the mere existence of a contract between the defendant and an Ohio citizen was insufficient to confer personal jurisdiction over defendant
How later courts described this case
- the mere existence of a contract between the defendant and an Ohio citizen was insufficient to confer personal jurisdiction over defendant
- no jurisdiction over foreign corporation that sent officers to forum for a negotiating session; accepted checks drawn from a forum bank; purchased equipment from the forum; and sent personnel to the forum to be trained
- holding that an Ohio court did not have personal jurisdiction when the injuries and alleged negligence occurred in Nevada
- “[A]n out-of-state injury to a forum resident, standing alone, cannot constitute purposeful availment.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF TENNESSEE
WESTERN DIVISION
)
KELSIE BRANSTETTER, )
)
Plaintiff, )
)
v. ) No. 19-cv-2596
)
HOLLAND AMERICA LINE N.V., )
)
Defendant. )
)
)
ORDER
Plaintiff Kelsie Branstetter brings claims for negligence,
unseaworthiness, and failure to pay maintenance and cure1 under
general maritime law and the Jones Act, 46 U.S.C. § 30104.
(Compl., ECF No. 1.) Before the Court is Defendant Holland
America Line N.V.’s (“HAL”) Motion to Dismiss for Lack of
Jurisdiction, filed October 4, 2019. (ECF No. 15.) Branstetter
responded on October 30, 2019. (ECF No. 21.) HAL replied on
November 13, 2019. (ECF No. 23.)
1 Maintenance is a seaman’s day-to-day living expenses. Cure is the
seaman’s medical costs. When a seaman is injured on board a ship,
employers are obligated to pay maintenance and cure until the seaman
is fit for duty, or until she has reached a point where additional
medical treatment will not help her. See Calmar S.S. Corp. v.
Taylor, 303 U.S. 525 (1938).
For the following reasons, the Court lacks personal
jurisdiction and TRANSFERS this action to the United States
District Court for the Western District of Washington.
I. Background2
In March 2017, Branstetter was a seaman employed as an Image
Creator (photographer) on board a cruise ship, the MS NOORDAM.
(Compl., ECF No. 1 ¶ 9.) Sometime between March 16 and March
19, 2017, while descending a staircase in the dining room of the
MS NOORDAM, Branstetter fell and sustained injuries. (Id.) In
May 2017, after working long hours on the MS NOORDAM, Branstetter
sustained other injuries to her foot. (Id. ¶ 10.) These
incidents left Branstetter with injuries to her lower back, left
leg, left ankle, and left foot. (Id. ¶¶ 9, 10, 17.) On May 21,
2017, as a result of her injuries, Branstetter was declared
medically unfit for duty and was sent home to Memphis, Tennessee,
for medical treatment. (ECF No. 21-1 ¶ 8.) During Branstetter’s
employment with HAL, HAL arranged and paid for all of her travel
to and from Memphis, Tennessee. (Id. at ¶ 15.) HAL also made
Branstetter’s travel arrangements and paid for her travel-
2 Because this Court has not conducted an evidentiary hearing on the
issue of personal jurisdiction, the Court will not consider facts
offered by HAL that conflict with those offered by Branstetter. See
Neogen Corp. v. Neo Gen Screening, Inc., 282 F.3d 883, 887 (6th Cir.
2002) (citing Serras v. First Tenn. Bank Nat’l Ass’n, 875 F.2d
1212, 1214 (6th Cir. 1989)).
related expenses on her return home to Tennessee after she had
been declared medically unfit. (Id. ¶ 9.)
All of Branstetter’s medical treatment for her relevant
injuries has been in Tennessee. (Id. ¶ 10.) HAL has selected
every medical provider who has treated Branstetter for her
injuries, with the exception of her current treating physician,
Dr. Dean Jameson, who was selected by Branstetter but approved
by HAL. (Id. ¶ 12.) HAL has paid for all of the medical
treatment Branstetter has received. (Id. ¶ 11.)
The MS NOORDAM is registered under the laws of the
Netherlands. (ECF No. 15-1 ¶ 4.) The MS NOORDAM sails primarily
in international waters and has never sailed in the waters of
Tennessee. (Id.)
HAL is the operator of the MS NOORDAM. (ECF No. 1 ¶¶ 2, 4;
No. 15-1 ¶ 4.) HAL is a company organized under the laws of
Curacao. (ECF No. 1 ¶ 3; No. 15-1 ¶ 3.) HAL’s corporate office
is in Seattle, Washington. (ECF No. 1 ¶ 3; No. 15-1 ¶ 6.) HAL
is authorized to do business and has a registered agent for
service of process in Tennessee. (ECF No. 1 ¶ 3; No. 15-1 ¶ 5.)
HAL sells cruises to residents of all 50 states. (ECF No. 15-1
¶ 5.) Decisions about the issuance of maintenance and cure are
made at HAL’s corporate headquarters in Seattle, Washington.
(Id. ¶ 6.)
II. Standard of Review
HAL moves to dismiss for lack of personal jurisdiction under
Federal Rule of Civil Procedure 12(b)(2). (ECF No. 15.) Neither
party contests the Court’s subject-matter jurisdiction.3
When a defendant challenges personal jurisdiction under
Rule 12(b)(2), “[t]he plaintiff bears the burden of making a
prima facie showing of the court’s personal jurisdiction over
the defendant.” Intera Corp. v. Henderson, 428 F.3d 605, 615
(6th Cir. 2005). A plaintiff “can meet this burden by
‘establishing with reasonable particularity sufficient contacts
between [a defendant] and the forum state to support
jurisdiction.’” Neogen Corp. v. Neo Gen Screening, Inc., 282 F.
3d 883, 887 (6th Cir. 2002) (quoting Provident Nat’l Bank v.
Cal. Fed. Sav. Loan Ass’n, 819 F.2d 434, 437 (3d Cir. 1987)). A
plaintiff may not rest on her pleadings, but must, by affidavit
or otherwise, set forth specific evidence supporting
jurisdiction. Carrier Corp. v. Outokumpu Oyj, 673 F.3d 430, 449
(6th Cir. 2012). Because the Court is relying solely on written
submissions and affidavits to resolve this Motion, Branstetter’s
burden to establish a prima facie showing of personal
3 Under 28 U.S.C. §§ 1331 & 1333, district courts have original
jurisdiction “of all civil actions arising under the Constitution,
laws, or treaties of the United States” and “[a]ny civil case of
admiralty or maritime jurisdiction, . . .” Branstetter asserts
claims under the Jones Act and admiralty law. (Compl., ECF No. 1
¶ 5.) The Court has subject-matter jurisdiction.
jurisdiction is “relatively slight.” Air Prods. & Controls,
Inc. v. Safetech Int’l, Inc., 503 F.3d 544, 549 (6th Cir. 2007)
(quoting Am. Greetings Corp. v. Cohn, 839 F.2d 1164, 1169 (6th
Cir. 1988)). The Court construes the facts in the light most
favorable to Branstetter. See id. (citing Theunissen v.
Matthews, 935 F.2d 1454, 1459 (6th Cir. 1991)).
When considering a motion to dismiss for lack of personal
jurisdiction under Rule 12(b)(2), a federal court looks first to
the long-arm statute of the state in which it sits to determine
the state’s limitations on personal jurisdiction. See Aristech
Chem. Int'l Ltd. v. Acrylic Fabricators, Ltd., 138 F.3d 624, 627
(6th Cir. 1998). The court then assesses whether the exercise
of personal jurisdiction, if any, would be appropriate under the
Due Process Clause of the Fourteenth Amendment. Fed. R. Civ. P.
4(k)(1)(A); see Bird v. Parsons, 289 F.3d 865, 871 (6th Cir.
2002); CompuServe, Inc. v. Patterson, 89 F.3d 1257, 1262 (6th
Cir. 1996).
III. Analysis
The jurisdictional limits of Tennessee law and federal due
process are identical. See Parker v. Winwood, 938 F.3d 833, 839
(6th Cir. 2019); First Cmty. Bank, N.A. v. First Tenn. Bank,
N.A., 489 S.W.3d 369, 384 (Tenn. 2015); Tenn. Code Ann. § 20-2-
223(a)(6). The Court need only decide whether exercising
personal jurisdiction over HAL is consistent with federal due
process requirements. Bridgeport Music, Inc. v. Still N the
Water Publ’g, 327 F.3d 472, 477 (6th Cir. 2003).
The Due Process Clause requires that a non-resident
defendant have at least “certain minimum contacts with [the forum
state] such that the maintenance of the suit does not offend
‘traditional notions of fair play and substantial justice.’”
Youn v. Track, Inc., 324 F.3d 409, 417 (6th Cir. 2003) (quoting
Int’l Shoe Co. v. Washington, 326 U.S. 310, 316 (1945)). “There
are two kinds of personal jurisdiction within the Federal Due
Process inquiry: (1) general personal jurisdiction, where the
suit does not arise from defendant’s contacts with the forum
state; and (2) specific jurisdiction, where the suit does arise
from the defendant’s contacts with the forum state.” Conn v.
Zakharov, 667 F.3d 705, 712–13 (6th Cir. 2012).
General jurisdiction allows a plaintiff to sue a defendant
“on any and all claims,” regardless of the connection (or lack
thereof) between the claim and the forum. Maxitrate Tratamento
Termico E Controles v. Super Sys., Inc., 617 F. App’x 406, 408
(6th Cir. 2015) (citing Daimler AG v. Bauman, 134 S. Ct. 746,
754 (2014)). Specific jurisdiction “exposes the defendant to
suit in the forum state only on claims that arise out of or
relate to a defendant’s contacts with the forum.” Kerry Steel,
Inc. v. Paragon Indus., Inc., 106 F.3d 147, 149 (6th Cir. 1997)
(quoting Helicopteros Nacionales de Colombia S.A v. Hall, 466
U.S. 408, 414-15 & nn.8-10 (1984)).
A. General Jurisdiction
A court may assert general jurisdiction over a defendant
and hear any and all claims against it when its connections with
the forum state are so “continuous and systematic” as to render
it essentially “at home” in the forum state. Goodyear Dunlop
Tires Operations, S.A. v. Brown, 564 U.S. 915, 919 (2011) (citing
Int’l Shoe, 326 U.S. at 317). A corporation’s principal place
of business and place of incorporation are “paradigm . . . bases
for general jurisdiction.” Daimler, 571 U.S. at 137 (internal
citations and alteration omitted). Daimler and Goodyear brought
a “sea change” to the general jurisdiction analysis. BNSF Ry.
Co. v. Tyrrell, 137 S. Ct. 1549, 1560 n.1 (2017) (Sotomayor, J.,
concurring in part and dissenting in part); see also Glob. Force
Entm’t, Inc. v. Anthem Sports & Entm’t Corp., 385 F. Supp. 3d
576, 581-82 (M.D. Tenn. 2019) (discussing change in depth),
appeal denied, decision amended, No. 3:18-CV-00749, 2019 WL
3288474 (M.D. Tenn. July 22, 2019). Since Daimler, there must
be an “exceptional case” for a court to assert general
jurisdiction over a corporation in a forum “other than its formal
place of incorporation or principal place of business . . . .”
571 U.S. at 139 n.19.
Both parties agree that HAL is a company organized under
the laws of Curacao, (ECF No. 1 ¶ 3; No. 15-1 ¶ 3), and that
HAL’s principal place of business is in Washington. (ECF No. 1
¶ 3; No. 15-1 ¶ 3.) The Court does not have general jurisdiction
over HAL on those “paradigm bases.”
Branstetter argues alternatively that HAL made itself “at
home” in Tennessee by: (1) recruiting, hiring, and employing
Tennessee residents to sell its cruises in Tennessee; 4
(2) forming and maintaining ongoing business relationships in
Tennessee;5 (3) being authorized to do business and having a
registered agent in Tennessee;6 (4) selling cruises to Tennessee
residents; (5) making and paying for all of Branstetter’s travel
arrangements and travel-related expenses to and from Tennessee
throughout her employment with HAL; (6) selecting Branstetter’s
medical professionals and making decisions about her medical
treatment in Tennessee; and (7) paying Branstetter’s maintenance
4 Branstetter asserts that she has seen job listings by HAL on
LinkedIn.com for Sales Agent and Cruise Consultant positions in
Tennessee. (ECF No. 21-1 ¶¶ 17-19.)
5 Branstetter asserts that HAL has entered into continuing
contractual relationships with some Tennessee companies, including
the Grand Ole Opry and B.B. King’s Blues Club. (ECF No. 21-1 ¶¶ 20-
24.)
6 Although germane to the full general jurisdiction analysis, the
designation of an agent in compliance with a service-of-process
statute does not automatically establish personal jurisdiction. See
Pittock v. Otis Elevator Co., 8 F.3d 325, 329 (6th Cir. 1993).
Branstetter recognizes as much. (See ECF No. 21 at 8.)
and cure in Tennessee.7 (See ECF No. 21 at 4-10.) Branstetter’s
arguments are not persuasive.8
These activities are not enough for HAL to be considered
“at home” in Tennessee. “A corporation’s continuous activit[ies]
of some sorts within a state . . . [are] not enough to support
the demand that the corporation be amendable to suits unrelated
to that activity.” Goodyear, 564 U.S. at 927. “A corporation
that operates in many places can scarcely be deemed at home [for
purposes of general jurisdiction] in all of them. Otherwise,
‘at home’ would be synonymous with ‘doing business’ . . . .”
Daimler, 571 U.S. at 139 n.20.
HAL’s contacts with Tennessee are less than the forum-
related contacts of defendants in cases where courts have found
a lack of general jurisdiction. See, e.g., BNSF, 137 S. Ct. at
1558 (holding that Montana lacked general jurisdiction over the
defendant railroad, although it had 2,000 miles of railroad
track in Montana; employed more than 2,000 workers there; and
maintained a facility there); Daimler, 571 U.S. at 136-39
7 The Court need not address HAL’s evidentiary objections to some of
Branstetter’s exhibits because the Court does not rely on them in
reaching its conclusion. (See ECF No. 23-1 at 1-19.)
8 Some of Branstetter’s arguments are more relevant to the Court’s
specific jurisdiction analysis. See infra, at 14-15. “[T]ies
serving to bolster the exercise of specific jurisdiction do not
warrant a determination that, based on those ties, the forum has
general jurisdiction over a defendant . . . . “ See Goodyear, 564
U.S. at 927 (citation omitted and emphasis in original).
(holding that California lacked general jurisdiction over
defendant although it operated multiple California-based
facilities; it was the largest supplier of luxury vehicles in
California; and its in-state sales accounted for 2.4% of its
sales); Helicopteros, 466 U.S. at 414-16 (no jurisdiction over
foreign corporation that sent officers to forum for a negotiating
session; accepted checks drawn from a forum bank; purchased
equipment from the forum; and sent personnel to the forum to be
trained); Shute v. Carnival Cruise Lines, 897 F.2d 377, 381 (9th
Cir. 1990) (no jurisdiction over defendant cruise line when its
contacts with Washington included advertising in the local media;
mailing brochures; paying commissions to travel agents;
conducting promotional seminars; and selling vacation cruises to
Washington residents), rev’d on other grounds, 499 U.S. 585
(1991).
This is not an “exceptional case” where a finding of general
jurisdiction in a forum other than the defendant’s place of
incorporation or principal place of business would be
appropriate. See Daimler, 571 U.S. at 139 n.19. The Court lacks
general jurisdiction over HAL.
B. Specific Jurisdiction
“The inquiry whether a forum State may assert specific
jurisdiction over a nonresident defendant focuses on the
relationship among the defendant, the forum, and the litigation.”
Walden v. Fiore, 571 U.S. 277, 283–84 (2014) (internal quotation
marks and citations omitted). The Sixth Circuit has established
a three-part test for determining whether there is specific
jurisdiction:
First, the defendant must purposefully avail himself of the
privilege of acting in the forum state or causing a
consequence in the forum state. Second, the cause of action
must arise from the defendant’s activities there. Finally,
the acts of the defendant or consequences caused by the
defendant must have a substantial enough connection with
the forum state to make the exercise of jurisdiction over
the defendant reasonable.
S. Mach. Co. v. Mohasco Indus., Inc., 401 F.2d 374, 381 (6th
Cir. 1968); see also AlixPartners, LLP v. Brewington, 836 F.3d
543, 549-50 (6th Cir. 2016); Harmer v. Colom, 650 F. App’x 267,
272 (6th Cir. 2016).
To analyze specific jurisdiction, the Court must consider
each asserted claim. Bd. of Forensic Document Examiners, Inc.
(BFDE) v. Am. Bar Ass’n, No. 16-CV-2641-JPM-tmp, 2017 WL 549031,
at *3 (W.D. Tenn. Feb. 9, 2017) (citing SunCoke Energy Inc. v.
MAN Ferrostaal Aktiengesellschaft, 563 F.3d 211, 220 (6th Cir.
2009) (White, J., concurring)). Branstetter does not address
why the Court has specific jurisdiction over each individual
claim, but asserts many different reasons that the Court has
personal jurisdiction generally. The Court analyses
Branstetter’s arguments for jurisdiction as they relate to each
of her claims.
1. Negligence and Unseaworthiness
This Court does not have specific jurisdiction over
Branstetter’s negligence and unseaworthiness claims.
Branstetter’s claims of negligence and unseaworthiness do not
“arise from [HAL]’s activities” in Tennessee, nor do they arise
from “an activity or an occurrence that t[ook] place in
[Tennessee].” Bristol-Myers Squibb Co. v. Super. Ct. of Cal.,
137 S. Ct. 1773, 1781 (2017); Mohasco, 401 F.2d at 381.
“In order for a court to exercise specific jurisdiction
over a claim, there must be an ‘affiliation between the forum
and the underlying controversy, principally, [an] activity or an
occurrence that takes place in the forum State.’” Bristol-Myers,
137 S. Ct. at 1781 (alteration in original) (quoting Goodyear,
564 U.S. at 919). The connection between the in-state activity
and the cause of action must be “substantial.” Cmty. Tr.
Bancorp, Inc. v. Cmty. Tr. Fin. Corp., 692 F.3d 469, 472–73 (6th
Cir. 2012). “The ‘arising from’ element” of specific personal
jurisdiction “is not satisfied unless ‘the operative facts of
the controversy arise from the defendant’s contacts with the
state.’” Magna Powertrain De Mexico S.A. De C.V. v. Momentive
Performance Materials USA LLC, 192 F. Supp. 3d 824, 830 (E.D.
Mich. 2016) (citing Calphalon Corp. v. Rowlette, 228 F.3d 718,
723 (6th Cir. 2000)).
Generally, a defendant’s conduct that occurs outside the
forum state, but affects a plaintiff who has connections to the
forum state, is not enough to establish specific jurisdiction.
See Bristol-Myers, 137 S. Ct. at 1781–82 (citing Walden, 571
U.S. at 291); Reynolds v. Int’l Amateur Athletic Fed’n, 23 F.3d
1110, 1120 (6th Cir. 1994); cf. MAG IAS Holdings, Inc. v.
Schmuckle, 854 F.3d 894, 901 (6th Cir. 2017) (“[A]n out-of-state
injury to a forum resident, standing alone, cannot constitute
purposeful availment.”) (citing Walden, 571 U.S. at 286-87).
Branstetter concedes that her injuries arose from incidents that
occurred during her time onboard the MS NOORDAM. (See ECF No.
1 ¶¶ 9-17.) She does not assert that the MS NOORDAM was in
Tennessee waters during that time. Her negligence and
unseaworthiness causes of action did not arise from HAL’s
activities in Tennessee. She cannot establish specific
jurisdiction over those claims. See Mohasco, 401 F.2d at 381;
Harmer, 650 F. App’x at 272 (affirming district court’s finding
of no specific jurisdiction when the “actions alleged to have
harmed the [plaintiffs] in Tennessee arose from [the defendant’s]
actions in Mississippi”); Maxitrate Tratamento, 617 F. App’x at
409 (holding that there was no specific jurisdiction where the
accident on which the underlying lawsuit was based occurred “a
continent away”); Pittock v. Otis Elevator Co., 8 F.3d 325, 328
(6th Cir. 1993) (holding that an Ohio court did not have personal
jurisdiction when the injuries and alleged negligence occurred
in Nevada).
Branstetter argues that HAL’s hiring her, a Tennessee
resident, and HAL’s payment for her travel between the MS NOORDAM
and Tennessee before her injuries, creates a sufficient
affiliation among Tennessee, HAL, and her negligence and
unseaworthiness claims.9 (ECF No. 21 at 8.) Any connection is
“attenuated” at best and is not the “substantial connection”
necessary to support jurisdiction over HAL. See Burger King
Corp. v. Rudzewicz, 471 U.S. 462, 475, 478 (1985); Walden, 571
U.S. at 284; cf. Calphalon, 228 F.3d at 722 (the mere existence
of a contract between the defendant and an Ohio citizen was
insufficient to confer personal jurisdiction over defendant);
Cunningham v. Sunice, Inc., No. M201801129COAR3CV, 2019 WL
4120742, at *4 (Tenn. Ct. App. Aug. 29, 2019) (employer’s
knowledge that employee resided in Tennessee was not enough to
establish specific jurisdiction).
Branstetter argues that HAL has other “forum contacts” that
are sufficient to establish specific jurisdiction over her
negligence and unseaworthiness claims. (See ECF No. 21 at 6-
10.) Specifically, HAL “recruit[s], hir[es], and employ[s]
9 Arguments related to HAL’s connections to Tennessee after
Branstetter’s injuries occurred are not persuasive because
Branstetter’s negligence and unseaworthiness claims could not arise
from those post-hoc connections. (See ECF No. 21 at 4-5.)
Tennessee residents to sell its cruises in Tennessee”; HAL has
“formed and maintain[ed] ongoing business relationships in
Tennessee”; and HAL has a registered agent and is authorized to
do business in Tennessee. (See ECF No. 21 at 6-8.)
Branstetter’s argument is foreclosed by Bristol-Myers.
Bristol-Myers explicitly rejected California’s “sliding scale”
approach, which balanced the connection between the forum and
the specific claims at issue against the defendant’s extensive
forum contacts unrelated to those claims. See Bristol-Myers,
137 S. Ct. at 1781. Under the Sixth Circuit’s Mohasco test, a
defendant’s extensive forum contacts might speak to whether a
defendant “purposefully avail[ed]” itself of acting in the forum
state, but the requirement that the cause of action arise from
the defendant’s activities in the state is a necessary criterion.
See Harmer, 650 F. App’x at 272 (affirming district court in
finding no specific jurisdiction because the plaintiff
“founder[ed] on [Mohasco’s] second requirement”). “When there
is no such connection, specific jurisdiction is lacking
regardless of the extent of a defendant’s unconnected activities
in the State.” See Bristol-Myers, 137 S. Ct. at 1781 (citing
Goodyear, 564 U.S. at 931).
The Court lacks specific jurisdiction over Branstetter’s
negligence and unseaworthiness claims.
2. Failure to Pay Maintenance and Cure
The Court assumes without deciding that Branstetter has
adequately pled a claim for failure to pay maintenance and cure
and that claim is not moot.10 (Compl., ECF No. 1 ¶ 18.)
Branstetter argues that HAL’s selection of Tennessee medical
professionals and participation in decisions about her medical
treatment in Tennessee support her argument that HAL could
“reasonably anticipate” being hailed into court in Tennessee.
(See ECF No. 21 at 4-5.) Branstetter also argues that HAL’s
arrangement of her travel and payment for her travel expenses to
Tennessee following her shipboard injuries support specific
jurisdiction over HAL. (See id. at 8.) HAL argues that this
Court does not have specific jurisdiction over Branstetter’s
maintenance and cure claim because decisions about paying
maintenance and cure occur at HAL’s principal place of business
in Washington. (ECF No. 13 at 10; No. 23 at 7.) HAL argues
that, although Branstetter might experience the effects of those
10 Branstetter states in an affidavit attached to her response that
HAL “has paid for all of the medical treatment that I have received
as a result of my injuries” and that HAL “paid [her] back
maintenance” after she filed this lawsuit. (ECF No. 21-1 ¶¶ 11,
14.) Complete payment does not moot a failure to pay a maintenance
and cure claim because other damages may still be available. See
Atl. Sounding Co. v. Townsend, 557 U.S. 404, 424 (2009) (punitive
damages); Vaughan v. Atkinson, 369 U.S. 527, 530–31 (1962)
(attorney’s fees).
decisions in Tennessee, that is insufficient to establish
specific jurisdiction. (See id.)
The Court does not have specific jurisdiction over
Branstetter’s failure to pay maintenance and cure claim. Courts
have found that a defendant’s payment of maintenance and cure in
a forum state does not establish specific jurisdiction over a
claim for failure to pay maintenance and cure. See, e.g., Zain
v. Maersk Line, Ltd., No. 08-10782, 2008 WL 3058467, at *3 (E.D.
Mich. July 31, 2008); Stewart v. Luedtke Eng’g Co., No. C 05-
3467 SBA, 2006 WL 334644, at *4 (N.D. Cal. Feb. 10, 2006);
Frisella v. Transoceanic Cable Ship Co., 181 F. Supp. 2d 644,
649 (E.D. La. 2002); Am. Overseas Marine Corp. v. Patterson, 632
So. 2d 1124, 1127 n.4 (Fla. Dist. Ct. App. 1994); Ortiz v.
Wilmington Tr. Co., 1992 WL 474579, at *3 (D. Haw. 1992). Two
of those courts rejected the arguments Branstetter is making
now: that jurisdiction is proper because the defendant selected
and paid for the plaintiff’s medical treatment in the forum state
and paid for travel expenses back to the forum state post-injury.
See Zain, 2008 WL 3058467, at *1; Stewart, 2006 WL 334644, at
*4.
Some courts have found, in part, that a defendant’s post-
injury payment of maintenance and cure to an individual in a
forum state can establish specific personal jurisdiction over a
claim for failure to pay maintenance and cure. See, e.g., Coats
v. Penrod Drilling Corp., 5 F.3d 877, 884 (5th Cir. 1993);
Shipley v. Excell Marine Co., No. CIV.A. 07-3671, 2007 WL
3046638, at *4 (E.D. La. Oct. 18, 2007); Potts v. Cameron
Offshore Boats, Inc., 401 F. Supp. 2d 733, 737 (S.D. Tex. 2005);
Hall v. Envtl. Chem. Corp., 64 F. Supp. 2d 638, 642–43 (S.D.
Tex. 1999). Those courts, however, did not hold that payment of
maintenance and cure, alone, was sufficient to sustain specific
jurisdiction. See Coats, 5 F.3d at 884; Shipley, 2007 WL
3046638, at *4; Potts, 401 F. Supp. 2d at 737 (“Paying
maintenance and cure in another state is a purposeful contact
with that state, although that action alone cannot sustain
personal jurisdiction.”). In finding jurisdiction, those courts
relied on other, distinguishable facts, including the pre-
injury, direct recruitment of the plaintiff in the forum state.
See Coats, 5 F.3d at 882 (recruiting the plaintiff in
Mississippi; agreeing to transport the plaintiff back to
Mississippi; and returning the plaintiff to Mississippi for
medical treatment paid for by the defendant were factors in
finding specific jurisdiction); Potts, 401 F. Supp. 2d at 737
(“This Court has specific jurisdiction over a controversy
stemming from the employment of a Texas worker hired through the
efforts of a Texas recruiting company when the worker was treated
in Texas, had his paychecks sent to a Texas company for some
period of his employment, and received maintenance and cure
payments in Texas.”); Hall, 64 F. Supp. 2d at 643 (holding that
the defendant had sufficient minimum contacts with the forum
state where the defendant targeted the forum state for employment
prospects, which resulted in their hiring of the plaintiff;
mailed the plaintiff’s paychecks to the plaintiff’s residence in
the forum state; the plaintiff received medical care in the forum
state (some of which was paid by the defendant); and the
defendant again recruited the plaintiff for out-of-state
employment during his recovery).
These cases are also distinguishable because the defendants
initially paid maintenance and cure, and then stopped. Thus,
arguably, the injury that led to the cause of action, stopping
payment, happened within the state.11 See Coats, 5 F.3d at 883
(“Finally, [the defendant] terminated its payment of [the
plaintiff’s] medical expenses while [the plaintiff] was
hospitalized in Mississippi.”); Hall, 64 F. Supp. 2d at 643 n.2
(“[O]ne of the major contentions driving Plaintiff’s suit in
this case — the termination of Plaintiff’s medical benefits —
11 The negligent failure to pay maintenance and cure is tortious
conduct that makes the employer responsible for any aggravation of
the injury suffered by the seaman. See The Iroquois, 194 U.S. 240
(1904). The duty to pay maintenance and cure commences when the
seaman is injured and leaves the ship. Morales v. Garijak, Inc.,
829 F.2d 1355, 1988 AMC 1075 (5th Cir. 1987). The duty of payment
is imposed on the seaman’s employer. Id. That duty continues until
the seaman reaches the point of “maximum cure.” Holmes v. J. Ray
McDermott & Co., 734 F.2d 1110, 1985 AMC 2024 (5th Cir. 1984),
overruled on other grounds, Guevara v. Maritime Overseas Corp., 59
F.3d 1496 (5th Cir. 1995).
arose in Texas and is directly related to Defendant’s activities
within the Southern District of Texas.”).
In the cases finding specific jurisdiction, there was a
greater nexus among the forum State, the underlying claims, and
the defendants’ conduct, i.e., initial recruitment of the
plaintiff in the forum state and actions by the defendant in the
forum state that created the injury underlying the cause of
action. Here, Branstetter does not allege that she was hired by
HAL as a result of a recruitment process targeted specifically
at Tennessee. She does not allege that HAL started to pay
maintenance and cure and then stopped. (She alleges to the
contrary – that HAL never paid maintenance and only paid back-
maintenance after she filed this present lawsuit.) This case is
more consistent with the cases that hold a defendant’s payment
of maintenance and cure in a forum state is not sufficient to
establish specific jurisdiction. See Stewart, 2006 WL 334644,
at *4 (“[T]he mere fact that [the defendant] fulfilled its
[maintenance and cure] obligations . . . while Plaintiff was
residing in California is not sufficient to establish personal
jurisdiction over [the defendant] in this forum.”); Ortiz, 1992
WL 474579, at *3 (“The mere fact that [the plaintiff] ended up
in Hawaii after his alleged injury is not sufficient to justify
an exercise of specific jurisdiction over the defendants.”).
The Court does not have specific jurisdiction over
Branstetter’s failure to pay maintenance and cure claim.
IV. Transfer
Branstetter asks as an alternative to dismissal that the
Court transfer this case to the United States District Court for
the Western District of Washington. (ECF No. 21 at 11.) HAL
does not address this request in its reply brief.
A district court may “dismiss, or if it be in the interests
of justice, transfer such case to any district or division in
which it could have been brought.” 28 U.S.C. § 1406(a); see
also 28 U.S.C. § 1404(a) (“For the convenience of parties and
witnesses, in the interest of justice, a district court may
transfer any civil action to any other district or division where
it might have been brought or to any district or division to
which all parties have consented.”). The purpose of transferring
cases is to “prevent the waste ‘of time, energy and money’ and
‘to protect litigants, witnesses, and the public against
unnecessary inconvenience and expense.’” Van Dusen v. Barrack,
376 U.S. 612, 616 (1964) (quoting Cont’l Grain Co. v. Barge FBL-
585, 364 U.S. 19, 26-27 (1960)). Courts may transfer cases under
§ 1406(a) when they lack personal jurisdiction over a party in
the transferor district. See Goldlawr, Inc. v. Heiman, 369 U.S.
463, 466-67 (1962); Flynn v. Greg Anthony Constr. Co., 95 F.
App’x 726, 738 (6th Cir. 2003). If the court decides to transfer
under § 1406(a), however, it must send the case to a “district
or division in which it could have been brought.” Goldlawr, 369
U.S. at 465 (quoting 28 U.S.C. § 1406(a)). That requires that
the transferee forum have proper venue and personal jurisdiction
over the parties. Id. at 466-67.
Both parties agree that HAL’s principal place of business
is in Seattle, Washington. (ECF No. 1 ¶ 3; No. 15-1 ¶ 6.).
Courts have general personal jurisdiction over defendants where
their principal place of business is. See Daimler, 571 U.S. at
137. The United States District Court for the Western District
of Washington would have personal jurisdiction over HAL.
In federal question cases, venue is proper in:
(1) A judicial district in which any defendant resides, if
all defendants are residents of the State in which the
district is located;
(2) A judicial district in which a substantial part of the
events or omissions giving rise to the claim occurred, or
a substantial part of property that is the subject of the
action is situated; or
(3) If there is no district in which an action may otherwise
be brought as provided in this section, any judicial
district in which any defendant is subject to the court's
personal jurisdiction with respect to such action.
28 U.S.C. § 1391(b); Thurman v. Michael W. Boyd Law Firm, No.
12-2709-JDT-tmp, 2013 WL 1103645, at *2 (W.D. Tenn. Mar. 15,
2013). Here, HAL would be subject to the court’s personal
jurisdiction in the United States District Court for the Western
District of Washington. Venue in that district would be proper
under § 1391(b).
To spare Branstetter the delay and expense in re-filing
this action and reserving HAL as a defendant, the Court finds
that the interests of justice favor transfer to a proper venue
instead of outright dismissal.
V. Conclusion
For the foregoing reasons, the Court lacks personal
jurisdiction and TRANSFERS this action to the United States
District Court for the Western District of Washington.
So ordered this 20th day of December, 2019.
/s/ Samuel H. Mays, Jr.
Samuel H. Mays, Jr.
UNITED STATES DISTRICT JUDGE