holding that conclusory allegations are “not well-pleaded” and are not entitled to a presumption of truth
How later courts described this case
- holding that conclusory allegations are “not well-pleaded” and are not entitled to a presumption of truth
- reasoning that “res judicata does not apply to claims that were not ripe at the time of the first suit” and to hold otherwise would “prospectively immunize the defendant from liability for future actionable conduct”
- “[Federal] Rule [of Civil Procedure] 8 does not empower respondent to plead the bare elements of his cause of action . . . and expect his complaint to survive a motion to dismiss.”
- “[B]road and conclusory allegations of discrimination cannot be the basis of a complaint and a plaintiff must state allegations that plausibly give rise to the inference that a defendant acted as the plaintiff claims.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
WESTERN DIVISION
)
TIMIKO HAMILTON, )
)
Plaintiff, )
)
v. ) No. 20-cv-2911-TMP
)
SHELBY COUNTY, TENNESSEE, )
)
Defendant. )
)
ORDER GRANTING DEFENDANT’S MOTION TO DISMISS
Before the court is defendant Shelby County’s Motion to
Dismiss, filed on February 11, 2021.1 (ECF No. 12.) Plaintiff
Timiko Hamilton responded to the motion on April 1, 2021. (ECF No.
18.) Shelby County filed a reply on April 7, 2021. (ECF No. 19.)
For the reasons below, Shelby County’s motion is GRANTED.
I. BACKGROUND
Plaintiff Timiko Hamilton began working for the Shelby County
Division of Corrections (“SCDOC”) on August 16, 2012, as a
corrections officer and was promoted to sergeant on February 1,
2017. (ECF No. 1 at 2.) According to Hamilton, she has met or
exceeded expectations throughout her career with SCDOC. (ECF No.
1On February 21, 2021, the parties consented to have a United
States magistrate judge conduct all proceedings in this case
including trial, the entry of final judgment, and all post-trial
proceedings. (ECF No. 10.)
1 at 2.) Hamilton alleges she has been treated for severe anxiety
and major depressive disorder, which “substantially limits, among
other thing, the major life activities of working, eating,
sleeping, and interacting with others.” (ECF No. 1 at 2.) As a
result, Hamilton requested that she be assigned to positions and
responsibilities that minimized her contact with inmates. (ECF No.
1 at 2.) Since October 18, 2017, Hamilton has been involved in a
Chapter 13 bankruptcy proceeding in the United States Bankruptcy
Court for the Western District of Tennessee. (ECF No. 12-4 at 1.)
According to the complaint, Hamilton filed her first internal
complaint of discrimination on July 14, 2017. (ECF No. 1 at 2.)
Subsequently, she filed a charge of discrimination with the Equal
Employment Opportunity Commission (“EEOC”) in February of 2018.
(ECF No. 1 at 2.) A little over a year later, Hamilton was assigned
to work in the “Papa” Building, where a group of inmates threatened
to harm her. (ECF No. 1 at 2.) Hamilton alleges that she reported
the threats to her supervisors but was ignored. (ECF No. 1 at 2.)
Then, in April of 2019, the same inmates who had threatened her
poured baby oil over a path that Hamilton routinely walked across.
(ECF No. 1 at 3.) Hamilton slipped on the oil and was severely
injured. (ECF No. 1 at 3.) According to Hamilton, her doctor
restricted her to only sedentary activities with occasional
walking or standing. (ECF No. 1 at 3.) As before, her requests for
accommodations while she recovered from her injuries were ignored.
(ECF No. 1 at 3.) Additionally, Hamilton alleges she has suffered
from Post-traumatic Stress Disorder since the incident. (ECF No.
1 at 3.)
Following the incident, Hamilton states she repeatedly
requested that SCDOC investigate the circumstances that led to her
injuries, but the investigation was delayed. (ECF No. 1 at 3.)
When it eventually was conducted, the investigation was allegedly
not thorough and thus did not substantiate the assault by the
inmates. (ECF No. 1 at 3.) Throughout the investigation (and
afterwards), Hamilton remained assigned to work in the “Papa”
Building. (ECF No. 1 at 3.) Since the incident, Hamilton alleges
SCDOC has not made any attempt to protect her from the inmates
and, as a result, she continues to suffer from workplace violence
and harassment. (ECF No. 1 at 3.) Hamilton states she is an
“otherwise qualified individual with a disability as defined by
the ADAAA” and “other similarly-situated individuals who have not
complained about discrimination or are not disabled have been
afforded all the benefits to which they are entitled without
interference by the Defendant.” (ECF No. 1 at 2-3.)
Hamilton filed her first lawsuit with this court on October
15, 2019. (ECF No. 1 at 4.) Her first lawsuit raised many of the
same allegations as the instant complaint, such as the baby oil
slip and fall incident and that her requests for accommodations
for her anxiety and depression were denied. (ECF No. 12-2.) Her
first complaint included a claim for disability discrimination in
violation of the Americans with Disabilities Act (“ADA”),
specifically alleging that Shelby County failed to accommodate her
disability, subjected her to disparate treatment, and retaliated
against her because of her disability.2 (ECF No. 12-2.) However,
on June 4, 2020, Magistrate Judge Charmiane G. Claxton granted a
motion for summary judgment filed by Shelby County, holding that
Hamilton was judicially estopped from bringing any of her claims
because she had represented to the United States Bankruptcy Court
for the Western District of Tennessee that she did not have any
potential causes of action that could be considered an asset of
her bankruptcy estate. (ECF No. 12-3.)
According to the instant complaint, Hamilton continues to be
“subjected to a hostile work environment by co-workers and
supervisors, including being subjected to ridicule and derision by
co-workers and supervisors.” (ECF No. 1 at 4.) She alleges that
her complaints regarding her treatment by inmates continue to be
ignored. (ECF No. 1 at 4.) Hamilton filed a charge of
discrimination with the EEOC on January 3, 2020. (ECF No. 1 at 4.)
The charge reads:
I began working for [SCDOC] on August 16, 2012.
2Hamilton’s first lawsuit also contained additional allegations
related to charges under Title VII of the Civil Rights Act and the
Family and Medical Leave Act. (ECF No. 12-2.)
On February 23, 2018, I filed a charge of employment
discrimination with the EEOC (490-2018-01377). My
employer has been aware of my disability since 2017.
Since filing my previous charge, my request[s] for
reasonable accommodations have been denied. Prior to
filing my EEOC charge, I had no prior issues receiving
a reasonable accommodation.
I believe I have been discriminated against because of
my disability and retaliated against for engaging in a
protected activity in violation of the [ADA].
(ECF No. 1-1.) She received a right-to-sue letter from the EEOC on
September 23, 2020, and filed this lawsuit on December 18, 2020.
(ECF Nos. 1 at 1; 1-2.) Her instant lawsuit is predicated on
alleged disability discrimination in violation of the ADA, namely
disparate treatment, failure to accommodate, and retaliation. (ECF
No. 1 at 5.) Hamilton’s Chapter 13 bankruptcy proceeding remains
pending, with the instant lawsuit being listed as an asset on an
Amended Schedule entered on December 18, 2020. (ECF Nos. 12-1 at
11-12; 12-4; 12-5 at 6.) On March 26, 2021, Hamilton filed a motion
with the bankruptcy court for leave to hire an attorney to
prosecute a non-bankruptcy civil cause of action. (ECF No. 18-1 at
1-2.) The bankruptcy court granted the motion on April 26, 2021.
See In re Timiko Rochelle Hamilton, 2:17-BK-29176 (Bankr. W.D.
Tenn. Apr. 26, 2021) (Dkt. No. 75).
II. ANALYSIS
A. Standard of Review
In deciding a Rule 12(b)(6) motion to dismiss, the court views
the allegations in the light most favorable to the plaintiff and
accepts all well-pleaded factual allegations as true. Ashcroft v.
Iqbal, 556 U.S. 662, 678–79 (2009). Federal Rule of Civil Procedure
8(a)(2) requires only “a short and plain statement of the claim.”
Fed. R. Civ. P. 8(a)(2). However, “[t]he factual allegations in
the complaint need to be sufficient to give notice to the defendant
as to what claims are alleged, and the plaintiff must plead
‘sufficient factual matter’ to render the legal claim plausible,
i.e., more than merely possible.” Fritz v. Charter Twp. of
Comstock, 592 F.3d 718, 722 (6th Cir. 2010) (quoting Iqbal, 556
U.S. at 677). “The plausibility standard is not akin to a
‘probability requirement,’ but it asks for more than a sheer
possibility that a defendant has acted unlawfully.” Iqbal, 556
U.S. at 678 (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 557
(2007)). To satisfy this requirement, plaintiffs must plead more
than “labels and conclusions,” “a formulaic recitation of the
elements of a cause of action,” or “naked assertions devoid of
further factual enhancement.” Id. (alteration omitted) (quoting
Twombly, 550 U.S. at 555, 557). “A claim has facial plausibility
when the plaintiff pleads factual content that allows the court to
draw the reasonable inference that the defendant is liable for the
misconduct alleged.” Id.
“As a general rule, when considering a 12(b)(6) motion to
dismiss, matters outside the pleadings may not be considered by
the court.” Metz v. Unizan Bank, No. 5:05-CV-1510, 2007 WL 3232431,
at *1 (N.D. Ohio Oct. 31, 2007) (citing Sims v. Mercy Hosp. of
Monroe, 451 F.2d 171, 173 (6th Cir. 1971)). If matters outside the
pleadings are considered by the court, the motion must be
“converted to a motion for summary judgment under Fed. R. Civ. P.
56.” Id. at *1 (citing Carter v. Stanton, 405 U.S. 669, 671
(1972)). Despite this general rule, “a court may consider a
document outside the pleadings if the pleadings refer to it,” id.
at *1 (citing Jackson v. City of Columbus, 194 F.3d 737, 745 (6th
Cir. 1999)), or “materials that are integral to the complaint, are
public records, or are otherwise appropriate for taking judicial
notice.” Ashland, Inc. v. Oppenheimer & Co., Ins., 648 F.3d 461,
467 (6th Cir. 2011) (quoting Ley v. Visteon Corp., 543 F.3d 801,
805 (6th Cir. 2008)). Further, “a court may take judicial notice
of other court proceedings without converting the motion into one
for summary judgment.” Buck v. Thomas M. Cooley Law School, 597
F.3d 812, 816 (6th Cir. 2010) (citing Winget v. JP Morgan Chase
Bank, N.A., 537 F.3d 565, 576 (6th Cir. 2008)). Here, Shelby
County’s motion included filings from Hamilton’s bankruptcy
proceeding and from her first lawsuit with this court. See (ECF
Nos. 12-2; 12-3; 12-4; 12-5; 12-6.) The court need not convert
this motion to one for summary judgment in order to consider these
documents. See Hamlin v. Baptist Mem'l. Hosp., No. 2:09–cv–02615–
STA–cgc, 2011 WL 902351, at *2 n.1 (W.D. Tenn. Jan. 27, 2011)
(“Although the parties have attached filings from Plaintiff's
bankruptcy proceeding as exhibits for consideration in this
Motion, the Court may take judicial notice of these documents and
consider them without converting Defendant's Motion into a motion
for summary judgment pursuant to Rule 12(d) of the Federal Rules
of Civil Procedure.”).
B. Standing
As a preliminary matter, Shelby County argues that Hamilton’s
complaint must be dismissed because she had not received permission
from the bankruptcy court to pursue this lawsuit in her own name.
In its reply, Shelby County “acknowledge[d] the state of affairs
in the bankruptcy court could change based on Plaintiff’s pending
motion with the bankruptcy court to appoint counsel.” (ECF No. 19
at 3.) While earlier in this litigation Hamilton did not have
permission to pursue this lawsuit in her own name, the bankruptcy
court has since granted Hamilton’s motion to hire an attorney to
pursue this cause of action.3 In re Timiko Rochelle Hamilton, 2:17-
BK-29176 (Bankr. W.D. Tenn. Apr. 26, 2021) (Dkt. No. 75). As a
result, the Sixth Circuit’s general rule that Chapter 13 debtors
do not have standing to pursue independent claims no longer
precludes Hamilton from bringing this lawsuit. See generally
3Federal courts can “take judicial notice of developments in
‘related proceedings in other courts of record.’” Chase Bank USA,
N.A. v. City of Cleveland, 695 F.3d 548, 553 n.2 (6th Cir. 2012)
(quoting Walburn v. Lockheed Martin Corp., 431 F.3d 966, 972 n.5
(6th Cir. 2005)).
Rugiero v. Nationstar Mortg., LLC, 580 F. App’x 376 (6th Cir.
2014).
C. Failure to State a Claim
1. Res Judicata
Before the court can consider the merits of Shelby County’s
motion, the undersigned must first consider whether any or all of
Hamilton’s claims are barred by res judicata because of the earlier
lawsuit that was dismissed by this court. Res judicata deals with
“the preclusive effect of a judgment.” Taylor v. Sturgell, 553
U.S. 880, 892 (2008). In practice, res judicata bars subsequent
claims by parties or their privies based on the same cause of
action. Trent v. Shelby Cty. Gov't, No. 2:08–cv–2797–JPM–cgc, 2009
WL 6066974, at *1 (W.D. Tenn. Jul. 30, 2009) (citing Montana v.
United States, 440 U.S. 147, 153 (1979)). The moving party must
establish four elements for res judicata to apply: “1) a final
decision on the merits by a court of competent jurisdiction; 2) a
subsequent action between the same parties or their privies; 3) an
issue in a subsequent action which was litigated or which should
have been litigated in the prior action; and 4) an identity of the
causes of action.” Id. (citing Rivers v. Bariton Bd. of Educ., 143
F.3d 1029, 1031 (6th Cir. 1998) and Kane v. Magna Mixer Co., 71
F.3d 555, 560 (6th Cir. 1995)).
Hamilton filed a lawsuit against Shelby County in this court
on October 15, 2019. This court granted Shelby County’s motion for
summary judgment in the earlier case on June 4, 2020. See Brown v.
Burch, Porter & Johnson Law Firm, No. 15–2167, 2015 WL 5737802, at
*7 (W.D. Tenn. Sept. 30, 2015) (“The disposition of [an earlier
lawsuit] by summary judgment qualifies as a final judgment on the
merits.”) (citing Nat'l Satellite Sports, Inc. v. Eliadis, Inc.,
253 F.3d 900, 908 (6th Cir. 2001)). Therefore, the first two
elements of the res judicata analysis are satisfied, a finding
that is not disputed by Hamilton. Moreover, Hamilton concedes that
“any claims that Plaintiff brought or could have brought in her
2019 Complaint are barred by the doctrine of res judicata.” (ECF
No. 18-1 at 7.); see also U.S. ex rel. Sheldon v. Kettering Health
Network, 816 F.3d 399, 415 (6th Cir. 2016) (“As the ‘could have’
phrasing implies, [the third] element concerns only the legal
possibility of bringing the disputed claims in the previous
action.”); Bridgeman v. City of Bedford Heights, No. 1:19-cv-3002,
2020 WL 1930116, a *3 (N.D. Ohio Apr. 21, 2020) (dismissing on res
judicata grounds a plaintiff’s claims that were available when the
initial lawsuit was filed because “the term ‘same cause of action’
encompasses claims that ‘were previously available to the parties,
regardless of whether they were asserted or determined in the first
proceeding’”) (quoting Thomas v. Miller, 329 F. App’x 623, 627
(6th Cir. 2009)). However, Hamilton argues that the last two
elements of res judicata are not met for claims arising after the
first complaint was filed, because “the claims in the instant
action were not available to her until at least September 2020,
when she received the right-to-sue.” (ECF No. 18-1 at 7.); see
Rawe v. Liberty Mut. Fire Ins. Co., 462 F.3d 521, 529 (6th Cir.
2006) (finding that it was error for a district court to dismiss
a claim on res judicata grounds “because [the] alleged actions had
not yet occurred at the time [plaintiff] filed the first . . .
suit” and “[s]imply put, [plaintiff] could not have asserted a
claim that [plaintiff] did not have at the time”) (quoting Kane, 71
F.3d at 560).
Hamilton’s complaint includes an allegation that “[a]fter
making requests for accommodation and the filing of her previous
action against Defendant, Plaintiff has been subjected to
discriminatory and retaliatory treatment including, but not
limited to, subjected to unreasonable scrutiny, investigations,
and discipline,” and that she has been continuously subjected to
a hostile work environment. (ECF No. 1 at 4 (emphasis added).)
Clearly, Hamilton could not have included in the first complaint
any allegations that Shelby County discriminated against her after
the first lawsuit was filed. See Cont’l Cas. Co. v. Indian Head
Indus., Inc., 941 F.3d 828, 837 (6th Cir. 2019) (holding that “a
party has no duty to supplement its complaint” and thus “if a
plaintiff sues a defendant, and then after the filing of the first
complaint the defendant engages in additional, similar wrongdoing,
that plaintiff will not be barred from bringing another, later
lawsuit against the same defendant for the post-filing
wrongdoing”); Rawe, 462 F.3d at 529-30 (reasoning that “res
judicata does not apply to claims that were not ripe at the time
of the first suit” and to hold otherwise would “prospectively
immunize the defendant from liability for future actionable
conduct”) (citing Katt v. Dykhouse, 983 F.2d 690, 694 (6th Cir.
1992)). This is true even if certain facts that form the basis of
the second lawsuit were alleged in the first lawsuit. See Ziba v.
Kcira, No. 10–12654, 2010 WL 4636635, at *5 (E.D. Mich. Nov. 8,
2010) (“The ‘fact that both suits involve essentially the same
course of alleged wrongful conduct is not decisive. Such a course
of conduct — for example, an abatable nuisance — may frequently
give rise to more than a single cause of action.’”) (quoting Cream
Top Creamery v. Dean Milk Co., 383 F.2d 358, 363 (6th Cir. 1967)).
Thus, the court finds that, to the extent Hamilton is seeking to
assert ADA claims based on alleged violations that occurred before
the first complaint was filed, those claims are precluded by res
judicata and are subject to dismissal on that basis. On the other
hand, the court finds that the doctrine of res judicata does not
apply to Hamilton’s claims that are based on conduct by Shelby
County that occurred after the first complaint was filed.
2. Allegations Since the First Complaint
Having limited Hamilton’s claims to those arising after the
first complaint was filed, the court now turns to the merits of
Hamilton’s ADA claim. Though listed as a single cause of action,
Hamilton’s complaint raises three distinct theories of
discrimination under the ADA: disparate treatment, failure to
accommodate, and retaliation. (ECF No. 1 at 5.) In general, the
ADA prohibits discrimination “against a qualified individual on
the basis of disability in regard to job application procedures,
the hiring, advancement, or discharge of employees, employee
compensation, job training, and other terms, conditions, and
privileges of employment.” 42 U.S.C. § 12112(a). Since the prima
facie elements for employment discrimination are evidentiary
standards and not pleading requirements, a plaintiff need not make
a prima facie showing to survive a motion to dismiss. Swierkiewicz
v. Sorema N.A., 534 U.S. 506, 510–12 (2002). However, the complaint
must nonetheless “contain either direct or inferential allegations
respecting all the material elements to sustain a recovery under
some viable legal theory. . . . [C]onclusory allegations or legal
conclusions masquerading as factual conclusions will not suffice
to prevent a motion to dismiss.” Mezibov v. Allen, 411 F.3d 712,
716 (6th Cir. 2005) (citations omitted); see also James v. Hampton,
592 F. App'x 449, 460–61 (6th Cir. 2015). Accordingly, when
determining the sufficiency of a pleading at the motion to dismiss
stage, courts still look to prima facie showing requirements for
guidance. See S. Pointe Wholesale, Inc. v. Vilardi, No. 1:17-CV-
00052-GNS, 2018 WL 922379, at *2–3 (W.D. Ky. Jan. 23, 2018); United
States v. Trumbull Metro. Hous. Auth., No. 4:17-CV-101, 2017 WL
4882438, at *4–5 (N.D. Ohio Oct. 30, 2017); Johnson v. Oldham, No.
16-2587-SHL-DKV, 2016 WL 7805793, at *2–3 (W.D. Tenn. Dec. 27,
2016), report and recommendation adopted, No. 16-CV-2587-SHL-DKV,
2017 WL 187561 (W.D. Tenn. Jan. 17, 2017).
a. Failure to Accommodate
The prima facie elements for a failure to accommodate claim
under the ADA are: “(1) [plaintiff] was disabled within the meaning
of the ADA, (2) [plaintiff] was otherwise qualified for [the]
position, with or without reasonable accommodation; (3) the
defendant knew or had reason to know about [plaintiff’s]
disability; (4) [plaintiff] requested an accommodation; and (5)
the defendant failed to provide the necessary accommodation.”
Kirilenko-Ison v. Bd. of Educ. of Danville Indep. Sch., 974 F.3d.
652, 669 (6th Cir. 2020) (citing Brumley v. United Parcel Serv.,
Inc., 909 F.3d 834, 839 (6th Cir. 2018)).
Regarding Hamilton’s failure to accommodate claim, her
complaint sets out only conclusory, “the-defendant-unlawfully-
harmed-me” allegations. Iqbal, 556 U.S. at 678. Even assuming that
Hamilton’s complaint plausibly establishes that she is disabled
within the meaning of the ADA and that she is qualified for her
job with SCDOC, the complaint does not allege any specific facts
occurring after the allegations in the first lawsuit, beyond simply
reciting the elements of the claim. See id., 556 U.S. a 678 (“A
pleading that offers ‘labels and conclusions’ or “‘a formulaic
recitation of the elements of a cause of action will not do.’”)
(quoting Twombly, 550 U.S. at 555). Indeed, the only allegations
contained in the complaint (occurring after the first complaint
was filed) are that:
Defendant has taken no steps to protect Plaintiff from
attacks by inmates . . . . Plaintiff has continued to
suffer from acts of workplace violence and harassment,
of which Defendant is aware and which Defendant allows
to take place.
. . .
After making requests for accommodation and the filing
of her previous action against Defendant, Plaintiff has
been subjected to discriminatory and retaliatory
treatment including, but not limited to, subjected to
unreasonable scrutiny, investigations, and discipline.
Plaintiff has been subjected to a hostile work
environment by co-workers and supervisors, including
being subjected to ridicule and derision by co-workers
and supervisors. Her complaints about this treatment
have been ignored.
(ECF No. 1 at 2-3.) Her charge of discrimination with the EEOC
provides no more details, as it states only that “My employer has
been aware of my disability since 2017. Since filing the previous
charge, my request for reasonable accommodations have been denied.
Prior to filing my EEOC charge, I had no prior issues receiving a
reasonable accommodation.” (ECF No. 1-1.) Hamilton does not
provide any facts whatsoever regarding when she requested any
accommodations, what the requested accommodations were, or provide
any context for how Shelby County failed to accommodate these
requests.4 Merely stating accommodations were requested and that
those requests were ignored is insufficient to survive a motion to
dismiss. See Eachus v. Haslam, No. 3:15-cv-944, 2016 WL 323675, at
*8 (M.D. Tenn. Jan. 27, 2016) (granting a motion to dismiss
regarding an ADA failure to accommodate claim because the complaint
did “not contain any factual allegations describing or identifying
any accommodation that [plaintiff] needed in order to be able to
perform her duties, the reasonableness of that accommodation, any
request she made for that accommodation, or any denial by the
defendants of her request”).
b. Disparate Treatment
The prima facie elements for an ADA disparate treatment claim
are: “1) [plaintiff] was disabled; 2) [plaintiff] was otherwise
qualified for the job, with or without reasonable accommodation;
3) [plaintiff] suffered an adverse employment decision; 4)
[plaintiff’s] employer knew or had reason to know of [plaintiff’s]
disability; and 5) similarly situated employees were treated more
favorably.” O'Donnell v. Univ. Hosps. Cleveland Med. Ctr., 833 F.
App’x 605, 619 (6th Cir. 2020) (citing Rosebrough v. Buckeye Valley
4According to the complaint, Hamilton “requested to be assigned to
positions with minimal contact with inmates, such as in control
units” and that “[d]espite making repeated requests for
accommodation, Defendant has failed to accommodate Plaintiff’s
disabilities.” (ECF No. 1 at 2.) These requests appear to be the
same allegations that were included in the first complaint. (ECF
No. 12-2 at 4, 8.)
High School, 582 F. App'x 647, 651 (6th Cir. 2014)). As before,
Hamilton’s complaint does not plead sufficient facts to overcome
a motion to dismiss on this claim. Although the court must take
all facts in the light most favorable to Hamilton, the complaint
at most plausibly alleges that Hamilton is disabled, that she is
qualified for the position, and that Shelby County was aware of
her disability. To the extent Hamilton’s complaint alludes to the
remaining two elements (that she suffered an adverse employment
decision and that a similarly-situated employee was treated more
favorably), the complaint does little more than recite the bare
elements of a prima facie claim for disparate treatment under the
ADA. See Iqbal, 556 U.S. at 687 (“[Federal] Rule [of Civil
Procedure] 8 does not empower respondent to plead
the bare elements of his cause of action . . . and expect his
complaint to survive a motion to dismiss.”).
Turning first to Hamilton’s alleged adverse employment
decision, the Sixth Circuit defines an adverse employment action
as “a “materially adverse change in the terms or conditions of .
. . employment because of [the] employer's conduct.’” Stewart v.
Esper, 815 F. App’x 8, 16 (6th Cir. 2020) (quoting Mitchell v.
Vanderbilt Univ., 389 F.3d 177, 182 (6th Cir. 2004)). The hallmark
of an adverse employment decision is a “significant change in
employment status,” such as “hiring, firing, failing to promote,
reassignment with significantly different responsibilities, or a
decision causing a significant change in benefits.” Id. at 16-17
(quoting Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 761,
(1998)). However, a de minimis employment action or a
“[r]eassignment[] without changes in salary, benefits, title, or
work hours” is not an adverse employment action.” Id. at 16
(quoting Policastro v. Nw. Airlines, Inc., 297 F.3d 535, 539 (6th
Cir. 2002) and citing Bowman v. Shawnee State Univ., 220 F.3d 456,
462 (6th Cir. 2000)). In the instant case, the complaint states
only that “Plaintiff has been subjected to discriminatory and
retaliatory treatment including, but not limited to, subjected to
unreasonable scrutiny, investigations, and discipline” and that
she has been “subjected to ridicule and derision by co-workers and
supervisors.” (ECF No. 1 at 4.) Not only do these allegations fail
to allege any significant change in Hamilton’s employment status,
but they also do not provide any details as to when or how she was
investigated or disciplined, or that her employment status changed
in any meaningful way. See O’Donnell, 833 F. App’x at 619-20
(“These allegations are simply the type of complaints that arise
in a difficult professional environment. None of them amounted to
any sort of change in pay or benefits, nor in title, nor
constituted any type of demotion.”). Moreover, being ridiculed and
derided is not an adverse employment action. See Stewart, 815 F.
App’x at 19 (holding that “spreading rumors” and “offensive
comments” are not adverse employment actions because they “fall[]
into the category of ‘petty slights or minor annoyances that often
take place at work’ but that are not materially adverse”)
(quoting Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53,
68 (2006)). This is insufficient to plausibly allege an adverse
employment action.
Likewise, Hamilton’s complaint does not adequately identify
any similarly-situated employees who were treated more favorably.
“To be considered ‘similarly situated, the individuals with whom
[plaintiff] seeks to compare his/her treatment must have dealt
with the same supervisor, have been subject to the same standards,
and engaged in the same conduct without such differentiating or
mitigating circumstances that would distinguish their conduct or
the employer's treatment of them for it.’” Jones v. Potter, 488
F.3d 397, 405 (6th Cir. 2007) (quoting Gray v. Toshiba Am. Consumer
Prods., 263 F.3d 595, 599 (6th Cir. 2001)); see also Smith v.
Wrigley Mfg. Co., 749 F. App’x 446, 448 (6th Cir. 2018) (holding
that, in the Title VII context, a plaintiff must provide “specifics
regarding the other employees or their differing treatment” such
as “names, ages, or qualifications for the [similar] employees who
were treated differently, or any examples of how their treatment
differed” in order to survive a motion to dismiss). The only
mention of any other employees in the complaint is that “[u]pon
information and belief, other similarly-situated individuals who
have not complained about discrimination or are not disabled have
been afforded all the benefits to which they are entitled without
interference by the Defendant.” (ECF No. 1 at 3.) Because
Hamilton’s complaint merely alleges that she believes a similarly-
situated individual may exist, it fails to plausibly allege the
final element of an ADA disparate treatment claim and must be
dismissed.
c. Retaliation
The prima facie elements for an ADA retaliation claim are
“(1) [plaintiff] engaged in activity protected under the ADA; (2)
the employer knew of that activity; (3) the employer took an
adverse action against plaintiff; and (4) there was a causal
connection between the protected activity and the adverse action.”
Morrissey v. Laurel Health Care Co., 946 F.3d 292, 304 (6th Cir.
2019) (quoting Rorrer v. City of Stow, 743 F.3d 1025, 1046 (6th
Cir. 2014)). In the retaliation context, an adverse employment
action is one that “well might have ‘dissuaded a reasonable worker
from making or supporting a charge of discrimination.’” Burlington
N., 548 U.S. at 68 (quoting Rochon v. Gonzales, 438 F.3d 1211,
1219 (D.C. Cir. 2006)). Regarding this claim, it cannot be disputed
that Hamilton engaged in activity protected by the ADA (for
instance, filing the first lawsuit) and that Shelby County was
aware of the protected activity. However, Hamilton’s complaint
does not sufficiently plead a materially adverse action that would
have dissuaded a reasonable person from making or supporting a
charge of discrimination. Shaw v. Donahoe, 605 F. App’x 494, 496-
500 (6th Cir. 2015) (granting summary judgment and dismissing an
ADA retaliation claim in part because several of her alleged
adverse employment actions were insufficient to “dissuade[] a
reasonable worker from making or supporting a charge of
discrimination”) (quoting Burlington N., 548 U.S. at 69 and citing
Laster v. City of Kalamazoo, 746 F.3d 714, 719 (6th Cir. 2014)).
Indeed, the only allegations in the complaint to support her
retaliation claim are that Hamilton was “subjected to unreasonable
scrutiny, investigations, and discipline” and that she has been
“subjected to ridicule and derision by co-workers and
supervisors,” all of which are conclusory in nature. (ECF No. 1 at
4.); see Ctr. for Bio-Ethical Reform, Inc. v. Napolitano, 648 F.3d
365, 375 (6th Cir. 2011) (holding that conclusory allegations are
“not well-pleaded” and are not entitled to a presumption of truth)
(citing Iqbal, 556 U.S. at 681). Because Hamilton’s complaint does
not sufficiently plead an adverse action, her claim for retaliation
cannot survive a motion to dismiss. See HDC, LLC v. City of Ann
Arbor, 675 F.3d 608, 613 (6th Cir. 2012) (“[B]road and conclusory
allegations of discrimination cannot be the basis of a complaint
and a plaintiff must state allegations that plausibly give rise to
the inference that a defendant acted as the plaintiff claims.”).
III. CONCLUSION
For the reasons above, the court GRANTS Shelby County’s
motion. Hamilton’s complaint is hereby dismissed.5
IT IS SO ORDERED.
/s/ Tu M. Pham__________________________
TU M. PHAM
Chief United States Magistrate Judge
May 4, 2021_____________________________
Date
5Pleading deficiencies like those in Hamilton's complaint may be
remedied by amending the complaint under Federal Rule of Civil
Procedure 15. However, Hamilton has not requested leave to amend
her complaint in her response to the motion to dismiss. The court
is under no obligation to sua sponte grant a represented plaintiff
leave to amend deficiencies in a complaint. See Brown v. Matauszak,
415 F. App’x 608, 615–16 (6th Cir. 2011) (“[A] district court's
failure to grant leave to amend a complaint generally is governed
by an abuse of discretion standard. There is currently no rule of
law in this circuit that requires a district court, sua sponte, to
give a . . . plaintiff leave to amend [her] complaint absent a
request, and so generally, a district court does not abuse its
discretion in failing to grant a party leave to amend where such
leave is not sought.”) (internal citations omitted).