holding that at the “summary judgment stage, evidence need not be authenticated or otherwise presented in an admissible form”
How later courts described this case
- holding that at the “summary judgment stage, evidence need not be authenticated or otherwise presented in an admissible form”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
FORT WORTH DIVISION
JOSE VASQUEZ, §
§
Plaintiff, §
§
v. § Civil Action No. 4:18-cv-00340-P
§
JUSTIN LANDON et al., §
§
Defendants. §
MEMORANDUM OPINION AND ORDER
Before the Court is Defendant Justin Landon’s Motion for Summary Judgment
(ECF No. 52), in which Officer Landon seeks summary judgment on the issue of qualified
immunity—a defense asserted in response to Plaintiff Jose Vasquez’s excessive-force
claim. Also before the Court are Vasquez’s Response (ECF No. 65) and Officer Landon’s
Reply (ECF No. 66). Having considered the motion, briefing, and applicable law, the Court
finds that Officer Landon’s Motion for Summary Judgment should be and hereby is
DENIED.
BODY CAMERA FOOTAGE
At the outset, the Court highlights the significance of the body camera footage
submitted by Officer Landon. See ECF No. 55. In order to grant summary judgment, the
Court must find that no reasonable juror could find that Officer Landon violated Vasquez’s
constitutional rights. Officer Landon characterizes the strike of Vasquez as a
“distractionary slap,” and Officer Landon claims it was acceptable conduct given the
situation. Upon viewing the video alongside the other summary judgment evidence, it is
not clear to the Court that Officer Landon’s conduct constituted an appropriate
“distractionary slap” and was not an excessive use of force. Rather, the Court believes a
jury needs to view this footage and other relevant evidence and live testimony to determine
for themselves whether Vasquez’s constitutional rights were violated. The presence of the
fact issue created by the body camera footage is sufficient to deny summary judgment.
BACKGROUND
A. Officer Landon’s Account of Arrest
Officer Landon begins his factual account by introducing himself and the call that
led to him being at the scene of the incident in question. Def.’s MSJ Br. at 3, ECF No. 53.
The call happened at approximately 12:24 a.m. reporting that Vasquez was threatening his
neighbor with a knife and Officer Landon was dispatched to the scene. Def.’s MSJ Appx.,
(Landon Decl.) at 1–2, ECF No. 54. Officer Landon then takes a break from describing this
incident to describe another encounter that he had with Vasquez a month earlier as well as
to recount Vasquez’s day leading up to the arrest. See Def.’s MSJ Br. at 3–6.1
Officer Landon was the first officer to arrive on scene, shortly followed by two other
officers. Def.’s MSJ Appx. at 1–2. Officer Landon approached Vasquez at the bed of a
truck after being pointed in that direction by people yelling and pointing. Id. Vasquez
1The Court acknowledges the impact that an encounter a month prior may have on a police
officer approaching a hostile situation. However, the relevance of Vasquez’s activities during the
day prior to the incident is not apparent to the Court especially because Landon did not learn of
those things until depositions were being taken in this case.
matched the description Officer Landon had been given and Officer Landon recognized
him from the earlier encounter. Id. Officer Landon recalls seeing Vasquez making a
throwing motion, wondering whether Vasquez was throwing the reported knife, and being
uncertain as to whether Vasquez was still armed. Id. Being unsure, Officer Landon pulled
his Taser, pointed it at Vasquez, and repeatedly shouted for Vasquez to put his hands up.
Id. at 7. Other officers arrived at the scene and issued similar commands. Id.
Officer Landon testifies it was at this moment that Officer Rogers’s body camera
began recording. Def.’s MSJ Appx. at 2, 10. He briefly explains the operation of the body
camera and some of the lapses in audio. Id. Officer Landon also draws attention to the
video showing him lead the effort to instruct Vasquez and deescalate the situation,
mentioning that the other officers corroborate his claims that multiple instructions were
given to Vasquez to put his hands up. Id.
Officer Landon recounts that Vasquez, who was “admittedly intoxicated” at the
time, responded to the officers’ instructions by putting his hands on the top of the bed of
the pickup truck and just looking at Officer Landon. Id. Vasquez then reached into the bed
of the pickup and picked up a beer, opened it, and took a sip, all while ignoring the officers’
repeated demands to raise his hands. Id. During this exchange, Vasquez’s sister is
purported to approach while yelling at the officers and is told to get back by Officer Rogers.
Id.
Officer Landon notes that he was getting close to a suspect who was possibly armed
with a knife, who had allegedly threatened his neighbors that night, who was likely
intoxicated, and who had a history of noncompliance with the police. Id at 3. Officer
Landon recognized that he did not know where the knife was, that the sister was
approaching the scene and arguing with officers, and that there were other potential threats
in the area as well. Id. The situation was tense, and Officer Landon felt the urge to detain
Vasquez as quickly and effectively as possible. Id.
At this time, Officer Landon realized he was too close to Vasquez to deploy his
Taser and that he would need to abandon that option. Id at 3, 18. Consequently, he dropped
his Taser and chose to administer a “distractionary strike,” as trained by Fort Worth Police
Department, in order to subdue and gain compliance of suspects who are posing a threat
and not complying with commands. Id at 3, 16–17, 84. This training teaches officers that
such a strike can quickly gain compliance by startling a suspect and allowing other control
tactics to be effectively employed. Id. Officer Landon describes the types of strikes the
training included and that the training instructs officers to us “maximum force” in order to
prevent the need for a second strike. Id.
Officer Landon describes his strike of Vasquez as “simple but forceful.” Def.’s MSJ
Br. at 10. According to Officer Landon, the strike was an open-handed slap across
Vasquez’s face that glanced across Vasquez’s nose, causing a nose bleed. Officer Landon
claims that the video and three still shots that he included in his brief clearly show that the
strike was a slap and nothing more. Def.’s MSJ Appx. at 7. Following this “slap,” Vasquez
was put in handcuffs and arrested. Id. at 5. Officer Landon goes on to describe the post-
arrest events, such as the paramedic diagnosis on the scene, the criminal matter that
followed, and the reports filed by various. See generally Def.’s MSJ Br. at 12–16.
B. Vasquez’s Account of Arrest
On the night of July 16, 2017, six Fort Worth Police Department officers responded
to a call involving Vasquez. First Am. Compl. 2, ECF No. 35. Vasquez was surrounded by
four of these officers when Officer Landon approached him with his Taser drawn and
pointed at Vasquez. See Body Camera Video, ECF No. 55. Two other officers also had
their department-issued firearms drawn and pointed at Vasquez. Id. Vasquez was directed
to put his hands in the air where the officers could see them. Vasquez asserts that he
complied with these instructions even though he had a beer in his hand, which he was never
instructed to drop. Pl.’s MSJ Appx. (Vasquez Depo.) at 135, ECF No 65-1.
After Vasquez complied with instructions, one of the officers holstered their
firearm. Id. at 141–43. Officer Landon then dropped his Taser and struck Vasquez in the
face “without warning or reason.” Id. Vasquez fell to the ground where he was handcuffed
without issue. Vasquez’s nose was busted and bloody and the Medstar paramedics who
responded believed that his nose was broken. Pl.’s MSJ Appx. at 47. Vasquez states that
his nose was broken as a result of the strike from Officer Landon. Pl.’s MSJ Appx. at 68.
Vasquez claims that Officer Landon went on to falsify his report of the arrest by
claiming that Vasquez was noncompliant with officer instructions and that is what
prompted the “open hand strike.” First Am. Compl. at 3. Vasquez goes on to describe the
different reports and statements given following the incident which he then cites later
during the summary judgment stage of this case. See id. at 3–6. Following the
abovementioned events and investigation, Vasquez filed the current suit.
PROCEDURAL BACKGROUND
Vasquez filed this suit on May 4, 2018. See ECF No. 1. On June 19, 2018, Officer
Landon answered and asserted the affirmative defense of qualified immunity. See ECF
No. 6. The Court subsequently issued a scheduling order outlining the deadlines for
handling the qualified immunity defense. See ECF No. 9. The Parties filed a series of
amendments to the Complaint and Answer (ECF Nos. 35 & 40, respectively). The Court
set a dispositive motion deadline of June 30, 2019, and Officer Landon timely filed this
Motion for Summary Judgment. Vasquez subsequently responded and Officer replied. The
Motion has been fully briefed and is ripe for the Court’s review.
LEGAL STANDARD
Summary judgment is appropriate if the movant shows “there is no genuine dispute
as to any material fact and the movant is entitled to judgment as a matter of law.” FED. R.
CIV. P. 56(a); Norwegian Bulk Transp. A/S v. Int’l Marine Terminals Partnership, 520
F.3d 409, 411 (5th Cir. 2008). “A court must be satisfied that no reasonable trier of fact
could find for the nonmoving party or, in other words, that the evidence favoring the
nonmoving party is insufficient to enable a reasonable jury to return a verdict in her favor.”
Norwegian Bulk Transp. A/S, 520 F.3d at 411–12 (internal quotation marks and citations
omitted).
The “usual summary judgment burden of proof” is altered when the movant asserts
a qualified immunity defense. Brown v. Callahan, 623 F.3d 249, 253 (5th Cir. 2010). When
a government official pleads qualified immunity, the burden shifts to the plaintiff to
demonstrate the defense’s inapplicability by “establishing a genuine fact issue as to
whether the official’s allegedly wrongful conduct violated clearly established law.”
Brown, 537 F.3d at 253; Club Retro, L.L.C. v. Hilton, 568 F.3d 181, 194 (5th Cir. 2009).
The court must view all facts and reasonable inferences drawn from the record “in the light
most favorable to” a plaintiff opposing the motion, but the plaintiff cannot rest on
conclusory allegations or assertions. Heinsohn v. Carabin & Shaw, P.C., 832 F.3d 224, 234
(5th Cir. 2016); Poole v. City of Shreveport, 691 F.3d 624, 630 (5th Cir. 2012).
OBJECTIONS
A. Objection 1
Officer Landon first objects to “virtually all of Plaintiff’s summary judgment
evidence.” Reply at 1, ECF No. 66. The basis of this global objection is that all of
Vasquez’s appendix (ECF No. 51) should be struck because he did not underline, highlight,
or cite to the entire 383-page appendix. Id. at 2. Officer Landon’s first objection is
OVERRULED.
B. Objection 2
Officer Landon next objects to pages 230–31 of Vasquez’s Appendix, which
contains deposition excerpts from the deposition of Officer Zachary Ferrell. Landon asserts
that the questions posed to Officer Ferrell call for speculation and are not supported by
personal knowledge, making the statements irrelevant. See id. at 3. The question asked,
“[t]hat was not a slap, correct[,]” refers not to Officer Ferrell’s own recollection of the night
of the incident, but rather to Officer Ferrell’s impression of the situation after viewing the
video during the deposition. Asking the officer his impressions of what he saw in the video
does not call for speculation and is not requiring the officer to make a response without
personal knowledge, as Officer Ferrell had in fact just watched the video. Therefore,
Officer Landon’s objection to pages 230–31 of Vasquez’s appendix is hereby
OVERRULED.
C. Objection 3
Finally, Officer Landon objects to Vasquez’s attachment of the “typed notes of a
detective” as exhibits to depositions. Reply at 3. Officer Landon argues that the typed notes,
attached at pages 158–88, 252–82, and 353–83, are “hearsay, hearsay within hearsay, and
not authenticated.” Id. A nonmoving party is not required to produce evidence in a form
that would be admissible at trial in order to avoid summary judgment. Celotex Corp. v.
Catrett, 477 U.S. 317, 324 (1986); see also Maurer v. Independence Town, 870
F.3d 380, 384 (5th Cir. 2017) (holding that at the “summary judgment stage, evidence need
not be authenticated or otherwise presented in an admissible form”). Rule 56(e) permits a
proper summary judgment motion to be opposed by any of the kinds of evidentiary
materials listed in Rule 56(c), except the mere pleadings themselves. Id.; FED. R. CIV. P. 56.
Accordingly, Officer Landon’s objection to the typed notes is hereby OVERRULED.
ANALYSIS
“The doctrine of qualified immunity protects government officials ‘from liability
for civil damages insofar as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.’” Pearson v.
Callahan, 555 U.S. 223, 231 (2009) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818
(1982)). The Supreme Court has “mandated a two-step sequence for resolving government
officials’ qualified immunity claims.” Pearson v. Callahan, 555 U.S. 223, 232 (2009). We
must determine (1) “whether the facts that a plaintiff has alleged . . . make out a violation
of a constitutional right” and (2) “whether the right at issue was ‘clearly established’ at the
time of defendant’s alleged misconduct.” Id. In the excessive force context, a constitutional
violation is clearly established if no reasonable officer could believe the act was lawful.
See Manis v. Lawson, 585 F.3d 839, 846 (5th Cir. 2009). Courts are “permitted to exercise
their sound discretion in deciding which of the two prongs of the qualified immunity
analysis should be addressed first in light of the circumstances in the particular case at
hand.” Pearson, 555 U.S. at 236. However, deciding the two prongs in order “is often
beneficial.” Id.
Officer Landon contends the summary judgment evidence establishes he is entitled
to qualified immunity under both prongs of the defense. To overcome the defense, Vasquez
has the burden to direct the Court to evidence establishing a genuine dispute of material
fact as to whether (1) Officer Landon “violated a federal constitutional or statutory right
and that (2) the violated right was clearly established at the time of the challenged conduct.”
Escarcega v. Jordan, 701 F. App’x 338, 341 (5th Cir. 2017).
A. Violation of a Constitutional Right: Excessive Force Claim
With respect to the first prong, Vasquez alleges Officer Landon violated his Fourth
Amendment right by using excessive force in apprehending and arresting him. To prevail
on an excessive-force claim, a plaintiff must show “(1) injury, (2) which resulted directly
and only from a use of force that was clearly excessive, and (3) the excessiveness of which
was clearly unreasonable.” Cooper v. Brown, 844 F.3d 517, 522 (5th Cir. 2016) (quoting
Elizondo v. Green, 671 F.3d 506, 510 (5th Cir. 2012)).
1. Injury/Causation
The parties do not dispute whether there was an injury or what caused that injury.
Vasquez contends that the strike by Officer Landon broke his nose. See Am. Compl. at 3,
ECF No. 35. Officer Landon asserts that the only injury incurred by Vasquez was a minor
bloody nose. See Br. Supp. MSJ at 12, ECF No. 53. But regardless of the extent of the
injury, there is no debate that Vasquez has set forth sufficient evidence to satisfy the injury
element of his excessive force claim. See Appx. at 68, ECF No. 65-1.
Further, there is no dispute as to the cause of the injury. Neither Officer Landon nor
Vasquez offer an alternate cause of Vasquez’s injured nose, acknowledging that the injury
was caused by the slap/strike from Officer Landon. Because it is clear that Vasquez
suffered an injury to his nose and that the injury occurred due to the strike from Officer
Landon, these elements of an excessive force claim are satisfied.
2. Clearly Excessive and Clearly Unreasonable Use of Force
Vasquez’s excessive force claim is “analyzed under the Fourth Amendment’s
‘objective reasonableness’ standard.” Graham v. Connor, 490 U.S. 386, 396 (1989). To
determine the objective reasonableness of the force used, a court must balance “the amount
of force used against the need for that force, taking the perspective of a reasonable officer
on the scene without the 20/20 vision of hindsight.” Poole, 691 F.3d at 628 (internal
quotations omitted). Considerations include the severity of the offense, whether the suspect
posed an immediate threat to the safety of the officer or others, and whether the suspect
resisted or attempted to evade arrest. Graham, 490 U.S. at 396.
a. Severity of the Crime
On the night of the incident in question, Fort Worth officers were responding to a
call alleging that Vasquez was threatening his neighbors with a knife. See Br. Supp. MSJ
at 3, ECF No. 53. The nature of the call on its own is enough to raise concern for Officer
Landon as he approached this situation and weighs in favor of finding the use of a strike to
the face reasonable.
b. Immediate Safety Threat and Resisting Arrest
There is evidentiary support that Vasquez posed an immediate safety threat to the
officers or anyone surrounding him and whether Vasquez was resisting arrest or refusing
to obey Officer Landon or any other officers’ instructions. As noted above, responding to
an aggravated assault call is accompanied by certain inherent dangers, and Officer Landon
reasonably suggests that he was uncertain whether Vasquez still had the knife when he
arrived on the scene and encountered Vasquez. See id. at 6, ECF No. 53. Officer Landon
claims that Vasquez was noncompliant with his orders and refused to raise his hands in the
air when directed to do so. See id. at 8, ECF No. 53. It is the totality of these
circumstances—the environment, behavior, and “noncompliance”—that prompted Officer
Landon to administer a “distractionary strike.” Br. Supp. MSJ at 10, ECF No. 53. Vasquez
counters with evidence that he did in fact have his hands in the air as instructed and that
Officer Landon still struck him unexpectedly and for no apparent reason. Pl.’s Resp. at 6,
ECF No. 65.
Although both parties provide testimonial evidence to bolster their case, the Court
finds most compelling the body camera footage from the scene. The video shows Vasquez
surrounded by police officers, appearing to have his hands in the air, but it is unclear
whether he is holding anything. See ECF No. 55. Seemingly out of nowhere, Officer
Landon delivers a serious blow to Vasquez that the Court would not label as a
distractionary slap. The Court fails to see any signs of danger from Vasquez or any attempt
to resist arrest. Indeed, a jury could reasonably conclude that Vasquez was not actively
resisting arrest and likewise that Officer Landon used excessive force by striking him. The
Court believes that this evidence presents a genuine issue of material fact that precludes
granting summary judgment in favor of Officer Landon receiving qualified immunity in
this case.
B. Violated Right was Clearly Established
The Court now turns to the second prong—whether the right violated was clearly
established at the time of the violation. Pearson, 555 U.S. at 232. Case law makes clear
that when an arrestee is not actively resisting arrest the degree of force an officer can
employ is reduced. Darden v. City of Fort Worth, Texas, 880 F.3d 722, 731 (5th Cir. 2018).
The Fifth Circuit has found that a police officer uses excessive force when the officer
strikes, punches, or violently slams a suspect who is not resisting arrest. Id. Officer Landon
should have known that he could not have used that amount of force on a suspect such as
Vasquez, who was arguably not resisting arrest. This right was clearly established at the
time of Officer Landon’s conduct.
Again, the issue of qualified immunity turns on the level of resistance and danger
Vasquez exhibited. Based on the summary judgment record, a reasonable jury could find
that Vasquez was not actively resisting arrest and thus that Officer Landon used excessive
force in striking him. For that reason, the Court finds that Officer Landon’s Motion for
Summary Judgment should be and hereby is DENIED.
CONCLUSION
Because on this summary judgment record there is a genuine fact issue as to whether
the Officer Landon’s allegedly wrongful conduct violated clearly established law, the
Court finds that Officer Landon’s Motion for Summary Judgment should be and hereby is
DENIED.
SO ORDERED on this 25th day of February, 2020.
ale T k2as Fin
Mark T. Pittman
UNITED STATES DISTRICT JUDGE
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