“We agree with the majority view that sua sponte dismissal of a meritless complaint that cannot be salvaged by amendment comports with due process and does not infringe the right of access to the courts.”
How later courts described this case
- “We agree with the majority view that sua sponte dismissal of a meritless complaint that cannot be salvaged by amendment comports with due process and does not infringe the right of access to the courts.”
- affirming that, because Plaintiff “failed to allege with any degree of specificity which of the named defendants were personally involved in or responsible for each of the alleged violations of his federal rights,” the complaint failed to state a claim for relief
- plaintiffs must show that prison officials acted with “deliberate indifference” to a substantial risk that the prisoner would suffer serious harm
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF TENNESSEE
WESTERN DIVISION
JEROME MICHAEL HIGHTOWER, )
)
Plaintiff, )
)
VS. ) No. 20-2643-JDT-cgc
)
SHELBY COUNTY CORRECTIONS )
CENTER, ET AL., )
)
Defendants. )
)
ORDER TO MODIFY THE DOCKET,
DISMISSING COMPLAINT AND GRANTING LEAVE TO AMEND
Before the Court is the pro se complaint filed on August 21, 2020, by Plaintiff Jerome
Michael Hightower, who at that time was incarcerated at the Shelby County Corrections Center
(SCCC) in Memphis, Tennessee. (ECF No. 1.) The Court granted Hightower’s motion for leave
to proceed in forma pauperis and assessed the civil filing fee pursuant to the Prison Litigation
Reform Act, 28 U.S.C. §§ 1915(a)-(b). (ECF No. 4.) Hightower was subsequently released and
provided his new address. (ECF No. 5.) Following his submission of a non-prisoner in forma
pauperis affidavit (ECF No. 7), the Court granted his motion for renewed pauper status. (ECF No.
8.)
Plaintiff’s claims arise from his confinement at the SCCC during the ongoing Covid-19
pandemic. (ECF No. 1.) Hightower names the SCCC;1 Shelby County Mayor Lee Harris; SCCC
1 All claims against the SCCC will be treated as claims brought against Shelby County.
Administrator Anthony C. Alexander; SCCC Deputy Director Jerry Scott; and (5) SCCC Programs
Director Michael Howse.2 (Id. at PageID 1-2.)
Plaintiff’s factual allegations, in their entirety, are as follows:
Each defendant has their responsibility to ensure that SCCC is properly run
according to Local, State, and Federal laws and rules. The said listed defendants
were “grossly negligent” in their handling of the Covid-19 crisis and pandemic
which resulted in me contracting Covid-19 which is fatal in some cases!
(Id. at PageID 2.) He provides no further details, such as the period of his confinement at the
SCCC, the circumstances surrounding his infection with Covid-19, or the severity of his illness.
The Court is required to screen prisoner complaints and to dismiss any complaint, or any
portion thereof, if the complaint —
(1) is frivolous, malicious, or fails to state a claim upon which relief may be granted;
or
(2) seeks monetary relief from a defendant who is immune from such relief.
28 U.S.C. § 1915A(b); see also 28 U.S.C. § 1915(e)(2)(B).
In assessing whether the complaint in this case states a claim on which relief may be
granted, the Court applies the standards of Fed. R. Civ. P. 12(b)(6), as stated in Ashcroft v. Iqbal,
556 U.S. 662, 677-79 (2009) and in Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555-57
(2007). Hill v. Lappin, 630 F.3d 468, 470-71 (6th Cir. 2010). The Court accepts a plaintiff’s
“well-pleaded” factual allegations as true and then determines whether the allegations “‘plausibly
suggest an entitlement to relief.’” Williams v. Curtin, 631 F.3d 380, 383 (6th Cir. 2011)
(quoting Iqbal, 556 U.S. at 681). Conclusory allegations “are not entitled to the assumption of
truth,” and legal conclusions “must be supported by factual allegations.” Iqbal, 556 U.S. at 679.
2 The complaint identifies this Defendant as Michael House, but the correct spelling of
his last name is Howse. See www.shelbycountytn.gov/3533/Commad-Staff. The Clerk is
directed to MODIFY the docket to reflect the correct spelling.
Although a complaint need only contain “a short and plain statement of the claim showing that the
pleader is entitled to relief,” Fed. R. Civ. P. 8(a)(2), Rule 8 nevertheless requires factual allegations
to make a “‘showing,’ rather than a blanket assertion, of entitlement to relief.” Twombly, 550 U.S.
at 555 n.3.
“Pro se complaints are to be held ‘to less stringent standards than formal pleadings drafted
by lawyers,’ and should therefore be liberally construed.” Williams, 631 F.3d at
383 (quoting Martin v. Overton, 391 F.3d 710, 712 (6th Cir. 2004)). Pro se litigants, however, are
not exempt from the requirements of the Federal Rules of Civil Procedure. Wells v. Brown, 891
F.2d 591, 594 (6th Cir. 1989); see also Brown v. Matauszak, 415 F. App’x 608, 612, 613 (6th Cir.
Jan. 31, 2011) (affirming dismissal of pro se complaint for failure to comply with “unique pleading
requirements” and stating “a court cannot ‘create a claim which [a plaintiff] has not spelled out in
his pleading’” (quoting Clark v. Nat'l Travelers Life Ins. Co., 518 F.2d 1167, 1169 (6th Cir.
1975))).
Hightower filed his complaint pursuant to 42 U.S.C. § 1983. To state a claim under that
statute, a plaintiff must allege two elements: (1) a deprivation of rights secured by the
“Constitution and laws” of the United States (2) committed by a defendant acting under color of
state law. Adickes v. S.H. Kress & Co., 398 U.S. 144, 150 (1970).
Claims Against Shelby County/Official Capacity Claims: Hightower does not specify
whether he sues Defendants in their official or individual capacities, or both. To the extent he sues
the Defendants in their official capacities, those claims also are treated as claims against their
employer, Shelby County. See Jones v. Union Cnty., Tenn., 296 F.3d 417, 421 (6th Cir.
2002) (citing Matthews v. Jones, 35 F.3d 1046, 1049 (6th Cir. 1994)). Shelby County may be held
liable only if Plaintiff’s injuries were sustained pursuant to an unconstitutional custom or
policy. See Monell v. Dep’t. of Soc. Serv., 436 U.S. 658, 691-92 (1978). To demonstrate
municipal liability, a plaintiff “must (1) identify the municipal policy or custom, (2) connect the
policy to the municipality, and (3) show that his particular injury was incurred due to execution of
that policy.” Alkire v. Irving, 330 F.3d 802, 815 (6th Cir. 2003) (citing Garner v. Memphis Police
Dep't, 8 F.3d 358, 364 (6th Cir. 1993)). “[T]he touchstone of ‘official policy’ is designed ‘to
distinguish acts of the municipality from acts of employees of the municipality, and thereby make
clear that municipal liability is limited to action for which the municipality is actually responsible.”
City of St. Louis v. Praprotnik, 485 U.S. 112, 138 (1988) (quoting Pembaur v. Cincinnati, 475
U.S. 469, 479-80 (1986) (emphasis in original)). Hightower does not allege that he has been
deprived of a right because of a Shelby County policy or custom. He does not attribute his
coronavirus infection to any County policy or custom. (See ECF No. 1 at PageID 2.) He instead
seeks relief based on his general allegations about the Defendants’ “‘gross negligen[ce]’ in their
handling of the COVID-19 crisis.” (Id.) He therefore does not state any claim against Shelby
County or against the Defendants in their official capacities.
Conditions of Confinement Claims: Hightower’s complaint is reasonably construed as
asserting claims under the Eighth Amendment for failure to provide constitutionally adequate
conditions of confinement. (See ECF No. 1 at PageID 2.) See generally Wilson v. Seiter, 501 U.S.
294 (1991). Under that constitutional provision, prison officials must provide humane conditions
of confinement by ensuring that inmates receive adequate food, clothing, shelter and medical care.
See Rhodes v. Chapman, 452 U.S. 337, 347 (1981).
Extreme deprivations are required to make out a conditions of confinement claim.
Because routine discomfort is part of the penalty that criminal offenders pay for
their offenses against society, . . . only those deprivations denying the minimal
civilized measure of life’s necessities are sufficiently grave to form the basis of an
Eighth Amendment violation.
Hudson v. McMillian, 503 U.S. 1, 9 (1992) (internal quotations and citations omitted). The Sixth
Circuit has elaborated:
In certain extreme circumstances, the totality itself may amount to an [E]ighth
[A]mendment violation, but there still must exist a specific condition on which to
base the [E]ighth [A]mendment claim. We believe such conditions “considered
alone or in combination [with other conditions],” Rhodes, [452 U.S. at 347,] must
amount to a deprivation of “life’s necessities,” before a violation of the [E]ighth
[A]mendment can be found.”
Walker v. Mintzes, 771 F.2d 920, 925 (6th Cir. 1985).
In addition, in Wilson v. Seiter, the Supreme Court “not only holds that a specific
deprivation of one or more identifiable human needs must be established in order to prove an
Eighth Amendment violation, but it also holds that the plaintiff must show “a culpable state of
mind on the part of [the defendant] prison officials. . . .” Berryman v. Johnson, Nos. 88-1239 &
88-1280, 1991 WL 150808, at *10 (6th Cir. Aug. 6, 1991). “It is thus settled that Eighth
Amendment claims based on prison conditions have both an objective component (denial of . . .
the minimal civilized measure of life’s necessities), and a subjective component (‘deliberate
indifference,’ e.g.).” Id. (internal citation and some quotation marks omitted.) See also Farmer v.
Brennan, 511 U.S. 825, 834 (1994).
The objective component of an Eighth Amendment claim requires that the deprivation be
“sufficiently serious.” Farmer, 511 U.S. at 834; Hudson, 503 U.S. at 8; Wilson, 501 U.S. at 928.
A prisoner must show that he “is incarcerated under conditions posing a substantial risk of serious
harm,” id.; see also Miller v. Calhoun Cnty., 408 F.3d 803, 812 (6th Cir. 2005), or that he has been
deprived of the “minimal civilized measure of life’s necessities,” Wilson, 501 U.S. at 298 (quoting
Rhodes, 452 U.S. at 347); see also Hadix v. Johnson, 367 F.3d 513, 525 (6th Cir. 2004).
The subjective component requires that jail officials acted with requisite intent – i.e., had
a “sufficiently culpable state of mind.” Farmer, 511 U.S. at 834; see also Wilson, 501 U.S. at
302-03 (plaintiffs must show that prison officials acted with “deliberate indifference” to a
substantial risk that the prisoner would suffer serious harm); Dominguez v. Corr. Med. Servs., 555
F.3d 543, 550 (6th Cir. 2009). A prison official must subjectively know of an excessive risk of
harm to an inmate’s health or safety and disregard that risk. Farmer, 511 U.S. at 837. The Eighth
Amendment does not require perfection on the part of prison officials. See United States v. Cato,
No. 14-315-01, 2020 WL 4193055, at *1 n.1 (E.D. Pa. July 21, 2020) (internal citations omitted).
Hightower’s allegation that Defendants were “grossly negligent” in their “handling” of
Covid-19 (ECF No. 1 at PageID 2), does not meet these standards. He does not describe what
measures Defendants did or did not take to control coronavirus spread at the SCCC. He also fails
to indicate the relevant time period or the injuries he sustained from Defendants’ actions
concerning Covid-19.3 (See id.) He refers generally to Defendants’ “responsibility” to follow
“Local, State, and Federal laws and rules” (see id.), but he neither identifies the provisions he
references nor describes how Defendants failed to follow them as to Covid-19. (See id.)
Nevertheless, despite these pleading insufficiencies as to the Eighth Amendment’s
objective prong, the Court will accept for discussion purposes that Covid-19 and the risks attendant
upon contracting it are sufficiently serious for purposes of the Eighth Amendment.
However, Plaintiff also fails to sufficiently allege the Eighth Amendment’s subjective
component as to any Defendant. The complaint does not include factual allegations demonstrating
any Defendant’s subjective knowledge of a risk in Plaintiff’s particular case that was disregarded.
Indeed, the complaint contains no factual allegations detailing any specific wrongful action or
inaction on the part of Defendants Harris, Alexander, Scott, or Howse. When a complaint fails to
3 As stated, supra page 2, Plaintiff alleges only that he contracted Covid-19 while at the
SCCC. He provides no information about the severity of his illness.
allege any action by a Defendant, it necessarily fails to “state a claim for relief that is plausible on
its face.” Twombly, 550 U.S. at 570. See also Marcilis v. Twp. of Redford, 693 F.3d 589, 596–97
(6th Cir. 2012) (quoting Lanman v. Hinson, 529 F.3d 673, 684 (6th Cir. 2008)) (“damage claims
against government officials arising from alleged violations of constitutional rights must allege,
with particularity, facts that demonstrate what each defendant did to violate the asserted
constitutional right’”); Frazier v. Michigan, 41 F. App'x 762, 764 (6th Cir. 2002) (affirming that,
because Plaintiff “failed to allege with any degree of specificity which of the named defendants
were personally involved in or responsible for each of the alleged violations of his federal rights,”
the complaint failed to state a claim for relief).
In sum, Hightower’s conclusory invocation of the term “gross negligence” (see ECF No. 1
at PageID 2), is not enough to state a claim that the Defendants displayed “deliberate indifference”
to a substantial risk that he would suffer serious harm from Covid-19.
For all of the foregoing reasons, Plaintiff’s complaint is subject to dismissal for failure to
state any claim on which relief may be granted.
Opportunity to Amend Complaint: The Sixth Circuit has held that a district court may
allow a prisoner to amend his complaint to avoid a sua sponte dismissal under the PLRA.
LaFountain v. Harry, 716 F.3d 944, 951 (6th Cir. 2013); see also Brown v. R.I., 511 F. App’x 4,
5 (1st Cir. 2013) (per curiam) (“Ordinarily, before dismissal for failure to state a claim is ordered,
some form of notice and an opportunity to cure the deficiencies in the complaint must be
afforded.”). Leave to amend is not required where a deficiency cannot be cured. Curley v. Perry,
246 F.3d 1278, 1284 (10th Cir. 2001) (“We agree with the majority view that sua sponte dismissal
of a meritless complaint that cannot be salvaged by amendment comports with due process and
does not infringe the right of access to the courts.”). In this case, the Court finds Hightower should
be given the opportunity to amend his complaint.
Conclusion: In conclusion, the Court DISMISSES Hightower’s complaint for failure to
state a claim on which relief can be granted, pursuant to 28 U.S.C. §§ 1915(e)(2) (B)(ii)and 1915A
(b)(1). Leave to file an amended complaint, however, is GRANTED.
Any amended complaint must be filed within twenty-one days after the date of this order,
on or before October 7, 2021. Hightower is advised that an amended complaint will replace the
original complaint and must be complete in itself without reference to the prior pleading. The
amended complaint must be signed, and the text of the amended complaint must allege sufficient
facts to support each claim without reference to any extraneous document. If Hightower fails to
file an amended complaint within the time specified, the Court will dismiss the case with prejudice
in its entirety, assess a strike pursuant to 28 U.S.C. § 1915(g), and enter judgment.
IT IS SO ORDERED.
s/ James D. Todd
JAMES D. TODD
UNITED STATES DISTRICT JUDGE