approving the district court’s taking of judicial notice of the website materials on the National Weather Service’s website relating to the correlation between heat and death in adjudicating a claim that involved atmospheric heat at the prison
How later courts described this case
- approving the district court’s taking of judicial notice of the website materials on the National Weather Service’s website relating to the correlation between heat and death in adjudicating a claim that involved atmospheric heat at the prison
- taking judicial notice of material on CDC website regarding Lyme disease—cause, symptoms, and treatment
- establishing procedure approved in Cay
- finding that “Atkinson failed to show that any substantial risk of harm to him resulting from implementation of” a policy of opening and closing cell doors at night “was obvious”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF TEXAS
LUBBOCK DIVISION
THEODORE STREATER
Institutional ID No. 01430922
Plaintiff,
No. 5:19-CV-00263-H
LORIE DAVIS, et ai.,
Defendant.
ORDER ACCEPTING IN PART THE FINDINGS, CONCLUSIONS, AND
RECOMMENDATION OF THE UNITED STATES MAGISTRATE JUDGE
The United States Magistrate Judge made findings, conclusions, and a
recommendation (FCR) in this case. (Dkt. No 29.) Plaintiff filed objections. (Dkt. Nos. 33,
34, 35, 36.) The Magistrate Judge recommended that the Court dismiss all but one of
Plaintiff's claims as frivolous or for failure to state a claim. Specifically, the Magistrate
Judge recommended that only Plaintiff's claim for injunctive relief under the Religious Land
Use and Institutionalized Persons Act (RLUIPA) against Defendant A. Gonzalez—in his
official capacity as warden of the Smith Unit—should proceed.
“The district judge must determine de novo any part of the magistrate judge’s
disposition that has been properly objected to.” Fed. R. Civ. P. 72(b)(3); see 28 U.S.C.
§ 636(b)(1). In contrast, the district judge reviews any unobjected-to findings, conclusions,
and recommendations for plain error. The Court has examined the record and reviewed the
unobjected-to portions of the FCR for plain error and, finding none, expressly accepts and
adopts those portions of the Magistrate Judge’s findings, conclusions, and recommendation.
Additionally, in light of Plaintiff's specific objections, the Court has conducted a de
novo review of the relevant portions of the FCR and the record in this case. Many of
Plaintiff's objections are either restatements of arguments made in his amended complaint
(as supplemented by his testimony at the Spears hearing'), arguments thoroughly addressed
by the FCR, mere disagreements with the Magistrate Judge’s wording, or conclusory
statements insisting that his claims have merit. The Court finds it unnecessary to address
some of these objections. Thus, except as noted below, Plaintiff's objections are overruled,
and the Court expressly adopts the Magistrate Judge’s reasoning.
1. Plaintiff's Claims
This lawsuit arises out of events following Plaintiff's transfer from the Telford Unit of
the Texas Department of Criminal Justice (TDCJ) to the Smith Unit of the TDCJ. Plaintiff
sued 14 Defendants—including employees of the TDCJ and the TDCI itself—alleging a
variety of constitutional violations under 42 U.S.C. § 1983, as well as the Americans with
Disabilities Act (ADA), the Rehabilitation Act (RA), the Religious Land Use and
Institutionalized Persons Act (RLUIPA), and the Safe Prisons Program and Prison Rape
Elimination Act (PREA). He seeks monetary damages, injunctive relief, and certification of
his case as a class action.
Plaintiff's allegations begin with his transfer from the Telford Unit to the Smith Unit
on November 7, 2019.2 He complains of incidents that occurred primarily at the Smith Unit
' Spears v. McCotter, 766 F.2d 179, 181-82 (Sth Cir. 1985).
2 This case was originally filed in the United States District Court for the Eastern District of Texas,
Tyler Division, and the case was transferred to this Court after the Eastern District determined that a
Node portion of the incidents giving rise to Plaintiff's case occurred at the Smith Unit. (Dkt.
from the date of his arrival until the filing of his amended complaint on December 8, 2019.
(Dkt. No. 9.) However, some of his claims are against Telford Unit employees for actions
taken after his transfer to the Smith Unit.
Plaintiff is an experienced litigant who has filed several federal civil actions
challenging various aspects of his confinement in different institutions over the past several
years. The Court finds it pertinent to note that Plaintiff recently prevailed on appeal in a
case against TDCJ officials who work at the Eastham Unit in Houston County, Texas. See
Streater v, Allen, USCA No. 18-40870 (5th Cir. March 19, 2020); No. 9:15-CV-00068 (E.D.
Tex., Lufkin Div.). Following remand and a jury trial on some of his claims in that case,
the jury found that one of the defendants—Sharon Allen—“retaliated against Plaintiff for
the exercise of his First Amendment right to complain to prison officials.” See No. 9:15-CV-
00068, Dkt. No. 213 at 1 (E.D. Tex., Lufkin Div., July 22, 2021). The Eastern District case
is relevant because some of the allegations in this case stem from what Plaintiff describes as
a conspiracy to transfer him from the Telford Unit (located in the Eastern District) to the
Smith Unit (located in this district), in retaliation for his filing the lawsuit against the
Eastham Unit (located in the Eastern District) employees.”
Plaintiff sues 14 defendants in their individual and official capacities: (1) Lorie Davis,
(former) Director of TDCJ-CID; (2) A. Gonzalez, Smith Unit Warden; (3) Captain Miller,
Smith Unit food service captain; (4) Officer Flores, Smith Unit food service officer; (5) Mrs.
Harris, Smith Unit Classification Supervisor; (6) Anthony Cubb, Telford Unit medical staff
member; (7) Chaplain Earnest, Smith Unit chaplain; (8) Mrs. Reimer, Smith Unit grievance
3 The FCR notes that the only apparent connection between the defendants from the Eastham Unit,
Telford Unit, and Smith Unit, is their shared employer—the TDCJ. (See Dkt. No. 29 at 39.)
supervisor; (9) Ms. Rebber, Smith Unit legal mail supervisor; (10) Sergeant K. Vasquez,
Smith Unit Safe Prison/PREA supervisor; (11) Lieutenant Aynes, Smith Unit lieutenant;
(12) Unknown Telford Unit Employees; (13) One Unknown Classification Officer; and
(14) TDCJ.
Plaintiff's claims consist of a patchwork of allegations related to his unit transfer and
various conditions of his confinement since his arrival at the Smith Unit. The Magistrate
Judge organized Plaintiffs claims as summarized below:
a. Defendant Rebber exposed him to potential retaliation and violated his First
Amendment rights by opening—outside of his presence—a sealed letter that
was addressed to a reporter and contained details of his complaints about the
conditions of his confinement.
b. Defendants Davis, Reimer, Aynes, and the TDCJ violated his right to redress
of grievances by making the grievance process unavailable to him.
Cc. Defendant Vasquez violated his rights under the Safe Prisons Program and
PREA.
d. Defendants subjected him to the following unconstitutional conditions of
confinement:
1. Forced medical treatment without the opportunity to opt out in the
form of a transfer to and placement in the Smith Unit Expansion Cell
Block (ECB) for inmates with heat restrictions.
2. Assignment to a wing with offenders of mixed classification levels and
mental health statuses—and a cellmate who was significantly younger
and suffering from serious mental health issues—causing Plaintiff to
fear for his own safety.
3. Confinement in an unsanitary and unsafe cell in deliberate indifference
to his serious medical, health, and safety needs.
4. Unsanitary and poor-quality food service and preparation.
5. Frequent illumination of his cell throughout the night, causing sleep
deprivation and headaches.
e. Defendants Davis, TDCJ, Cubb, Harris, Unknown Telford Unit Employees,
One Unknown Classification Officer, and TDCJ discriminated against him in
violation of the Equal Protection Clause, as well as the ADA and RA by
denying him access to a variety of programs and benefits.
f. Defendants Miller, Flores, Gonzalez, and Earnest violated his First
Amendment right to free exercise of religion by failing to provide him with a
pork-free diet when he first arrived at the Smith Unit.
g. Defendants Gonzalez, Miller, Flores, and TDCJ were deliberately indifferent
to his health and safety by failing to establish policies to ensure that his meal
trays did not contain food items to which he is allergic in violation of his
medically imposed dietary restrictions (i.e. peanut allergy and bean
sensitivity).
h. Defendants Gonzalez, Davis and TDCI failed to establish an adequate policy
and procedure to ensure disposal of “Inmate Locator Reports.”
1. Defendants subjected him to intentional infliction of emotional distress.
j. Defendants Cubb, Harris, Unknown Telford Unit Employees, and One
Unknown Classification Officer conspired to retaliate against him for
pursuing litigation against other TDCJ employees and were deliberately
indifferent to his health and safety needs.
k. Defendants Cubb, Harris, Unknown Telford Unit Employees, and One
Unknown Classification Officer were deliberately indifferent to his serious
medical needs regarding his medical restrictions and work assignment.
1. Defendants Gonzalez, Miller and Earnest violated his rights under RLUIPA
by failing to establish a policy that would prevent Muslim inmates from
having to choose between attending Jumu’ah (Friday prayers) or eating
lunch.
2. The Magistrate Judge’s Findings, Conclusions, and Recommendations
The Magistrate Judge reviewed Plaintiff's claims as described in his amended
complaint (which sought to incorporate his original complaint by reference) and permitted
him to supplement his complaint through his testimony at the Spears hearing. (See Dkt. Nos.
9, 24.) The Magistrate Judge also received and reviewed authenticated records from the
TDCI for the relevant time period, including grievances, classification, chaplaincy, and
medical records. See Wilson v. Barrientos, 926 F.2d 480, 483-84 (Sth Cir. 1991); Banuelos v.
McFarland, 41 F.3d 232, 234 (Sth Cir. 1995).
After this screening, the Magistrate Judge recommended that only one of Plaintiff's
claims should proceed to the next step in the litigation process. After thoroughly analyzing
each of Plaintiff's claims, the Magistrate Judge recommended that Defendant A.
Gonzalez—in his official capacity as warden of the Smith Unit—should be ordered to
answer or otherwise plead to Plaintiffs RLUIPA claim alleging that he has been forced to
choose between attending Jumu’ah (Friday prayers) or eating lunch since his arrival at the
Smith Unit in November 2019. The Court, finding no objection and no plain error, accepts
and adopts this recommendation. The Magistrate Judge then recommended that the Court
dismiss Plaintiffs other claims with prejudice. As explained below, the Court finds that
Plaintiff's objection to the dismissal of his ADA and RA claims should be sustained, in part,
but the rest of his objections should be overruled.
3. Plaintiff's Objections
Plaintiff filed general and specific objections and then two sets of supplemental
objections. (Dkt. Nos. 33, 34, 35.) First, Plaintiff generally objected to the FCR, arguing
that the Magistrate Judge made improper credibility determinations during the screening
process. Then, Plaintiff specifically objected to the Magistrate Judge’s findings on his
claims regarding (1) the grievance process; (2) his housing assignment; (3) his classification;
(4) the defendants’ failure to protect him from his cellmate’s erratic behavior; (5) his cell
conditions; (6) food qualify, preparation, and distribution; (7) sleep deprivation; (8) equal
protection; (9) the ADA and RA; (10) denial of pork-free meals in violation of the First
Amendment’s Free Exercise Clause; (11) meals containing items to which he is allergic;
(12) intentional infliction of emotional distress (ITED); and (13) deliberate indifference
related to his medical restrictions and work assignment. As explained below, the Court
overrules Plaintiff's objections, except, in part, his objection to the dismissal of his ADA and
RA claims, which is sustained.
A. General Objection to FCR Credibility Determinations
Plaintiff objects to the overall stance of the FCR, contending that it “is based on
inappropriate credibility determinations and exceeds the scope of the screening process.”
(Dkt. No. 33 at 1.) Plaintiff asserts that while the Court may hold an evidentiary hearing in
support of screening under the PLRA, “it is improper to resolve factual disputes and to
make credibility determinations and judgments at the screening” stage. Id.
It is true that “[i]n a Spears hearing, the district court may make only limited
credibility determinations ... .” Norton v. Dimanza, 122 F.3d 286, 292 (Sth Cir. 1997) (citing
Cay v. Estelle, 789 F.2d 318, 326-27 (Sth Cir. 1986), overruled on other grounds, Denton v.
Hernandez, 504 U.S. 25 (1992)). “[{T]he most important consideration in a [Section]
1915(d) credibility assessment is the inherent plausibility of a prisoner’s allegations based on
objective factors.” Cay, 789 F.2d at 326 (5th Cir. 1986). See Gilbert v. Collins, 905 F.2d 61,
63 (5th Cir. 1990). A defendant may not use medical records to refute a plaintiff's testimony
at a Spears hearing, Williams v. Luna, 909 F.2d 121, 124 (Sth Cir.1990), but the Court may
require the defendants in prisoner-rights cases to construct an administrative record to assist
the Court in determining whether the complaint is frivolous. Cay, 789 F.2d at 323
n. 4; Martinez v. Aaron, 570 F.2d 317, 319 (10th Cir. 1978) (establishing procedure approved
in Cay).
In this case, the Magistrate Judge, in compliance with Cay, asked the Texas Attorney
General to provide authenticated copies of Plaintiff's records. The Court used those records
to make findings, conclusions, and recommendations as to whether any or all of Plaintiffs
claims were frivolous or failed to state a claim. And, at this stage in the screening process,
the Court must accept Plaintiff's allegations as true and cannot rely on the written records to
rebut Plaintiff's factual allegations. See Williams v. Luna, 909 F.2d 121, 124 (Sth Cir. 1990)
(holding that prison records could not be used to refute plaintiff's Spears-hearing testimony).
However, “pro se plaintiffs must still plead factual allegations that raise the right to relief
above the speculative level.” Chimm v. Univ. of Texas at Austin, 836 F.3d 467, 469 (Sth Cir.
2016).
“A complaint, as amended by a Spears hearing, may be dismissed pursuant to a Rule
12(b)(6) motion by the defendant or by 28 U.S.C. § 1915(d) if it lacks an arguable basis in
law.” Jackson v. Vannoy, 49 F.3d 175, 176-77 (Sth Cir. 1995) (footnotes omitted). “A
complaint lacks an arguable basis in law if it is based on an indisputably meritless legal
theory, such as if the complaint alleges a violation of a legal interest which clearly does not
exist.” McCormick v. Stalder, 105 F.3d 1059, 1061 (5th Cir. 1997) (internal quotations
omitted). Moreover, Section 1915(d) “accords judges not only the authority to dismiss a
claim based on an indisputably meritless legal theory, but also the unusual power to pierce
the veil of the complaint’s factual allegations and dismiss those claims whose factual
contentions are clearly baseless.” Neitzke v. Williams, 490 U.S. 319, 328 (1989). For
example: complaints like Plaintiff's claims urged under the PREA—alleging the violation of
a nonexistent legal right—are legally baseless.
Plaintiff understandably takes issue with the Magistrate Judge’s conclusion that his
allegations, for the most part, failed to state a legal basis for relief. But the Court notes that
the Magistrate Judge accepted Plaintiff's allegations as true. (See Dkt. No. 29 at 2, 16, 47.)
Plaintiff seems to suggest that any conclusion that his allegations failed to state a claim must
be the result of a credibility determination. However, the Court finds that applying relevant
legal standards to factual allegations—taken as true—is the opposite of a credibility
determination. Instead, it is a critical part of the screening process for the Magistrate Judge
to dig beneath the often-conclusory allegations of a pro se complaint to ascertain exactly
what the prisoner alleges occurred and the legal basis of the claims. That some of those
allegations will fail to state a legal basis for relief does not amount to an improper credibility
determination. Thus, Plaintiff's general objection is overruled.
B. Grievance Process and Retaliation
Plaintiff complains that the Smith Unit offender grievance process violated his
constitutional rights in a variety of ways. First, Plaintiff alleges that Defendant Reimer
failed to process offender grievances according to TDCJ policies. (Dkt. No. 9 at 8.)
Second, Plaintiff alleges that Defendants Davis, Reimer, and TDCI failed to establish a
procedure where prisoners are issued a log number so they can verify the submission of
grievances. (Id. at 9.) Third, Plaintiff asserts that the failure to establish a grievance
submission verification procedure allowed Defendant Reimer to conceal, destroy, and deny
the filing of grievances. (Jd.) In support of those claims, Plaintiff alleges that he has filed
grievances since his arrival at the Smith Unit, but they disappear and are never
acknowledged or addressed. Finally, Plaintiff alleges that Defendant Aynes’s threatening
actions made the grievance procedure unavailable to him. (/d.)
Plaintiff's claims against Defendant Aynes are the result of an incident that occurred
on the day he arrived at the Smith Unit when he and other inmates witnessed unidentified
officers assaulting an inmate. When another inmate named Sims questioned the use of
force and said he was going to file a grievance, Plaintiff alleges that Defendant Aynes struck
Sims in the head with a walkie-talkie, opening a gash over his eyebrow. (See Dkt. No. 1 at
7.) Later, Plaintiff claims that Defendant Aynes stated to the group “[a]nybody else want to
file a grievance? Ya'll [sic] gonna learn how grievances get answered on the Smith Unit. I
run this [expletive]! Welcome to the real world.” (Dkt. No. 1 at 7.) Plaintiff deduced from
this single incident that Defendant Aynes would retaliate against him with physical violence
if he ever filed a grievance at the Smith Unit.
The Magistrate Judge concluded that Plaintiff failed to state a viable constitutional
claim based on his allegations that the grievance process was unavailable to him. (Dkt. No.
29 at 15-17.) Specifically, the Magistrate Judge found that Plaintiff did not have a
constitutional right to have grievances resolved to his satisfaction. (Jd. at 15.) More
fundamentally, the Magistrate Judge found that Plaintiff did not possess a liberty interest in
having access to a prison grievance procedure in the first place. (Jd. at 16.) Additionally,
the Magistrate Judge concluded that Defendant Aynes’ purported threats did not violate
Plaintiff's constitutional rights because verbal threats or harassment by a correctional officer
do not provide the basis for a viable Section 1983 claim. Robertson v. Plano City, 70 F.3d 21,
24 (5th Cir. 1995) (citing McFadden v. Lucas, 713 F.2d 143, 146 (Sth Cir. 1983)).
Plaintiff objects to the characterization of his claims as only being about the
resolution of his grievances. And he asserts that the FCR relied incorrectly on case law
involving grievances that had received responses—which he argues are distinguishable from
10
his complaint about a process that refuses to acknowledge the filing of the grievances,
threatens prisoners for using the grievance process, or both. (Dkt. No. 33 at 2.) So, he
claims that the process itself was unavailable, which he asserts is a violation of his First
Amendment rights. Additionally, Plaintiff argues that Defendant Aynes’s threats went
beyond verbal threats because he assaulted a different offender “as an example of what he
would do to any offender who chose to exercise their right to redress of grievance.” (Jd. at
3.) Plaintiff also points to affidavits of other inmates to support his claims that “assaults
were how grievances are dealt with,” and unsworn declarations from Smith Unit offenders
that “corroborate the fecklessness and unavailability and dangerousness of using the
grievance process.” (See Dkt. No. 33 at 2.) But to be clear, Plaintiff does not allege that he
was personally assaulted in response to any grievance he filed.
i. Plaintiff has no right to a grievance procedure.
The Court understands Plaintiff's objection that his claim is not simply about
resolution of grievances, but rather that the grievance procedure was entirely unavailable to
him. Even so, the Magistrate Judge’s finding that he failed to state a claim is correct.
Congress requires inmates to exhaust their “administrative remedies as are available . . .
42 U.S.C. § 1997e(a). A prison system is not, however, required to establish grievance
procedures, and inmates do not have a basis for a lawsuit because a prison system has not
established a grievance procedure or fails to adhere to it. 42 U.S.C. § 1997e(b). Thus,
Plaintiff's allegations that the defendants failed to establish procedures or to process
grievances according to such a procedure simply do not support a constitutional violation.
The Magistrate Judge’s conclusion is consistent with well-established case law in this
circuit. As succinctly explained by another district court, “Congress established the
11
exhaustion requirement to give prisons and jails the first opportunity to address complaints
by inmates, but inmates do not have a basis for a lawsuit because they are dissatisfied with
the grievance procedure.” Stafford v. McKay, No. 5:10-CV-35, 2010 WL 4274758, at *9
(E.D. Tex. Sept. 27, 2010), rep. and rec. adopted, 2010 WL 4286162 (Oct. 28, 2010).
Indeed, the Fifth Circuit has explained that “[an inmate] does not have a federally protected
liberty interest in having these grievances resolved to his satisfaction. As he relies on a
legally nonexistent interest, any alleged due-process violation arising from the alleged failure
to investigate his grievances is indisputably meritless.” Geiger v. Jowers, 404 F.3d 371, 373-
74 (5th Cir, 2005); see also Jenkins v. Henslee, No. 3-01-CV-1996-R, 2002 WL 432948, at *2
(N.D. Tex. Mar. 15, 2002) (explaining that “[a]n inmate does not have a constitutional
entitlement to a grievance procedure,” and that “violation of the grievance procedure does
not amount to a constitutional violation”) (citing Adams v. Rice, 40 F.3d 72, 75 (4th Cir.
1994) and Antonelli v. Sheahan, 81 F.3d 1422 (7th Cir. 1996)). Thus, Plaintiffs claims that
the defendants failed to process—or even provide a procedure for processing—grievances at
the Smith Unit are meritless. Likewise, his claims that the lack of a procedure made it
possible for Defendant Reimer to conceal, destroy, and deny the filing of grievances must
fail. Plaintiffs objections are overruled.
ii. Defendant Aynes’s actions against another inmate did not violate
Plaintiffs constitutional rights.
Plaintiff's claims that Defendant Aynes’s actions made the grievance process
unavailable to him require some additional discussion. Plaintiff couches his claims against
Aynes in terms of retaliation. In other words, Plaintiff claims that Aynes’ assault on
another inmate who voiced his intention to file a grievance against officers, coupled with his
12
implied threat that other offenders who filed grievances might be assaulted as well, amounts
to retaliation. And, according to Plaintiff, this preemptive retaliation later prevented him
from exercising his First Amendment right to file grievances at the Smith Unit.
Plaintiff places special emphasis on Ross v. Blake, 136 S. Ct. 1850, 1860 (2016), which
he cites for the proposition that “when prison officials use threats and intimidation to
prevent a prisoner from using the grievance system, or ‘thwart inmates from taking
advantage of a grievance process through machinations, misrepresentations, or
intimidation’ those actions violate a prisoner’s First Amendment rights.” (Dkt. No. 33 at 2.)
But Plaintiff misinterprets Blake, which says nothing about when a prisoner’s First
Amendment rights are violated, and it does not support a cause of action against prison
officials.
Instead, Blake concludes, based on the textual exception in 42 U.S.C. § 1997e(a)
itself, that a prisoner is not required to exhaust remedies prior to filing suit if remedies are
unavailable. Jd. at 1855-59. An administrative remedy may be unavailable if (1) despite
what regulations or materials may promise, prison officials are “unable or consistently
unwilling to provide any relief to aggrieved inmates,” (2) “an administrative scheme [is] so
opaque that it becomes, practically speaking, incapable of use” by an ordinary prisoner, or
(3) prison administrators “thwart inmates from taking advantage of a grievance process
through machination, misrepresentation, or intimidation.” Jd. at 1859-60. In short, Blake
says that Officer Aynes’s alleged actions may excuse Plaintiff from the PLRA’s requirement
that he exhaust his administrative remedies prior to filing a lawsuit, but it does not create a
basis for Plaintiff to file a lawsuit. So, Blake is of no help to Plaintiff, and his objections to
the FCR based on Blake must be overruled.
13
Plaintiff's claim that Aynes’ actions amount to retaliation are similarly without
merit. The Magistrate Judge discussed the standard for establishing a claim for retaliation
with respect to Plaintiff's claims stemming from his transfer to the Smith Unit. (See Dkt.
No. 29 at 38). The same standard must be applied to Plaintiffs claim here: “[t]o state a
claim of retaliation an inmate must allege the violation of a specific constitutional right and
be prepared to establish that but for the retaliatory motive the complained of incident...
would not have occurred.” Woods v. Smith, 60 F.3d 1161, 1166 (Sth Cir. 1995). This is a
“significant burden” that requires the production of “direct evidence of motivation or, the
more probable scenario, . . . ‘a chronology of events from which retaliation may plausibly be
inferred.’” Id. (quoting Cain v. Lane, 857 F.2d 1139, 1143 n.6 (7th Cir.1988)). “Mere
conclusory allegations of retaliation” are insufficient. Id.
Plaintiff alleges, essentially, that Aynes threatened him with physical violence as a
consequence for filing future grievances. In support of this claim, Plaintiff mentions the
Fifth Circuit’s remand of his Eastern District case for the proposition that retaliation can be
present when an officer assaults someone besides the claimant. (See Dkt. No. 33 at 3 (citing
Streater v. Allen, 805 F. App’x 293 (5th Cir. March 19, 2020))). But as explained by the
Magistrate Judge, verbal threats, abusive language, or other harassment are simply not
sufficient to state a constitutional claim. (See Dkt. No. 29 at 16-17.) To the extent Plaintiff
alleges that Defendant Aynes’ actions on the day of his arrival at the Smith Unit prevented
him from exercising his First Amendment right to file any grievances, the Court finds no
support for the retaliation allegation. The preemptive nature of the threat to Plaintiff's
ability to file grievances in the future necessarily defeats any plausible chronology of events.
14
At most, Plaintiff has alleged that he witnessed Defendant Aynes retaliate against Sims; but
Plaintiff has no standing to sue for harm done to another inmate.
Likewise, Plaintiff's attempt to draw a parallel to his claim in Streater v. Allen fails
because it is based on a misstatement of the Fifth Circuit’s decision in that case. There,
Plaintiff alleged, among other things, that prison officials retaliated against him for filing
grievances by assigning him to a work crew overseen by an officer who assaulted inmates
without cause. See Streater, 805 F. App’x at 295. The district court granted summary
judgment in favor of the defendants based upon an affidavit that contradicted Plaintiff's
allegations regarding the reasons for his housing and work assignment. Jd. at 296. The
Fifth Circuit vacated and remanded the retaliation claim, essentially finding that the district
court made an improper credibility determination on summary judgment. Jd. (citing Butts v.
Martin, 877 F.3d 571, 589 (5th Cir. 2017)). Although the Fifth Circuit acknowledged that a
“transfer to a more dangerous section of the same prison is a sufficiently retaliatory act to
support a § 1983 claim,” it did not conclude as a matter of law that retaliation can be present
even when an officer assaults someone besides the claimant. See id. (quoting Morris v.
Powell, 449 F.3d 682, 687 (5th Cir. 2006)). And more recently, the Fifth Circuit has found
that vague implied “promises of violence” to prevent inmates from using the grievance
procedure “are, without more, insufficient to state a claim of either retaliation or an Eighth
Amendment violation.” Walter v. Perkins, No. 20-30547, 2021 WL 5458110, at *1 (Sth Cir.
Nov. 22, 2021) (citing Morris v. Powell, 449 F.3d 682, 684 (Sth Cir. 2006); Geiger v. Jowers,
404 F.3d 371, 373 (5th Cir. 2005); and Calhoun v. Hargrove, 312 F.3d 730, 734 (Sth Cir.
2002)). Thus, while Defendant Aynes’ alleged behavior may have been unprofessional and
inexcusable, Plaintiff has not met the significant burden required to state a claim of
15
retaliation. Additionally, this claim is undermined by Plaintiff's testimony that he did
submit at least one grievance at the Smith Unit prior to filing this lawsuit, and his
acknowledgment that he was not assaulted by Aynes as a result. (See Dkt. No. 29 at 9.)
Plaintiffs objection on this claim is overruled.
Cc. Conditions of Confinement
Next, the Magistrate Judge organized Plaintiff's conditions-of-confinement claims in
the following categories: (1) ECB housing assignment, housing classification, and cellmate
conduct; (2) cell conditions and food quality; and (3) sleep deprivation. The Magistrate
Judge concluded that Plaintiff failed to state a cognizable claim in each category and
recommended that they be dismissed with prejudice.
i. ECB Housing Assignment, Housing Classification, and Cellmate
Conduct
Plaintiff complains that his placement in ECB housing and classification as a heat-
restricted inmate constitutes forced medical treatment, which he should be entitled to refuse.
Plaintiff also complained that Defendants violated his rights when he was placed in housing
with a younger, mentally unstable cellmate who sexually harassed and assaulted him by
attempting to hug him on two or three occasions, and who threatened—but did not
assault—him in the dayroom. Additionally, Plaintiff complains that he was unable to sleep
in the cell due to his fear of his cellmate’s erratic behavior.
a. Plaintiff's ECB assignment does not constitute forced
medical treatment.
Plaintiff's objection to the FCR’s analysis of this claim is a restatement of arguments
made in his amended complaint. He cites Cruzan v. Dir., Mo. Dep’t of Health, 497 U.S. 261,
278 (1990), for the proposition that a competent person has a liberty interest in refusing
16
unwanted medical treatment. But Plaintiff provides no support for his conclusory assertion
that merely being housed in the ECB amounts to medical treatment—forced or otherwise.
The Magistrate Judge cited a great body of precedent clearly demonstrating that prisoners
have no constitutional right or interest in being housed in a particular prison or facility. (See
Dkt. No. 29 at 18-19.) Moreover, to the extent Plaintiffs placement in the ECB is based on
a medical classification, Fifth Circuit precedent makes clear that disagreement with a
medical classification is not enough to state a claim under Section 1983. See Wilson v.
Budney, 976 F.2d 957, 958 (5th Cir. 1992); Jackson v. Cain, 864 F.2d 1235, 1246 (Sth Cir.
1989). Plaintiff's conclusory objection is overruled.
b. Plaintiff's cellmate assignment did not violate his
constitutional rights.
Next, the Magistrate Judge construed Plaintiffs claims regarding mixing mentally ill
inmates with those that are not mentally ill as a failure-to-protect claim and concluded that
Plaintiff had failed to meet the stringent standard for such a claim. (See Dkt. No. 29, 19-
20.) The Magistrate Judge also found that “[a] failure to protect claim that fails to allege
any resulting physical injury does not state an Eighth Amendment violation entitling a
prisoner to compensatory damages.” (See Dkt. No. 29, 20 (citing Glenn v. Barber, No. 2:12-
CV-00237, 2013 WL 2458622, at *6 (S.D. Tex. June 5, 2013))). But Plaintiff argues that the
claim is one of deliberate indifference by the defendants because his cellmate was obviously
unstable as demonstrated by his numerous transfers to mental health institutions and prior
violent behavior while incarcerated. (Dkt. No. 33 at 4.) Plaintiff argues that he is not
required to show a physical injury from sexual assault and that he is entitled to punitive
damages regardless. (See id.) Further, Plaintiff reiterates the fact that he was unable to sleep
17
in the cell due to the constant threat of his cellmate’s erratic and unstable mental condition
and aggressive behavior. (/d.)
In support of his objection, Plaintiff cites Gates v. Cook, 376 F.3d 323, 342-43 (Sth
Cir. 2004), which involved claims regarding problems stemming from inadequate mental
health care afforded inmates on death row. In Gates, a death row inmate brought suit on
behalf of himself and other death row prisoners in Mississippi. He alleged certain
conditions of confinement on death row— including exposure to and behavior of psychotic
inmates in adjacent cells—violated the Eighth Amendment's prohibition against cruel and
unusual punishment. Jd at 327. After certifying the case as a class action, the trial court
found that a number of the conditions on death row violated the Eighth Amendment and
ordered the Mississippi Department of Corrections (MDOC) to comply with injunctive
relief designed to alleviate those conditions. Jd. Relevant here, Gates involved evidence that
“the isolation and idleness of Death Row combined with the squalor, poor hygiene,
temperature, and noise of extremely psychotic prisoners create an environment ‘toxic’ to the
prisoners’ mental health.” Jd. at 343. The Fifth Circuit affirmed the district court’s
conclusion that MDOC officials displayed deliberate indifference to those conditions and
that an injunction was needed. Jd. But the Court finds no support in Gates for Plaintiff's
contention that housing mentally ill inmates with mentally healthy inmates is deliberate
indifference in every case, and Plaintiff's factual allegations are notably less egregious than
those in Gates.
Plaintiff specifically objects to the Magistrate Judge’s conclusion that he failed to
state a claim as to his cellmate’s allegedly “sexually assaultive” behavior based upon his
failure to allege a physical injury. Plaintiff contends that he is still entitled to punitive
18
damages for the sexual assault, regardless of the fact that he did not suffer any physical
injury. (Dkt. No. 33 at 4.) But Plaintiff is mistaken. “No Federal civil action may be
brought by a prisoner confined in a jail, prison, or other correctional facility, for mental or
emotional injury suffered while in custody without a prior showing of physical injury or the
commission of a sexual act (as defined in Section 2246 of Title 18).” 42 U.S.C. § 1997e(e).
However, hugging—much less attempted hugging—does not fall under any of the
definitions of “sexual act,” which require direct contact with genitalia. See 18 U.S.C.
§ 2246(2). Plaintiff has not alleged that his cellmate’s behavior included any direct contact
with genitalia. Plaintiff's objections on this point are overruled.
ii. Cell Conditions and Food Quality
Next, the Magistrate Judge thoroughly analyzed Plaintiffs claims regarding the
conditions of his cell and food quality. (See Dkt. No. 29, 20-24.) The FCR concludes that
Plaintiff failed to state a claim because (a) he has not demonstrated that the conditions of his
cell deprived him “of the minimal civilized measures of life’s necessities”; (b) his allegations
do not demonstrate deliberate indifference on the part of any named Defendant; and
(c) Plaintiff has not alleged harm greater than de minimis as a result of the conditions of his
cell. Ud.) Likewise, with regard to his claims regarding food preparation and distribution,
the Magistrate Judge concluded that Plaintiff had failed to state a claim of constitutional
dimension. (Jd. at 24.)
19
a. Despite his objections, Plaintiff failed to allege facts showing
that the named defendants were subjectively aware of his
conditions of confinement and the purported risk to his
safety.
In evaluating his cell conditions claims, the Magistrate Judge explained that “[o]nly
those officials who know of and disregard ‘an excessive risk to inmate health or safety’ are
liable under the Eighth Amendment for denying inmates humane conditions of
confinement.” Farmer v. Brennan, 511 U.S. 825, 837 (1994). And the prison officials
responsible for the deprivation must have a “sufficiently culpable state of mind.” Jd.
(quotation omitted). “In prison-conditions cases[,] that state of mind is one of deliberate
indifference to inmate health or safety... .” Jd. (internal citations and quotation omitted).
The Magistrate Judge noted that, at best, Plaintiffs allegations amount to negligence
because the defendants perhaps should have known about the conditions in his cell. (Dkt.
No. 29 at 23.) But Plaintiff failed to allege any facts demonstrating that Defendants were
subjectively aware of both the conditions in which Plaintiff was housed and the specific risk
they posed to his safety. (Jd.) Additionally, the FCR found that Plaintiff had failed to
demonstrate that the conditions in his cell deprived him “of the minimal civilized measures
of life’s necessities.” (Jd. at 22.)
In his objections, Plaintiff repeats the allegations from his complaint that the unclean
conditions of his cell violated the Eighth Amendment. He objects to the Magistrate Judge’s
assertion that he has not alleged that any Defendant knew of the conditions of his cell and
the specific risk to his safety. Specifically, he contends that he did name the defendants
responsible for the conditions of his cell in his original complaint—that is, Defendant Davis,
20
as Director of the TDCJ-CID, and Defendant Sgt. Vasquez, identified as the Safe
Prison/PREA officer. (See Dkt. No. 33 at 5.)
To prevail on a conditions-of-confinement claim, a plaintiff must plausibly state an
objective and a subjective element. Arenas v. Calhoun, 922 F.3d 616, 620 (Sth Cir. 2019).
First, the plaintiff must establish objectively that the prison official deprived him of the
minimal requirements for civilized measure of life’s necessities and thus exposed him to a
substantial risk of injury. Jd. “Restrictive or even harsh” conditions do not create a
deprivation; rather, the deprivation must be serious. Coleman v. Dallas Cty. Jail, No. 3:19-cv-
3009-L-BN, 2020 WL 7029915, at *4 (N.D. Tex. October 22, 2020); see Carter v. Brown, No.
1:20-cv-01376, 2021 WL 1556374, *2 (W.D. La. April 1, 2021). Second, the plaintiff must
show that the prison official subjectively knew of the risk the condition created and showed
deliberate indifference to that risk to the plaintiff. Id. at *1-2 (citing Arenas, 922 F.3d at
620).
The Court finds that the conclusion on this claim does not turn on the identity of the
defendants, but rather on the failure to meet the subjective prong of the deliberate-
indifference analysis. And Plaintiff's own allegations fail to allege—much less
demonstrate—that any named defendant, including Davis and Vasquez, were actually aware
of the conditions of his cell and the specific risk they posed to his safety. In short, his
allegation that they should have known about the conditions of his cell is not adequate to
demonstrate deliberate indifference against Defendants Davis and Vasquez. Plaintiff also
objects to the FCR’s conclusion that his claim should be dismissed because he has not
alleged more than de minimis harm, arguing that he may be entitled to nominal and
21
punitive damages. But, since Plaintiff failed to state a claim in the first place, his assertion is
of no consequence.
b. Plaintiff's food-quality allegations fail to rise to the level of a
constitutional violation.
Plaintiff next objects to the FCR regarding food quality—briefly summarizing his
claims and seeking to bolster them by “rais[ing] the fact that a substantial number of
prisoners on Smith unit contracted Covid-19,” and that some have died. (See Dkt. No. 33 at
6.) While perhaps unpleasant, Plaintiffs food-quality claims do not describe an extreme
deprivation of health, hygiene, or sanitation and appear more akin to negligence. The Fifth
Circuit has held that negligent management of food services within a prison does not state a
constitutional claim. See Flowers v. Dent, 21 F.3d 1109, 1994 WL 171707, *3 (Sth Cir. 1994).
In that case, the appeals court found no plausible claim where the plaintiff alleged that the
kitchen facilities were unsanitary, that the “cleaning program was ‘irregular and
ineffective,’” that inmate workers were not properly trained, and that “food storage shelves
were soiled with dirt and rodent droppings... .” Id. at *1-2.
Additionally, the Court is unpersuaded by Plaintiffs attempt to bolster his claim with
the conclusory assertion that the alleged incidence of COVID-19 at the Smith Unit is
appropriately traced to the food-handling program. See Hodges v. Frasier, 176 F.3d 479 (Sth
Cir. 1999) (finding no “clear or obvious error” in the district court’s decision “that the
possibility that HIV-positive inmates were involved in food preparation did not state a
constitutional claim because ‘AIDS is not transmitted by casual contact such as food
preparation’”). According to information posted on the Centers for Disease Control and
Prevention (CDC) website, “[c]urrently there is no evidence to support transmission of
22
COVID-19 associated with food.”* Courts are permitted to take judicial notice of
information appearing on government websites if the information is not subject to
reasonable dispute because it can be accurately determined from sources whose accuracy
cannot reasonably be questioned. Fed. R. Evid. 201(b); See, e.g., Ball v. LeBlanc, 792 F.3d
584, 591 (5th Cir. 2015) (approving the district court’s taking of judicial notice of the website
materials on the National Weather Service’s website relating to the correlation between heat
and death in adjudicating a claim that involved atmospheric heat at the prison); Gent v.
CUNA Mut. Ins. Soc’y, 611 F.3d 79, 84 (1st Cir. 2010) (taking judicial notice of material on
CDC website regarding Lyme disease—cause, symptoms, and treatment). Plaintiff's
objections are overruled.
iii. | Sleep Deprivation
Plaintiff alleges that he was deprived of sleep because the “control picket” repeatedly
turns on the lights in his cell at various times throughout the night, and he is unable to
control them himself, causing Plaintiff to only be able to sleep for roughly one hour at a
time. (See Dkt. No. 1 at 9; Dkt. No. 9 at 10.) Plaintiff alleged that the lack of sleep has led
to migraines and vision problems. (Tr. 3:04:40-:05:05.) The Magistrate Judge found that
his claims should be dismissed because Plaintiff had failed to name anyone responsible for
controlling the lights as a defendant, and even if he had, he has not alleged that they were
subjectively aware of his being deprived of sleep and any risks to his health associated with
such deprivation. (See Dkt. No. 29 at 25.) Moreover, the FCR concluded that his sleep-
deprivation claims must fail based upon the Fifth Circuit’s previous holding that
Food Safety and Coronavirus Disease 2019 (COVID-19),
yeeds: gov/foodsafety /newsletter/food-safety-and-Coronavirus. html (last visited Nov.
23
disturbances throughout the night in a prison facility that operates 24 hours a day do not
constitute an Eighth Amendment violation. (Jd.)
In his objections, Plaintiff argues that the Magistrate Judge is essentially requiring
him to prove his allegations at the screening level and that he is not required to state every
allegation in his complaint or name every party responsible for the violations. (See Dkt. No.
33 at 6.) Plaintiff states that he did name the defendants personally responsible for the
policies (or for failing to ensure the policies were being enforced), which led to the sleep
deprivation—that is, Defendants Sgt. Vasquez and Lorie Davis. (See Dkt. No. 1 at 74, and
Dkt. No. 9 at 50.) Plaintiff also argues that it is not a matter of whether the defendants
“knew” of the risk posed by sleep deprivation, but whether they “should have known” of
the risks. Finally, Plaintiff argues that he should be permitted to correct the alleged
deficiency of his complaint and indicates that his claim should not be dismissed without the
opportunity to conduct discovery to identify the party responsible for controlling the lights.
(See Dkt. No. 33, 6-7.)
The Fifth Circuit has recognized that sleep constitutes a basic human need, and
conditions designed to prevent sleep may violate the Eighth Amendment. See Harper v.
Showers, 174 F.3d 716, 720 (5th Cir. 1999). And “a prison official who was unaware of a
substantial risk of harm to an inmate may nevertheless be held liable under the Eighth
Amendment if the risk was obvious and a reasonable prison official would have noticed
it.” Farmer v. Brennan, 511 U.S. 825, 842 (1994). Moreover, “a factfinder may conclude
that a prison official knew of a substantial risk from the very fact that the risk was
obvious.” Jd. at 842.
24
But in Chavarria v. Stacks, 102 F. App’x 433, 436 (Sth Cir. 2004), the Fifth Circuit
also concluded—albeit in an unpublished opinion—that a “policy of constant illumination
[was] reasonably related to the legitimate penological interest of guard security[,]” and that
it is not plausible that a substantial risk of serious harm from near-continuous lighting was
so obvious that defendants must have known of it. As a result, the Fifth Circuit affirmed the
summary dismissal of a similar claim as frivolous and for failure to state a claim. See id.
(finding that “[b]ecause the policy of 24-hour illumination does not violate the Eighth
Amendment, Chavarria’s complaint about the policy is based upon an indisputably
meritless legal theory”); see also id. at 437 (Reavley, J., specially concurring to explain that
“with deference to those who are concerned about Mr. Chavarria’s illuminated cell, I regard
this judicial attention as much ado about nothing. A little cloth over his eyes would solve
the problem, negate deprivation, and escape this exercise in frivolity.”); Atkinson v. Johnson,
74 F. App’x 365, 367 (5th Cir. 2003) (finding that “Atkinson failed to show that any
substantial risk of harm to him resulting from implementation of” a policy of opening and
closing cell doors at night “was obvious”).
Here, Plaintiffs allegations do not show that the process of turning the lights on and
off during the night is intentionally designed to deprive him of sleep or sufficient to state a
viable Eighth Amendment claim. Even taking his allegations of true—including the
acknowledgement that the lights are turned on to perform counts—Plaintiff offers nothing to
suggest that the sleep disturbances of which he complains are done in an unnecessary or
wanton manner in order to prevent him from sleeping rather than resulting from activities
25
necessary to keep a community of over 2,600 persons functioning.’ Finally, Plaintiffs own
suggestion that the defendants “should have known” of the harm he allegedly suffered as a
result of the nighttime lighting process amounts to nothing more than a negligence claim.
He has not demonstrated that the risk of harm, even if substantial, was so obvious that any
reasonable official would have recognized it. “Actions and decisions by officials that are
merely inept, erroneous, ineffective, or negligent do not amount to deliberate indifference.”
Alton v. Tex. A&M Univ., 168 F.3d 196, 201 (Sth Cir. 1999). Plaintiff's objections are
overruled.
In sum, the Court notes that in their totality, while Plaintiff's allegations describe
uncomfortable conditions of his confinement on the Smith Unit ECB, they do not allege
that he was deprived of a minimum measure of life’s necessities. Accordingly, Plaintiffs
objections to the dismissal of these claims are overruled.
D. ADA, RA, and Equal Protection Claims
Plaintiff also brings claims under the ADA, RA, and Equal Protection Clause,
alleging that the defendants denied him—on the basis of his disability—benefits of the
programs and activities afforded non-disabled TDCJ prisoners. (See Dkt. No. 9 at 6-7.)
Specifically, Plaintiff alleges that he was denied the following: (a) housing commensurate
with his classification level; (b) a cellmate within 10 to 15 years his age range; (c) recreation
facilities commensurate with his security level; (d) food service equal to the quality received
by non-disabled TDCI prisoners of his classification level; (e) food service commensurate
with his medical and religious dietary restrictions; (f) rights, privileges, and protections
5 The Smith Unit has a maximum capacity of 2,234 inmates and employs over 400 individuals. See
http://tdcj.texas.gov/unit_directory/sm.html Ca visited Nov. 29, 2021).
under the Safe Prisons/PREA; (g) work assignment commensurate with his medical
restrictions; and (h) unit assignment commensurate with the ADA and RA. (id. at 6.)
The Magistrate Judge determined that Plaintiff failed to state a claim under the
Equal Protection Clause of the Fourteenth Amendment because he has not alleged
membership in a protected class. And the Magistrate Judge concluded that Plaintiffs ADA
and RA claims should be dismissed for failure to state a claim because (1) any individual-
capacity claims are not permitted under the statutes; (2) Plaintiff has failed to identify his
alleged disability—instead he claims that he is being treated as ifhe is disabled due to his
housing assignment in a heat-restricted unit; (3) he has not pleaded facts satisfying the
elements of either an ADA or RA claim; and (4) even if he had adequately claimed that the
TDCJ regarded him as disabled, his allegations fall far short of sufficiently alleging that
denial of any benefits was by reason of his disability. (See Dkt. No. 29 at 26-30.)
Title II of the ADA provides that “no qualified individual with a disability shall, by
reason of such disability, be excluded from participation in or be denied the benefits of the
services, programs, or activities of a public entity, or be subjected to discrimination by any
such entity.” 42 U.S.C. § 12132. The ADA prohibits discrimination by public entities,
while the similarly-worded Rehabilitation Act (RA) applies to federally-funded programs
and activities. 29 U.S.C. § 794(a). The same definitions and legal standards apply to both
Acts, and the same remedies are available under both Acts. Kemp v. Holder, 610 F.3d 231,
234 (Sth Cir. 2010).
To state a claim under the ADA and RA, a plaintiff must show that (1) he has a
qualifying disability, (2) he is being denied the benefits of services, programs, or activities or
otherwise being discriminated against by a public entity, and (3) he is being discriminated
27
against because of his disability. Hale v. King, 642 F.3d 492, 499 (Sth Cir. 2011). A
qualifying disability is “a physical or mental impairment that substantially limits one or
more major life activities.” 42 U.S.C. § 12102(a)(1). The ADA places an “affirmative
obligation” on the state “to make reasonable accommodations” for persons with disabilities
in the provision of public services. Smith v. Harris County, 956 F.3d 311, 317 (Sth Cir. 2020).
Intentional discrimination is required in order to recover compensatory damages under the
ADA. Delano-Pyle v. Victoria County, 302 F.3d 567, 574 (Sth Cir. 2002).
The ADA protects people incarcerated in state prisons. Pennsylvania Dep't of Corr.
v. Yeskey, 524 U.S. 206, 213 (1998); Hale v. King, 642 F.3d 492 (Sth Cir. 2011). In the prison
context, failure to make reasonable accommodations to the needs of a disabled prisoner may
have the “effect of discriminating against that prisoner because the lack of accommodation
may cause the disabled prisoner to suffer more pain and punishment than non-disabled
prisoners.” McCoy v. Tex. Dep’t of Criminal Justice, C.A. No C-05-370, 2006 WL 2331055, at
*7 (S.D. Tex. Aug. 9, 2006) (citing United States v. Georgia, 546 U.S. 151, 160
(2006) (allegations, if true, that defendant refused to provide reasonable accommodations to
a paraplegic inmate, “in such fundamentals as mobility, hygiene, medical care,” resulted in
the disabled prisoner suffering serious punishment “without penal justification” and
supported a claim under the ADA)).
Plaintiff's objections on this portion of the FCR are brief and to the point. First,
Plaintiff argues that he is disabled within the meaning of the ADA, which “sufficiently
alleged violations of his Equal Protection.” (See Dkt. No. 33 at 7.) Then, he notes that he
named the defendants in both their individual and official capacities. (See id.) Plaintiff also
contends that he described his disabilities with particularity in his amended complaint and
28
also at the Spears hearing. (Id.) Additionally, Plaintiff asserts that his food allergies qualify
as a disability under the statutes. (See id. at 8.)
In support of his objection, he points to paragraphs 1-7 of his amended complaint,
which include details of his transfer to the Smith Unit, and certain medical restrictions that
were in place at the time. (See Dkt. No. 9 at 3.) Indeed, the information provided in the
amended complaint describes upper-body restrictions, work assignments, and physical
assessment codes that “indicate that [he has] permanent conditions that require ‘significant
limitations’ on [his] engaging in physical activities. (See id.) He claims that these conditions
qualify as disabilities within the definitions of the ADA and RA. (See Dkt. No. 33 at 7.)
Plaintiff further objects to the FCR’s assertion that he did not plead facts satisfying the
elements of the ADA and RA by pointing to the allegations in paragraphs 23-25 of his
amended complaint. (See Dkt. No. 33 at 8, citing Dkt. No. 9 at 6-7.) There, Plaintiff
describes services, programs, and activities allegedly afforded to non-disabled TDCJ
prisoners, such as housing, recreation facilities, job assignments, and food service
commensurate with his classification level, among other things. (See Dkt. No. 9 at 6.) And
he alleges he was denied these benefits because of his disability. (See Id.) Plaintiff also
alleged that the defendants discriminated against him based on—or because of—his
disability by placing in him in a prison facility designed for high security prisoners while
housing similarly situated heat-restricted prisoners of his minimum classification in non-
high-security designed housing. (/d.)
Initially, the Court finds that Plaintiff's objections to the Magistrate Judge’s analysis
of his Equal Protection claim and the conclusion that the ADA and RA do not permit
claims against individuals must be overruled. Disability, unlike race or national origin, is
29
not a suspect classification under Equal Protection analysis. See City of Cleburne v. Cleburne
Living Ctr., 473 U.S. 432, 440 (1985). And, although the ADA authorizes claims against a
“public entity,” it does not authorize individual liability. See Nottingham v. Richardson, 499
F. App’x 368, 376 n.6 (5th Cir. 2012) (citing Lollar v. Baker, 196 F.3d 603, 609 (Sth Cir.
1999)). So, Plaintiff's Equal Protection claims and any individual defendants named for
violations of the ADA and RA must be dismissed.
Finally, the Court understands the Magistrate Judge’s recommendation to dismiss
Plaintiffs ADA and RA claims in light of the “complex and tangled weave of factual
allegations” contained in his pleadings and testimony at the Spears hearing. But based on
Plaintiffs clarification that, in his view, he is disabled under the ADA—tather than just
“considered” disabled by the TDCJ—and the requirement to construe pro se allegations
liberally, the Court finds that Plaintiff has sufficiently pled that Smith Unit officials knew of
his alleged disabilities (including his food allergies) and either denied him the benefit of
certain programs or failed to accommodate his conditions.® He claims that his disabilities
qualify under the ADA and RA, that he has been denied the benefits of services, programs,
or activities, and that he is being discriminated against because of his disability. Those
allegations are sufficient to state claims under the ADA and RA. Thus, Plaintiffs
objections are sustained, in part, and the Court finds that Defendant TDCJ should be
required to answer or otherwise respond to Plaintiffs ADA and RA claims.’
6 The Court notes that this is merely a finding that Plaintiff has pled facts sufficient to proceed
through the course of the litigation—not a finding that his rights under the ADA and RA have, in
fact, been violated.
7 Plaintiff did not object to the Magistrate Judge’s foomote concluding that any claims of conspiracy
to discriminate under the ADA and RA should be dismissed, so any such claims will be dismissed
accordingly. (See Dkt. No. 29 at 29, n.8.) 30
E. Removal of Plaintiff's Medical Restrictions
In his next claim, Plaintiff alleged that Defendant Cubb—a Telford Unit employee—
was deliberately indifferent to his serious medical needs when he accessed Plaintiff's
medical records after his transfer to the Smith Unit and removed many of Plaintiff's medical
restrictions. Following removal of his medical restrictions, Plaintiff lost his medically
restricted job and was instead assigned to perform tasks that exacerbated existing medical
conditions.
The Magistrate Judge found that Plaintiffs claims, construed most generously,
demonstrated that Cubb’s actions were clearly erroneous given the fact that they were
reinstated three days later, but amounted to little more than negligence. (See Dkt. No. 29 at
42.) Thus, Plaintiff failed to meet the “extremely high standard” required to state a
deliberate indifference claim against Defendant Cubb. See Domino v. Tex. Dept’t of Criminal
Justice, 239 F.3d 752, 756 (5th Cir. 2001). And, even if Cubb’s actions were the result of a
nefarious motive, Plaintiff had not alleged facts showing anything beyond de minimis
injury—which provides an additional ground for dismissal. (See id.)
In his objections, Plaintiff restates his previous allegations—essentially arguing that
they support both the objective and subjective components of the deliberate-indifference
analysis. He reiterates his belief that Cubb’s actions were done “perniciously, without
relying on any medical examination ... .” (See Dkt. No. 33 at 9.) Plaintiff argues that
“Cubb knew that the assessment of medical restrictions directly and primarily affects prison
work assignments and a prisoner’s physical ability or limitations relevant to a particular
work assignment.” (Id.) In his supplemental objections, Plaintiff expands on his allegation
that Cubb knew what Plaintiff's physical restrictions were based upon his “PUHLES” code,
31
which was “3EP,” meaning that he had “significant medical impairments” that were
“permanent—no significant change in condition expected.” (See Dkt. No. 34 at 2.) Despite
this, Plaintiff alleges that on November 11, 2019, without ever having met or examined
Plaintiff, Cubb deleted his medical restrictions and downgraded his significant and
permanent medical conditions to reflect some minor condition. (See id.) Plaintiff further
notes that following his placement on an unrestricted work assignment, he suffered injuries
serious enough to result in a recommendation for surgery. (See Dkt. No. 33 at 11.) Plaintiff
contends that his resulting injuries are more than de minimis.
Plaintiff repeats his conclusory assertions that Cubb must have known what the
PUHLES codes meant and that his actions in deleting his restrictions were “knowingly
malicious and deliberately indifferent.” (See Dkt. No. 34 at 2.) Without offering any
additional factual support, Plaintiff asks the Court to require Defendant Cubb to answer to
his conclusory allegation that Cubb was deliberately indifferent to Plaintiff's medical needs.
(Id.). Buta “prisoner must show the defendant's ‘actual knowledge and conscious
disregard of the risk of harm to the plaintiff [and it] cannot be inferred from a prison
official’s mere failure to act reasonably [or] from negligence alone.’” Thompson v. Sharad,
847 Fed. App’x. 223, 224 (5th Cir. 2021) (quoting Domino v. Tex. Dep’t of Criminal Justice,
239 F.3d 752, 756 (5th Cir. 2001). The Court finds that Plaintiff's factual allegations show,
at most, negligence or malpractice but not deliberate indifference. His objections are
overruled.
32
4. Conclusion
Except as noted above, Plaintiff's objections are overruled, and the Court accepts and
adopts the findings, conclusions, and recommendation of the Magistrate Judge. As a result,
the Court orders:
(1) The Court will enter a separate order directing service and requiring a
response on the following claims:
(a) Plaintiff's claim for injunctive relief under RLUIPA against Defendant
A. Gonzalez—in his official capacity as warden of the Smith Unit, and
(b) Plaintiff's claims against Defendant TDCJ for violations under the
ADA and RA.
(2) All remaining claims and Defendants are dismissed with prejudice under
28 U.S.C. § 1915(e)(2)(B)(i) for failure to state a claim.
(3) There is no just reason for delay in entering a final judgment and final
judgment should be entered as to the above-described Defendants and claims pursuant to
Federal Rule of Civil Procedure 54(b).
(4) All relief not expressly granted is denied and any pending motions are denied.
Judgment shall be entered accordingly.
Dated December G., 2021.
J wm Lowe U0 (TR
Unjeéd States District Judge
33