Opinion

Taylor v. Siems

Court
District Court, E.D. Tennessee
Filed
Mar 4, 2024
Cited by
0 cases
Authority
More cited than 29.6%

providing that a court may not consider unsworn statements in evaluating a motion for summary judgment

How later courts described this case

  • providing that a court may not consider unsworn statements in evaluating a motion for summary judgment
  • providing a sworn complaint “carries the same weight” as an affidavit for purposes of summary judgment
  • observing that if the non-moving party’s version of events “does not require such a suspension of reality that no reasonable juror could accept it . . . that is enough to allow a jury to hear the claim”

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

EASTERN DISTRICT OF TENNESSEE

AT GREENEVILLE

BILLY JOE TAYLOR, IV, )

)

Plaintiff, )

)

v. ) No. 2:22-CV-092-DCLC-CRW

)

TUCK KEENER, )

)

Defendant. )

MEMORANDUM AND ORDER

This is a prisoner’s pro se complaint for violation of 42 U.S.C. § 1983 that proceeded only

as to Plaintiff’s claim that Defendant Keener used excessive force against him in violation of his

Eighth Amendment rights [Doc. 4 p. 1, 3–5]. Now before the Court is Defendant Keener’s motion

for summary judgment [Doc. 24], in support of which he filed a memorandum [Doc. 25], a

statement of material facts [Doc. 26], and various exhibits [Doc. 24-1]. Also before the Court is

Defendant Keener’s motion to file a supplemental declaration in support of his motion for

summary judgment [Doc. 27] and a motion to file an exhibit under seal [Doc. 28]. Plaintiff did

not file a response in opposition to any of these motions, and his time for doing so has passed.

E.D. Tenn. L.R. 7.1(a). As such, Plaintiff waived any opposition to the motions. E.D. Tenn. LR

7.2.

For the reasons set forth below, Defendant Keener’s motion to file a supplemental

declaration in support of his motion for summary judgment [Doc. 27] will be GRANTED, and his

motion to file an exhibit under seal [Doc. 28] will be DENIED. Also, as the undisputed evidence

in the record establishes that Defendant Keener did not use excessive force against Plaintiff and

instead used de minimis force for legitimate penological reasons, his motion for summary

judgment [Doc. 24] will be GRANTED, and this action will be DISMISSED.

I. MOTION TO FILE SUPPLEMENTAL DECLARATION

For good cause shown therein and due to Plaintiff’s lack of any opposition, Defendant

Keener’s motion to file a supplemental declaration in support of his motion for summary judgment

[Doc. 27] is GRANTED.

II. MOTION TO SEAL

Defendant Keener also filed a motion requesting that the Court file Exhibit A to the

Declaration of Jonathan Higdon, which is the video footage of the incident underlying Plaintiff’s

complaint, under seal [Doc. 28 p. 1–2]. In support of this request, Defendant Keener refers to this

exhibit as security footage from inside of a Tennessee prison and relies on Tenn. Code Ann. § 10-

7-504, which protects certain government records from public disclosure [Id. at 2].

But Defendant Keener’s argument that this Court should allow him to file video footage of

the incident underlying Plaintiff’s complaint under seal because a Tennessee statute prevents

disclosure of such footage to the public [Id.] is misplaced. The state statutory provision upon

which Defendant Keener relies for this argument is part of Tennessee’s Public Records Act

(“TPRA”), which serves “a noble and worthwhile purpose by providing a tool to hold government

officials and agencies accountable to the citizens of Tennessee through oversight in government

activities” by creating a “presumption of openness for government records.” Tennessean v. Metro.

Gov’t of Nashville, 485 S.W.3d 857, 864 (Tenn. 2016). But despite this presumption of openness,

the statute sets forth “numerous statutory exceptions to disclosure” for certain records. Id. at 865.

Defendant Keener asserts that because the video footage of the incident underlying Plaintiff’s

complaint falls under one of those exceptions to public disclosure, the Court should allow him to

file that footage under seal [Id.].

Although the Court agrees with Defendant Keener that the video footage at issue would

not be subject to public disclosure under the TPRA, this is not a TPRA action. Instead, this is a

federal action for relief under § 1983 governed by federal law. Thus, the relevant question before

the Court is whether Defendant Keener has met his burden under federal law to show that he should

be allowed to file the video footage under seal. Garton v. Crouch, No. 3:21-CV-338, 2023 WL

2287637, at *3 (M.D. Tenn. Feb. 28, 2023) (noting that while the defendants argued that the TPRA

provided good cause for the federal district court to enter a protective order, Rule 26(c) of the

Federal Rules of Civil Procedure provided the applicable standard for the court’s determination of

whether entry of the protective order was appropriate).

The Sixth Circuit has recognized a “‘strong presumption in favor of openness’” of court

records. Shane Group, Inc. v. Blue Cross Blue Shield of Mich., 825 F.3d 299, 305 (6th Cir. 2016)

(quoting Brown & Williamson Tobacco Corp. v. F.T.C., 710 F.2d 1165, 1180 (6th Cir.

1983)). The party seeking to seal court records therefore bears a “heavy” burden to overcome this

presumption, and “‘[o]nly the most compelling reasons can justify non-disclosure of judicial

records.’” Id. at 305 (quoting In re Knoxville News-Sentinel Co., 723 F.2d 470, 476 (6th Cir.

1983)). Compelling reasons for sealing include “certain privacy rights of participants or third

parties, trade secrets, and national security.” Brown, 710 F.2d at 1179. The party seeking to seal

the records must show that it will suffer a “clearly defined and serious injury” if the judicial records

are not sealed. Shane Grp. Inc., 825 F.3d at 307.

In support of his motion to seal this video footage, Defendant Keener states only that this

video “contains . . . security video footage depicting the inside [of] a Tennessee prison” and that it

is therefore “‘surveillance footage’ [that] is statutorily confidential pursuant to Tenn. Code Ann. §

10-7-504(a)(8) and (m)(1) . . . .” [Id.]. But these general statements do not allege or demonstrate

that Defendant Keener or any other person or entity will suffer an injury if the video footage is not

sealed, nor do they present any other compelling reason for the Court to seal the video footage.

Thus, Defendant Keener’s motion to seal the video footage [Id.] is DENIED.

III. SUMMARY JUDGMENT

A. Standard

Rule 56(a) of the Federal Rules of Civil Procedure provides that “[t]he court shall grant

summary judgment if the movant shows that there is no genuine dispute as to any material fact and

the movant is entitled to judgment as a matter of law.” In ruling on a motion for summary

judgment, the court must draw all reasonable inferences in favor of the nonmoving party. McLean

v. 988011 Ontario Ltd., 224 F.3d 797, 800 (6th Cir. 2000). As such, the moving party has the

burden of conclusively showing the lack of any genuine issue of material fact. Smith v. Hudson,

600 F.2d 60, 63 (6th Cir. 1979). To successfully oppose a motion for summary judgment, “the

non-moving party . . . must present sufficient evidence from which a jury could reasonably find

for him.” Jones v. Muskegon Cnty., 625 F.3d 935, 940 (6th Cir. 2010).

“When opposing parties tell two different stories, one of which is blatantly contradicted by

the record, so that no reasonable jury could believe it, a court should not adopt that version of the

facts for the purposes of ruling on a motion for summary judgment.” Scott v. Harris, 550 U.S.

372, 380 (2007). “The blatantly contradictory standard is a difficult one to meet and requires

opposing evidence that is largely irrefutable[.]” Amerson v. Waterford Twp., 562 F. App’x 484,

489 (6th Cir. 2014); see also Jones v. Garcia, 345 F. App’x 987, 990 (6th Cir. 2009) (observing

that if the non-moving party’s version of events “does not require such a suspension of reality that

no reasonable juror could accept it . . . that is enough to allow a jury to hear the claim”). Objective

evidence, such as video footage, can satisfy this standard. See Scott, 550 U.S. at 380–81 (finding

that unambiguous video footage blatantly contradicted the plaintiff’s account).

A district court cannot grant summary judgment because the adverse party did not respond

but instead must, at a minimum, ensure the movant has met its burden. Stough v. Mayville Cmty.

Sch., 138 F.3d 612, 614 (6th Cir. 1998). In doing so, the court “must not overlook the possibility

of evidentiary misstatements presented by the moving party.” Guarino v. Brookfield Twp. Trs.,

980 F.2d 399, 407 (6th Cir. 1992).

B. Plaintiff’s Proof

First, Plaintiff’s complaint is sworn [Doc. 2 p. 6]. Thus, the Court considers it an affidavit

for purposes of summary judgment. El Bey v. Roop, 530 F.3d 407, 414 (6th Cir. 2008) (providing

a sworn complaint “carries the same weight” as an affidavit for purposes of summary judgment);

Dole v. Elliot Travel & Tours, Inc., 942 F.2d 962, 968–69 (6th Cir. 1991) (providing that a court

may not consider unsworn statements in evaluating a motion for summary judgment). But, as set

forth above, Plaintiff did not file a response in opposition to Defendant Keener’s summary

judgment filings. As such, the Court considers the factual allegations in those filings [Docs. 24-1,

26, 30] undisputed for purposes of summary judgment. Fed. R. Civ. P. 56(e)(2) (providing that

when “a party . . . fails to properly address another party’s assertion of fact,” a court can consider

the fact undisputed for purposes of summary judgment).

In his sworn complaint, Plaintiff alleges in relevant part that Defendant Keener

intentionally opened his cell door to allow another inmate to attack him [Doc. 2 p. 4]. Plaintiff

also asserts that, after his cell door was opened, Defendant Keener put his arm around Plaintiff’s

neck and choked Plaintiff while taking him to the floor [Id.]. Plaintiff claims that his back and

neck were injured in this incident [Id.].

C. Defendant Keener’s Proof

In his sworn declaration in support of his motion for summary judgment, Defendant Keener

first testifies in relevant part that cell doors can only be unlocked by a correctional officer in a

control room [Doc. 30-1 p. 1]. Defendant Keener further testifies that, in the incident underlying

Plaintiff’s complaint: (1) Defendant Keener did not open Plaintiff’s cell door or signal for the door

to be opened; (2) Defendant Keener was escorting a restrained inmate named Lavan Johnson when

Plaintiff’s cell door was opened by mistake, at which point Plaintiff came out of his cell and

approached Defendant Keener and Inmate Johnson; (3) Defendant Keener intercepted Plaintiff and

separated him from Inmate Johnson, who was restrained and unable to defend himself; (4) Plaintiff

continued to physically struggle with Defendant Keener and tried to pull away from Defendant

Keener to charge Inmate Johnson; (5) Defendant Keener therefore took Plaintiff to the ground in

order to gain control of Plaintiff in a manner that would allow Plaintiff to be restrained; (6) another

officer came to help Defendant Keener while Plaintiff was on the ground; and (7) once Plaintiff

was restrained, he was escorted out of the unit [Id. at 1–2]. Defendant Keener additionally testifies

that he did not hit Plaintiff or render him unconscious during this incident, and that he did not

escort Inmate Johnson to Plaintiff’s cell for purposes of instigating an altercation [Id. at 2].

Notably, Defendant Keener filed video footage of the incident underlying Plaintiff’s complaint

that fully supports Defendant Keener’s version of the events underlying the complaint [Doc. 29].

Also in support of his motion for summary judgment, Defendant Keener presents proof

that Plaintiff (1) had no visible marks and (2) refused medical care after the incident in his

complaint [Doc. 24-1 p. 2, 5]. Defendant Keener also filed pictures of Plaintiff from after the

incident in the complaint that show that Plaintiff had no visible injuries [Id. at 2, 7–9].

D. Analysis

“[T]he unnecessary and wanton infliction of pain” violates the Eighth Amendment’s

prohibition against cruel and unusual punishment. Whitley v. Abers, 475 U.S. 312, 319

(1986); Hudson v. McMillan, 503 U.S. 1, 8 (1992). Where a prisoner alleges that an official used

excessive force against him, a court must examine two issues to determine whether the force

violated the Eighth Amendment: (1) “whether force was applied in a good faith effort to maintain

and restore discipline or maliciously and sadistically for the very purpose of causing harm[,]”

which is known as the subjective component; and (2) whether the conduct, in context, is sufficient

serious to offend “contemporary standards of decency[,]” which is known as the objective

component. Hudson, 503 U.S. at 6, 9.

In examining the subjective component, the court considers the need for the use of force,

the relationship between the need for force and the force used, the threat the official reasonably

perceived, and the extent of the injury. Hudson, 503 U.S. at 7. To satisfy the objective component,

a prisoner does not have to incur a serious injury, but the extent of the injury may be probative of

whether the force was plausibly “thought necessary” in the situation. Wilkins v. Gaddy, 559 U.S.

34, 37 (2010).

“[N]ot every malevolent touch by a prison guard” creates a federal claim, and de

minimis uses of force that are not repugnant to the conscience do not violate the Eighth

Amendment. Id. (quoting Hudson, 503 U.S. at 9). And a good faith use of force in pursuit of a

valid penological objective will rarely, if ever, violate the Eighth Amendment. Whitley, 475 U.S.

at 319–20; Rhodes v. Chapman, 452 U.S. 337, 346 (1981).

First, Defendant Keener has set forth undisputed proof that he did not open Plaintiff’s cell

door or cause that door to be opened. While Plaintiff alleges in his sworn complaint that Defendant

Keener purposely opened his cell door for the purposes of allowing an inmate to attack Plaintiff

[Doc. 2 p. 4], Plaintiff presents no facts to support this conclusory assertion, nor does he set forth

facts suggesting that he has personal knowledge that Defendant Keener was personally involved

in opening his cell door for this purpose [Id.]. And statements outside of Plaintiff’s personal

knowledge do not create a genuine issue of material fact that would preclude summary

judgment. Ondo v. City of Cleveland, 795 F.3d 597, 604–05 (6th Cir. 2015) (citations omitted).

Moreover, the video footage of the incident underlying Plaintiff’s complaint blatantly contradicts

Plaintiff’s assertion that Defendant Keener brought an inmate to Plaintiff’s cell to attack him, as it

shows that Inmate Johnson was restrained, and that when Plaintiff came out of his cell unrestrained

right as Defendant Keener and Inmate Johnson passed in front of his cell, Plaintiff attempted to

approach Inmate Johnson in an aggressive manner while Inmate Johnson backed away [Doc. 29].

Accordingly, the Court finds that the undisputed proof establishes that Defendant Keener did not

open Plaintiff’s cell door or bring Inmate Johnson to Plaintiff’s cell to instigate an altercation

between Plaintiff and Inmate Johnson.

Additionally, Defendant Keener has presented undisputed proof that the force he used

against Plaintiff after Plaintiff came out of his cell unrestrained was in pursuit of a valid

penological objective [Doc. 30-1 p. 2–3]. Specifically, Defendant Keener has set forth proof that

the force he used to restrain Plaintiff was intended to regain control over Plaintiff and prevent

Plaintiff from harming Inmate Johnson, who was restrained in a manner that prevented him from

defending himself [Doc. 30-1 p. 2–3]. The video footage of the incident underlying Plaintiff’s

complaint fully supports Defendant Keener’s version of this incident [Doc. 29]. Moreover,

Defendant Keener has also set forth undisputed evidence that Plaintiff showed no injuries and

refused medical care after the use of force incident underlying his complaint [Doc. 24-1 p. 2, 5, 7–

9].

Thus, in light of Plaintiff’s aggression towards Inmate Johnson and resistance to Defendant

Keener’s attempts to restrain him from reaching Inmate Johnson, both of which are readily

apparent in the video of the incident [Doc. 29], as well as the evidence that Plaintiff suffered no

noticeable injury and refused medical care after the use of force event [Doc. 24-1 p. 2, 5, 7–9], the

Court finds that Defendant Keener has established that the force he used against Plaintiff in the

incident underlying the complaint was de minimis and would not be repugnant to society.

Moreover, as set forth above, Plaintiff has not responded to Defendant Keener’s summary

judgment motion or set forth admissible evidence from which a reasonable juror could find that

Defendant Keener used excessive force against him or otherwise violated the Eighth Amendment.

And the Supreme Court has found that “the plain language of Rule 56(c) mandates the entry of

summary judgment, after adequate time for discovery and upon motion, against a party who fails

to make a showing sufficient to establish the existence of an element essential to that party’s case,

and on which that party will bear the burden of proof at trial.” Celotex Corp. v. Catrett, 477 U.S.

317, 322 (1986).

Accordingly, Defendant Keener is entitled to summary judgment.

III. CONCLUSION

For the foregoing reasons:

1. Defendant Keener’s motion to file a supplemental declaration in support of his motion

for summary judgment [Doc. 27] is GRANTED;

2. Defendant Keener’s a motion to file an exhibit under seal [Doc. 28] is DENIED;

3. Defendant Keener’s motion for summary judgment [Doc. 24] will be GRANTED;

4. This action will be DISMISSED; and

5. The Court CERTIFIES that any appeal from this decision would not be taken in good

faith. As such, this Court will DENY Plaintiff leave to proceed in forma pauperis on

any subsequent appeal.

AN APPROPRIATE JUDGMENT ORDER WILL ENTER.

ENTER:

s/Clifton L. Corker

United States District Judge

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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