reiterating that preemption presents the constitutional question whether state and federal law “conflict (citations omitted)
How later courts described this case
- reiterating that preemption presents the constitutional question whether state and federal law “conflict (citations omitted)
- there is “no doubt that it is the Federal Government rather than private litigants who are authorized to file suit for noncompliance” with the FDCA
- finding that a private individual working with park rangers was not a state actor when he erased security tapes even though the rangers “encouraged” but did not compel him to do so
- explaining that a constitutional claim requires that the “constitutional violation be taken under color of state law either by government actors or private individuals acting as agents of the state”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
EASTERN DIVISION
ROBBIE JOHNSON, )
)
Plaintiff, )
) NO. 21-cv-01161-STA-jay
vs. )
)
TYSON FOODS, INC. and )
RHONDA GOOCH, )
)
Defendants. )
)
ORDER PARITALLY GRANTING DEFENDANTS’ MOTION TO DISMISS
AND
PARTIALLY DENYING MOTION TO DISMISS
Plaintiff Robbie Johnson filed this action in the Dyer County Chancery Court against her
employer Tyson Foods, Inc. and a human resources manager at the company Rhonda Gooch.
Plaintiff alleges that Defendants violated her rights under the First, Fourth, and Fifth Amendments
to the United States Constitution; the Tennessee Constitution, Article I, Section 3; the Religious
Freedom Restoration Act (“RFRA”), 42 U.S.C. § 2000bb et seq.; the Americans with Disabilities
Act (“ADA”), 42 U.S.C. § 12010 et seq.; the Nuremberg Code; Title VII of the Civil Rights Act
of 1964, 42 U.S.C. § 2000e et seq.; the Food, Drug, and Cosmetic Act (“FDCA”), 21 U.S.C. §
360bbb-3; the Tennessee Human Rights Act (“THRA”), Tenn. Code Ann. § 4–21–101 et seq.; the
Tennessee Disability Act (“TDA”), Tenn. Code Ann. § 8–50–103 et seq.; and Tenn. Code Ann. §
14-1-101 et seq., by requiring her to be vaccinated with the COVID-19 vaccine prior to November
1, 2021, or else go on unpaid leave without the assurance of ever reclaiming her job. Plaintiff also
alleges a state common law claim of assault. (Amd. Cmplt., No. 18.) Plaintiff seeks declaratory
relief that Tyson Foods violated the THRA, TDA, and state tort law, and injunctive relief enjoining
Tyson Foods from discriminating against employees by refusing to grant religious or health
accommodations to its COVID-19 vaccine mandate as well as damages.
Defendant Tyson Foods removed the action on October 20, 2021, asserting that this Court
has jurisdiction over the matter under diversity-of-citizenship jurisdiction pursuant to 28 U.S.C.
§1332 and federal officer jurisdiction under 28 U.S.C. § 1442(a)(1). (ECF No. 1.) On November
3, 2021, the Court denied Plaintiff’s motion to remand finding that the Court has jurisdiction under
28 U.S.C. § 1442(a)(1). (ECF No. 17.) Plaintiff filed an amended complaint on November 18,
2021. (ECF No. 18.)
Defendants have now filed a motion to dismiss the amended complaint. (ECF No. 24.)
Plaintiff has responded to the motion (ECF No. 29), and Defendants have filed a reply to the
response. (ECF No. 34.) For the reasons set forth below, the motion is PARTIALLY GRANTED
and PARTIALLY DENIED.
Standard of Review
The Federal Rules of Civil Procedure require that a complaint contain a “short and plain
statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). A
complaint may be attacked for failure “to state a claim upon which relief can be granted.” Fed. R.
Civ. P. 12(b)(6). When considering a Rule 12(b)(6) motion to dismiss, a Court will presume that
all the factual allegations in the complaint are true and will draw all reasonable inferences in favor
of the nonmoving party. See Total Benefits Planning Agency v. Anthem Blue Cross & Blue Shield,
552 F.3d 430, 434 (6th Cir. 2008) (citing Great Lakes Steel v. Deggendorf, 716 F.2d 1101, 1105
(6th Cir. 1983)). “The court need not, however, accept unwarranted factual inferences.” Id. (citing
Morgan v. Church’s Fried Chicken, 829 F.2d 10, 12 (6th Cir. 1987)).
Even though a “complaint attacked by a Rule 12(b)(6) motion to dismiss does not need
detailed factual allegations, a plaintiff’s obligation to provide the grounds of his entitlement to
relief requires more than labels and conclusions, and a formulaic recitation of the elements of a
cause of action will not do.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007) (citations
omitted). Instead, the plaintiff’s “[f]actual allegations must be enough to raise a right to relief
above the speculative level on the assumption that all the allegations in the complaint are true
(even if doubtful in fact).” Id. (citations omitted). That is, a complaint must contain enough facts
“to state a claim to relief that is plausible on its face.” Id. at 570. A claim becomes plausible “when
the plaintiff pleads factual content that allows the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing
Twombly, 550 U.S. at 556). If the Court cannot “infer more than the mere possibility of
misconduct, the complaint has alleged — but has not ‘show[n]’ — ‘that the pleader is entitled to
relief.’” Id. at 679 (quoting Fed. R. Civ. P. 8(a)(2)). “[O]nly a complaint that states a plausible
claim for relief survives a motion to dismiss.” Id.
Analysis
Plaintiff has brought thirteen claims in her amended complaint. Many of those claims are
based on the underlying premise that Defendants are government or state actors,1 specifically the
claims alleging violations of the Free Exercise Clause of the First Amendment (claim one); the
RFRA (claim five); the FDCA (claim nine); the Nuremberg Code (claim ten); and the Fourth and
Fifth Amendments (claim eleven). Plaintiff relies, in part, on the Court’s previous finding of
federal officer jurisdiction in support of her contention that Defendants acted as government or
state actors during the events giving rise to this lawsuit while Defendants argue that removal under
1 The Court has used “government actor” and “state actor” interchangeably in this order.
the federal officer removal statute did not transform them into government actors. The Court will
address this issue first.
A review of the Court’s order denying Plaintiff’s motion to remand and finding federal
officer jurisdiction is informative. In that order (ECF No. 17), the Court explained that the federal
officer removal statute permits a defendant to remove to federal court a state court action for an
act made while the defendant was acting under an agency or officer of the United States. 28 U.S.C.
§ 1442(a)(1). That is, the removal statute applies to private persons when they “lawfully assist” a
federal officer “in the performance of his official duty,” Watson v. Philip Morris Companies, Inc.,
551 U.S. 142, 150–57 (2007) (quoting Davis v. South Carolina, 107 U.S. 597, 600 (1883)), while
the private party is “authorized to act with or for [the federal officer] in affirmatively executing
duties under . . . federal law.” City of Greenwood v. Peacock, 384 U.S. 808, 824 (1966). A Court
will find federal officer removal to be appropriate when “the defendant (1) is a person within the
meaning of the statute, (2) is acting under the United States, its agencies, or its officers, (3) is
acting under color of federal authority, and (4) has a colorable federal defense.” Betzner v. Boeing
Co., 910 F.3d 1010, 1015 (7th Cir. 2018).
In their response to the motion to remand, Defendants argued that Tyson acted under a
federal officer pursuant to President Donald J. Trump’s April 28, 2020 Executive Order which
expressly invoked the President’s authority under the Defense Production Act of 1950 (“DPA”),
as amended, 50 U.S.C. § 4501 et seq. The Executive Order directed meat and poultry processing
companies, such as Tyson, to stay open and continue operations, subject to the supervision of the
Secretary of Agriculture. See Food Supply Chain Resources, 85 Fed. Reg. at 26,313, 2020 WL
2060381, at *1. Defendants reasoned that, because Tyson is operating under the DPA and
supervision from the Secretary of Agriculture, removal under 28 U.S.C. § 1442(a)(1) was
warranted. That is, removal was proper because each Defendant was a “person” within the
meaning of the statute who “acted under the direction of a federal officer” and its actions were for
or related to acts performed under color of federal office. See Bennett v. MIS Corp., 607 F.3d
1076, 1085 (6th Cir. 2010) (stating that a defendant seeking removal under § 1442(a)(1) must
establish that it is a “person” who “acted under” a federal officer). The Court adopted Defendants’
reasoning, relying in part on Fields v. Brown, 519 F. Supp.3d 388 (E.D. Tex. Feb. 11, 2021), and
Wazelle v. Tyson Foods, Inc., 2021 WL 2637335 (N.D. Tex. June 25, 2021). Wazelle and Fields
concluded that Tyson Foods (also a defendant in those cases) acted under a federal officer because
it worked closely with the government to “guarantee that there was an adequate food supply” for
the country. Wazelle, 2021 WL 2637335, at *4 (explaining that the Department of Agriculture and
the Food Safety and Inspection Service (“FSIS”) “closely monitored Tyson Foods’ meatpacking
plants, staffing some employees onsite during the pandemic,” and that “Congress even allocated
additional funding to FSIS to ensure that they had the resources” to supervise meatpacking plants
during the pandemic); Fields, 519 F. Supp. at 393 (same).
This Court also found persuasive the following reasoning of Wazelle and Fields. “When a
national emergency was declared in response to the COVID-19 pandemic on March 13, 2020,
Tyson Foods, along with other components of the Food and Agriculture Sector, was designated as
critical infrastructure.” Fields, 519 F. Supp. 3d at 392. From that point forward, Tyson Foods
“interacted,” “collaborat[ed],” and “work[ed] directly with” federal officers to assist the U.S.
government to fulfill the government’s responsibility of “guarantee[ing] that there was an adequate
food supply.” Id. at 293. “Accordingly, . . . [Tyson was] ‘acting under’ the directions of federal
officials” from the time of the national emergency declaration. Wazelle, 2021 WL 2637335, at *5.
Section 1442(a)(1) additionally requires that a defendant removing a case demonstrate that
the alleged conduct by the defendant is for, or relates to, an act under color of federal office. A
plaintiff’s claims are removable as long as they are “connected” or “associated” with federal
directions. Latiolais v. Huntington Ingalls, Inc., 951 F. 3d 286, 292 (5th Cir. 2020). This Court
found that Plaintiff’s claims satisfied the causal connection required by § 1442(a). Plaintiff’s
claims related to Tyson Foods’ vaccination policy are connected to the federal directive to
“continue operating and fulfilling orders to ensure a continued supply of protein for Americans,”
Executive Order at *1, and are in compliance with CDC and OSHA workplace safety guidelines.
In their motion to dismiss, Defendants argue that removal of this action under the federal
officer removal did not transform Tyson into a government actor, and, therefore, federal
constitutional claims cannot be brought against Defendants. Plaintiff has responded that Tyson’s
vaccine mandate constitutes state action based on this Court’s order denying Plaintiff’s motion to
remand. Plaintiff acknowledges that Tyson “is a corporation that operates as a worldwide food
processing and marketing company” (Amd. Cmplt. ¶ 11, ECF No. 18) but posits that deciding
whether to attribute state action to a private party is a fact-based inquiry not appropriate at the
pleading state.
It is well-settled that an entity is only liable for claims based on constitutional violations if
the entity is held to be a government actor. Dusenbery v. United States, 534 U.S. 161, 167 (2002);
see also Cochran v. Gilliam, 656 F.3d 300, 306 (6th Cir. 2011) (explaining that a constitutional
claim requires that the “constitutional violation be taken under color of state law either by
government actors or private individuals acting as agents of the state”). “In certain circumstances,
however, the acts of even private parties may be deemed to be state action;” however, “‘the party
charged with the deprivation must be a person who may fairly be said to be a state actor.’” Cox
ex rel. Dermitt v. Liberty Healthcare Corp., 622 F. Supp. 2d 487, 491–92 (E.D. Ky. 2008) (quoting
Revis v. Meldrum, 489 F.3d 273, 289 (6th Cir. 2007), and Lugar v. Edmondson Oil Co., 457 U.S.
922, 937 (1982)).
At the outset, the Court must decide whether its finding of federal officer jurisdiction
equates to a finding of government or state action. It does not. Section 1442(a)(1) enables
defendants who are federal officers or who are acting under a federal officer to have access to a
federal forum when asserting federal defenses against a claim that relates to an act under color of
such office or a claim that is for such an act. See Watson v. Philip Morris Cos., 551 U.S. 142, 150–
51 (2007). As noted by Defendants, the statute merely determines which court hears a case; it
does not transform a private party into a government actor. In denying Plaintiff’s motion to
remand, the Court held that Defendant “acted under a federal officer” — not that either Defendant
was a federal officer or government actor.
Defendants correctly point out that the standard for removal under § 1442(a)(1) is different
from the test for determining when a private defendant can be deemed a government actor. The
statute permits removal of a civil action brought “for or relating to any act under color of [federal]
office,” 28 U.S.C. § 1442(a)(1), whereas a private party is not considered to be a government actor
unless one of three tests are met. Snodgrass-King Pediatric Dental Assocs., P.C. v. DentaQuest
USA Ins. Co., Inc., 780 F. App’x 197, 198 (6th Cir. 2019), cert. denied, 140 S. Ct. 898 (2020).
Those tests are the “public function test, the state compulsion test, and the nexus test.” Ellison v.
Garbarino, 48 F.3d 192, 195 (6th Cir. 1995).2 Therefore, Plaintiff’s reliance on this Court’s order
2 “The very existence of the three tests to determine whether a private party’s actions can be fairly
attributed to the state indicate s a presumption — a reasonable and correct one — that a private
party has not acted under color of state law.” Hines v. Chandra, 2007 WL 9658631, at *3 n.4
(N.D. Ohio May 17, 2007).
denying her motion to remand is unavailing in determining whether Defendants can be considered
government actors under the Constitution. Turning to the public function, state compulsion, and
nexus tests, the Court finds that Plaintiff has not shown that any of these tests encompass
Defendants’ actions during the events giving rise to this lawsuit.3
Under the public function test, “a private party is deemed a state actor if he or she exercised
powers traditionally reserved exclusively to the state.” Chapman v. Higbee Co., 319 F.3d 825, 833
(6th Cir. 2003). See also Anderson v. United Airlines, Inc., 2021 WL 6337144, at *5 (M.D. Fla.
Dec. 30, 2021) (“[T]he public function test shows state action only when private actors are given
powers (or perform functions) that are traditionally the exclusive prerogative of the State.”
(quoting Harvey v. Harvey, 949 F.2d 1127, 1131 (11th Cir. 1992)) This test is usually interpreted
narrowly and has rarely been used to find state action on the part of a private actor. Chapman, 319
F.3d at 833–34.
To the extent that Plaintiff alleges that Defendants have taken on a public function under
this test, the Court finds that her allegations are not sufficiently plausible. A private business’s
implementation of an employee vaccination policy is not akin to any of “those limited activities –
for example running a city — that have ‘traditionally and exclusively’ been performed by the
government.” United States v. Miller, 982 F.3d 412, 423 (6th Cir. 2020) (emphasis in original)
3 Plaintiff contends that “the issue of state action attributable to a private party is one
fundamentally unsuited for ad judication at the pleading stage of the case.” (Resp. p. 3, ECF No.
32.) However, when a plaintiff has failed to plead facts supporting a finding of government action,
as in the present case, dismissal is warranted. See, e.g., Wilcher v. City of Akron, 498 F.3d 516,
519 (6th Cir. 2007) (affirming grant of defendant’s motion to dismiss “because the complaint failed
to allege facts showing state action”); Rose v. Emergency Med. Training Processionals, 2019 WL
4784607, at *2 (E.D. Ky. Sept. 30, 2019) (“Plaintiff has failed to allege facts that would support a
determination under any of the three tests that [the defendant’s] conduct is ‘fairly attributable’ to
the state.”)
(quoting Durante v. Fairlane Town Ctr., 201 F. App’x 338, 341 (6th Cir. 2006)).4 Although
Plaintiff argues that Defendants’ provision of “a critical infrastructure to exercise the federal
government’s public function of guaranteeing an adequate food supply during the government
declared COVID-19 pandemic” is a public function (Resp. p. 4, ECF No. 32), the Court cannot
find that meat and poultry processing is an activity usually reserved for the government.
Furthermore, private companies often implement vaccination policies for their employees.
The state compulsion test “requires that the state ‘exercise such coercive power or provide
such significant encouragement, either overt or covert, that in law the choice of the private actor
is deemed to be that of the state.’” Wilcher v. City of Akron, 498 F.3d 516, 519 (6th Cir. 2007)
(quoting Wolotsky v. Huhn, 960 F.2d 1131, 1335 (6th Cir. 1992)). Under this test, there must be
more than merely the approval or acquiescence of the state in the decisions or actions of the private
actor. See Blum v. Yaretsky, 457 U.S. 991, 1004 (1982). (“[A]lthough the factual setting of each
case will be significant, our precedents indicate that a State normally can be held responsible for a
private decision only when it has exercised coercive power or has provided such significant
encouragement, either overt or covert, that the choice must in law be deemed to be that of the
State.” (citations omitted)).
Even though then-President Trump instructed meat and poultry processing plants to stay
open and continue operations in his executive order, he did not direct or require Tyson to
implement a vaccine requirement.5 Defendants note that Tyson’s vaccine policy was guided by
4 Miller noted that “[m]ost activities — such as providing electricity, operating a nursing home,
or managing a public-access te levision station — will not qualify” as “public functions.” 982 F.3d
423 (citations omitted).
5 Plaintiff acknowledges that there is no governmental order or law requiring Tyson to mandate
the COVID-19 vaccine for its employees. (Resp. p. 14, ECF No. 32.)
the Government but was not coerced by it. See S.H.A.R.K. v. Metro Parks Serving Summit Cnty.,
499 F.3d 553, 565 (6th Cir. 2007) (finding that a private individual working with park rangers was
not a state actor when he erased security tapes even though the rangers “encouraged” but did not
compel him to do so).
The third “state-action test” is the nexus test. As explained by the Cox Court,
Under this test, “the action of a private party constitutes state action when there is
a sufficiently close nexus between the state and the challenged action of the
regulated entity so that the action of the latter maybe fairly treated as that of the
state itself.” Wolotsky, 960 F.2d 1331, 1335 (6th Cir.1992). As with the public-
function test, the Court's review of case law reveals the application of this nexus
test to be very restrictive. “[T]he Sixth Circuit has made clear that the ties between
the private party and the State must be substantial.” Jackim v. City of Brooklyn,
2007 WL 893868, at *24, 2007 U.S. Dist. LEXIS 20355, at *85 (N.D. Ohio Mar.
22, 2007) (citing Wolotsky, 960 F.2d at 1335); see also Siskaninetz v. Wright State
Univ., 175 F.Supp.2d 1018, 1023 (S.D. Ohio 2001) (same); Marchese v. Weeman,
1993 U.S. Dist. LEXIS 11826, at *7 (E.D. Mich. July 24, 1993) (plaintiff “must
establish a substantial degree of cooperative action” between state and private
actor).
Cox, 622 F. Supp. 2d at 493–94. Moreover,
[c]ertain factors have been deemed insufficient, in and of themselves, to establish
the required nexus between the private actor’s complained-of conduct and the State.
Extensive state regulation of a private entity’s operations does not establish state
action via the nexus test. See, e.g., Rendell–Baker v. Kohn, 457 U.S. 830, 102 S.
Ct. 2764, 73 L.Ed.2d 418 (1982); Adams v. Vandemark, 855 F.2d 312 (6th Cir.
1988); Crowder v. Conlan, 740 F.2d 447 (6th Cir. 1984). Public funding of nearly
all of the private actor’s activities, as well as the private actor’s use of public
property, are similarly insufficient to establish the required nexus. See, e.g., Blum
v. Yaretsky, 457 U.S. 991, 102 S. Ct. 2777, 73 L.Ed.2d 534 (1982); Wolotsky, 960
F.2d at 1336; Crowder, 740 F.2d at 450, 453. The minority presence of public
officials on the private actor’s decision-making board also does not satisfy the
nexus test for state action. See, e.g., Jackson v. Metropolitan Edison Co., 419 U.S.
345, 95 S. Ct. 449, 42 L.Ed.2d 477 (1974); Lansing [v. City of Memphis], 202 F.3d
[821, 831 (6th Cir. 2000)]; Crowder, 740 F.2d at 447. Also, the utilization of public
services by private actors does not by itself establish the requisite nexus for state
action. See, e.g., Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 119 S. Ct. 977,
143 L.Ed.2d 130 (1999); Ellison v. Garbarino, 48 F.3d 192 (6th Cir. 1995).
Cox, 622 F. Supp. 2d at 494-95 (citing “[n]umerous cases [that] illustrate the restrictive approach
the Sixth Circuit has taken with the nexus test, similar to its interpretation of the public function
test” and stating that “that precedent counsels great caution in finding state action by virtue of a
symbiotic relationship.”)
Plaintiff contends that Defendants acted as an “agent of the government … by imposing
strict worker vaccination rules to (in the estimation of the federal government), in order to preserve
the integrity of the national food supply.” (Resp. p. 7, ECF No. 29.) However, no facts are pled
that would enable the Court to find a sufficient nexus between Tyson’s vaccine policy and the
involvement of the Government. The mere fact that Tyson relied on OSHA and CDC guidance in
formulating its vaccine policy does not make either Defendant an “agent of the government.” Nor
does the fact that Tyson is subject to the federal government’s COVID-19 guidance for meat and
poultry plants convert Defendants into government actors. Government “regulation, even when
extensive, is not sufficient to justify a finding of a close nexus between the state and the regulated
entity.” Lansing, 202 F.3d at 830 (collecting Supreme Court and Sixth Circuit cases holding that
private parties’ actions do not constitute government action despite extensive regulation).
Because Plaintiff has failed to show that Defendants’ actions in requiring employees to be
vaccinated is equivalent to government or state action, the claims requiring state action must be
dismissed. As previously stated, these claims are those alleging violations of the Free Exercise
Clause of the First Amendment (claim one); the RFRA (claim five); the FDCA (claim nine); the
Nuremberg Code (claim ten); and the Fourth and Fifth Amendments (claim eleven). Defendants’
motion as to these claims is granted, and the claims are dismissed with prejudice.
Next, Defendants contend that Plaintiff has failed to state a claim for religious
discrimination under Article I, Section 3, of the Tennessee Constitution (claim two) because the
Tennessee Constitution does not provide for a private right of action and/or because Defendants
are not state actors.6 Because the Court has determined that Defendants are not state actors, it will
focus on Defendants’ private right of action argument. In support of the argument, Defendants rely
on Cline v. Rogers, 87 F.3d 176, 179 (6th Cir. 1996) (“The plaintiff can state no claim of a state
constitutional violation in this case because Tennessee does not recognize a private cause of action
for violations of the Tennessee Constitution.” (citation omitted)); Bowden Bldg. Corp. v.
Tennessee Real Estate Comm’n, 15 S.W.3d 434, 446 (Tenn. Ct. App. 1999) (“Tennessee, however,
has not recognized any such implied cause of action for damages based upon violations of the
Tennessee Constitution”) (citations omitted)); Siler v. Scott, 591 S.W.3d 84, 102 n.2 (Tenn. Ct.
App. 2019) (affirming order granting summary judgment in favor of defendant that dismissed
plaintiff’s claim alleging a violation of the Tennessee Constitution for failure to state a claim); and
Wooley v. Madison County, Tennessee, 209 F. Supp. 2d 836, 844 (W.D. Tenn. 2002) (dismissing
the plaintiff’s “freedom of speech claim under article I, section 19 of the Tennessee Constitution”
since “it is well established that Tennessee does not recognize an implied private cause of action
for damages based upon violation of the Tennessee Constitution.” (citations omitted)).
Plaintiff agrees that there is no private right of action for damages under the Tennessee
Constitution but argues that she may seek injunctive relief. (Resp. p. 13, ECF No. 29.) Even if
Plaintiff is correct that she may seek injunctive relief for a violation of her rights under the
Tennessee Constitution, it is not clear whether Plaintiff would be eligible for an injunction
6 The Tennessee Constitution provides “that all men have a natural and indefeasible right to
worship Almighty God accor ding to the dictates of their own conscience, . . . that no human
authority can, in any case whatever, control or interfere with the rights of conscience; and that no
preference shall ever be given, by law, to any religious establishment or mode of worship.” Tenn.
Const. Art. I § 3.
prohibiting Defendants from taking an adverse action against her. Plaintiff’s Amended Complaint
alleges that Defendant actually terminated her employment on November 1, 2021. Am. Compl. ¶
9 (“Then, on November 1, 2021, Defendants sent Plaintiff a permanent discharge notice, notifying
her that she was fired.”). In view of this allegation, any claim Plaintiff had for injunctive relief is
now moot. Accordingly, claim two is dismissed with prejudice.
Defendants next contend that Plaintiff has failed to state a claim for religious discrimination
under Title VII (claim three) and the ADA (claim six) or race discrimination under Title VII (claim
eight) because she failed to exhaust her administrative remedies. It is well-settled that exhaustion
of administrative remedies is a prerequisite to filing a district court lawsuit alleging discrimination
under Title VII, see Brown v. General Serv. Admin., 425 U.S. 820, 823-33 (1976), and that a
plaintiff may only bring a Title VII action in district court after he has exhausted the administrative
remedies provided under 42 U.S.C. § 2000e-16. 7 Thus, timely filing a charge with the Equal
Employment Opportunity Commission (“EEOC”) and subsequently filing a complaint in federal
district court in a timely manner are prerequisites to maintaining a Title VII action. See Lomax v.
Sears, Roebuck, & Co., 2000 WL 1888715, at *6 (6th Cir. Dec. 19, 2000) (reiterating that “when
a claim is not first presented to the EEOC, the claim may not be brought in court”).
In order to exhaust the administrative remedies of Title VII and the ADA, a plaintiff must
“trigger the investigatory and conciliatory procedures of the EEOC so that the Commission may
first attempt to obtain voluntary compliance with the law.... These investigatory and conciliatory
procedures notify potential defendants of the nature of plaintiffs’ claims and provide them with
the opportunity to settle the claims before the EEOC rather than litigate them.” Davis v. Sodexho,
7 Section 107(a) of the ADA states that the remedies and procedures used in the event of a Title
VII violation also apply to clai ms brought under the ADA. 42 U.S.C. § 12117(a).
Cumberland College Cafeteria, 157 F.3d 460, 463 (6th Cir. 1998). A plaintiff must exhaust his or
her administrative remedies for each and every claim. Id. In the present case, it is undisputed that
Plaintiff has not filed a charge with the EEOC.
Plaintiff argues that she is only seeking injunctive relief, not monetary damages, which she
claims is a generally accepted exception to the administrative remedy exhaustion requirement. In
support of her argument, she cites Malone v. City of E. Cleveland, 1978 WL 186, at *1 (N.D. Ohio
Oct. 6, 1978) (relying on Drew v. Liberty Mutual Insurance Co., 480 F.2d 69 (5th Cir. 1973),
which held that, when temporary injunctive relief would be appropriate, “filing of the complaint
and request for such relief before exhaustion of EEOC conciliation procedures is not fatal to the
Court’s jurisdiction over the complaint.” However, Plaintiff fails to make the distinction that in
the cases she cites, excluding Costantino v. TRW, Inc., 13 F.3d 969 (6th Cir. 1994), the issue
presented to the court was whether a plaintiff could bring a claim for injunctive relief before receipt
of a notice of right to sue from the EEOC. See, e.g., Drew, 480 F.2d at 72 (“We conclude that in
the limited class of cases, such as the present, in which irreparable injury is shown and likelihood
of ultimate success has been established, (here this has been determined by the trial court), the
individual employee may bring her own suit to maintain the status quo pending the action of the
Commission on the basic charge of discrimination (emphasis added)); Malone, 1978 WL 186, at
*2 (“[I]f a temporary restraining order is otherwise appropriate under Rule 65, Fed. R. Civ. P.,
filing of the complaint and request for such relief before exhaustion of EEOC conciliation
procedures is not fatal to the Court's jurisdiction over the complaint.”); Sughrim v. New York, 503
F.Supp.3d 68, 96 (2020) (When “a person has filed a Title VII charge with the EEOC, the court
has jurisdiction to entertain a motion for temporary injunctive relief against employer retaliation
while the charge is pending before the EEOC and before the EEOC has issued a right to sue letter”
(citations omitted). Costantino concerns ERISA exhaustion. ERISA, unlike Title VII and the
ADA, “does not explicitly require exhaustion of administrative remedies” Id. at 974 (citation
omitted). Instead, unlike Title VII and the ADA’s express administrative exhaustion requirements,
ERISA administrative exhaustion is left to the district court’s discretion. Id. at 974-75.
Here, Plaintiff has not filed charges with the EEOC; a fortiori, the cases cited by Plaintiff
are inapposite to her claims. Plaintiff’s failure to file an EEOC charge is dispositive, and Plaintiff’s
Title VII and ADA claims (claims three, six, and eight) must be dismissed without prejudice for
failure to exhaust her administrative remedies. What is more, Plaintiff alleges that Tyson has
already terminated her employment. Any injunctive relief related to Tyson’s vaccine mandate is
no longer available to Plaintiff. Her argument to excuse her failure to exhaust is not persuasive.
Plaintiff has brought a claim under the THRA for Defendants’ alleged failure to
accommodate her religious beliefs (claim four). Plaintiff alleges that she holds sincere religious
beliefs that preclude her from receiving a COVID19 vaccine and that “Defendant’s
accommodation of one year of unpaid leave, with no guaranteed positions upon potential return,
is no reasonable accommodation at all, but rather a punitive measure taken against employees who
choose to exercise their religious rights.” (Amd. Cmplt. ¶¶ 159, ECF No. 18.)
In their motion to dismiss, Defendants contend that the THRA does not require an employer
to accommodate an employee’s religious beliefs. Plaintiff acknowledges that there is no explicit
language in the Tennessee Human Rights Act imposing a duty to accommodate religious beliefs,
but she argues that the Tennessee Supreme Court has held that THRA claims are analyzed in the
same manner as Title VII claims, and Title VII does prescribe a duty to accommodate an
employee’s religious beliefs. (Resp. p. 16, ECF No. 32.)
Defendants have raised the issue of preemption. Defendants contend that this claim and
Plaintiff’s other state statutory claims are preempted by (1) President Trump’s Executive Order,
(2) the Federal Meat Inspection Act, 21 U.S.C. §§ 601 et seq., and (3) the Poultry Production
Inspection Act, 21 U.S.C. § 451 et seq.8 The Supremacy Clause provides that the Constitution,
federal statutes, and treaties constitute “the supreme Law of the Land.” Art. VI, cl. 2. If federal
law “imposes restrictions or confers rights on private actors” and “a state law confers rights or
imposes restrictions that conflict with the federal law,” “the federal law takes precedence and the
state law is preempted.” Murphy v. National Collegiate Athletic Assn., 138 S. Ct. 1461, 1480
(2018). See also Torres v. Precision Indus., Inc., 938 F.3d 752, 755 (6th Cir. 2019) (reiterating
that preemption presents the constitutional question whether state and federal law “conflict
(citations omitted)).
When a litigant challenges the constitutionality of a Tennessee statute, the Tennessee
Attorney General must be notified. As explained in In re Adoption of E.N.R., 42 S.W.3d 26 (Tenn.
2001),
[T]he court is required, pursuant to Tenn. R. Civ. P. 24.04, to ensure that notice of
the constitutional challenge has been provided to the Office of the Attorney
General.
This rule makes it clear that the trial court sits as gatekeeper to inquire whether
notice has been provided to the Attorney General by the challenger and to suspend
proceeding on the constitutional challenge until such notice has been provided
and a response from the Attorney General received.
In re Adoption of E.N.R., 42 S.W.3d at 33 (emphasis added).
8 Plaintiff’s state statutory claims are brought under the THRA (claim four), Tenn. Code Ann. §
4–21–101 et seq.; the TDA, T enn. Code Ann. § 8–50–103 et seq. (claim seven); and Tenn. Code
Ann. § 14-1-101 et seq. (claim twelve). Plaintiff has also brought a state constitutional claim
(claim two). Because the Court has declined supplemental jurisdiction over that claim, Defendants
need not notify the Attorney General of claim two. See Torres, 938 F.3d at 755 (pointing out that
“courts should not address a question of preemption if they can resolve the case on other grounds.”)
The Court in Waters v. Farr, 291 S.W.3d 873 (Tenn. 2009), further expounded,
[a] second jurisprudential principle, embodied in Tenn. Code Ann. § 29–14–107(b)
(2000), Tenn. R. Civ. P. 24.04, and Tenn. R. App. P. 32, requires parties
challenging the constitutionality of a statute to notify the Attorney General and
Reporter of the challenge by serving a copy of their papers on the Attorney General.
The purposes for these requirements are two-fold. First, the notice enables the
Office of the Attorney General to discharge its responsibility to defend the
constitutionality of state statutes. Tenn. Code Ann. § 8–6–109(b)(9) (Supp. 2008).
Second, the joinder of the Attorney General assures that the statute will be
vigorously defended. Compliance with this statute and the related rules is
mandatory.
Waters, 291 S.W.3d at 918 (concurrence) (some citations omitted).
Here, there is no indication in the record that the Tennessee Attorney General has been
notified of the constitutional challenge to the state statutory claims. Therefore, the Court will deny
Defendants’ motion to dismiss the state law claims (claims four, seven, twelve) without prejudice.
Defendant will be given twenty-eight days from the entry of this order in which to notify of the
Court of its compliance with Tenn. Code Ann. § 29–14–107(b) and Tenn. R. Civ. P. 24.04.
Defendants have moved to dismiss Plaintiff’s RFRA claim (claim five) on the ground that
RFRA claims may be brought only against a government actor for government conduct. RFRA
provides that the “Government may substantially burden a person’s exercise of religion only if it
demonstrates that application of the burden to the person (1) is in furtherance of a compelling
governmental interest; and (2) is the least restrictive means of furthering that compelling
governmental interest.” 42 U.S.C. § 2000bb-1(b). “The text of the statute makes quite clear that
Congress intended RFRA to apply only to suits in which the government is a party.” Gen. Conf.
Corp. of Seventh-Day Adventists v. McGill, 617 F.3d 402, 410 (6th Cir. 2010).
Plaintiff does not dispute the principle that only government actors may be held liable
under the RFRA (“If Tyson is a federal officer, then it is obligated to follow the limits imposed on
federal officers under the Religious Freedom Restoration Act.” And, “In essence, a federal actor’s
burden on a person’s exercise of religion must satisfy strict scrutiny.” Amd. Cmplt. ¶ ¶ 186, 188,
ECF No. 21.) Instead, she continues to argue that Defendants are government actors for the
purposes of this lawsuit. However, the Court has already decided this issue against Plaintiff.
Therefore, the RFRA claim must be dismissed.
The Court agrees with Defendants that Plaintiff has failed to state a claim for Defendants’
alleged violation of the Food, Drug, and Cosmetic Act (“FDCA”), 21 U.S.C. § 360bbb-3 (claim
nine), because there is no private right of action under that statute. Section 564 of the FDCA, 21
U.S.C. § 360bbb-3, authorizes the Secretary of Health and Human Services to issue an “emergency
use authorization” (“EUA”) of a medical product in certain emergency situations. That section
further provides that “with respect to the emergency use of an unapproved product, the Secretary
. . . shall for a person who carries out any activity for which the authorization is issued, establish
such conditions on an authorization . . . as the Secretary finds necessary or appropriate to protect
the public health, including” that health care professionals administering the product are informed
that the Secretary have authorized emergency use, the significant and potential benefits and risks
of such use, and of the extent to which the benefits and risks are unknown, and of the alternatives
to the product that are available and of their benefits and risks, 21 U.S.C. §360bbbe-(3)(1)(A)(i),
and that individuals on whom the product is administered are provided the same information along
with the option to refuse or accept the administration of the product. 21 U.S.C. §360bbbe-
(3)(1)(A)(ii). Section 564(l) specifically states that “[t]his section only has legal effect on a person
who carries out an activity for which an authorization under this section is issued.” 21 U.S.C.
§360bbb-3(l).
Plaintiff claims that “as a corporation mandating a vaccine . . ., Defendants failed to follow
the requirements associated with EUA products” by not giving Plaintiff the option to refuse the
vaccine, and by not providing the information specified in 21 U.S.C. §360bbbe-(3)(1)(A)(ii).
(Amd. Cmplt. ¶¶ 227, ECF No. 18.) However, there is no allegation that Defendants actually
administered the vaccine.
It is well-settled that there is no private right of action under the FDCA. See
Buckrnan Co. v. Plaintiffs' Legal Comm., 531 U.S. 341, 349 n. 4, 121 S. Ct. 1012,
148 L.Ed.2d 854 (2001) (there is “no doubt that it is the Federal Government rather
than private litigants who are authorized to file suit for noncompliance” with the
FDCA); Bailey v. Johnson, 48 F.3d 965, 968 (6th Cir.1995) (“Congress did not
intend, either expressly or by implication, to create a private cause of action under
the FDCA”); Griffin v. O'Neal, Jones & Feldman, Inc., 604 F. Supp. 717, 718 (S.D.
Ohio 1985) (“It is clear from the face of the statute that no civil private right of
action exists”).
Edwards v. Warner-Lambert, 2012 WL 2156246, at *4 (S.D. Ohio June 13, 2012)
As explained in Bridges v. Houston Methodist Hosp., 543 F. Supp. 3d 525, 527 (S.D. Tex.
2021),
[the FDCA] confers certain powers and responsibilities to the Secretary of Health
and Human Services in an emergency. It neither expands nor restricts the
responsibilities of private employers; in fact, it does not apply at all to private
employers like the hospital in this case. It does not confer a private opportunity to
sue the government, employer, or worker. Bridges’s claim that the injection
requirement violates 21 U.S.C. § 360bbb-3 fails.
See also Doe v. Franklin Square Union Free Sch. Dist., 2021 WL 4957893, at *20 (E.D.N.Y. Oct.
26, 2021) (“Section 564 does not include a private right of action.”)
Plaintiff’s claims brought under the Nuremberg Code (claim ten) must also be dismissed.
Plaintiff alleges that Defendants have “offended long-held and fundamental principles of
international law,” that Tyson’s “employees are being coerced into unknowingly participating in
a national medical experiment” and that Defendant has “failed to provide sufficient balanced
information to satisfy informed consent” (Amd. Cmplt. ¶¶ 235-236, ECF No. 18), in violation of
the Nuremberg Code which requires the voluntary consent of any human subject in order to
participate in medical experiments. See Abdullahi v. Pfizer, Inc., 562 F.3d 163, 175 (2d Cir. 2009)
(describing the “sources of international law that categorically forbid medical experimentation on
non-consenting human subjects”).
The Court agrees with Defendants that there is no private right of action for a violation of
international law based on the Nuremberg Code. See Washington Univ. v. Catalona, 437 F. Supp.
2d 985, 1000 (E.D. Mo. 2006), aff’d, 490 F.3d 667 (8th Cir. 2007). “Covid-19 vaccine mandates
are simply not equivalent to the forced experimentation on concentration camp victims that led to
the writing of the Nuremberg Code.” Anderson v. United Airlines, Inc., 2021 WL 6337144, at *7
(M.D. Fla. Dec. 30, 2021). See Heinrich ex rel. Heinrich v. Sweet, 49 F. Supp. 2d 27, 42 (D. Mass.
1999) (noting that there is no private right of action under the Nuremberg Code). Furthermore,
the Nuremberg Code does not apply to private employers. See Bridges v. Houston Methodist
Hosp., 2021 WL 2399994, at *2 (S. D. Tex. June 12, 2021) (“Equating the injection requirement
to medical experimentation in concentration camps is reprehensible.”) Plaintiff cites no law in
opposition to this argument and, instead, just makes a policy argument.
As explained in by the Catalona Court,
There is no private right of action for an alleged violation of international law for the
protection of human research subjects based upon the Declaration of Helsinki and the
Nuremberg Code. White v. Paulsen, 997 F. Supp. 1380, 1383 (E.D. Wash. 1998); Hoover
v. West Virginia Dept. of Health and Human Resources, 984 F. Supp. 978, 980
(S.D.W.Va.1997) aff’d 129 F.3d 1259, 1997 WL 705385 (4th Cir.1997); see also,
Abdullahi, et al. v. Pfizer, Inc., 2005 WL 1870811 (S.D.N.Y. 2005). Furthermore, this
Court agrees with the conclusions reached by its fellow district courts in Michigan and
Oklahoma that the standard in the United States for conducting research on human subjects
is contained in the Code of Federal Regulations and therefore United States federal courts
have no need to resort to international law to impute a standard. Ammend v. Bioport, Inc.,
322 F. Supp.2d 848, 872–73 (W.D. Mich. 2004); Robertson v. McGee, 2002 WL 535045
(N.D.Okla.2002).
437 F. Supp. 2d at 1000–01. Accordingly, this claim must be dismissed with prejudice.
Finally, Defendants contend that Plaintiff has failed to state a claim for common law assault
(claim thirteen). Claim thirteen alleges as follows:
262. Defendants have threatened intentional, imminent harmful and offensive
contact upon Plaintiff by way of forced vaccine injection of an experimental,
untested, and ineffective mRNA vaccine, under penalty of being terminated from
their employment. A penalty they in fact exercised.
263. Furthermore, Defendant Rhonda Gooch has continuously harassed and
threatened Plaintiff regarding her choice not to receive the vaccine.
264. Defendant’s coercion, emboldened by tight deadlines, uncompromising
exemption protocols, and a hostile and censored work environment, contributed to
Plaintiff’s stress and fear concerning Defendants’ vaccine mandate.
265. Tyson’s COVID-19 vaccine mandate caused Mrs. Johnson to reasonably fear
imminent bodily injury from being forced to inject an experimental, untested, and
potentially unsafe substance into her body, under penalty of termination from
employment for failure to comply. A penalty that was in fact exercised by
Defendants.
266. Plaintiff did not consent to Defendants’ conduct, nor did she consent to
receiving the COVID-19 vaccine. Defendant’s unlawful requirement of
employment was an
unwelcome invasion of Plaintiff’s privacy and bodily integrity.
267. Tyson’s COVID-19 vaccine mandate has and continues to cause Plaintiff
harm, including but not limited to by way of fear, anxiety, fright over being
threatened with the injection of an untested and potentially unsafe substance into
the body, and the imminent and subsequent loss of her income and livelihood.
(Amd. Cmplt., ECF No. 18.) Defendants assert that Plaintiff has failed to plead sufficient facts to
support a common law claim of assault because she had not alleged an overt act or a physical
movement sufficient to set forth a plausible assault claim for which relief may be granted under
Tennessee law. Defendants posit that the threat of the loss of income cannot sustain a claim for
assault. The Court finds Defendants’ argument to be meritorious.
Under Tennessee common law, assault is defined as “any act tending to do corporal injury
to another, accompanied with such circumstances as denote at the time an intention, coupled with
the present ability, of using actual violence against that person.” Vafaie v. Owens, 1996 WL
502133, at *3 (Tenn. Ct. App. 1996) (citing Huffman v. State, 292 S.W.2d 738, 742 (Tenn. 1956),
overruled on other grounds by State v. Irvin, 603 S.W.2d 121 (Tenn. 1980)). In Vafaie, the
Tennessee Court of Appeals affirmed the grant of summary judgment to the defendant on the
plaintiff’s assault claim because “the alleged threats were always threats of future harm, and were
not threats of immediate or imminent harm. In no instance, were the threats ‘coupled with the
present ability to act,’ or, to borrow the words of the criminal statute, there was never a threat of
‘imminent bodily injury.’” 1996 WL 502133, at *4.
In Tennessee, assault is defined as “any act tending to do corporal injury to another,
accompanied with such circumstances as denote at the time an intention, coupled
with the present ability, of using actual violence against the person.” Thompson v.
Williamson Cnty., 965 F. Supp. 1026, 1037 (M.D. Tenn. 1997). A defendant is not
liable for assault unless he or she commits an “intentional act creating a reasonable
apprehension of imminent physical harm on the part of the plaintiff.” Baker v.
Moreland, 1989 WL 89758, at *5 (Tenn. Ct. App. Aug. 9, 1989).
A civil action for assault cannot be sustained upon the basis of words alone. Id.
Rather, there must be an overt act or physical movement causing the plaintiff to
believe he was in imminent physical harm or danger. Id. “An overt act is an
essential element of an assault, and mere preparation or a threat to commit an
assault unaccompanied by physical effort to do so, does not amount to an assault.”
Id. In other words, the defendant must make a physical movement “which might be
reasonably interpreted as the beginning of a physical attack upon the plaintiff.” Id.,
at *6.
Dillingham v. Millsaps, 809 F. Supp. 2d 820, 855 (E.D. Tenn. 2011).
In the present case, Defendants do not administer the vaccine, and Plaintiff may choose not
to take the vaccine - albeit at the risk of losing her job. C.f., Reese v. Tyson Foods, Inc., 2021 WL
5625411, at *3 (W.D. Mo. Nov. 30, 2021) (denying the employee plaintiff’s motion for a
temporary restraining order and preliminary injunction to be able to keep his job during the
pendency of the litigation and not have to receive the vaccine and pointing out that “Plaintiff
admitted he had not been forced to get the COVID-19 vaccine and that no one had tried to or
physically made him get it” even though he had alleged in his complaint that he believed that the
defendant employer would “force” him to be vaccinated).
The court in McCutcheon v. Enlivant ES, LLC, 2021 WL 5234787, at *3 (S.D.W. Va. Nov.
9, 2021), explained,
Ms. McCutcheon’s claims are similar to those offered in Bridges v. Houston
Methodist Hosp., ––– F. Supp. 3d ––––, Case No. H-21-1774, 2012 WL 2399994
(S.D. Tex. June 12, 2021). Among other good observations, Judge Hughes correctly
noted that vaccine mandates by public employers do not coerce employees. Id. at
*7. The same might be said of private employers -- particularly those in the medical
and assisted living industries -- which impose vaccination policies to protect their
residents, patients, and staff members. Ms. McCutcheon is free to accept or refuse
the COVID-19 vaccine. If she refuses, she need only to pursue employment
elsewhere.
C.f., Jacobson v. Massachusetts, 197 U.S. 11 (1905) (rejecting substantive due process claim that
“a compulsory vaccination law is ... hostile to the inherent right of every freeman to care for his
own body” and “nothing short of an assault upon his person”). Here, there has been no assault
upon Plaintiff because she is “free to accept or refuse the COVID-19 vaccine,” and, if she refuses,
she “need only to pursue employment elsewhere.” For this reason, claim thirteen is dismissed with
prejudice.
In summary, Defendants’ motion to dismiss is PARTIALLY GRANTED and
PARTIALLY DENIED. The motion is granted with prejudice as to claims one, two, five, nine,
ten, eleven, and thirteen. The motion is granted without prejudice as to claims three, six, and eight.
The motion is denied without prejudice as to claims four, seven, and twelve. As previously
stated, Defendants will be given twenty-eight days from the entry of this order in which to notify
the Court of its compliance with Tenn. Code Ann. § 29–14–107(b) and Tenn. R. Civ. P. 24.04.
IT IS SO ORDERED.
s/ S. Thomas Anderson
S. THOMAS ANDERSON
CHIEF UNITED STATES DISTRICT JUDGE
Date: June 15, 2022