brown argues that the Commission erred in finding that he had
failed to prove that Western’s failure to subsequently place Mr. Brown on fall observations
was the proximate cause of his fall.
Extensive testimony was presented in this case regarding Western’s fall observation
protocols as well as Mr. Brown’s physical and mental condition preceding the fall. Upon
admission, a nurse completes a “Nursing Admission Assessment,” which includes a “Nursing
Fall Risk Assessment.” If any of the ten “fall risk” factors are indicated, the patient “is to be
placed on fall observation” and the physician notified for further orders. Nurse Cox testified
that she completed the fall risk assessment based on an incomplete observation of Mr.
Brown, due to his being uncooperative and confused. After observing his poor balance and
confusion, she forgot to correct the initial fall risk assessment, which she admitted she
probably should have done.
According to Western nurses Mary Beth Pearson and Marilyn Russell and Western
psychiatrist Dr. Turner, doctors, rather than nurses, have the authority to place a patient on
fall risk protocol. Nurse Pearson stated that doctors rely upon nursing assessments, but that
the doctors, themselves, make the “final call” based on their own personal assessment of a
patient. Similarly, Dr. Turner testified that doctors look at the initial nursing assessment as
a “piece of information[,]” but that they “evaluate the patient on [an] ongoing basis, we’re
constantly looking at the possibility of a fall risk.” He stated that if a nurse checks “yes” on
his or her assessment, the physician “asses[es] the situation and [] determine[s] whether or
not it substantiates placing the patient on fall risk.” He reiterated that even when a nurse
checks “yes,” “the physician has the final word on placing the patient on fall [observations]”
as it is a “matter of professional determination.”
Much testimony was also presented regarding the “ongoing” nature of the fall risk
assessment. Dr. Turner testified that Mr. Brown “was seen by several physicians . . . the
patient was also assessed in the medical clinic, and the patient was seen by [him]self; and
every time that patient was seen, then the risk of fall would have been assessed.” In fact, Dr.
Turner stated, “I saw him five days a week. He was seen several times in the clinic. We
followed him constantly.” Nurse Russell testified that she did not believe other nurses would
“go back and review” Nurse Cox’s initial assessment, stating that “we see the patient on a
daily basis, and we . . . assess them for what’s going on right now when we see them. Not
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for what happened yesterday but what are they doing today.” Nurse Pearson testified, “I
make my assessment on a daily basis.” Thus, she claimed, Nurse Cox’s initial assessment
did not factor in to her own assessment of Mr. Brown. She stated that “you assess a patient
every time you see a patient. So, I mean, when you’re seeing a patient on the floor giving
them medicines, you would assess your patient.” She explained that patients on “acute
status,” such as Mr. Brown, are seen by a treatment team each weekday. “The patient comes
into the treatment team room, the doctor assesses them and makes decisions based on his
assessment[,] based on the other team members’ assessment as how he’s doing in the day.”
Additionally, acute patients are “noted every fifteen minutes on paper, but they’re observed
continuously.”
Nurse Russell explained what happens when a patient is placed on fall observations:
We would flag the chart fall obs, and we would put fall observations on
the technician assignment sheet that was assigned to him -- it would be on his
sheet, whoever had him -- and we would pass it on in report.
It was really just to let all the staff know that this patient had been
identified as a patient who was at risk to fall, and that’s all it meant. We
wouldn’t do anything different for that patient.
She further explained that being placed on fall observations does not require a technician to
“be right next to that person[,]” and that patients on fall observations are allowed to go
anywhere in the unit in which patients are allowed to enter, including the hallways, which
“are always kept clear.” However, such patients are not allowed to travel long distances, for
example, to the gymnasium. She stated that her care of Mr. Brown on December 25 would
have been no different had he been on fall observations at that time. Dr. Turner also
described fall observations:
Basically, it’s something set up to reduce risk of fall. For example,
making sure the patient[’s] shoe laces are tied, that kind of thing, or shoes are
correctly fitted; making sure that the patient’s clothes are appropriately
fastened so that that wouldn’t be something to cause them to trip. If the patient
needed some type of assistance such as a walker or cane . . . or needed a
wheelchair, you provide those kinds of things.
Nurses Pearson and Russell and Dr. Turner also testified regarding the fall risk
assessment factors and a patient’s ability to ambulate. Dr. Turner acknowledged that Mr.
Brown had “confusion and disorientation[;]” but he claimed that “we don’t place every
confused patient on fall risk. That’s only one of many factors that we look at.” Furthermore,
he claimed that confusion, agitation, and a history of wandering would not be determinative
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in placing a patient on fall risk. Instead, shuffling or imbalance would be a “stronger
consideration” to place a patient on fall observations. Nurse Pearson testified that “poor
balance” upon admission would not necessarily warrant a patient’s placement on fall
observations. In her opinion, at least two instances of poor balance would be required to
place a patient on fall observations. According to Nurse Pearson, disorientation also plays
no role in patient’s ability to ambulate, as “disorientation” relates only to patients’ inability
to know who they are, where they are, the time of day or month, or what kind of situation
they are in. Nurse Russell also testified that a “confused” person can still ambulate, and that
“disorientation” does not affect a patient’s ambulation.
Finally, Nurse Russell and Dr. Turner testified concerning their observations of Mr.
Brown prior to the fall. Nurse Russell stated that she saw Mr. Brown on the morning of
December 25, 2005 prior to his fall. She claimed that if he had been having problems with
his balance or had been stumbling or unsteady that she would have observed it and noted it
in his chart; however, she charted nothing of that nature. Additionally, Dr. Turner testified
that based on his observing Mr. Brown, “I would have noted if there was a gait disturbance.
I didn’t see any gait disturbance. . . . And based upon what I saw at the time I did the
evaluation, I didn’t see a need to put him on a fall risk.”
At trial, Mr. Brown presented the testimony of two expert witnesses in support of his
contention that the failure to place him on fall observations violated the standard of care.2
Nurse Donna Bledsoe testified that Western breached the requisite standard of care by failing
to appropriately complete the initial fall risk assessment and in failing to reassess Mr.
Brown’s fall risk following a change in his medication, and that these failures may have
contributed to his fall. Nurse Bledsoe testified that “in addition to several regular medicines
that increase the risk of falls,” Mr. Brown received Ativan daily from December 20 to 24,
which “is sometimes sedating, also causes some difficulty with balance at times, and even
increases that confusion at times.” She also testified that given Mr. Brown’s periodontal
disease, a pain assessment should have been completed on every shift. Although she could
not say to what extent Mr. Brown’s dental pain contributed to his agitation, she claimed that
his agitation could have affected his judgment, resulting in a fall. Additionally, she claimed
that the failure to address his pain could have led to an increased need for Ativan for
agitation, which may have affected his balance.
Gary Salzman, M.D., an internal medicine specialist, also testified that Western
breached the standard of care by not placing Mr. Brown on fall precautions when he was
2
Donna Bledsoe testified by deposition.
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admitted on December 19 exhibiting signs of confusion, poor balance, and disorientation.3
Dr. Salzman conceded that even if the standard of care was followed, a patient could still get
hurt. However, he inferred that fall precautions would have prevented Mr. Brown’s fall
because after he was placed on fall precautions, he did not experience another fall.
Patricia Cunningham, a nurse practitioner with a doctorate in psychiatric mental health
nursing, testified as an expert on behalf of the State. Nurse Cunningham found no breach
of the standard of care with regard to Mr. Brown’s fall. She acknowledged that the initial
fall risk assessment was not completed correctly; however, she opined that this failure did
not put Mr. Brown at risk because the factors listed on the initial fall risk assessment would
have been the same factors considered in subsequent assessments of Mr. Brown. Likewise,
she stated that any later failure to evaluate Mr. Brown’s mental or physical condition did not
contribute to his fall because “the record shows him being so well observed by the staff.”
Nurse Cunningham found no connection between Mr. Brown’s dental pain, confusion,
agitation, or disorientation and his fall. Likewise, she stated that his medications had no
connection to his fall, as “he’s very aggressive and out of control. . . . so the sedating effects
. . . are not applying to Mr. Brown.” According to Nurse Cunningham, fall observations
would not have prevented Mr. Brown’s fall, because although fall observations increase
surveillance, they in no way limit where a patient may go in the acute unit.
To recover under the medical malpractice statute, Mr. Brown must prove by expert
testimony: (1) “[t]he recognized standard of acceptable professional practice in the
profession and the specialty . . . in the community in which the defendant practices or in a
similar community at the time the alleged injury or wrongful action occurred;” (2) that the
defendant failed to adhere to such standard; and (3) as a result of that failure, the plaintiff
suffered injuries that otherwise would not have occurred. Tenn. Code Ann. § 29-26-115
(Supp. 2008). Because his action is based on “[n]egligent care, custody and control of
persons” pursuant to Tennessee Code Annotated section 9-8-307(a)(1)(E), Mr. Brown must
also prove “duty, breach of duty, causation in fact, proximate causation, and damages.”
Atkinson v. State, No. M2009-02587-COA-R3-CV, 2010 WL 2730575, at *4 (Tenn. Ct.
App. July 9, 2010) (citing Kilpatrick v. Bryant, 868 S.W.2d 594, 598 (Tenn. 1993)).
The Commission correctly acknowledged that the State owes a duty of care to Mr.
Brown as a mental health institution patient. See Conley v. State, 141 S.W.3d 591, 599
(Tenn. 2004) (citing Hembree v. State, 925 S.W.2d 513, 517 (Tenn. 1996)). It further found
3
At trial, Dr. Salzman based his opinion “solely” on Nurse Cox’s initial assessment; however, in his
affidavit he stated that Western nurses failed to adequately monitor Mr. Brown to prevent his fall and that
such failure caused or contributed to his fall.
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that in improperly completing the initial fall risk assessment upon admission, Nurse Cox
breached the standard of care. However, the Commission found that Mr. Brown failed to
prove that Nurse Cox’s failure or the subsequent decision not to place him on fall
observations was a proximate cause of his fall, and we agree.
Clearly Nurse Cox did not follow Western protocol in completing the initial fall risk
assessment of Mr. Brown. However, the testimony of Nurses Russell and Pearson and Dr.
Turner demonstrates that Mr. Brown was under near-constant surveillance and assessment,
such that he could have been placed on fall observations if necessary. Nurse Russell and Dr.
Turner further testified that they observed Mr. Brown prior to his fall and detected no balance
problem or gait disturbance warranting such placement. Additionally, the testimony
established that even if Mr. Brown had been on fall observations, he would have been
allowed, unaccompanied, in the hallway where the fall occurred. Finally, we note that
because of the ongoing nature of the assessments, even if Mr. Brown had been placed on fall
observations when he arrived at Western, he could have been removed from such status at
any time. Based on the record in this case, we affirm the Commission’s finding that Mr.
Brown failed to prove that Western’s improper completion of the initial risk assessment or
any failure by Western to later place Mr. Brown on fall observations was a proximate cause
of his fall.
B. Failure to Timely Diagnose
Next, we address Mr. Brown’s contention that the Commission erred in not holding
the State liable for failing to timely diagnose his subdural hematoma. Dr. Salzman testified
as an expert for Mr. Brown on this issue. According to Dr. Salzman, Mr. Brown began
demonstrating signs or symptoms of a subdural hematoma as early as January 2, 2006, as
Nurse Russell’s 8:30 AM “Progress Notes” state that he “appears sleepy” and “requires
max[imum] assistance [with activities of daily living.]” Then, from January 20 to 26 he
embarked on a “marked downhill course” “where he’s no longer needing as-needed
sedatives, he’s documented as becoming more sleepy, more lethargic, they have to feed him
where he was eating on his own before.” For example, at 9:30 AM on January 22 Nurse
Russell’s Progress Notes indicate that “Patient is up this AM sitting in room[,] smiling face[,]
Slept through the Night. No PRN injection required yesterday. Behavior improving.
Answers questions this AM appropriately although oriented to name only,” and on January
24 he is described as “very lethargic[,]” but “arouses to tactile stimulation.” This change
from agitation and threatening conduct to calm behavior, Dr. Salzman testified, could mean
“he’s responding to medicine and he’s improving[,]” or “that he’s starting to become more
sedated because of an expanding subdural hematoma.” He testified that “a CAT scan can
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miss an early subdural hematoma. . . . [so] if the patient doesn’t seem to be getting better or
there’s no improvement in the patient, then a repeat imaging would be important.”
Additionally, he opined that Mr. Brown’s head injury coupled with the fact that he was
taking Coumadin, a blood thinner, required increased monitoring and evaluation of Mr.
Brown.
Dr. Salzman acknowledged that Mr. Brown’s increased lethargy could be due to his
being “overmedicated” and he conceded that reducing Mr. Brown’s medication was
appropriate. However, he testified that because a subdural hematoma “is certainly a more
life-threatening issue . . . . the priority would be to image his head to make sure that he hasn’t
had a subdural hematoma.” He stated, “you can’t wait two days and reduce his medication
and if he doesn’t get better, then send him for a CAT scan.” In his opinion, Western
breached the standard of care by failing to order repeat brain imaging by January 25, because
after that date, he claimed, “I think it was too late.”
Western psychiatrist Dr. Turner offered testimony regarding Mr. Brown’s subdural
hematoma diagnosis. He stated that “the entire time of [Mr. Brown’s] stay, he was, on an
ongoing basis, being evaluated in regards to his neurological status.” For “several weeks”
after his fall, Mr. Brown showed no signs of deterioration. On January 20, Mr. Brown was
noted as being “hostile and aggressive[,] swinging [at] techs and peers[,] cursing and
threatening[.] . . . PRN of Ativan[.]” This behavior, according to Dr. Turner, was consistent
with Mr. Brown’s conduct since his admission to Western. The following morning, Mr.
Brown was “[q]uiet and calm at present[,]” but also “aggressive [at] times.” Dr. Turner
testified that on January 23 “we started noticing that he was showing unusual signs of
drowsiness, impaired cognition in that sense. That would indicate that . . . something,
probably, was going on.” That Mr. Brown had suffered a head injury was “always a
consideration in the back of [his] mind. . . . [b]ut at that point, it was not the primary
consideration because he had done so well, and this was now three to four weeks later.”
According to Dr. Turner, bleeds weeks after an incident “would be extremely rare.” Based
on his belief that Mr. Brown’s behavioral changes were due to a “build up” of “heavy,
sedating medications,” from January 23 to 25, Dr. Turner reduced and then eliminated Mr.
Brown’s medications, with the exception of Dilantin. However, when Mr. Brown continued
to deteriorate despite the withholding of his medications, he was sent for a repeat CAT scan.
Additionally, Nurses Russell and Pearson testified regarding the changes in Mr.
Brown’s behavior between January 20 and 26. Nurse Russell’s January 16 nursing note
indicated that Mr. Brown “remains confused, disoriented and agitated easily, Becomes
aggressive and hostile . . . Continues to require 1-2 PRN injections for his aggressive
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threatening behavior but they are effective for a while. Incontinent of bowel and bladder,
wears diapers. . . . Does not sleep well at night[.] However, within days, the following
changes were noted: Mr. Brown had to be fed his meals, he had “no behavior problems,” he
was no longer requiring Ativan injections, he was calm, and he was “sleepy but easily
aroused.” Additionally, Nurse Pearson noted that by January 24 Mr. Brown was “very
lethargic” and unable to take his medications by mouth.
Neurologist Gary Duncan, M.D., testified as an expert on behalf of the State. He
observed Western’s conduct in sending Mr. Brown back to the emergency room for a CAT
scan on December 28, 2005, three days after his fall. He opined that “[t]he standards would
say that that’s all you need to do. . . . if you’re going to have an enlarging subdural, you’d
expect, by all odds, that it would be visible by the third day.” When questioned as to the
emergence of the subdural hematoma, Dr. Duncan concluded that either “there was a very
tiny subdural that was not picked up and that enlarged” or that “he had another injury and
created another subdural[,]” although he acknowledged that there was no evidence of a
subsequent head injury
Regarding changes in Mr. Brown’s behavior, Dr. Duncan stated his “behavior was
variable throughout his stay . . . consistently variable, that there would be times that maybe
he was not as alert and then soon he’d be striking out and displaying aggressive behavior.”
On the morning of January 24 Mr. Brown was noted as “very quiet” but “alert” during a
dental consultation, but as “very lethargic” by 8:00 PM that night. The following day, he was
noted as “asleep but opens eyes to verbal stimuli. Pupils equal and reactive[,]” which Dr.
Duncan testified is “normal” and does not indicate the possibility of a neurological issue.
According to Dr. Duncan, “there was nothing that had the stamp, if you will, to a doctor to
say, ‘This is a subdural hematoma.’ It was just mental status variability, and there were
plenty of other causes and reasonable reasons for the variability.” Instead, Dr. Duncan
testified that signs of a subdural hematoma include “an asymmetry, perhaps, of one side
versus the other, a crooked smile or an inability to use one arm versus the other[,]” weakness
or vision loss, or new speech abnormalities.
Addressing the notations that Mr. Brown was “sleepy” and “very lethargic,” Dr.
Duncan stated that “[s]leepiness is not a sign of a subdural hematoma. It’s not indicative of
it[,]” and “[l]ethargy can be due to many, many things.” “You can be lethargic, certainly,
with a subdural, but it’s not the symptom that turns the light bulb on to say this is a subdural.”
In fact, Dr. Duncan testified that “[i]n this man’s case, I think the light bulb goes on he’s
overmedicated because he is on a lot of medications.” Thus, he opined that Western did not
violate the standard of care in first reducing Mr. Brown’s medications and then ordering
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repeat brain imaging.
[I]n a guy who we’ve been told does not have a subdural, that he is now more
lethargic and we’re giving him medications, the most logical thing to do is stop
his medications safely and see if the patient wakes up. He’d been there for at
least a month, and medications may have finally taken effect and maybe he’s
too sedated, too medicated.
....
This is a reasonable diagnosis, that he’s had too much medication.
They did the reasonable thing.4
Although he conceded that a patient on Coumadin who receives a head injury is at a greater
risk of a subdural hematoma, he opined that Mr. Brown’s receiving Coumadin did not alter
the required standard of care. Finally, Dr. Duncan disagreed with Dr. Salzman’s conclusion
that if a repeat CAT scan had been performed by January 25 that Mr. Brown’s injuries would
have been reduced. Dr. Duncan stated, “There’s no way to know that. . . . [T]here was
nothing that happened, that I recall, to him, specifically, between the 25 th and 26 th that
indicated his brain was damaged except for the lethargy.”
In rendering its lengthy judgment, the Commission “gave a little more weight to the
testimony of Defendant’s expert, neurologist Gary Duncan, M.D.” as compared to Mr.
Brown’s expert, Dr. Salzman. The Commission found that Mr. Brown failed to prove by a
preponderance of the evidence that the failure of Western’s physicians to order repeat brain
imaging prior to January 26, 2006, breached the standard of care. Specifically, the
Commission stated:
There is no question that Robert Brown’s fall at Western on December
25, 2005, resulted in devastating and permanent injuries that have greatly
affected his life, and that of his family. However, given the results of the CT
scan on December 28, 2005, indicating Brown did not have a subdural
hematoma, the absence of more definite neurological symptoms (besides
lethargy) during the January 22-25, 2006 time frame, the types of lethargy-
inducing drugs Brown was taking, and the passage of almost a month between
the fall and the manifestation of Brown’s brain injury, the Commission FINDS
4
In his brief, Mr. Brown points out that Dr. Duncan, in his testimony, stated that reducing Mr.
Brown’s medication was reasonable, stating “I think it’s what I would do.” Mr. Brown argues that the
Commission erred in giving credence to this testimony; however, after considering his testimony as a whole,
we find that Dr. Duncan’s statement does not indicate that he based the requisite standard of care upon what
he would have done. This issue is without merit.
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that Claimants did not prove by a preponderance of the evidence that Western
doctors breached the standard of care by failing to send Mr. Brown for a
second brain scan before January 26, 2006.
After reviewing the record de novo while according “great deference” to the trial
court’s determinations on witness credibility, we affirm the Commission’s dismissal of Mr.
Brown’s claim. Although the record demonstrates some non-neurological-specific
behavioral changes in Mr. Brown during the period of January 22-25, according to Dr.
Duncan, Western responded appropriately to these changes by altering Mr. Brown’s
medications prior to ordering repeat brain imaging. Additionally, he testified that “[t]here’s
no way to know” whether brain imaging on or before January 25 would have reduced Mr.
Brown’s injuries. Based on Dr. Duncan’s testimony as well as the reasons set forth by the
Commission, we find that Mr. Brown failed to prove by a preponderance of the evidence that
Western breached the standard of care by failing to order repeat brain imaging prior to
January 26, 2006. The judgment of the Commission is affirmed.
V. C ONCLUSION
For the aforementioned reasons, we affirm the judgment of the Commission. Costs
of this appeal are taxed to Appellant, Robert Brown, by and through next friend, Angela
Anderson, and his surety, for which execution may issue if necessary.
_________________________________
ALAN E. HIGHERS, P.J., W.S.
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