Opinion

Henning v. United States

Court
District Court, W.D. Tennessee
Filed
Jul 27, 2023
Cited by
0 cases
Authority
More cited than 29.7%

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF TENNESSEE

EASTERN DIVISION

ERIC LAMONT HENNING,

Petitioner,

v. No. 1:20-cv-01150-JDB-jay

Re: 1:11-cr-10021-JDB-1

UNITED STATES OF AMERICA,

Respondent.

ORDER DISMISSING § 2255 PETITION,

DENYING CERTIFICATE OF APPEALABILITY,

AND

DENYING LEAVE TO APPEAL IN FORMA PAUPERIS

The Petitioner, Eric Lamont Henning,1 has filed a pro se motion to vacate, set aside, or

correct his sentence (the “Petition”) pursuant to 28 U.S.C. § 2255. (Docket Entry (“D.E.”) 1.)2

For the following reasons, the Petition is DISMISSED.

BACKGROUND

In 2011, Henning was charged with one count of being a felon in possession of a firearm

in violation of 18 U.S.C. § 922(g). (United States v. Henning, No. 1:11-cr-10021-JDB-1 (W.D.

Tenn.) (“No. 1:11-cr-10021-JDB-1”), D.E. 2.) Pursuant to a plea agreement with the

Government, the Defendant pleaded guilty on May 20, 2011, to the sole count of the indictment.

(Id., D.E. 15-16.) By the agreement, Hunt waived his right to appeal, except in narrow

circumstances, and to bring collateral challenges to his sentence under § 2255, including

1The Court will refer to Henning as the "Defendant” in its discussion of the underlying

criminal case.

2Unless otherwise noted, record citations are to documents filed in the present case.

ineffective-assistance-of-counsel claims alleging counsel’s failure to file a notice of appeal. (Id.,

D.E. 16 at PageID 22-23.)

On April 5, 2012, the undersigned conducted a hearing and sentenced Henning to 180

months’ imprisonment, to run concurrently with the sentence imposed in Madison County,

Tennessee, Circuit Court Case No. 11-16. (Id., D.E. 31, 33.) Judgment was entered on April 9,

2012. (Id., D.E. 33.) The Defendant did not take a direct appeal.

DISCUSSION

In the Petition, filed December 9, 2019, the inmate asserts that he is entitled to have the

Court “vacate [his] judgment and discharge [his] immediate release” “[i]n light of Rehaif v.

United States,” 139 S. Ct. 2191 (2019), and because his defense counsel rendered ineffective

assistance by advising him to waive his right to bring a § 2255 petition. (D.E. 1 at PageID 1-2.)

The Government responded on October 26, 2020, arguing that the claims are, variously,

procedurally defaulted, untimely, and without merit. (D.E. 6.) Petitioner did not file a reply,

although he was allowed to do so. (See D.E. 5 at PageID 14; D.E. 8 at PageID 53.)

I. Section 2255 Legal Standards.

“A prisoner seeking relief under 28 U.S.C. § 2255 must allege either: (1) an error of

constitutional magnitude; (2) a sentence imposed outside the statutory limits; or (3) an error of

fact or law that was so fundamental as to render the entire proceeding invalid.” Short v. United

States, 471 F.3d 686, 691 (6th Cir. 2006) (internal quotation marks omitted). To establish an

error of constitutional magnitude a petitioner “must demonstrate the existence of an error . . .

which had a substantial and injurious effect or influence on the guilty plea or the jury’s verdict.”

Griffin v. United States, 330 F.3d 733, 736 (6th Cir. 2003) (citing Brecht v. Abrahamson, 507

U.S. 619, 637 (1993)). For a petitioner “to obtain relief under § 2255 on the basis of non-

constitutional error, the record must reflect a fundamental defect in the proceedings that

inherently results in a complete miscarriage of justice or an omission inconsistent with the

rudimentary demands of fair procedure.” McWhorter v. United States, No. 97-6118, 1998 WL

399620, at *1 (6th Cir. June 11, 1998) (citing Reed v. Farley, 512 U.S. 339, 348 (1994); United

States v. Todaro, 982 F.2d 1025, 1028 (6th Cir. 1993) (per curiam)).

Proceedings under § 2255 are not a substitute for direct appeal. Massaro v. United

States, 538 U.S. 500, 504 (2003). Therefore, “the general rule [is] that claims not raised on

direct appeal may not be raised on collateral review unless the petitioner shows cause and

prejudice¨ to excuse the procedural default. Id. A petitioner may also seek to overcome the

default on the ground “that he is ‘actually innocent’” of the crime of conviction. Bousley v.

United States, 523 U.S. 614, 622 (1998) (quoting Murray v. Carrier, 477 U.S. 478, 496 (1986)).

A claim that an attorney’s ineffective assistance has deprived a criminal defendant of his

Sixth Amendment right to counsel alleges an error of constitutional magnitude cognizable in a §

2255 proceeding. See Pough v. United States, 442 F.3d 959, 964 (6th Cir. 2006). Such a claim

is controlled by the standards stated in Strickland v. Washington, 466 U.S. 668 (1984). Id. at

966. To succeed on an ineffective-assistance claim, a petitioner must demonstrate two elements:

(1) “that counsel’s performance was deficient” and (2) “that the deficient performance prejudiced

the defense.” Strickland, 466 U.S. at 687. “The benchmark for judging any claim of

ineffectiveness must be whether counsel’s conduct so undermined the proper functioning of the

adversarial process that the [proceedings] cannot be relied on as having produced a just result.”

Id. at 686.

To establish deficient performance, a petitioner “must show that counsel’s representation

fell below an objective standard of reasonableness.” Id. at 688. A court considering a claim of

ineffective assistance must apply “a strong presumption” that the attorney’s representation was

“within the wide range of reasonable professional assistance; that is, the defendant must

overcome the presumption that, under the circumstances, the challenged action might be

considered sound trial strategy.” Id. at 689 (internal quotation marks omitted).

To demonstrate prejudice, a petitioner must establish “a reasonable probability that, but

for counsel’s unprofessional errors, the result of the proceeding would have been different.” Id.

at 694. “A reasonable probability is a probability sufficient to undermine confidence in the

outcome.” Id. “It is not enough ‘to show that the errors had some conceivable effect on the

outcome of the proceeding.’” Harrington v. Richter, 562 U.S. 86, 104 (2011) (quoting

Strickland, 466 U.S. at 693). Instead, “[c]ounsel’s errors must be ‘so serious as to deprive the

defendant of a fair [proceeding] whose result is reliable.’” Id. (quoting Strickland, 466 U.S. at

687).

II. Rehaif Claim.

Petitioner submits that the Court must vacate his felon-in-possession conviction because

the Government did “not meet its burden of proof” of establishing “mens rea.” (D.E. 1 at

PageID 1.) He maintains, specifically, that the Supreme Court’s decision in Rehaif, 139 S. Ct. at

2194, which was decided several years after his judgment of conviction became final, requires

the Government to prove that he knew he was a felon at the time he possessed the firearm. (Id.)

Because Petitioner pleaded guilty to the firearm offense rather than proceeding to trial, the Court

construes the argument as an assertion that his guilty plea was not knowing and voluntary

because the Court did not inform him at the plea hearing of the Government’s obligation to

establish the knowledge-of-status element. Respondent argues that the claim is not properly

before the Court because Henning procedurally defaulted it by failing to raise it on direct appeal.

The Court agrees.

As relevant here, § 922(g) makes it “unlawful for any person . . . who has been convicted

in any court of, a crime punishable by imprisonment for a term exceeding one year . . . to . . .

possess in or affecting commerce, any firearm or ammunition[.]” 18 U.S.C. § 922(g). In Rehaif.

the Supreme Court held that, to prove a § 922(g) violation, “the Government . . . must show that

the defendant knew he possessed a firearm and also that he knew he had the relevant status when

he possessed it.” Rehaif, 139 S. Ct. at 2194.

The holding in Rehaif has implications for the plea process. It is fundamental that a

guilty plea is not voluntary and knowing if “the defendant [does not] understand the ‘critical’ or

‘essential’ elements of the offense to which he or she pleads guilty.” United States v. Valdez,

362 F.3d 903, 909 (6th Cir. 2004) (citing Bousley, 523 U.S. at 618-19). Therefore, post-Rehaif, a

defendant who pleads guilty to being a felon in possession of a firearm must be advised by the

district court during the plea colloquy of the knowledge-of-status element. See Greer v. United

States, 141 S. Ct. 2090, 2096-97 (2021) (“Rehaif error[] occurred” when “the District Court

failed to advise [the defendant] during the plea colloquy that, if he went to trial, a jury would

have to find that he knew he was a felon”).

As the Government correctly points out, Petitioner procedurally defaulted his Rehaif

claim by failing to raise the knowledge-of-status issue on direct appeal. Moreover, nothing in

Henning’s submissions in the present case suggests that he has asserted cause and prejudice to

excuse the default or his actual innocence to overcome it. It bears noting that Petitioner could

have addressed Respondent’s procedural default argument in a reply, but he did not file one even

after the Court granted him an extension of time to do so. (See D.E. 8 at PageID 53.) Therefore,

the procedural default bars the Rehaif claim.3

But even if the claim were not procedurally defaulted, it would fail on the merits. To

prevail, Petitioner must demonstrate that the Court’s error during the plea colloquy “had a

substantial and injurious effect or influence on the guilty plea.” United States v. King, Case No.

18-cr-20637, 2020 WL 7396331, at *2 (E.D. Mich. Dec. 17, 2020) (quoting Griffin, 330 F.3d at

736). A federal prisoner alleging a Rehaif error who fails to show “‘a reasonable probability’ . . .

that he would have stood trial rather than plead guilty if the court had informed him of the

element,” falls short of establishing a substantial and injurious effect on this conviction.

Wallace, 43 F.4th at 603 (quoting Greer, 141 S. Ct. at 2096).

Petitioner cannot meet this standard as he has not alleged that he did not know he was a

felon and has not pointed to any evidence suggesting that he lacked such knowledge. Cf. Greer,

141 S. Ct. at 2097-98 (on direct appeal under plain error review, where defendant did not argue

that he would have presented evidence in the district court that he did not in fact know he was

3Even if Petitioner had argued that he can establish cause for the procedural default on

the ground that raising the claim on direct appeal would have been futile, he still could not lift

the procedural bar. See United States v. Wooden, 945 F.3d 498, 506 (6th Cir. 2019), rev’d and

remanded on other grounds, 142 S. Ct. 1063 (2022) (“it would be self-refuting for [the

defendant] to argue that he could not have presented his claim until after Rehaif was decided”

because “the defendant in Rehaif did just that.”): United States v. Ward, 957 F.3d 691, 694-95

(6th Cir. 2020) (“the fact that the defendant in Rehaif ultimately prevailed at the Supreme Court

demonstrates that Ward could have made a similar objection to the indictment's omission of a

knowledge-of-status element”). Nor could Henning demonstrate actual prejudice. As discussed

infra, he has not introduced evidence that he did not know he was a felon, and the record renders

implausible the notion that he lacked such knowledge. For those same reasons, Petitioner also

could not demonstrate his actual innocence in a bid to overcome the procedural default. See

Wallace v. United States, 43 F.4th 595, 606 (6th Cir. 2022) (petitioner did not establish his actual

innocence because he failed to “present ‘new evidence’ suggesting that he lacked the required

knowledge about his status as a felon”).

felon when he possessed the firearms, he failed to “show that, but for the Rehaif error during the

plea colloquy, there is a reasonable probability that he would have gone to trial rather than plead

guilty”).

In fact, the records in Petitioner's underlying criminal case render implausible the notion

that he did not know he was a felon when he possessed the firearm. At the change of plea

hearing, Henning admitted that he had previously been convicted of a crime punishable by

imprisonment for a term exceeding one year—that is, a felony. That “plea . . . admission . . .

strongly suggests his knowledge of his status.” Brown v. United States, No. 20-3632, 2021 WL

2470311, at *2 (6th Cir. May 21, 2021) (citing United States v. Raymore, 965 F.3d 475, 486 (6th

Cir. 2020)). Additionally, the presentence report advised that Henning’s criminal history

encompassed eleven felonies, including aggravated robbery, kidnapping, and aggravated assault.

(Presentence Report at ¶¶ 28-34.) Defendant did not dispute those findings in his position paper.

(See No. 1:11-cr-10021-JDB-1, D.E. 25 at PageID 41.)

At bottom, Petitioner knew he was a felon at the time he possessed the firearm and the

Government would have had no problem proving that fact. There is therefore no reasonable

probability that he would have proceeded to trial had he known of the prosecution's burden to

establish the knowledge-of-status element. Accordingly, even if the claim were not procedurally

defaulted, it would be denied because it is without merit.

III. Ineffective Assistance Claim.

Henning contends that counsel was ineffective for negotiating and recommending a plea

agreement that contained a waiver of his right to bring a collateral “challeng[e] [to his]

lawyer[’]s advice[.]” (D.E. 1 at PageID 1.) In other words, he posits that counsel labored under

a conflict of interest by advising him to prospectively waive his right to bring claims in a § 2255

proceeding that challenge the effectiveness of counsel’s representation. The Government argues

that the claim is untimely and without merit. Respondent’s position is well-taken.

The Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) amended 28

U.S.C. §§ 2244(b) and 2255 to limit a defendant to his direct appeal and one collateral attack,

filed within one year of the date his conviction became final. 28 U.S.C. § 2244 et seq.

Paragraph (f) of § 2255 provides:

A 1-year period of limitation shall apply to a motion under this section. The

limitation period shall run from the latest of—

(1) the date on which the judgment of conviction becomes final;

(2) the date on which the impediment to making a motion created

by governmental action in violation of the Constitution or laws

of the United States is removed, if the movant was prevented

from making a motion by such governmental action;

(3) the date on which the right asserted was initially recognized by

the Supreme Court, if that right has been newly recognized by

the Supreme Court and made retroactively applicable to cases

on collateral review; or

(4) the date on which the facts supporting the claim or claims

presented could have been discovered through the exercise of

due diligence.

28 U.S.C. § 2255(f).

Generally, under § 2255(f)(1), “a conviction becomes final for purposes of collateral

attack at the conclusion of direct review.” United States v. Cottage, 307 F.3d 494, 498 (6th Cir.

2002). For a defendant who does not take a direct appeal, the judgment of conviction becomes

final upon the expiration of the time for him to seek direct review. Sanchez-Castellano v. United

States, 358 F.3d 424, 426 (6th Cir. 2004). Under the Federal Rules of Appellate Procedure, a

defendant in a criminal case normally has fourteen days from entry of judgment in which to

appeal. See Fed. R. App. P. 4(b)(1)(A).

The one-year statute of limitations in § 2255(f) is not a jurisdictional bar and is subject to

equitable tolling under extraordinary circumstances. Jones v. United States, 689 F.3d 621, 627

(6th Cir. 2012). Equitable tolling requires the petitioner to show that (1) “he has been pursuing

his rights diligently” and (2) “some extraordinary circumstance stood in his way and prevented

timely filing.” Id. Additionally, a credible showing of actual innocence will allow a petitioner to

overcome the statute of limitations, rather than provide him an excuse for the late filing.

Yousafzai v. United States, No. 17-1071, 2017 WL 3185189, at *2 (6th Cir. June 7, 2017) (citing

Souter v. Jones, 395 F.3d 577, 589-90 (6th Cir. 2005)).

Henning did not appeal his conviction or sentence. Pursuant to § 2255(f)(1), his

conviction became final on Monday April 23, 2012, which was fourteen days after entry of

judgment. See Fed. R. App. P. 4(b). The § 2255 limitations period began to run the next day,

April 24, 2012, and expired one year later on Wednesday April 24, 2013. Henning filed the

Petition on December 9, 2019. Therefore, the ineffective-assistance claim is untimely by over

six and one-half years.

Petitioner does not argue that he is entitled to equitable tolling of the applicable

limitations period or that he is actually innocent of the crime of which he was convicted.

Therefore, the ineffective-assistance claim is subject to dismissal.

But even if the claim had been filed within the federal limitations period, Petitioner

would not be entitled to relief because the claim is without merit. It is well-established that,

except in cases where an actual conflict arises from concurrent representation, a petitioner must

establish Strickland prejudice. Lordi v. Ishee, 384 F.3d 189, 193 (6th Cir. 2004). Here, even

assuming Henning’s attorney performed deficiently by recommending that his client agree to the

waiver, no prejudice resulted from counsel’s conduct. More to the point, the Government in the

present matter has not asserted the collateral-rights waiver as an affirmative defense to any

ineffective-assistance claim. In fact, Respondent concedes that “nothing in Henning’s waiver

would bar him from raising a claim of ineffective assistance of counsel in a § 2255 motion[.]”

(D.E. 6 at PageID 27.) Thus, as the waiver is without consequence in this § 2255 proceeding, the

claim, even if timely, would be denied on the merits.

For the foregoing reasons, the Rehaif claim is DISMISSED as procedurally defaulted and

the ineffective-assistance claim is DISMISSED as untimely. Alternatively, both claims are

without merit. The Petition is hereby DISMISSED. Judgment shall be entered for Respondent.

APPEAL ISSUES

A § 2255 petitioner may not proceed on appeal unless a district or circuit judge issues a

certificate of appealability (“COA”). 28 U.S.C. § 2253(c)(1); Fed. R. App. P. 22(b)(1). A COA

may issue only if the petitioner has made a substantial showing of the denial of a constitutional

right. 28 U.S.C. § 2253(c)(2)-(3). A substantial showing is made when the petitioner

demonstrates that “reasonable jurists could debate whether (or, for that matter, agree that) the

petition should have been resolved in a different manner or that the issues presented were

‘adequate to deserve encouragement to proceed further.’” Miller-El v. Cockrell, 537 U.S. 322,

336 (2003) (quoting Slack v. McDaniel, 529 U.S. 473, 484 (2000)). “If the petition was denied

on procedural grounds, the petitioner must show, ‘at least, that jurists of reason would find it

debatable whether the petition states a valid claim of the denial of a constitutional right and that

jurists of reason would find it debatable whether the district court was correct in its procedural

ruling.’” Dufresne v. Palmer, 876 F.3d 248, 252-53 (6th Cir. 2017) (per curiam) (quoting Slack,

529 U.S. at 484).

In this case, reasonable jurists would not debate the correctness of the Court’s decision to

dismiss the Petition. Because any appeal by Petitioner does not deserve attention, the Court

DENIES a COA.

Pursuant to Federal Rule of Appellate Procedure 24(a), a party seeking pauper status on

appeal must first file a motion in the district court, along with a supporting affidavit. Fed. R.

App. P. 24(a). However, Rule 24(a) also provides that, if the district court certifies that an

appeal would not be taken in good faith, the prisoner must file his motion to proceed in forma

pauperis in the appellate court. Id.

In this case, for the same reason it denies a COA, the Court CERTIFIES, pursuant to

Rule 24(a), that any appeal in this matter would not be taken in good faith. Leave to appeal in

forma pauperis is therefore DENIED.4

IT IS SO ORDERED this 27th day of July 2023.

s/ J. DANIEL BREEN

UNITED STATES DISTRICT JUDGE

4If Petitioner files a notice of appeal, he must also pay the full $505.00 appellate filing fee

or file a motion to proceed in forma pauperis and supporting affidavit in the Sixth Circuit Court

of Appeals within thirty days.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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