disciplinary board may draw adverse inference from inmate's silence; inmate has no right to cross-examination
How later courts described this case
- disciplinary board may draw adverse inference from inmate's silence; inmate has no right to cross-examination
- a prisoner has a cause of action for deliberate indifference if he “suffers pain needlessly when relief is readily available.”
- disciplinary board need not make contemporaneous record of reasons live witnesses for inmate not allowed
- stating that, after Sandin, it became clear that mandatory language in prison regulations does not create a liberty interest protected by the due process clause
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT FOR THE
MIDDLE DISTRICT OF TENNESSEE
COLUMBIA DIVISION
DANIEL HAILEY, )
)
Plaintiff, )
)
v. ) NO. 1:20-CV-00039
)
CHRISTOPHER SINGLETON, et al., ) JUDGE CAMPBELL
) MAGISTRATE JUDGE HOLMES
Defendants. )
MEMORANDUM
Daniel Hailey, an inmate of the South Central Correctional Facility in Clifton, Tennessee,
has filed a pro se, in forma pauperis complaint under 42 U.S.C. § 1983 against Sergeant
Christopher Singleton, Chief of Unit Management Marla Ernest, and “Core Civic/South Central
Correctional Facility,” alleging violations of Plaintiff’s civil rights. (Doc. No. 1).
The complaint is before the Court for an initial review pursuant to the Prison Litigation
Reform Act (“PLRA”), 28 U.S.C. §§ 1915(e)(2) and 1915A.
I. PLRA SCREENING STANDARD
Under 28 U.S.C. § 1915(e)(2)(B), a court must dismiss any portion of a civil complaint
filed in forma pauperis that fails to state a claim upon which relief can be granted, is frivolous, or
seeks monetary relief from a defendant who is immune from such relief. Section 1915A similarly
requires initial review of any “complaint in a civil action in which a prisoner seeks redress from a
governmental entity or officer or employee of a governmental entity,” id. § 1915A(a), and
summary dismissal of the complaint on the same grounds as those articulated in § 1915(e)(2)(B).
Id. § 1915A(b).
1
The Sixth Circuit has confirmed that the dismissal standard articulated by the Supreme
Court in Ashcroft v. Iqbal, 556 U.S. 662 (2009), and Bell Atlantic Corp. v. Twombly, 550 U.S. 544
(2007), “governs dismissals for failure to state a claim under those statutes because the relevant
statutory language tracks the language in Rule 12(b)(6).” Hill v. Lappin, 630 F.3d 468, 470–71
(6th Cir. 2010). Thus, to survive scrutiny on initial review, “a complaint must contain sufficient
factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Iqbal, 556
U.S. at 678 (quoting Twombly, 550 U.S. at 570). “A claim has facial plausibility when the plaintiff
pleads factual content that allows the court to draw the reasonable inference that the defendant is
liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556). “[A] district court must
(1) view the complaint in the light most favorable to the plaintiff and (2) take all well-pleaded
factual allegations as true.” Tackett v. M & G Polymers, USA, LLC, 561 F.3d 478, 488 (6th Cir.
2009) (citing Gunasekera v. Irwin, 551 F.3d 461, 466 (6th Cir. 2009) (citations omitted)).
A court must construe a pro se complaint liberally, United States v. Smotherman, 838 F.3d
736, 739 (6th Cir. 2016) (citing Erickson v. Pardus, 551 U.S. 89, 94 (2007)), and accept the
plaintiff’s factual allegations as true unless they are entirely without credibility. See Thomas v.
Eby, 481 F.3d 434, 437 (6th Cir. 2007) (citing Denton v. Hernandez, 504 U.S. 25, 33 (1992)).
Although pro se pleadings are to be held to a less stringent standard than formal pleadings drafted
by lawyers, Haines v. Kerner, 404 U.S. 519, 520–21 (1972); Jourdan v. Jabe, 951 F.2d 108, 110
(6th Cir. 1991), the courts’ “duty to be ‘less stringent’ with pro se complaints does not require us
to conjure up [unpleaded] allegations.” McDonald v. Hall, 610 F.2d 16, 19 (1st Cir. 1979) (citation
omitted).
2
II. SECTION 1983 STANDARD
Title 42 U.S.C. § 1983 creates a cause of action against any person who, acting under color
of state law, abridges “rights, privileges, or immunities secured by the Constitution and laws . . .
.” To state a claim under Section 1983, a plaintiff must allege and show two elements: (1) that
he was deprived of a right secured by the Constitution or laws of the United States; and (2) that
the deprivation was caused by a person acting under color of state law. Dominguez v. Corr. Med.
Servs., 555 F.3d 543, 549 (6th Cir. 2009) (quoting Sigley v. City of Panama Heights, 437 F.3d 527,
533 (6th Cir. 2006)); 42 U.S.C. § 1983.
III. ALLEGED FACTS
The complaint alleges that, while incarcerated at the South Central Correctional Facility
during February 2020 to present, Sergeant Singleton and inmate f/n/u James “done wrong toward”
Plaintiff. (Doc. No. 1 at 5). According to Plaintiff, on April 8, 2020, James hit Plaintiff when he
declined to give James coffee. (Id. at 30). Afterwards, Sergeant Singleton refused to move James
to a different unit, which Plaintiff believes was required by Tennessee Department of Correction
(TDOC) Policy. (Id.) Ultimately, James was relocated, and Plaintiff does not allege any further
problems with James. (Id. at 30-31).
The complaint further alleges that Sergeant Singleton made threats, harassed Plaintiff,
retaliated against Plaintiff, unlawfully searched Plaintiff’s cell, and lied about Plaintiff, “making
up stories behind Plaintiff’s back.” (Id. at 5, 26, 34). Sergeant Singleton “wrote [Plaintiff] up”
after he filed a Title VI grievance and threatened to send Plaintiff “to compound from Annex” if
Plaintiff filed more grievances. (Id. at 26). Plaintiff opted not to file at least one grievance because
of Sergeant Singleton’s threat to “make it living hell for [him].” (Id. at 24). According to Plaintiff,
3
Chief Ernest “ma[de] lies as well.” (Id. at 5). In addition, the complaint alleges that Plaintiff was
not permitted to attend “his hearing” and call his witness. (Id. at 34).
The complaint alleges that Plaintiff has “Hep C in Stage 3 & 4 and Liver in Stage 1 & 2.”
(Id. at 13). Although Plaintiff has had an ultrasound, bloodwork, and “all the testing,” he is still
waiting on treatment for Hepatitis C. (Id.) Plaintiff has been waiting on dentures since February
2020 which he needs so he can “eat better.” (Id.) Plaintiff also wants an eye doctor appointment.
(Id.) According to Plaintiff, it is documented in his medical file that he has sleep apnea, and he
wants a CPAP machine. (Id.)
IV. ANALYSIS
The complaint names three Defendants to this action: “Core Civic/South Central
Correctional Facility,” Sergeant Christopher Singleton, and Chief of Unit Management Marla
Ernest. Singleton and Ernest are named in their individual capacities only.
A. Core Civic and South Central Correctional Facility
The complaint names “Core Civic/South Central Correctional Facility” as a Defendant.
However, the South Central Correctional Facility is a building and not a “person” who can be
sued under 42 U.S.C. § 1983. See Bryant v. Jackson, No. 1:12-cv-00093, 2015 WL 344768, at *5
(M.D. Tenn. Jan. 16, 2015) (holding that, with respect to South Central Correctional Facility, “[t]he
facility itself is a building, not a person amenable to suit under § 1983.”). Thus, the complaint fails
to state a claim upon which relief can be granted against the South Central Correctional Facility,
and all claims against the facility will be dismissed.
Because it performs a traditional state function in operating a state prison, Core Civic is a
“person” acting under the color of state law for purposes of Section 1983. Street v. Corr. Corp. of
Am., 102 F.3d 810, 814 (6th Cir.1996). Core Civic may be liable under Section 1983 “if its official
4
policies or customs resulted in injury to the plaintiff.” O'Brien v. Mich. Dep't of Corr., 592 F.
App’x 338, 341 (6th Cir. 2014); see also Mason v. Doe, No. 3:12CV-P794-H, 2013 WL 4500107,
at *1 (W.D. Ky. Aug. 21, 2013) (collecting cases) (“a private corporation may be liable under
§ 1983 when an official policy or custom of the corporation causes the alleged deprivation of a
federal right”).
To hold Core Civic liable, Plaintiff cannot rely on the theory of respondeat superior or
vicarious liability. See Street, 102 F.3d at 818. Core Civic is only liable if its own policies were
shown to be the “moving force” behind Plaintiff's injury. City of Canton v. Harris, 489 U.S. 378,
388 (1989). Here, however, the complaint does not describe how a Core Civic policy is responsible
in full or in part for any injury to Plaintiff. Therefore, for purposes of the initial screening of
Plaintiff’s Section 1983 claims against Core Civic required by the PLRA, the Court finds that the
complaint fails to state Section 1983 claims upon which relief may be granted against Core Civic.
These claims will be dismissed.
B. Race-Based Discrimination Claims
The complaint alleges that Sergeant Singleton is “racist against his own colors and blacks
etc.” (Doc. No. 1 at 4).
“Prisoners are protected under the Equal Protection Clause of the Fourteenth Amendment
from invidious discrimination based on race.” Wolff v. McDonnell, 418 U.S. 539, 556 (1974);
Henry v. Metro. Sewer Dist., 922 F.2d 332, 335 (6th Cir. 1990). “To state a claim under the Equal
Protection Clause, a § 1983 plaintiff must allege that a state actor intentionally discriminated
against the plaintiff because of membership in a protected class.” Henry, 922 F.2d at 335. The
Supreme Court has instructed that “[w]here the claim is invidious discrimination in contravention
of the First and Fifth Amendments, our decisions make clear that the plaintiff must plead and prove
5
that the defendant acted with discriminatory purposes.” Iqbal, 556 U.S. 662, 676. Thus,
“purposeful discrimination requires more than intent as volition or intent as awareness of
consequences. It instead involves a decisionmaker's undertaking a course of action because of, not
merely in spite of [the action's] adverse effects upon an identifiable group.” Id. at 676–77 (internal
punctuation and citations omitted).
Here, although the complaint generally alleges that Plaintiff believes Sergeant Singleton
discriminated against and singled Plaintiff out because of his race, the complaint does not include
any specific allegations as to what Sergeant Singleton did or did not do or what led Plaintiff to
believe Singleton’s actions were because of Plaintiff’s race.1 Plaintiff therefore fails to allege that
“a state actor intentionally discriminated against [him] because of membership in a protected
class.” Henry, 922 F.2d at 335. Consequently, Plaintiff’s equal protection claim under Section
1983 against Sergeant Singleton must be dismissed. See Payne v. Sec'y of Treas., 73 F. App’x
836, 837 (6th Cir. 2003) (affirming sua sponte dismissal of complaint pursuant to Fed. R. Civ. P.
8(a)(2) and stating, “[n]either this court nor the district court is required to create Payne's claim for
her”).
C. Deliberate Indifference to Medical Needs Claims
The complaint alleges that Plaintiff has not been treated for diagnosed Hepatitis C and
sleep apnea. The complaint also alleges that Plaintiff needs dentures and an appointment with the
eye doctor. (Doc. No. 1 at 13).
1 To support his race-based allegations, Plaintiff attached a “Level II-Title VI Coordinator’s Response and
Reasons” memo to his complaint. (Doc. No. 1 at 20). The memo states that, “[u]pon receipt and review of the Title
VI Grievance #341561, a determination was made that inmate Hailey’s (#516799) contention of a Title VI violation
could not be substantiated. Per the findings, inmate Hailey . . . fails to support his allegation of discriminatory treatment
based on the grounds of race, color, or national origin.” (Id.) Plaintiff’s specific allegations are not included in the
memo and do not inform the Court’s understanding of his race-based claim.
6
Failure to provide medical care, including mental health care, may give rise to a violation
of a prisoner’s rights under the Eighth Amendment. The United States Supreme Court has held
that deliberate indifference to serious medical needs of prisoners constitutes the unnecessary and
wanton infliction of pain proscribed by the Eighth Amendment. Estelle v. Gamble, 429 U.S. 97,
104 (1976); Brooks v. Celeste, 39 F.3d 125, 127 (6th Cir. 1994). A claim of deliberate indifference
to a prisoner’s medical needs under the Eighth Amendment has both an objective and subjective
component. Rouster v. Cnty. of Saginaw, 749 F.3d 437, 446 (6th Cir. 2014). A plaintiff satisfies
the objective component by alleging that the prisoner had a medical need that was “sufficiently
serious.” Id. (quoting Farmer v. Brennan, 511 U.S. 825, 834 (1994)). A plaintiff satisfies the
subjective component “by alleging facts which, if true, would show that the official being sued
subjectively perceived facts from which to infer substantial risk to the prisoner, that he did in fact
draw the inference, and that he then disregarded that risk.” Id.
Deliberate indifference “entails something more than mere negligence,” Farmer, 511 U.S.
at 835, but can be “satisfied by something less than acts or omissions for the very purpose of
causing harm or with knowledge that harm will result.” Id. Prison medical personnel may be
deliberately indifferent to a prisoner’s serious medical needs “in their response to a prisoner’s
needs” or lack thereof or by “interfer[ing] with treatment once prescribed.” Estelle, 429 U.S. at
104-05; see also Berryman v. Rieger, 150 F.3d 561, 566 (6th Cir. 1998) (quoting Boretti v.
Wiscomb, 930 F.2d 1150, 1154-55 (6th Cir. 1991) (a prisoner has a cause of action for deliberate
indifference if he “suffers pain needlessly when relief is readily available.”)).
The Sixth Circuit recognizes that “[d]ental needs fall into the category ‘of serious medical
needs’ because ‘[d]ental care is one of the most important needs of inmates.’” Flanory v. Bonn,
604 F.3d 249, 253 (6th Cir. 2010) (quoting McCarthy v. Place, 313 F. App’x 810, 814 (6th Cir.
7
2008)). With regard to dental problems, the Sixth Circuit has recognized that “‘[a] cognizable
claim regarding inadequate dental care, like one involving medical care, can be based on various
factors, such as the pain suffered by the plaintiff, the deterioration of the teeth due to a lack of
treatment, or the inability to engage in normal activities.’” McCarthy, 313 F. App’x at 814 (quoting
Chance v. Armstrong, 143 F.3d 698, 703 (2d Cir.1998)).
Here, the complaint fails to allege that Sergeant Singleton or Chief Ernest had any direct
role in decisions regarding Plaintiff’s medical or dental treatment. To the extent that Plaintiff seeks
to impose liability on either Defendant because of his or her supervisory position, “[g]overnment
officials may not be held liable for the unconstitutional conduct of their subordinates under a theory
of respondeat superior.” Iqbal, 556 U.S. 662, 676. “[A] plaintiff must plead that each
Government-official defendant, through the official's own official actions, violated the
Constitution.” Iqbal, 556 U.S. at 676. There must be a showing that the supervisor encouraged
the specific instance of misconduct or in some other way directly participated in it. At a minimum,
a Section 1983 plaintiff must show that a supervisory official at least implicitly authorized,
approved, or knowingly acquiesced in the unconstitutional conduct of the offending subordinates.
See Bellamy v. Bradley, 729 F.2d 416, 421 (6th Cir. 1984) (citation omitted).
The complaint does not allege that either Sergeant Singleton or Chief Ernest was directly
responsible for Plaintiff’s alleged lack of medical or dental treatment at the South Central
Correctional Facility, nor can any such allegations be liberally construed from the complaint.
Neither does the complaint allege that Sergeant Singleton or Chief Ernest implicitly authorized,
approved, or knowingly acquiesced in any unconstitutional conduct of another party. Because
Plaintiff’s allegations fail to show how either of these Defendants was personally involved in the
acts about which Plaintiff complains, the Court must dismiss these Section 1983 claims against
8
Sergeant Singleton and Chief Ernest in their individual capacities for failure to state claims upon
which relief can be granted. See Johnson v. Matauszak, No. 09-2259, 2011 WL 285251, at *5 (6th
Cir. Jan. 31, 2011) (affirming dismissal of pro se complaint for failure to comply with “unique
pleading requirements” and stating “a court cannot 'create a claim which [a plaintiff] has not
spelled out in his pleading”') (quoting Clark v. Nat'l Travelers Life Ins. Co., 518 F.2d 1167, 1169
(6th Cir. 1975)) (alteration in original).
The Court notes, however, that Hepatitis C constitutes a serious medical need. See
Rouster, 749 F.3d at 446; Vandiver v. Vasbinder, 416 F. App’x 560, 562-63 (6th Cir. 2011)
(referring to Hepatitis C as “a chronic and potentially fatal disease”) (citing Ibrahim v. District of
Columbia, 463 F.3d 3, 6-7 (D.C. Cir. 2006)). And, as noted above, under certain circumstances a
dental concern may constitute a serious medical need for Section 1983 purposes. Flanory, 604
F.3d at 253. Taking into consideration Plaintiff’s pro se status and the allegations of his complaint,
the Court will permit Plaintiff to amend his complaint, if desired, to more clearly articulate his
deliberate indifference to serious medical needs claim. For example, Plaintiff may be able to
identify the individual(s) who denied Plaintiff treatment for his serious medical needs. For those
reasons, this particular claim will be dismissed without prejudice.
D. Retaliation Claims
Next, the complaint alleges the following acts by Sergeant Singleton2 against Plaintiff in
retaliation for filing grievances: threating Plaintiff, harassing Plaintiff, unlawfully searching
Plaintiff’s cell, writing Plaintiff up for false disciplinary infractions, and threatening to send
Plaintiff “to compound from Annex” if Plaintiff filed more grievances. (Doc. No. 1 at 5, 26, 34).
2 There are no allegations in the complaint describing how a Core Civic policy is responsible in full
or in part for the alleged harm to Plaintiff caused by retaliatory acts.
9
A prisoner's claim that prison officials have retaliated against him for engaging in protected
conduct is grounded in the First Amendment. Thaddeus-X v. Blatter, 175 F.3d 378, 388 (6th Cir.
1999); Strader v. Cumberland Cty., No. 2:19-cv-00045, 2020 WL 291383, at *10 (M.D. Tenn.
Jan. 21, 2020). To establish a prima facie case of retaliation within the context of Section 1983, a
plaintiff must prove that: “(1) he engaged in protected conduct, (2) the defendant took an adverse
action that is capable of deterring a person of ‘ordinary firmness from continuing to engage in that
conduct,’ and (3) ‘the adverse action was motivated at least in part by the plaintiff’s protected
conduct.’” Hill, 630 F.3d 468, 472 (quoting Thaddeus-X, 175 F.3d 378, 394, 398). In Hill, the
Sixth Circuit reversed the district court’s dismissal of a First Amendment retaliation claim on
initial screening, emphasizing that the essential elements of such a claim are not overly difficult to
establish, “especially in light of the ‘indulgent treatment’ that ‘[c]ourts are instructed to give . . .
to the ‘inartfully pleaded’ allegations of pro se prison litigants.” Id. at 471 (quoting Pasley v.
Conerly, 345 F. App’x 981, 986 (6th Cir. 2009)). The Hill court noted that where the facts alleged
in the prisoner’s complaint are sufficient to support these elements, the claim should go forward
even though the inmate “fails to explicitly state that he is making a First Amendment retaliation
claim,” and fails to “make an effective argument for that claim in his . . . complaint.” Id.
With regard to Plaintiff’s allegation that Singleton threatened to move Plaintiff to the
compound/annex in retaliation for filing grievances, although the exercise of one’s First
Amendments rights is a protected act, the transfer of an inmate from one location within an
institution to another location is not an adverse act taken against him that would deter a person of
ordinary firmness from continuing to engage in that conduct. See Thaddeus-X, 175 F.3d at 388.
That is because inmates have no constitutional right to be confined in any particular prison, much
less to a particular unit or pod within a prison. Olim v. Wakinekona, 461 U.S. 238 (1983); Hewitt
10
v. Helms, 459 U.S. 460, 468 (1983) (superseded by statute on other grounds); Meachum v. Fano,
427 U.S. 215, 224 (1976); Beard v. Livesay, 798 F.2d 874, 876 (6th Cir. 1986).
Plaintiff’s other allegations of retaliation, however, are sufficient to state a nonfrivolous
claim of First Amendment retaliation. First, Plaintiff’s repeated complaints to prison officials and
attempts to file and pursue grievances are protected speech under the First Amendment. See Horn
v. Hunt, No. 2:15-cv-220, 2015 WL 5873290, at *5-6 (S.D. Ohio Oct. 8, 2015) (“[C]ourts have
recognized that an inmate’s exercise of First Amendment rights is not limited solely to filing
grievances or accessing the courts”; “[o]nce a prisoner makes clear his intention to resort to official
channels to seek a remedy for ill treatment by a prison employee, retaliation against the petitioner”
implicates First Amendment protections) (citing cases).
Second, the adverse actions of a baseless search and seizure and false disciplinary
infractions resulting in punishment would deter a person of ordinary firmness from continuing to
engage in the protected conduct. Indeed, Plaintiff alleges that Sergeant Singleton’s threat to “make
it living hell” for Plaintiff deterred him from filing a grievance after Sergeant Singleton searched
Plaintiff’s cell without cause. (Doc. No. 1 at 24). See Thaddeus-X, 175 F.3d at 398 (adverse action
“threshold is intended to weed out only inconsequential actions, and is not a means whereby solely
egregious retaliatory acts are allowed to proceed”). Finally, Plaintiff alleges that these punitive
actions were motivated by his protected conduct. See Hill, 630 F.3d at 475-76 (retaliatory motive
can be supported by circumstantial evidence including “the disparate treatment of similarly
situated individuals or the temporal proximity between the prisoner’s protected conduct and the
official’s adverse action”). Consequently, the Court finds that the complaint states a colorable First
Amendment retaliation claim under Section 1983 against Sergeant Singleton in his individual
capacity.
11
E. Harassment Claims
Plaintiff alleges that Sergeant Singleton lied about Plaintiff, “making up stories behind
Plaintiff’s back.” (Doc. No. 1 at 5, 26, 34). According to Plaintiff, Chief Ernest “ma[de] lies as
well.” (Id. at 5). According to Plaintiff, he notified Unit Manager Rhonda Staggs that Sergeant
Singleton was bothering him, and “Staggs said she may have to talk to her boss Chief of Unit
Manager Ernest about this problem.” (Id. at 29). The complaint labels Defendants’ actions as
described as “harassment.” (Id. at 4).
Allegations of verbal harassment or threats by prison officials toward an inmate do not
constitute punishment within the meaning of the Eighth Amendment. Ivey v. Wilson, 832 F.2d 950,
955 (6th Cir. 1987). Nor do allegations of verbal harassment rise to the level of unnecessary and
wanton infliction of pain proscribed by the Eighth Amendment. Id. Thus, Plaintiff's allegations
that Defendants harassed him by making up lies about him do not rise to a deprivation of
constitutional dimensions. See Ivey, 832 F.2d at 954-55; Stewart v. Campbell, No. 2:17-cv-192 ,
2019 WL 123365, at *3 (E.D. Tenn. Mar. 15, 2019) (dismissing prisoner’s Section 1983 claim that
“Defendant harassed and humiliated him by cursing at him, by calling him disrespectful and
derogatory names, and by telling him that she hoped he dies . . . because [t]hese allegations are
insufficient to state a claim upon which relief may be granted under § 1983.”). Accordingly,
Plaintiff's allegations fail to state an Eighth Amendment claim arising from Defendants’ alleged
harassment, and these claims will be dismissed.
12
F. Criminal Charges
The complaint also alleges that Sergeant Singleton and Chief Ernest committed acts of
harassment, retaliation, and intimidation against Plaintiff in violation of Tennessee law. (Doc. No.
1 at 4). The statutes on which Plaintiff relies are found in Title 39 of the Tennessee Code, which
sets forth criminal offenses in the state of Tennessee.
To the extent the complaint petitions the Court to initiate criminal prosecutions of
Defendants for violations of state law (Doc. No. 1 at 3), the “[a]uthority to initiate a criminal
complaint rests exclusively with state and federal prosecutors.” Tunne v. U.S. Postal Service, No.
5:08CV-189-R, 2010 WL 290512, at *1 (W.D. Ky. Jan. 21, 2010) (quoting Sahagian v. Dickey,
646 F. Supp. 1502, 1506 (W.D. Wis. 1986)). Private citizens have “no authority to initiate a federal
criminal prosecution of the defendants for their alleged unlawful acts.” Williams v. Luttrell, 99 F.
App’x 705, 707 (6th Cir. 2004). Thus, this Court is without jurisdiction to initiate any
investigations of alleged criminal activity upon request of Plaintiff.
G. Due Process Claims
The complaint alleges that Plaintiff was not permitted to attend “his hearing” and present
a witness on his behalf. (Doc. No. 1 at 34). The complaint does not provide any further details
regarding this allegation. Plaintiff also alleges that Sergeant Singleton did not follow TDOC
policies after an inmate assaulted Plaintiff.
“[P]rison disciplinary proceedings are not part of a criminal prosecution, and the full
panoply of rights due a defendant in such proceedings does not apply.” Wolff, 418 U.S. 539, 556
(citing Morrissey v. Brewer, 408 U.S. at 411, 480 (1972)). Inmates enjoy a narrow set of due
process rights when prison authorities institute disciplinary proceedings. See Cleavinger v. Saxner,
474 U.S. 193 (1985) (disciplinary board members protected by qualified immunity);
13
Superintendent v. Hill, 472 U.S. 445, 455–56 (1985) (disciplinary findings satisfy due process if
supported by any evidence, however meager); Ponte v. Real, 471 U.S. 491, 495–99 (1985)
(disciplinary board need not make contemporaneous record of reasons live witnesses for inmate
not allowed); Baxter v. Palmigiano, 425 U.S. 308, 319–323 (1976) (disciplinary board may draw
adverse inference from inmate's silence; inmate has no right to cross-examination); Wolff, 418 U.S.
539, 564–71 (defining scope of due process application to prison disciplinary hearings); Wolfel v.
Morris, 972 F.2d 712 (6th Cir.1992).
In Wolff v. McDonnell, the Supreme Court held that, when a prisoner is charged with a
disciplinary offense that may result in loss of good time credit, due process requires (i) written
notice of the charges at least twenty-four hours prior to the hearing; (ii) the opportunity to “call
witnesses and present documentary evidence in his defense when permitting him to do so will not
be unduly hazardous to institutional safety or correctional goals[;]” and (iii) a written statement by
the factfinders as to the evidence relied on and reasons for the disciplinary action. 418 U.S. 539,
563–64, 566. These protections are required only when a liberty interest is at stake. See, e.g.,
Sandin v. Conner, 515 U.S. 472, 486–87 (1995). “A prison disciplinary proceeding does not give
rise to a protected liberty interest unless the restrictions imposed constitute an ‘atypical and
significant hardship on the inmate in relation to the ordinary incidents of prison life.’” McMillan
v. Fielding, 136 F. App'x 818, 820 (6th Cir. 2005) (quoting Sandin, 515 U.S. at 484); see Upshaw
v. Jones, No. 14-2534-JDT-tmp, 2015 WL 348626, at *4 (W.D. Tenn. Jan. 26, 2015) (finding no
violation of inmate’s due process rights when corrections officer assigned inmate to segregation
as punishment prior to inmate’s disciplinary hearing).
Assuming that Plaintiff’s hearing-based claim concerns a disciplinary hearing, the
complaint does not identify what punishment Plaintiff received, or what consequences ensued, as
14
a result of the disciplinary hearing. The complaint sets forth no facts demonstrating that Plaintiff
had a liberty interest in the outcome of his disciplinary hearing, such as a loss of sentence credit.
The complaint provides no information whatsoever about the hearing Plaintiff received.
To the extent Plaintiff argues that he has the right to prove his innocence at a hearing, a
prison disciplinary infraction is not the equivalent of a state or federal criminal charge against
Plaintiff. “The constitutional adequacy of these [prison disciplinary] proceedings is not to be
measured by the requirements of a criminal prosecution, for the full panoply of procedural due
process rights do not apply to the administration of prison discipline.” Brooks v. Westbrooks, No.
3:17-cv-00686, 2017 WL 3868275, at *3 (M.D. Tenn. Sept. 5, 2017) (quoting Crafton v. Luttrell,
378 F. Supp. 521, 526 (M.D. Tenn. 1973) (citations omitted)).
To the extent that Plaintiff brings due process claims based on the failure of certain
Defendants to respond to Plaintiff’s grievances, a plaintiff cannot premise a Section 1983 claim
on allegations that the an institution’s grievance procedure was inadequate and/or unresponsive
because there is no inherent constitutional right to an effective grievance procedure in the first
place. See Hewitt v. Helms, 459 U.S. 460, 467 (1983), overruled in part on other grounds by
Sandin, 515 U.S. 472.
Furthermore, alleged violations of TDOC policies are not actionable under Section 1983.
See Rimmer-Bey v. Brown, 62 F.3d 789, 790-91 (6th Cir. 1995) (stating that, after Sandin, it became
clear that mandatory language in prison regulations does not create a liberty interest protected by
the due process clause); Upshaw v. Jones, No. 14-2534-JDT-tmp, 2015 WL 348626, at *4 (W.D.
Tenn. Jan. 26, 2015); Levine v. Torvik, 986 F.2d 1505, 1515 (6th Cir. 1993), overruled in part on
other grounds by Thompson v. Keohane, 516 U.S. 99, 111 (1995). Consequently, the Court finds
15
that the complaint fails to state Section 1983 due process claims arising from Plaintiff's
disciplinary hearing or any Defendants’ failure to follow TDOC or facility policies.
V. CONCLUSION
Having conducted the review required by the PLRA, the Court determines that the
complaint states a colorable First Amendment retaliation claim under Section 1983 against
Sergeant Singleton in his individual capacity. This claim may proceed for further development of
the record.
With respect to all other claims and Defendants, the complaint fails to state claims upon
which relief can be granted under Section 1983. Those claims and Defendants will be dismissed.
Provided however, the Court will permit Plaintiff to amend his complaint, if desired, to more
clearly articulate his deliberate indifference to serious medical needs claims; for example, Plaintiff
may be able to identify the individual(s) who denied Plaintiff treatment for his serious medical
needs.
An appropriate Order will be entered.
(on CAMPBELL, J
UNITED STATES DISTRICT JUDGE
16