providing that a court may not consider unsworn statements in evaluating a motion for summary judgment
How later courts described this case
- providing that a court may not consider unsworn statements in evaluating a motion for summary judgment
- providing a sworn complaint “carries the same weight” as an affidavit for purposes of summary judgment
- observing that if the non-moving party’s version of events “does not require such a suspension of reality that no reasonable juror could accept it . . . that is enough to allow a jury to hear the claim”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF TENNESSEE
AT GREENEVILLE
BILLY JOE TAYLOR, IV, )
)
Plaintiff, )
)
v. ) No. 2:22-CV-092-DCLC-CRW
)
TUCK KEENER, )
)
Defendant. )
MEMORANDUM AND ORDER
This is a prisoner’s pro se complaint for violation of 42 U.S.C. § 1983 that proceeded only
as to Plaintiff’s claim that Defendant Keener used excessive force against him in violation of his
Eighth Amendment rights [Doc. 4 p. 1, 3–5]. Now before the Court is Defendant Keener’s motion
for summary judgment [Doc. 24], in support of which he filed a memorandum [Doc. 25], a
statement of material facts [Doc. 26], and various exhibits [Doc. 24-1]. Also before the Court is
Defendant Keener’s motion to file a supplemental declaration in support of his motion for
summary judgment [Doc. 27] and a motion to file an exhibit under seal [Doc. 28]. Plaintiff did
not file a response in opposition to any of these motions, and his time for doing so has passed.
E.D. Tenn. L.R. 7.1(a). As such, Plaintiff waived any opposition to the motions. E.D. Tenn. LR
7.2.
For the reasons set forth below, Defendant Keener’s motion to file a supplemental
declaration in support of his motion for summary judgment [Doc. 27] will be GRANTED, and his
motion to file an exhibit under seal [Doc. 28] will be DENIED. Also, as the undisputed evidence
in the record establishes that Defendant Keener did not use excessive force against Plaintiff and
instead used de minimis force for legitimate penological reasons, his motion for summary
judgment [Doc. 24] will be GRANTED, and this action will be DISMISSED.
I. MOTION TO FILE SUPPLEMENTAL DECLARATION
For good cause shown therein and due to Plaintiff’s lack of any opposition, Defendant
Keener’s motion to file a supplemental declaration in support of his motion for summary judgment
[Doc. 27] is GRANTED.
II. MOTION TO SEAL
Defendant Keener also filed a motion requesting that the Court file Exhibit A to the
Declaration of Jonathan Higdon, which is the video footage of the incident underlying Plaintiff’s
complaint, under seal [Doc. 28 p. 1–2]. In support of this request, Defendant Keener refers to this
exhibit as security footage from inside of a Tennessee prison and relies on Tenn. Code Ann. § 10-
7-504, which protects certain government records from public disclosure [Id. at 2].
But Defendant Keener’s argument that this Court should allow him to file video footage of
the incident underlying Plaintiff’s complaint under seal because a Tennessee statute prevents
disclosure of such footage to the public [Id.] is misplaced. The state statutory provision upon
which Defendant Keener relies for this argument is part of Tennessee’s Public Records Act
(“TPRA”), which serves “a noble and worthwhile purpose by providing a tool to hold government
officials and agencies accountable to the citizens of Tennessee through oversight in government
activities” by creating a “presumption of openness for government records.” Tennessean v. Metro.
Gov’t of Nashville, 485 S.W.3d 857, 864 (Tenn. 2016). But despite this presumption of openness,
the statute sets forth “numerous statutory exceptions to disclosure” for certain records. Id. at 865.
Defendant Keener asserts that because the video footage of the incident underlying Plaintiff’s
complaint falls under one of those exceptions to public disclosure, the Court should allow him to
file that footage under seal [Id.].
Although the Court agrees with Defendant Keener that the video footage at issue would
not be subject to public disclosure under the TPRA, this is not a TPRA action. Instead, this is a
federal action for relief under § 1983 governed by federal law. Thus, the relevant question before
the Court is whether Defendant Keener has met his burden under federal law to show that he should
be allowed to file the video footage under seal. Garton v. Crouch, No. 3:21-CV-338, 2023 WL
2287637, at *3 (M.D. Tenn. Feb. 28, 2023) (noting that while the defendants argued that the TPRA
provided good cause for the federal district court to enter a protective order, Rule 26(c) of the
Federal Rules of Civil Procedure provided the applicable standard for the court’s determination of
whether entry of the protective order was appropriate).
The Sixth Circuit has recognized a “‘strong presumption in favor of openness’” of court
records. Shane Group, Inc. v. Blue Cross Blue Shield of Mich., 825 F.3d 299, 305 (6th Cir. 2016)
(quoting Brown & Williamson Tobacco Corp. v. F.T.C., 710 F.2d 1165, 1180 (6th Cir.
1983)). The party seeking to seal court records therefore bears a “heavy” burden to overcome this
presumption, and “‘[o]nly the most compelling reasons can justify non-disclosure of judicial
records.’” Id. at 305 (quoting In re Knoxville News-Sentinel Co., 723 F.2d 470, 476 (6th Cir.
1983)). Compelling reasons for sealing include “certain privacy rights of participants or third
parties, trade secrets, and national security.” Brown, 710 F.2d at 1179. The party seeking to seal
the records must show that it will suffer a “clearly defined and serious injury” if the judicial records
are not sealed. Shane Grp. Inc., 825 F.3d at 307.
In support of his motion to seal this video footage, Defendant Keener states only that this
video “contains . . . security video footage depicting the inside [of] a Tennessee prison” and that it
is therefore “‘surveillance footage’ [that] is statutorily confidential pursuant to Tenn. Code Ann. §
10-7-504(a)(8) and (m)(1) . . . .” [Id.]. But these general statements do not allege or demonstrate
that Defendant Keener or any other person or entity will suffer an injury if the video footage is not
sealed, nor do they present any other compelling reason for the Court to seal the video footage.
Thus, Defendant Keener’s motion to seal the video footage [Id.] is DENIED.
III. SUMMARY JUDGMENT
A. Standard
Rule 56(a) of the Federal Rules of Civil Procedure provides that “[t]he court shall grant
summary judgment if the movant shows that there is no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law.” In ruling on a motion for summary
judgment, the court must draw all reasonable inferences in favor of the nonmoving party. McLean
v. 988011 Ontario Ltd., 224 F.3d 797, 800 (6th Cir. 2000). As such, the moving party has the
burden of conclusively showing the lack of any genuine issue of material fact. Smith v. Hudson,
600 F.2d 60, 63 (6th Cir. 1979). To successfully oppose a motion for summary judgment, “the
non-moving party . . . must present sufficient evidence from which a jury could reasonably find
for him.” Jones v. Muskegon Cnty., 625 F.3d 935, 940 (6th Cir. 2010).
“When opposing parties tell two different stories, one of which is blatantly contradicted by
the record, so that no reasonable jury could believe it, a court should not adopt that version of the
facts for the purposes of ruling on a motion for summary judgment.” Scott v. Harris, 550 U.S.
372, 380 (2007). “The blatantly contradictory standard is a difficult one to meet and requires
opposing evidence that is largely irrefutable[.]” Amerson v. Waterford Twp., 562 F. App’x 484,
489 (6th Cir. 2014); see also Jones v. Garcia, 345 F. App’x 987, 990 (6th Cir. 2009) (observing
that if the non-moving party’s version of events “does not require such a suspension of reality that
no reasonable juror could accept it . . . that is enough to allow a jury to hear the claim”). Objective
evidence, such as video footage, can satisfy this standard. See Scott, 550 U.S. at 380–81 (finding
that unambiguous video footage blatantly contradicted the plaintiff’s account).
A district court cannot grant summary judgment because the adverse party did not respond
but instead must, at a minimum, ensure the movant has met its burden. Stough v. Mayville Cmty.
Sch., 138 F.3d 612, 614 (6th Cir. 1998). In doing so, the court “must not overlook the possibility
of evidentiary misstatements presented by the moving party.” Guarino v. Brookfield Twp. Trs.,
980 F.2d 399, 407 (6th Cir. 1992).
B. Plaintiff’s Proof
First, Plaintiff’s complaint is sworn [Doc. 2 p. 6]. Thus, the Court considers it an affidavit
for purposes of summary judgment. El Bey v. Roop, 530 F.3d 407, 414 (6th Cir. 2008) (providing
a sworn complaint “carries the same weight” as an affidavit for purposes of summary judgment);
Dole v. Elliot Travel & Tours, Inc., 942 F.2d 962, 968–69 (6th Cir. 1991) (providing that a court
may not consider unsworn statements in evaluating a motion for summary judgment). But, as set
forth above, Plaintiff did not file a response in opposition to Defendant Keener’s summary
judgment filings. As such, the Court considers the factual allegations in those filings [Docs. 24-1,
26, 30] undisputed for purposes of summary judgment. Fed. R. Civ. P. 56(e)(2) (providing that
when “a party . . . fails to properly address another party’s assertion of fact,” a court can consider
the fact undisputed for purposes of summary judgment).
In his sworn complaint, Plaintiff alleges in relevant part that Defendant Keener
intentionally opened his cell door to allow another inmate to attack him [Doc. 2 p. 4]. Plaintiff
also asserts that, after his cell door was opened, Defendant Keener put his arm around Plaintiff’s
neck and choked Plaintiff while taking him to the floor [Id.]. Plaintiff claims that his back and
neck were injured in this incident [Id.].
C. Defendant Keener’s Proof
In his sworn declaration in support of his motion for summary judgment, Defendant Keener
first testifies in relevant part that cell doors can only be unlocked by a correctional officer in a
control room [Doc. 30-1 p. 1]. Defendant Keener further testifies that, in the incident underlying
Plaintiff’s complaint: (1) Defendant Keener did not open Plaintiff’s cell door or signal for the door
to be opened; (2) Defendant Keener was escorting a restrained inmate named Lavan Johnson when
Plaintiff’s cell door was opened by mistake, at which point Plaintiff came out of his cell and
approached Defendant Keener and Inmate Johnson; (3) Defendant Keener intercepted Plaintiff and
separated him from Inmate Johnson, who was restrained and unable to defend himself; (4) Plaintiff
continued to physically struggle with Defendant Keener and tried to pull away from Defendant
Keener to charge Inmate Johnson; (5) Defendant Keener therefore took Plaintiff to the ground in
order to gain control of Plaintiff in a manner that would allow Plaintiff to be restrained; (6) another
officer came to help Defendant Keener while Plaintiff was on the ground; and (7) once Plaintiff
was restrained, he was escorted out of the unit [Id. at 1–2]. Defendant Keener additionally testifies
that he did not hit Plaintiff or render him unconscious during this incident, and that he did not
escort Inmate Johnson to Plaintiff’s cell for purposes of instigating an altercation [Id. at 2].
Notably, Defendant Keener filed video footage of the incident underlying Plaintiff’s complaint
that fully supports Defendant Keener’s version of the events underlying the complaint [Doc. 29].
Also in support of his motion for summary judgment, Defendant Keener presents proof
that Plaintiff (1) had no visible marks and (2) refused medical care after the incident in his
complaint [Doc. 24-1 p. 2, 5]. Defendant Keener also filed pictures of Plaintiff from after the
incident in the complaint that show that Plaintiff had no visible injuries [Id. at 2, 7–9].
D. Analysis
“[T]he unnecessary and wanton infliction of pain” violates the Eighth Amendment’s
prohibition against cruel and unusual punishment. Whitley v. Abers, 475 U.S. 312, 319
(1986); Hudson v. McMillan, 503 U.S. 1, 8 (1992). Where a prisoner alleges that an official used
excessive force against him, a court must examine two issues to determine whether the force
violated the Eighth Amendment: (1) “whether force was applied in a good faith effort to maintain
and restore discipline or maliciously and sadistically for the very purpose of causing harm[,]”
which is known as the subjective component; and (2) whether the conduct, in context, is sufficient
serious to offend “contemporary standards of decency[,]” which is known as the objective
component. Hudson, 503 U.S. at 6, 9.
In examining the subjective component, the court considers the need for the use of force,
the relationship between the need for force and the force used, the threat the official reasonably
perceived, and the extent of the injury. Hudson, 503 U.S. at 7. To satisfy the objective component,
a prisoner does not have to incur a serious injury, but the extent of the injury may be probative of
whether the force was plausibly “thought necessary” in the situation. Wilkins v. Gaddy, 559 U.S.
34, 37 (2010).
“[N]ot every malevolent touch by a prison guard” creates a federal claim, and de
minimis uses of force that are not repugnant to the conscience do not violate the Eighth
Amendment. Id. (quoting Hudson, 503 U.S. at 9). And a good faith use of force in pursuit of a
valid penological objective will rarely, if ever, violate the Eighth Amendment. Whitley, 475 U.S.
at 319–20; Rhodes v. Chapman, 452 U.S. 337, 346 (1981).
First, Defendant Keener has set forth undisputed proof that he did not open Plaintiff’s cell
door or cause that door to be opened. While Plaintiff alleges in his sworn complaint that Defendant
Keener purposely opened his cell door for the purposes of allowing an inmate to attack Plaintiff
[Doc. 2 p. 4], Plaintiff presents no facts to support this conclusory assertion, nor does he set forth
facts suggesting that he has personal knowledge that Defendant Keener was personally involved
in opening his cell door for this purpose [Id.]. And statements outside of Plaintiff’s personal
knowledge do not create a genuine issue of material fact that would preclude summary
judgment. Ondo v. City of Cleveland, 795 F.3d 597, 604–05 (6th Cir. 2015) (citations omitted).
Moreover, the video footage of the incident underlying Plaintiff’s complaint blatantly contradicts
Plaintiff’s assertion that Defendant Keener brought an inmate to Plaintiff’s cell to attack him, as it
shows that Inmate Johnson was restrained, and that when Plaintiff came out of his cell unrestrained
right as Defendant Keener and Inmate Johnson passed in front of his cell, Plaintiff attempted to
approach Inmate Johnson in an aggressive manner while Inmate Johnson backed away [Doc. 29].
Accordingly, the Court finds that the undisputed proof establishes that Defendant Keener did not
open Plaintiff’s cell door or bring Inmate Johnson to Plaintiff’s cell to instigate an altercation
between Plaintiff and Inmate Johnson.
Additionally, Defendant Keener has presented undisputed proof that the force he used
against Plaintiff after Plaintiff came out of his cell unrestrained was in pursuit of a valid
penological objective [Doc. 30-1 p. 2–3]. Specifically, Defendant Keener has set forth proof that
the force he used to restrain Plaintiff was intended to regain control over Plaintiff and prevent
Plaintiff from harming Inmate Johnson, who was restrained in a manner that prevented him from
defending himself [Doc. 30-1 p. 2–3]. The video footage of the incident underlying Plaintiff’s
complaint fully supports Defendant Keener’s version of this incident [Doc. 29]. Moreover,
Defendant Keener has also set forth undisputed evidence that Plaintiff showed no injuries and
refused medical care after the use of force incident underlying his complaint [Doc. 24-1 p. 2, 5, 7–
9].
Thus, in light of Plaintiff’s aggression towards Inmate Johnson and resistance to Defendant
Keener’s attempts to restrain him from reaching Inmate Johnson, both of which are readily
apparent in the video of the incident [Doc. 29], as well as the evidence that Plaintiff suffered no
noticeable injury and refused medical care after the use of force event [Doc. 24-1 p. 2, 5, 7–9], the
Court finds that Defendant Keener has established that the force he used against Plaintiff in the
incident underlying the complaint was de minimis and would not be repugnant to society.
Moreover, as set forth above, Plaintiff has not responded to Defendant Keener’s summary
judgment motion or set forth admissible evidence from which a reasonable juror could find that
Defendant Keener used excessive force against him or otherwise violated the Eighth Amendment.
And the Supreme Court has found that “the plain language of Rule 56(c) mandates the entry of
summary judgment, after adequate time for discovery and upon motion, against a party who fails
to make a showing sufficient to establish the existence of an element essential to that party’s case,
and on which that party will bear the burden of proof at trial.” Celotex Corp. v. Catrett, 477 U.S.
317, 322 (1986).
Accordingly, Defendant Keener is entitled to summary judgment.
III. CONCLUSION
For the foregoing reasons:
1. Defendant Keener’s motion to file a supplemental declaration in support of his motion
for summary judgment [Doc. 27] is GRANTED;
2. Defendant Keener’s a motion to file an exhibit under seal [Doc. 28] is DENIED;
3. Defendant Keener’s motion for summary judgment [Doc. 24] will be GRANTED;
4. This action will be DISMISSED; and
5. The Court CERTIFIES that any appeal from this decision would not be taken in good
faith. As such, this Court will DENY Plaintiff leave to proceed in forma pauperis on
any subsequent appeal.
AN APPROPRIATE JUDGMENT ORDER WILL ENTER.
ENTER:
s/Clifton L. Corker
United States District Judge