“The leniency granted to pro se petitioners . . . is not boundless.”
How later courts described this case
- “The leniency granted to pro se petitioners . . . is not boundless.”
- “We agree with the majority view that sua sponte dismissal of a meritless complaint that cannot be salvaged by amendment comports with due process and does not infringe the right of access to the courts.”
- affirming that, because Plaintiff “failed to allege with any degree of specificity which of the named defendants were personally involved in or responsible for each of the alleged violations of his federal rights,” the complaint failed to state a claim for relief
- “[H]abeas corpus is the exclusive remedy for a state prisoner who challenges the fact or duration of his confinement . . . even though such a claim may come within the literal terms of § 1983.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF TENNESSEE
EASTERN DIVISION
JOHNATHAN DEWAYNE HOLT, )
)
Plaintiff, )
)
)
VS. ) No. 19-1266-JDT-cgc
)
)
JOHNNY ALEXANDER, ET AL., )
)
Defendants. )
ORDER DISMISSING COMPLAINT AND GRANTING LEAVE TO AMEND
On November 14, 2019, Plaintiff Johnathan Dewayne Holt, who is incarcerated at
the Hardin County Correctional Facility (HCCF) in Savannah, Tennessee, filed a pro se
complaint pursuant to 42 U.S.C. § 1983 and a motion to proceed in forma pauperis. (ECF
Nos. 1 & 2.) After Holt submitted the necessary documents, the Court issued an order
granting leave to proceed in forma pauperis and assessing the civil filing fee pursuant to
the Prison Litigation Reform Act (PLRA), 28 U.S.C. §§ 1915(a)-(b). (ECF No. 6.) The
Clerk shall record the Defendants as Hardin County Sheriff Johnny Alexander, HCCF Jail
Administrator Tracy White, HCCF Nurse Amanda Hardin, and HCCF Doctor Nathan
Kearse.
Holt lists various issues at the HCCF and attributes those problems to a set of
Defendants without specifying what actions they took related to the issues. (ECF No. 1 at
PageID 2.) He first names Sheriff Alexander and Administrator White, and next to their
names, he states
No access to any kind of law library to fight case – No kind of Grievance
Procedure – State Facility No access to Disinfectants – lots of Health Code
violations such as Black mold an[d] leaking toilets – NO chance to use
regular phone for a lawyer call.
(Id.) Holt alleges much the same regarding Defendants Hardin and Kearse. Next to their
first names, he has written
Nurse and Doctor that simply just ignores [sic] sick calls and never shows to
check on anyone[s’] concerns in jail[,] simply no Health Care.
(Id.) Holt states that he is “not after money.” (Id. at PageID 3.) Instead, he seeks “the
relief of all charges on me” following a one-year term of unspecified rehabilitation. (Id.)
Holt states that he seeks to “change [his] life without Prison.” (Id.)
The Court is required to screen prisoner complaints and to dismiss any complaint,
or any portion thereof, if the complaintC
(1) is frivolous, malicious, or fails to state a claim upon which relief may
be granted; or
(2) seeks monetary relief from a defendant who is immune from such
relief.
28 U.S.C. § 1915A(b); see also 28 U.S.C. § 1915(e)(2)(B).
In assessing whether the complaint in this case states a claim on which relief may
be granted, the standards under Fed. R. Civ. P. 12(b)(6), as stated in Ashcroft v. Iqbal, 556
U.S. 662, 677-79 (2009), and in Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555-57
(2007), are applied. Hill v. Lappin, 630 F.3d 468, 470-71 (6th Cir. 2010). The Court
accepts the complaint’s “well-pleaded” factual allegations as true and then determines
whether the allegations “plausibly suggest an entitlement to relief.’” Williams v. Curtin,
631 F.3d 380, 383 (6th Cir. 2011) (quoting Iqbal, 556 U.S. at 681). Conclusory allegations
“are not entitled to the assumption of truth,” and legal conclusions “must be supported by
factual allegations.” Iqbal, 556 U.S. at 679. Although a complaint need only contain “a
short and plain statement of the claim showing that the pleader is entitled to relief,” Fed.
R. Civ. P. 8(a)(2), Rule 8 nevertheless requires factual allegations to make a “‘showing,’
rather than a blanket assertion, of entitlement to relief.” Twombly, 550 U.S. at 555 n.3.
“Pro se complaints are to be held ‘to less stringent standards than formal pleadings
drafted by lawyers,’ and should therefore be liberally construed.” Williams, 631 F.3d at
383 (quoting Martin v. Overton, 391 F.3d 710, 712 (6th Cir. 2004)). Pro se litigants,
however, are not exempt from the requirements of the Federal Rules of Civil Procedure.
Wells v. Brown, 891 F.2d 591, 594 (6th Cir. 1989); see also Brown v. Matauszak, 415 F.
App’x 608, 612, 613 (6th Cir. Jan. 31, 2011) (affirming dismissal of pro se complaint for
failure to comply with “unique pleading requirements” and stating “a court cannot ‘create
a claim which [a plaintiff] has not spelled out in his pleading’” (quoting Clark v. Nat’l
Travelers Life Ins. Co., 518 F.2d 1167, 1169 (6th Cir. 1975))).
Holt filed his complaint pursuant to 42 U.S.C. § 1983, which provides:
Every person who, under color of any statute, ordinance, regulation,
custom, or usage, of any State or Territory or the District of Columbia,
subjects, or causes to be subjected, any citizen of the United States or other
person within the jurisdiction thereof to the deprivation of any rights,
privileges, or immunities secured by the Constitution and laws, shall be liable
to the party injured in an action at law, suit in equity, or other proper
proceeding for redress . . . .
To state a claim under § 1983, a plaintiff must allege two elements: (1) a deprivation of
rights secured by the “Constitution and laws” of the United States (2) committed by a
defendant acting under color of state law. Adickes v. S.H. Kress & Co., 398 U.S. 144, 150
(1970).
To the extent Holt sues the Defendants in their official capacities, his claims are
treated as claims against Hardin County, which may be held liable only if Holt’s injuries
were sustained pursuant to an unconstitutional custom or policy. See Monell v. Dep’t. of
Soc. Serv., 436 U.S. 658, 691-92 (1978). To demonstrate municipal liability, a plaintiff
“must (1) identify the municipal policy or custom, (2) connect the policy to the
municipality, and (3) show that his particular injury was incurred due to execution of that
policy.” Alkire v. Irving, 330 F.3d 802, 815 (6th Cir. 2003) (citing Garner v. Memphis
Police Dep’t, 8 F.3d 358, 364 (6th Cir. 1993)). “[T]he touchstone of ‘official policy’ is
designed ‘to distinguish acts of the municipality from acts of employees of the municipality,
and thereby make clear that municipal liability is limited to action for which the
municipality is actually responsible.’” City of St. Louis v. Praprotnik, 485 U.S. 112, 138
(1988) (quoting Pembaur v. Cincinnati, 475 U.S. 469, 479-80 (1986) (emphasis in
original)). Holt, however, does not even mention Hardin County, much less suggest one
of its policies or customs is responsible for the alleged violations of his rights. He therefore
does not state a claim against Hardin County or against any Defendant in his or her official
capacity.
Holt also fails to state a claim against any Defendant in his or her individual
capacity. The issues Holt mentions in his complaint could amount to a violation of his
constitutional rights. However, Holt’s complaint is pleaded too generally to satisfy
Rule 8’s requirements. The way Holt has framed his complaint, he suggests the conditions
for which he asserts each Defendant should be held responsible. But he does not allege
what actions any Defendant personally took, or failed to take, that violated his rights or led
to the conditions. Even pro se plaintiffs must allege facts demonstrating their entitlement
to relief. See Iqbal, 556 U.S. at 679; Beebe v. Birkett, 749 F. Supp. 2d 580, 587 (E.D.
Mich. 2010) (quoting Fed. R. Civ. P. 12(b)); cf. Martin v. Overton, 391 F.3d 710, 714 (6th
Cir. 2004) (“The leniency granted to pro se petitioners . . . is not boundless.”). Holt’s
complaint lacks any facts from which the Court can infer even the possibility of liability.
Under even a liberal construction of his complaint, Holt’s complaint, as pleaded, does not
state a claim. See Frazier v. Michigan, 41 F. App’x 762, 764 (6th Cir. 2002) (affirming
that, because Plaintiff “failed to allege with any degree of specificity which of the named
defendants were personally involved in or responsible for each of the alleged violations of
his federal rights,” the complaint failed to state a claim for relief).
Nor does Holt allege how any of the purported conditions affected him personally,
if at all. He instead alleges generally that the conditions exist. One of the three elements
of standing is that “the plaintiff must have suffered an injury in fact—an invasion of a
legally protected interest which is (a) concrete and particularized, and (b) actual or
imminent, not conjectural or hypothetical.” Lujan v. Defenders of Wildlife, 504 U.S. 555,
560 (1992) (internal quotation marks, footnote and citations omitted). “In requiring a
particular injury, the Court meant that the injury must affect the plaintiff in a personal and
individual way.” Arizona Christian Sch. Tuition Org. v. Winn, 563 U.S. 125, 134 (2011)
(internal quotation marks and citation omitted). Unless Holt suffered an actual injury, he
“was not the aggrieved party, [and] he lacks standing” to sue. Percival v. McGinnis, 24
F. App’x 243, 246 (6th Cir. 2001). Moreover, Holt cannot assert claims on behalf of any
inmate but himself. See Newsom v Norris, 888 F.2d 371, 381 (6th Cir. 1989).
A final problem is that Holt does not seek appropriate relief. He requests only that
this Court dismiss the charges against him and allow him to participate in one year of
rehabilitation. Those actions would not remedy the issues Holt has attempted to raise,
which concern conditions at the HCCF rather than his criminal proceeding. Even if Holt’s
claims did relate directly to the criminal case, under the Anti-Injunction Act, 28 U.S.C.
§ 2283, “[a] court of the United States may not grant an injunction to stay proceedings in
a State court except as expressly authorized by Act of Congress, or where necessary in aid
of its jurisdiction, or to protect or effectuate its judgments.” The Sixth Circuit has
explained that “[t]he Act thereby creates ‘an absolute prohibition against enjoining state
court proceedings, unless the injunction falls within one of three specifically defined
exceptions,’ which are set forth in the statutory language.” Andreano v. City of Westlake,
136 F. App’x 865, 879-80 (6th Cir. 2005) (quoting Atl. Coast Line R.R. Co. v. Bhd. of
Locomotive Eng’rs, 398 U.S. 281, 286 (1970)). Federal injunctions against state criminal
proceedings can be issued only “under extraordinary circumstances where the danger of
irreparable loss is both great and immediate.” Younger v. Harris, 401 U.S. 37, 45 (1971)
(internal quotation marks and citation omitted). The Supreme Court has emphasized that
[c]ertain types of injury, in particular, the cost, anxiety, and inconvenience
of having to defend against a single criminal prosecution, could not by
themselves be considered “irreparable” in the special legal sense of that term.
Instead, the threat to the plaintiff’s federally protected rights must be one that
cannot be eliminated by his defense against a single criminal prosecution.
Id. at 46. In this case, Holt does not allege the type of extraordinary circumstances that
would permit the Court to become involved in his state-court criminal matter.1
If Holt already has been convicted and is seeking to challenge his conviction or
sentence, his only avenue for relief is a petition under 28 U.S.C. § 2254 and not an action
under § 1983. See Heck v. Humphrey, 512 U.S. 477, 481 (1994) (citing Preiser v.
Rodriguez, 411 U.S. 475, 488-90 (1973) (“[H]abeas corpus is the exclusive remedy for a
state prisoner who challenges the fact or duration of his confinement . . . even though such
a claim may come within the literal terms of § 1983.”)).
Therefore, even if Holt had properly stated a claim against a Defendant, he would
not be entitled to the relief he seeks through this lawsuit brought under § 1983.
For the foregoing reasons, Holt’s complaint must be dismissed in its entirety for
failure to state a claim on which relief may be granted.
The Sixth Circuit has held that a district court may allow a prisoner to amend his
complaint to avoid a sua sponte dismissal under the PLRA. LaFountain v. Harry, 716 F.3d
944, 951 (6th Cir. 2013); see also Brown v. R.I., 511 F. App’x 4, 5 (1st Cir. 2013)
(per curiam) (“Ordinarily, before dismissal for failure to state a claim is ordered, some form
of notice and an opportunity to cure the deficiencies in the complaint must be afforded.”).
1 Even without the bar of the Anti-Injunction Act, this Court could not order Sheriff
Alexander or the HCCF Defendants to dismiss Holt’s charges or impose a particular sentence, as
that authority rests with the State District Attorney General in charge of Holt’s prosecution and
the State Judge presiding over that matter.
Leave to amend is not required where a deficiency cannot be cured. Curley v. Perry, 246
F.3d 1278, 1284 (10th Cir. 2001) (“We agree with the majority view that sua sponte
dismissal of a meritless complaint that cannot be salvaged by amendment comports with
due process and does not infringe the right of access to the courts.”). In this case, the Court
finds that Holt should be given an opportunity to amend his complaint.
In conclusion, Holt’s complaint is DISMISSED for failure to state a claim on which
relief can be granted, pursuant to 28 U.S.C. §§ 1915(e)(2)(B)(ii) and 1915A(b)(1). Leave
to amend, however, is GRANTED. Any amendment must be filed within twenty-one (21)
days after the date of this order, on or before January 10, 2019.
Holt is advised that an amended complaint will supersede the original complaint and
must be complete in itself without reference to the prior pleadings. The text of the
complaint must allege sufficient facts to support each claim without reference to any
extraneous document. Any exhibits must be identified by number in the text of the
amended complaint and must be attached to the complaint. All claims alleged in an
amended complaint must arise from the facts alleged in the original complaint. Each claim
for relief must be stated in a separate count and must identify each defendant sued in that
count. If Holt fails to file an amended complaint within the time specified, the Court will
dismiss the case in its entirety, assess a strike pursuant to 28 U.S.C. § 1915(g) and enter
judgment.
IT IS SO ORDERED.
s/ James D. Todd
JAMES D. TODD
UNITED STATES DISTRICT JUDGE