Opinion

Gary v. Nichols

Court
District Court, W.D. Tennessee
Filed
Aug 20, 2019
Cited by
0 cases
Authority
More cited than 29.7%

“We agree with the majority view that sua sponte dismissal of a meritless complaint that cannot be salvaged by amendment comports with due process and does not infringe the right of access to the courts.”

How later courts described this case

  • “We agree with the majority view that sua sponte dismissal of a meritless complaint that cannot be salvaged by amendment comports with due process and does not infringe the right of access to the courts.”
  • “This does not mean, of course, that every sua sponte dismissal entered without prior notice to the plaintiff automatically must be reversed. If it is crystal clear that . . . amending the complaint would be futile, then a sua sponte dismissal may stand.”
  • explaining that the due-process right “to be present at all stages of the trial . . . has not been extended to include a right to be present at all motions hearings before the trial.” (internal quotation and citation omitted)

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF TENNESSEE

WESTERN DIVISION

QUARTEZ J. GARY, )

)

Plaintiff, ) No. 2:18-cv-02618-TLP-tmp

)

v. ) JURY DEMAND

)

GAIL NICHOLS and )

GEORGE SMITH, )

)

Defendants. )

ORDER DISMISSING COMPLAINT,

CERTIFYING AN APPEAL WOULD NOT BE TAKEN IN GOOD FAITH,

AND DENYING LEAVE TO APPEAL IN FORMA PAUPERIS

Plaintiff Quartez J. Gary, who is incarcerated at the Shelby County Jail in Memphis,

Tennessee, sued pro se and moved to proceed in forma pauperis. (ECF No. 1; ECF No. 2.) The

Court granted leave to proceed in forma pauperis and assessed the civil filing fee under the

Prison Litigation Reform Act (“PLRA”), 28 U.S.C. §§ 1915(a)–(b). (ECF No. 4.) The Court

ORDERS the Clerk to record the Defendants as Deputy Sheriff Gail Nichols and Deputy Sheriff

George Smith.

BACKGROUND

Plaintiff alleges that during a state-court appearance, the judge used “the wrong name” to

refer to Plaintiff. (ECF No. 1 at PageID 3.) When the judge asked Plaintiff for his name,

Plaintiff responded “that he was the secured Party creditor with the Power of attorney in fact and

the copyright and Trademark for the name that he was addressed as and also that he explicitly

reserved all his rights under the Uniform Commercial Code.” (Id.) The judge cut off Plaintiff

and ordered Deputies Nichols and Smith to remove Plaintiff from the courtroom. (Id. at

PageID 4.) Plaintiff alleges the Deputies used “brute force” to remove him, despite his warning

“that they were acting under the color of law against a sovereign Political Power Holder.” (Id.)

Plaintiff accuses them of assault and asserts that they conspired with the judge “to deprive him of

all his rights.” (Id.) He also asserts that the judge violated his right to due process and caused

him extreme emotional distress. (Id. at PageID 5.)

Plaintiff sues Defendants in their individual and official capacities. (ECF No. 1 at

PageID 1.) He seeks a court order “directing the Shelby County Sheriff Office to implement a

disciplinary system to punish those who continue to engage in” actions like those alleged here

and $5 million each in compensatory and punitive damages. (Id.at PageID 6.)

LEGAL STANDARDS

I. Screening Requirements Under 28 U.S.C. § 1915A

The Court must screen prisoner complaints and dismiss any complaint, or any portion of

it, if the complaint—

(1) is frivolous, malicious, or fails to state a claim upon which relief

may be granted; or

(2) seeks monetary relief from a defendant who is immune from such

relief.

28 U.S.C. § 1915A(b); see also 28 U.S.C. § 1915(e)(2)(B).

As to step one, in assessing whether the complaint states a claim on which relief may be

granted, the Court applies the standards under Federal Rule of Civil Procedure 12(b)(6), as

stated in Ashcroft v. Iqbal, 556 U.S. 662, 677–79 (2009), and in Bell Atlantic Corp. v. Twombly,

550 U.S. 544, 555–57 (2007). Hill v. Lappin, 630 F.3d 468, 470–71 (6th Cir. 2010). Under

those standards, the Court accepts the complaint’s “well-pleaded” factual allegations as true and

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then determines whether the allegations “plausibly suggest an entitlement to relief.” Williams v.

Curtin, 631 F.3d 380, 383 (6th Cir. 2011) (quoting Iqbal, 556 U.S. at 681). Conclusory

allegations “are not entitled to the assumption of truth” because they are not “factual” and legal

conclusions “must be supported by factual allegations.” Iqbal, 556 U.S. at 679. And Federal

Rule of Civil Procedure 8 provides guidance on this issue.

Even though Rule 8 only requires a complaint to contain “a short and plain statement of

the claim showing that the pleader is entitled to relief,” it also requires factual allegations to

make a “‘showing,’ rather than a blanket assertion, of entitlement to relief.” Twombly, 550 U.S.

at 555 n.3.

Courts conducting the screening analysis will give slightly more deference to pro se

complaints than to those drafted by lawyers. “Pro se complaints are to be held ‘to less stringent

standards than formal pleadings drafted by lawyers,’ and should therefore be liberally

construed.” Williams, 631 F.3d at 383 (quoting Martin v. Overton, 391 F.3d 710, 712 (6th Cir.

2004)). That said, pro se litigants are not exempt from the requirements of the Federal Rules of

Civil Procedure. Wells v. Brown, 891 F.2d 591, 594 (6th Cir. 1989); see also Brown v.

Matauszak, 415 F. App’x 608, 612, 613 (6th Cir. Jan. 31, 2011) (affirming dismissal of pro se

complaint for failure to comply with “unique pleading requirements” and stating “a court cannot

‘create a claim which [a plaintiff] has not spelled out in his pleading’” (quoting Clark v. Nat’l

Travelers Life Ins. Co., 518 F.2d 1167, 1169 (6th Cir. 1975))).

II. Requirements to State a Claim Under 42 U.S.C. § 1983

Plaintiff sued here under 42 U.S.C. § 1983. To state a claim under § 1983, a plaintiff

must allege two elements: (1) a deprivation of rights secured by the “Constitution and laws” of

the United States, and (2) that a defendant caused harm while acting under color of state law.

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Adickes v. S.H. Kress & Co., 398 U.S. 144, 150 (1970). For his complaint to succeed, Plaintiff

must satisfy these requirements.

III. Requirements to State a Claim Under 42 U.S.C. §§ 1985 and 1988

Plaintiff also sues under 42 U.S.C. §§ 1985(2) and 1988. Section 1985(2) contains two

separate clauses. The first “forbids a conspiracy to deter a party or witness in a federal court from

attending or testifying in court, punishing parties or witnesses for having attended or testified in

federal court, or influencing or punishing federal jurors.” Warner v. Greenebaum, Doll &

McDonald, 104 F. App’x 493, 497 (6th Cir. 2004). The second clause “applies to conspiracies to

obstruct the course of justice in state courts.” Bragg v. Madison, 20 F. App’x 278, 285 (6th Cir.

2001) (citing Kush v. Rutledge, 460 U.S. 719, 725 (1983)).

As for Section 1988, it merely discusses the applicability of laws and awarding of

attorney’s and expert’s fees in proceedings under 42 U.S.C. §§ 1981 through 1986. It does not

provide a separate cause of action.

ANALYSIS

I. Plaintiff Does Not State A Claim Against the Defendants in Their Official Capacities

Plaintiff’s claims against the Defendants in their official capacities are construed as

claims against Shelby County. But the complaint does not state a valid § 1983 claim against

Shelby County. A local government such as a municipality or county are not “liable solely

because it employs a tortfeasor—or, in other words, a municipality cannot be held liable under

§ 1983 on a respondeat superior theory.” Monell v. Dep’t. of Soc. Serv., 436 U.S. 658, 691

(1978) (emphasis in original); see also Searcy v. City of Dayton, 38 F.3d 282, 286 (6th Cir.

1994). A municipality may be held responsible for a constitutional deprivation only if there is a

direct causal link between a municipal policy or custom and the alleged deprivation. Monell,

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436 U.S. at 691–92; Deaton v. Montgomery Co., Ohio, 989 F.2d 885, 889 (6th Cir. 1993).

Plaintiff does not describe any municipal policy or custom in place or allege that he suffered an

injury because of an unconstitutional policy or custom of Shelby County.

II. Plaintiff’s Claim of Excessive Force is Barred

Plaintiff alleges that the Deputies assaulted him with “brute force” when removing him

from the courtroom. The Court construes these allegations as a claim that the Deputies used

excessive force against Plaintiff. At the time of the alleged assault, as a pretrial detainee,

Plaintiff was protected against excessive force by the Fourteenth Amendment. Kingsley v.

Hendrickson, 135 S. Ct. 2466, 2473 (2015). Courts analyze excessive force claims brought by

pretrial detainees under the Fourteenth Amendment’s standard of objective reasonableness,

which “turns on the ‘facts and circumstances of each particular case.’” Id. (quoting Graham v.

Connor, 490 U.S. 386, 396 (1989)). The Court must judge the reasonableness of a particular use

of force “from the perspective of a reasonable officer on the scene, including what the officer

knew at the time, not with the 20/20 vision of hindsight.” Id.

Under an objective reasonableness inquiry, “the question is whether the officers’ actions

are objectively reasonable in light of the facts and circumstances confronting them, without

regard to their underlying intent or motivation.” Graham, 490 U.S. at 397 (citations omitted). To

apply this standard properly, the Court must consider these factors:

the relationship between the need for the use of force and the amount of force used;

the extent of the plaintiff’s injury; any effort made by the officer to temper or to

limit the amount of force; the severity of the security problem at issue; the threat

reasonably perceived by the officer; and whether the plaintiff was actively resisting.

Kingsley, 135 S. Ct. at 2473. This list is not exhaustive but shows some of the “objective

circumstances potentially relevant to a determination of excessive force.” Id.

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Plaintiff does not state a claim of excessive force here. Plaintiff alleges that the Deputies

responded to an order from the judge to remove Plaintiff from the courtroom. His allegations do

not suggest the Defendants acted unreasonably in following that order. And the use of what

Plaintiff describes as “brute force” to remove him from the courtroom is reasonable if he does

not want to go. This is especially true because he does not allege that he suffered any physical

injury. Plaintiff alleges that he suffered only “emotional distress” during this event. The PLRA

bars prisoner suits “for mental or emotional injury suffered while in custody without a prior

showing of physical injury or the commission of a sexual act.” 42 U.S.C. § 1997e(e);

see Braswell v. Corr. Corp. of Am., 419 F. App’x 522, 626 (6th Cir. 2011). Plaintiff’s excessive

force claim is therefore DISMISSED.

III. Plaintiff Does Not Sufficiently Allege A Claim of Conspiracy Under § 1985(2)

Plaintiff alleges that the Deputies conspired with the judge to deprive him of his rights

during his court appearance. He purports to assert this claim under 42 U.S.C. § 1985(2). The

first clause of § 1985 applies only to federal judicial proceedings, so it does not apply here.

See Warner, 104 F. App’x at 497. The second clause of § 1985 “prohibits conspiracies to

interfere with due process in state courts with the intent to deprive persons of their equal

protection rights.” Fox v. Michigan State Police Dep’t, 173 F. App’x 372, 376 (6th Cir. 2006).

Under the second clause, Plaintiff “must allege that there was ‘some racial, or perhaps otherwise

class-based, invidiously discriminatory animus behind the conspirators’ action.’” Id. (quoting

Kush, 460 U.S. at 726).

Plaintiff does not allege that there was any racial or class-based animus behind

Defendants’ actions. Nor does he allege that the Defendants intended to deprive Plaintiff of his

right to equal protection. The Court need not accept as true Plaintiff’s unsupported conclusion

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that the judge’s order to remove Plaintiff, and Defendants’ actions in following that order,

constituted a “conspiracy.” See Iqbal, 556 U.S. at 679. Plaintiff thus fails to state a claim under

either section of § 1985 on which relief can be granted. So that cause of action is also

DISMISSED.

IV. Plaintiff Does Not State A Claim That He Was Denied Due Process

Plaintiff alleges that the Deputies violated his right to due process under the Fourteenth

Amendment “by depriving him of his property without a fair Procedure in his Court

Proceeding.” (ECF No. 1 at PageID 5.) Plaintiff does not explain or describe any property of

which the Defendants deprived him or which the Defendants took. If he claims he was denied

the right to be present during the motion hearing, there is no such unfettered right. See Terry v.

Cross, 112 F. Supp. 2d 543, 551 (E.D. Va. 2000) (citing United States v. Lynch, 132 F.2d 111,

112 (3d Cir. 1942) (explaining that the due-process right “to be present at all stages of the trial . .

. has not been extended to include a right to be present at all motions hearings before the trial.”

(internal quotation and citation omitted)). Plaintiff does not describe the motions hearing or

allege that not being present at the hearing affected his “opportunity to defend himself against

the charges.” Id. (quoting Kentucky v. Stincer, 482 U.S. 730, 744 (1987)). He therefore fails to

state a claim that he was denied due process by being removed from the courtroom during the

motions hearing.

All in all, Plaintiff’s complaint fails to state a claim for relief and is dismissed.

AMENDMENT UNDER THE PLRA

The Sixth Circuit has held that a district court may allow a prisoner to amend his

complaint to avoid a sua sponte dismissal under the PLRA. LaFountain v. Harry, 716 F.3d 944,

951 (6th Cir. 2013); see also Brown v. R.I., 511 F. App’x 4, 5 (1st Cir. 2013) (per curiam)

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(“Ordinarily, before dismissal for failure to state a claim is ordered, some form of notice and an

opportunity to cure the deficiencies in the complaint must be afforded.”). But courts need not

grant leave to amend where an amendment cannot cure the deficiency. Gonzalez-Gonzalez v.

United States, 257 F.3d 31, 37 (1st Cir. 2001) (“This does not mean, of course, that every sua

sponte dismissal entered without prior notice to the plaintiff automatically must be reversed. If it

is crystal clear that . . . amending the complaint would be futile, then a sua sponte dismissal may

stand.”); Curley v. Perry, 246 F.3d 1278, 1284 (10th Cir. 2001) (“We agree with the majority

view that sua sponte dismissal of a meritless complaint that cannot be salvaged by amendment

comports with due process and does not infringe the right of access to the courts.”). And so this

Court holds that leave to amend is not warranted here because these claims are baseless, and no

amendment could cure the deficiencies.

APPELLATE ISSUES

Under 28 U.S.C. § 1915(a)(3), the Court must also consider whether an appeal by

Plaintiff here would be taken in good faith. The good-faith standard is an objective one.

Coppedge v. United States, 369 U.S. 438, 445 (1962). It would be inconsistent for a district

court to determine that a complaint should be dismissed prior to service on the Defendants but

has enough merit to support an appeal in forma pauperis. See Williams v. Kullman, 722 F.2d

1048, 1050 n.1 (2d Cir. 1983). The same considerations that lead the Court to dismiss this case

for failure to state a claim also compel the conclusion that an appeal would not be taken in good

faith.

This Court therefore CERTIFIES, under 28 U.S.C. § 1915(a)(3), that any appeal by

Plaintiff would not be taken in good faith. Leave to proceed on appeal in forma pauperis is thus

DENIED. And so if Plaintiff appeals, he must pay the full $505 appellate filing fee or move for

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leave to appeal in forma pauperis and file a supporting affidavit in the Sixth Circuit. See Fed. R.

App. P. 24(a)(5).

The Court also addresses the assessment of the $505 appellate filing fee if Plaintiff still

appeals the dismissal of this case. A certification that an appeal is not taken in good-faith does

not affect an indigent prisoner plaintiff’s ability to benefit from the installment procedures in

§ 1915(b). See McGore v. Wrigglesworth, 114 F.3d 601, 610–11 (6th Cir. 1997), partially

overruled on other grounds by LaFountain, 716 F.3d at 951. McGore sets out specific

procedures for implementing the PLRA, §§ 1915(a)–(b). The Court therefore instructs Plaintiff

that, if he wishes to benefit from the installment procedures for paying the appellate filing fee, he

must comply with the procedures set out in the PLRA and McGore by filing an updated in forma

pauperis affidavit and a current, certified copy of his inmate trust account for the six months

immediately preceding the filing of the notice of appeal with the Sixth Circuit.

For analysis under 28 U.S.C. § 1915(g) of future filings by Plaintiff, this is the second

dismissal of one of his cases as frivolous or for failure to state a claim.1 This strike will take

effect when this Court enters judgment. See Coleman v. Tollefson, 135 S. Ct. 1759, 1763–64

(2015).

CONCLUSION

In conclusion, the Court DISMISSES Plaintiff’s complaint for failure to state a claim on

which relief can be granted, under 28 U.S.C. §§ 1915(e)(2)(B)(ii) and 1915A(b)(1). And leave

to amend is DENIED. Because all the federal claims are being dismissed, the Court DECLINES

to exercise supplemental jurisdiction over any claims arising under state law. Those state law

1 See Gary v. Timmerman, No. 2:18-cv-02683-MSN-tmp (W.D. Tenn. July 24, 2019) (dismissing

for failure to state a claim).

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claims are DISMISSED without prejudice to refiling under 28 U.S.C. § 1367(c)(3). The Court

also CERTIFIES that any appeal here would not be taken in good faith and DENIES Plaintiff

leave to proceed in forma pauperis on appeal.

SO ORDERED, this 20th day of August, 2019.

s/Thomas L. Parker

THOMAS L. PARKER

UNITED STATES DISTRICT JUDGE

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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