holding that a court may consider a “document integral to or explicitly relied upon in the complaint”
How later courts described this case
- holding that a court may consider a “document integral to or explicitly relied upon in the complaint”
- holding that a court may consider an “undisputedly authentic document that a defendant attaches as an exhibit to a motion to dismiss if the plaintiffs claims are based on the document|.]’”
- “[I]f none of the named plaintiffs purporting to represent a class establishes the requisite of a case or controversy with the defendants, none may seek relief on behalf of himself or any other member of the class.”
- “[A] plaintiff who lacks the personalized, redressable injury required for standing to assert claims on his own behalf would also lack standing to assert similar claims on behalf of a class.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
JOHN DOE(S) AND JANE DOE(S),
Plaintiff, Civil Action No. 2:22-cv-01736
Vv. Hon. William S. Stickman IV
PITTSBURGH REGIONAL TRANSIT,
Defendant.
MEMORANDUM OPINION
WILLIAM S. STICKMAN IV, United States District Judge
Plaintiffs filed an Amended Class Action Complaint (“Amended Complaint”) against
Defendant Pittsburgh Regional Transit (“PRT”) on behalf of themselves and all others similarly
situated, alleging that the implementation of PRT’s Covid-19 Mandatory Vaccination Policy
violated state and federal law. (ECF No. 14). Plaintiffs bring three claims under Title VII, 42
U.S.C. § 2000e, et seg., one for religious discrimination and failure to accommodate (Count J),
one for disparate treatment (Count HI), and one for wrongful termination (Count IV). Plaintiffs
also bring a claim for disability discrimination pursuant to the Americans with Disabilities Act
(“ADA”), 42 U.S.C. § 12111, et seg. (Count ID and a Pennsylvania common law claim for fraud
(Count V). Four motions are presently before the Court: PRT’s Motion to Strike and to Partially
Dismiss the Amended Complaint (ECF No. 15); Plaintiffs’ Motion to Proceed Using
Pseudonyms/Motion for Protective Order (ECF No. 17); Plaintiffs’ Motion for Oral Argument
(ECF No. 23); and Plaintiffs’ Motion to Allow Discovery Pending Partial 12(b)(6) (ECF No. 24).
For the reasons set forth below, PRT’s Motion to Strike and to Partially Dismiss the Amended
Complaint (ECF No. 15) will be granted in part and denied in part; Plaintiffs’ Motion to Proceed
Using Pseudonyms/Motion for Protective Order (ECF No. 17) will be denied; and Plaintiffs’
Motion for Oral Argument (ECF No. 23) and Plaintiffs’ Motion to Allow Discovery Pending
Partial 12(b)(6) (ECF No. 24) will both be denied as moot.
I. FACTUAL AND PROCEDURAL BACKGROUND
PRT is a Pennsylvania public authority responsible for providing public transportation in
Allegheny County. “Plaintiffs are employees or former employees of [PRT]” who worked as bus
drivers or maintenance workers. (ECF No. 14, § 16). In January of 2022, PRT informed
employees that it would institute a Covid-19 Mandatory Vaccination Policy (“Policy”), “requiring
all of its active employees to be and provide proof of being fully vaccinated (as defined herein) by
no later than midnight on March 15, 2022.” (ECF No. 15-1, p. 3). Prior to instituting its mandatory
vaccination policy, PRT adopted a policy that strongly encouraged, but did not require employees
to be fully vaccinated and had implemented safeguards such as masking, social distancing,
sanitizing, spit shields, increased ventilation on buses, and rules for seating, entering, and exiting
buses. Ud.); (ECF No. 14, § 42). The Policy warned that “[flailure to comply with this vaccination
mandate could result in disciplinary action up to and including termination[]” and that the United
States Food and Drug Administration (“FDA”) had issued Emergency Use Authorizations
(“EUA”) for the Pfizer, Moderna, and Johnson and Johnson Covid-19 vaccines. (/d.). The Policy
also stated that “[o]n August 23, 2021, the FDA provided full product approval for the Pfizer-
BioNTech COVID-19 Vaccine[]” and that “[i]t is anticipated that the FDA will provide full
product approval for the Moderna COVID-19 Vaccine and the Johnson and Johnson Vaccine at
some point in the future.” (d.).
On February 1, 2022, the day the policy took effect, PRT emailed a General Notice of the
Policy to all its employees. (/d. at 9-13). PRT also mailed a copy of the Policy and a notice letter
from PRT’s Chief Executive Officer (“CEO”), Katharine Kelleman (“Kelleman’), to each
employee. (/d. at 1-2). In her letter, Kelleman stated that “getting vaccinated will help stem the
further spread of COVID-19, and as new variants continue to emerge and cause further
‘breakthrough’ cases, help significantly reduce one’s risk of serious illness, hospitalization or
death if they contract COVID-19.” (Ud. at 14). The Policy has remained in place from February
1, 2022 to the present. (ECF No. 14, ¥ 34).
The Policy included the assurance that PRT “will consider medical and religious exemption
requests as required by applicable law[,]” and provided a link for employees to complete and
submit the relevant exemption request forms. (ECF No. 15-1, pp. 3, 4). According to the Amended
Complaint, the exemption forms provided by PRT “contained no ‘criteria,’ ‘evidence-based’ or
otherwise, to guide employees as to what information or ‘evidence’ [PRT] was seeking.” (ECF
No. 14, § 111). PRT established an exemption committee to review religious and medical
exemption requests. (id. §§ 19-21). The exemption committee was made up of PRT employees
Inez Colon (“Colon”), Eric Wells, Judy Kalnas, Donald Rivetti, and Michael Heidecamp. Ud. □□
20-21). According to Plaintiffs, hundreds of PRT employees submitted religious or medical
exemption requests and “[h]undreds of other Plaintiffs got the vaccination against their will
because they were not informed by [PRT] that they had the absolute right to accept or reject the
vaccination after being told of the risks and benefits.” Ud. 22, 23). Plaintiffs were among those
PRT employees who submitted religious or medical exemption requests in compliance “with all
of the requirements [PRT] established for seeking a religious exemption and/or medical exemption
from the Covid-19 vaccination policy.” Ud. 4 50).
According to the Amended Complaint, PRT “denied all or virtually all exemption requests
it received, regardless of merit.” (Ud. J 24). Plaintiffs claim that PRT issued blanket denials on a
“form denial letter,” each of which “was dated either February 22, 2022 or February 25, 2022” and
was signed by Colon. (/d.). Plaintiffs allege that PRT gave the same justification for all of its
denials of religious and medical exemption requests; that “adequate protections for your safety and
the safety of others cannot be provided reasonably and without undue hardship.” (/d. {J 24-25,
30). Aside from these denial letters, Plaintiffs claim that PRT “never once engaged in the
interactive process with any person to discuss reasonable accommodations.” (Ud. § 24). In denying
Plaintiffs’ requests for religious exemptions, PRT did not challenge the sincerity of Plaintiffs’
religious beliefs. (id. J 61). For the exemptions that PRT did grant, it did not “state whether the
exemption was granted as a religious exemption or a medical exemption.” (Ud. J 27).
Plaintiffs allege that PRT predetermined which employees’ exemption requests would be
granted based on their job title and importance to PRT’s continued operations, “regardless of
whether they even submitted an exemption request and regardless of the merit of their exemption.”
(Id. § 39). According to the Amended Complaint, PRT “never intended to grant any of [Plaintiffs’ |
exemption requests to begin with, and [PRT’s] entire exemption process was a sham.” (/d. § 113).
Based on this claim, Plaintiffs initiated this lawsuit against PRT on behalf of themselves and others
similarly situated.
Plaintiffs claim “that approximately 700+ employees may fall into the class of Plaintiffs
wronged by [PRT’s] discriminatory policies.” Ud. § 126). Plaintiffs’ proposed Class consists of:
All current and former [PRT] employees who sought a religious and/or medical
exemption and accommodation to [PRT’s] Covid-19 vaccination policy and were
denied. In addition, Plaintiffs seek to represent all Plaintiffs who got the vaccination
because they believed they had no choice under Federal law to accept or reject the
vaccination without consequence.
(Ud. 117). Plaintiffs divide this class into three subclasses: (1) the Terminated Class; (2) the
Coerced Class; and (3) the Lack of Informed Consent Class. (/d. J 118).
The Terminated Class includes PRT “employees who requested but were denied religious
and/or medical accommodation to [PRT’s] Covid-19 vaccination policy, and were terminated for
their non-compliance with [PRT’s] Covid-19 vaccination policy[.]” Ud.). The Terminated Class
includes John Doe 1 and John Doe 2, who “brought this action using the pseudonymous Plaintiff
designation to protect their privacy interest in bodily autonomy, and the concealment of health
information.” (Id. § 7). John Doe 1 worked as a shifter for PRT for twenty years. (Ud. § 59).
When PRT instituted its mandatory vaccination policy, John Doe 1 submitted a religious
exemption request, which PRT denied. (/d.). John Doe 1 was ultimately fired for refusing to get
the vaccine. (Ud). John Doe 2 worked for PRT as a bus operator and suffered from “severe
anaphylaxis.” (/d. J 60). Because of this, John Doe 2’s doctor advised against him getting the
Covid-19 vaccine. (/d.). On the advice of his doctor, John Doe 2 submitted a medical exemption
request, which PRT denied. (/d.). After his exemption request was denied, John Doe 2 attempted
to get the vaccine at a Rite-Aid, but, when informed of his anaphylaxis, Rite-Aid refused to give
him the vaccine. Ud.). John Doe 2 then asked if PRT, or the doctor used by PRT to review medical
exemption requests, would administer the vaccine to him. (/d.). PRT refused and John Doe 2 was
terminated for not getting the vaccine. (/d.).
The second subclass—the Coerced Class—includes “[c]urrent or former [PRT] employees
who were threatened with termination because of their Covid-19 vaccination status but ultimately
complied with [PRT’s] vaccination policy under coercion and duress in conflict with their
sincerely held religious beliefs and/or medical exemptions[.]” (Ud. 118). The final subclass—
the Lack of Informed Consent Class—includes “[c]urrent or former [PRT] employees who got the
vaccination without informed consent because the available vaccination[s] were all under EUA
status and could not be mandated without informed consent.” (/d.).
I. LEGAL STANDARD
A motion to dismiss filed under Federal Rule of Civil Procedure (“Rule”) 12(b)(6) tests the
legal sufficiency of the complaint. Kost v. Kozakiewicz, | F.3d 176, 183 (3d Cir. 1993). A plaintiff
must allege sufficient facts that, if accepted as true, state a claim for relief plausible on its face.
See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007); see also Ashcroft v. Iqbal, 556 US.
662, 678 (2009). A court must accept all well-pleaded factual allegations as true and view them
in the light most favorable to a plaintiff. See Doe v. Princeton Univ., 30 F.4th 335, 340 (3d Cir.
2022); see also Fowler v. UPMC Shadyside, 578 F.3d 203, 210 Gd Cir. 2009). Although a court
must accept the allegations in the complaint as true, it is “not compelled to accept unsupported
conclusions and unwarranted inferences, or a legal conclusion couched as a factual allegation.”
Baraka v. McGreevey, 481 F.3d 187, 195 Gd Cir. 2007) (citations omitted).
The “plausibility” standard required for a complaint to survive a motion to dismiss is not
akin to a “probability” requirement but asks for more than sheer “possibility.” Jgbal, 556 U.S. at
678 (citing Twombly, 550 U.S. at 556). In other words, the complaint’s factual allegations must
be enough to raise a right to relief above the speculative level, on the assumption that all the
allegations are true even if doubtful in fact. Twombly, 550 U.S. at 555. Facial plausibility is
present when a plaintiff pleads factual content that allows the court to draw the reasonable
inference that a defendant is liable for the misconduct alleged. Iqbal, 556 U.S. at 678. Even if the
complaint’s well-pleaded facts lead to a plausible inference, that inference alone will not entitle a
plaintiff to relief. Jd at 682. The complaint must support the inference with facts to plausibly
justify that inferential leap. Jd.
Generally, a court may not consider an extraneous document when reviewing a motion to
dismiss. In re Burlington Coat Factory Sec. Litig., 114 F.3d 1410, 1426 (d Cir. 1997). If parties
present matters outside the pleadings and the court does not exclude them, the motion must be
converted to a motion for summary judgment. See Fed. R. Civ. P. 12(d). When reviewing the
sufficiency of a complaint, however, a court may consider attachments to it without converting the
motion into one for summary judgment if they are integral to the allegations in the complaint and
are authentic. See In re Burlington, 114 F.3d at 1426 (holding that a court may consider a
“document integral to or explicitly relied upon in the complaint”); Fallon v. Mercy Cath. Med. Ctr.
of Se. Pa., 877 F.3d 487, 493 (3d Cir. 2017) (same); ALA, Inc. v. CCAIR, Inc., 29 F.3d 855, 859
(3d Cir. 1994) (same); Fed. R. Civ. P. 10(c) (“A copy of a written instrument that is an exhibit to
a pleading is a part of the pleading for all purposes.”). PRT attached three documents to its motion
to dismiss: its Covid-19 Mandatory Vaccination Policy, a General Notice communicating the
Policy’s issuance, and a notice letter sent to employees from PRT’s CEO. (ECF No. 15-1).
Because these documents’ authenticity is not disputed and Plaintiffs’ claims are based on the
documents, the Court will consider them at the motion to dismiss stage. See Pension Ben. Guar.
Corp. v. White Consol. Indus., Inc., 998 F.2d 1192, 1196 (3d Cir. 1993) (holding that a court may
consider an “undisputedly authentic document that a defendant attaches as an exhibit to a motion
to dismiss if the plaintiffs claims are based on the document|.]’”).
Ill. ANALYSIS
A. PRT’s Partial Motion to Dismiss the Amended Complaint
1. Count I: Title VII Religious Discrimination — Failure to Accommodate
At Count I, Plaintiffs bring a religious discrimination claim under Title VI, alleging that
PRT “failed to provide Plaintiffs with religious exemptions and reasonable accommodations,
thereby discriminating against Plaintiffs because of their religious beliefs and/or medical
conditions.” (ECF No. 15, 7 148). To establish a claim for religious discrimination or failure to
accommodate under Title VII, an employee must show that “(1) he held a sincere religious belief
that conflicted with a job requirement, (2) he informed his employer of the conflict, and (3) he was
disciplined for failing to comply with the conflicting requirement.” Fallon, 877 F.3d at 490. If
the employee establishes these necessary elements, the employer must show that accommodations
for the employee’s religious belief could not have been made without the employer incurring an
undue hardship-—that is, without incurring “substantial increased costs in relation to the conduct
of its particular business.” Groffv. DeJoy, 143 8. Ct. 2279, 2297 (2023).
PRT does not dispute that Plaintiffs have sufficiently pled a religious discrimination claim
“with respect to John Doe [1], as to whom it may be inferred that he holds a sincere religious belief
that conflicted with the Covid-19 vaccine requirement, that he applied for an exemption on
religious grounds, which was denied, and that he was discharged.” (ECF No. 16, p. 10). PRT
argues, however, that Count I must be dismissed as it relates to all Plaintiffs who requested
exemptions based on an alleged medical condition or disability and did not seek an exemption on
religious grounds. (Ud). The Court agrees. The Plaintiffs who did not request a religious
exemption from PRT’s Policy—including John Doe 2 and those who requested medical
exemptions---have not sufficiently established that they had religious objections to being
vaccinated or that they informed PRT of those objections.
PRT also argues that Count I should be dismissed as it relates to the Plaintiffs who
ultimately complied with PRT’s vaccine requirement because they suffered no adverse
employment consequence as a result of PRT’s alleged discrimination. (Ud at 11). Indeed, to
establish a Title VII religious discrimination claim, the plaintiff must show that the employer’s
religious discrimination led to an adverse employment action-—-that is, led to injuries “with respect
to [their] compensation, terms, conditions, or privileges of employment,” or that it deprived them
“of employment opportunities or otherwise adversely affect[ed]” their status as employees. 42
U.S.C. §§ 2000e-2(a)(1), (2). □
The vaccinated Plaintiffs argue that being forced to take an unwanted vaccine to avoid
being fired constitutes an adverse employment action. (ECF No. 19, p. 10) (‘Forcing an
unwarranted, objectionable medical procedure on Plaintiffs as a condition of employment certainly
constitutes an adverse employment consequence.”). Put another way, Plaintiffs argue that PRT’s
refusal to make reasonable accommodations for employees who had religious objections to the
vaccine constitutes an adverse employment action. (ECF No. 14, § 148). According to the
Amended Complaint, the Plaintiffs who received the vaccine suffered the mental anguish of being
coerced into violating their religious beliefs and incurred an “increased risk for death, blood clots,
heart attacks, strokes, myocarditis and other severe injuries or illnesses known and unknown that
are now being attributed to the vaccine.” (/d. 66, 153). While such injuries may exist, they are
not related to Plaintiffs’ “compensation, terms, conditions, or privileges of employment[.]” 42
U.S.C. § 2000e-2(a)(1). Thus, the vaccinated Plaintiffs have not established that they suffered an
“adverse employment action.”
Even if the vaccinated Plaintiffs could establish that they suffered an adverse employment
action, they lack standing to sue based on injuries—physical or emotional—that stem from
receiving the Covid-19 vaccine. To establish standing for a class action claim, at least one named.
plaintiff must show that: (1) he “suffered an injury in fact—an invasion of a legally protected
interest which was (a) concrete and particularized, and (b) actual or imminent, not conjectural or
hypothetical”; (2) that there is “a causal connection between the injury and the conduct complained
OQ
of’; and (3) that the injury is likely to “be redressed by a favorable decision.” Lujan v. Defenders
of Wildlife, 504 U.S. 555, 560-61 (1992). Here, neither named Plaintiff—John Doe 1 or John Doe
2—received the Covid-19 vaccine. (ECF No. 14, □□ 59, 60). Thus, neither named Plaintiff has
standing to sue based on alleged “medical battery” or based on an “increased risk for death, blood
clots, heart attacks, strokes, myocarditis and other severe injuries or illnesses known and
unknown” resulting from the Covid-19 vaccine. Ud. § 153). See Holmes vy. Pension Plan of
Bethlehem Steel Corp., 213 F.3d 124, 135 (3d Cir. 2000) (“[A] plaintiff who lacks the personalized,
redressable injury required for standing to assert claims on his own behalf would also lack standing
to assert similar claims on behalf of a class.”).
PRT’s motion to partially dismiss Count I will be granted as it relates to any Plaintiff who
did not submit a religious exemption request and any Plaintiff who received the Covid-19
vaccination. The remaining Plaintiffs—John Doe 1 and any other Plaintiff who submitted a
religious exemption request, had that request denied, and was ultimately terminated—have
sufficiently pled a claim for Title VII religious discrimination.
2. Count Il: ADA Disability Discrimination
At Count II, Plaintiffs bring a claim for disability discrimination under the ADA, alleging
that PRT wrongfully denied Plaintiffs’ medical exemption requests and ultimately terminated
Plaintiffs because they had medical conditions preventing them from receiving the Covid-19
vaccine. To establish an ADA disability discrimination claim, a plaintiff must show “(1) that he
is disabled within the meaning of the ADA, (2) that he is otherwise qualified for the job, with or
without reasonable accommodations, and (3) that he was subjected to an adverse employment
decision as a result of discrimination.” Sulima v. Tobyhanna Army Depot, 602 F.3d 177, 185 Gd
Cir. 2010). PRT does not dispute that Plaintiffs were “otherwise qualified for the job” or that the
1f\
terminated Plaintiffs suffered an adverse employment action as a result of being unvaccinated.
Rather, PRT moves to dismiss Plaintiffs’ ADA claim on the basis that “the Amended Complaint
does not adequately allege that any Plaintiff has a disability.” (ECF No. 16, p. 13). Plaintiffs argue
that PRT’s mandatory vaccination Policy rendered John Doe 2 and other employees who were
medically unable to get the vaccine “disabled” under the ADA’s definition. (ECF No. 19, p. 11)
(PRT’s “mandatory vaccination policy clearly makes an individual disabled by a medical condition
that prevents him getting the vaccine.”).
The ADA defines “disability” as ““a physical or mental impairment that substantially limits
one or more major life activities” of the allegedly disabled individual. 42 U.S.C. § 12102(1)(A).
John Doe 2 and other PRT employees who had a medical condition preventing them from getting
the vaccine (and were denied an exemption) were “substantially limited” from engaging in the
“major life activity” of working once PRT’s Policy was put in place. See id. § 12102 (2)(A)
(“[Mlajor life activities include, but are not limited to, caring for oneself, performing manual tasks,
seeing, hearing, eating, sleeping, walking, standing, lifting, bending, speaking, breathing, learning,
reading, concentrating, thinking, communicating, and working.”). The issue, then, is whether the
Amended Complaint contains sufficient factual allegations to establish that these limitations were
caused by “a physical or mental impairment[.]” Jd. § 12102(1)(A).
Under the ADA, an “impairment” is “[a]ny physiological disorder or condition, cosmetic
disfigurement, or anatomical loss affecting one or more body systems, such as neurological,
musculoskeletal, special sense organs, respiratory (including speech organs), cardiovascular,
reproductive, digestive, genitourinary, immune, circulatory, hemic, lymphatic, skin, and
endocrine[.]” 29 C.F.R. § 1630.2(h)(1). Medical conditions that prevented Plaintiffs from
receiving the Covid-19 vaccine fit within this definition of impairment. They are “physiological
11
disorder[s] or condition[s] . . . affecting one or more body systems,” namely the immune system.
Id. Aside from John Doe 2’s anaphylaxis, the Amended Complaint does not contain information
relating to any of the other Plaintiffs’ specific medical conditions that prevented them from getting
the Covid-19 vaccine but does state that Plaintiffs provided PRT with “medical documentation
from their personal physicians who advised against the vaccination for fear of severe reactions
and/or death.” (ECF No. 14, 49). See also (ECF No. 14, §§ 16, 68, 161). Plaintiffs will ultimately
be required to provide details relating to their specific diagnoses and medical conditions; the
substance of the documents submitted to PRT; and the medical basis for their physicians’ advice
against being vaccinated. At this stage, however, the allegations contained in the Amended
Complaint—when accepted as true and viewed in the light most favorable to the Plaintiffs—
support a reasonable inference that these Plaintiffs were not able to get the Covid-19 because of a
“physical or mental impairment.”
As it relates specifically to John Doe 2, PRT argues that his anaphylaxis—an allergy that
prevented him from getting the vaccine—is not a disability under the ADA. A “permanent,
chronic, and severe allergy” can be considered a disability under the ADA. Slade v. Hershey Co.,
No. 1:09CV00541, 2011 WL 3159164, at *4 (M.D. Pa. July 26, 2011). PRT argues that the
Amended Complaint contains no allegations relating to the permanence of John Doe 2’s
anaphylaxis or the frequency of his reactions and that “[t]here was no allegation of facts that would
show it was other than transitory and minor.” (ECF No. 16, p. 13). In the context of this case—
where the concern was about a specific allergic reaction to a specific vaccine that was required by
a specific date—permanence and frequency are less relevant than the severity of the possible
reaction to the mandated vaccine. Plaintiffs allege that John Doe 2’s anaphylaxis was “severe”
and that his doctor warned that a reaction from the Covid-19 vaccine could kill him. (ECF No. 14,
{ 60). Plaintiffs also claim that Rite-Aid refused to give John Doe 2 the Covid-19 vaccine when
informed of his anaphylaxis and that PRT denied John Doe 2’s request to have the doctor used by
PRT to review medical exemption requests administer the vaccine. (/d.). These facts are sufficient
to establish that John Doe 2’s anaphylaxis was severe.
Cases deciding whether an allergy is a disability usually hinge on whether the allergic
reaction is avoidable or whether the employee’s allergy substantially limits him from engaging in
major life activity. See Slade, No. 1:09CV00541, 2011 WL 3159164, at *4 (“[C]ourts repeatedly
find no disability where plaintiff suffers an avoidable allergic reaction.”); Gallagher v. Sunrise
Assisted Living of Haverford, 268 F. Supp. 2d 436, 441 (E.D. Pa. 2003) (holding that plaintiffs
allergy was not a disability because “[t]here is no evidence that [p]laintiff’s allergies substantially
restricts her in any major life activity.”). Here, however, PRT argues that John Doe 2’s anaphylaxis
“is not an impairment, but an allergic reaction.” (ECF No. 16, p. 13). As with the other Plaintiffs’
alleged medical conditions, because John Doe 2’s anaphylaxis prevented him from getting the
vaccine, it fits within the ADA’s definition of “impairment.” That is, it is a “physiological disorder
or condition” affecting John Doe 2’s immune system. 29 C.F.R. § 1630.2(h)(1). Thus, John Doe
2 has established that, in this context, his anaphylaxis is a disability under the ADA.
The ADA’s definition of “disability” also includes an individual who is “regarded” as
disabled by their employer. 42 U.S.C. § 12102(1)(C). Plaintiffs argue that PRT “perceived []
otherwise healthy Plaintiff[s] as disabled solely because of their unvaccinated status.” (ECF No.
19, p.10). Being unvaccinated—in itself—is not a “physiological disorder or condition, cosmetic
disfiguration, or [an] anatomical loss” and nothing in the Amended Complaint indicates that PRT
regarded it as such. 29 C.F.R. § 1630.2(h)(1). Plaintiffs have not sufficiently established that PRT
regarded being unvaccinated as an “impairment.”
12
PRT’s motion to dismiss Count II of the Amended Complaint will be granted as it relates
to Plaintiffs claiming to be “regarded as disabled” based only on their unvaccinated status. PRT’s
motion to dismiss Count II will be denied as it relates to John Doe 2 and all other Plaintiffs who
had a medical condition preventing them from receiving the Covid-19 vaccine, had a medical
exemption request denied, and were subsequently terminated by PRT.
3. Count III: Title VII Religious Discrimination — Disparate Treatment
At Count II, Plaintiffs bring a Title VII claim under the heading “Religious Discrimination
— Disparate Treatment|.|” (ECF No. 14, p. 44). Plaintiffs first allege that PRT “maintain[ed] a
discriminatory mandatory vaccination policy that provided no religious exemption mandated by
federal law[.]” (Ud. § 172). In their brief in opposition to PRT’s motion to dismiss, Plaintiffs
clarified that they do not dispute that PRT had a policy for religious exemptions; “[w]hat Plaintiffs
are alleging is that [PRT’s] religious exemption process was a sham.” (ECF No. 19, p. 12). More
specifically, Plaintiffs claim that “[t]he decision to rid its workforce of the unvaccinated was the
predetermined plan of [PRT], regardless of the merit of Plaintiffs’ exemption[]” requests. (ECF
No. 14, 136).
Plaintiffs allege that PRT “had a policy to only grant exemption requests to certain
employees that were essential to [PRT’s] continued operations, such as route foreman and/or
dispatchers. Bus operators and maintenance workers suffered disparate treatment solely based
upon their job classification.” Ud § 38). According to Plaintiffs, “certain pre-determined
employees were granted exemptions regardless of whether they even submitted an exemption
request and regardless of the merit of their exemption.” Ud. 439). As PRT correctly points out,
however, Title VII does not prohibit employers from discriminating based on employees’ job titles
or importance to a company; it only prohibits discrimination based on “race, color, religion, sex,
1A
or national origin.” 42 U.S.C. § 2000e-2(a). As such, Plaintiffs cannot pursue a claim under Title
VII based on the allegation that they were treated differently because of their job titles.
To establish their disparate treatment claim, Plaintiffs must show that they were “singled
out and treated less favorably than others similarly situated on the basis of” their religious beliefs.
White v. Gallagher Bassett Servs., 257 F. Supp. 2d 804, 808 (E.D. Pa. 2003). PRT’s Policy
required all employees to be vaccinated and nothing in the Amended Complaint or PRT’s Policy
indicates that employees with certain religious beliefs were treated differently than other
employees. Rather, as part of Count III, Plaintiffs claim that PRT “fail[ed] to reasonably
accommodate Plaintiffs’ sincere religious beliefs and objections to the Covid-19 vaccination;” and
“discriminatorily pressure[ed] Plaintiffs to forego their religious beliefs and conscience[.]” (ECF
No. 14, § 172). These allegations are the basis for Plaintiffs’ Count I claim for religious
discrimination and failure to accommodate but do nothing to establish a claim for disparate
treatment. As such, PRT’s motion to dismiss Count III will be granted.
4. Count IV: Title VU Wrongful Termination
At Count IV, Plaintiffs bring a Title VII claim for wrongful termination, alleging that PRT
“terminated the employment of Plaintiffs after Plaintiffs refused to violate their conscience and
their religious beliefs or medical advice by subjecting themselves to [PRT’s] vaccination
mandate.” (ECF No. 14, § 189). Regarding Plaintiffs whose medical exemption requests were
denied by PRT, Title VII does not prohibit an employer from firing an employee based on a
disability. Title VII does, however, prohibit an employer from terminating an employee because
of the employee’s “race, color, religion, sex, or national origin[.]” 42 U.S.C. § 2000e-2(a). The
Plaintiffs who submitted religious exemption requests to PRT, had those requests denied, and were
subsequently fired for being unvaccinated, may seek relief under Title VII. However, as PRT
□
points out, “Count I already addresses the failure to accommodate Plaintiffs who objected to
vaccination on religious grounds and were discharged.” (ECF No. 16, p. 15). Count IV is
duplicative of the claims at Count I that the Court is permitting to go forward. Given this, PRT’s
motion to dismiss Count IV will be granted.
5. Count V: Fraudulent Inducement / Fraud
At Count V, Plaintiffs bring a common law claim for fraud, alleging that PRT
“misrepresented to Plaintiffs the status of the vaccines, that the vaccines were safe and effective,
and that at least one of the vaccines had been fully approved by the FDA.” (ECF No. 19, p. 14).
According to the Amended Complaint, vaccinated Plaintiffs relied on PRT’s representations and
now face an “increased risk of serious injury and/or death[]” from the Covid-19 vaccine. (ECF
No. 14, 4 222, 223). PRT argues that Count V must be dismissed because the named Plaintiffs
do not have standing to bring a fraud claim.
“In the context of a class action, Article III [standing] must be satisfied by at least one
named plaintiff[]” for each claim. Neale v. Volvo Cars of N. Am., LLC, 794 F.3d 353, 359 (3d Cir.
2015) (internal quotations omitted). See also O'Shea v. Littleton, 414 U.S. 488, 494 (1974) (“[I]f
none of the named plaintiffs purporting to represent a class establishes the requisite of a case or
controversy with the defendants, none may seek relief on behalf of himself or any other member
of the class.”). To establish that either of the named Plaintiffs—John Doe 1 or John Doe 2—-have
standing to pursue Plaintiffs’ fraud claim, Plaintiffs must show: (1) that one of them “suffered an
injury in fact—an invasion of a legally protected interest which was (a) concrete and particularized,
and (b) actual or imminent, not conjectural or hypothetical’; (2) that there is “a causal connection
between the injury and the conduct complained of”; and (3) that the injury is likely to “be redressed
by a favorable decision.” Lujan, 504 U.S. at 560-61. Neither John Doe 1 nor John Doe 2 can be
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said to have relied upon PRT’s representations about the vaccine or to have suffered an injury as
a result of getting the vaccine because neither John Doe 1 nor John Doe 2 received the Covid-19
vaccination. (ECF No. 14, 99 59, 60). In other words, neither John Doe 1 nor John Doe 2 can
show a causal connection between their injuries and the conduct complained of in Count V. The
claim pled relates to harm allegedly incurred by those who received the vaccine based on
representations made by PRT about its safety, but the named Plaintiffs are not vaccinated. Thus,
neither named Plaintiff has standing to sue on behalf of vaccinated Plaintiffs. PRT’s motion to
dismiss Count V will be granted.
B. PRT’s Motion to Strike and Plaintiffs’ Motion to Proceed Using Pseudonyms
PRT filed a Motion to Strike the Amended Complaint (ECF No. 15) “for improperly failing
to name or otherwise identify the [P]laintiffs in the caption or body of the Amended Complaint[.]”
(ECF No. 15, pp. 1-2). Plaintiffs subsequently filed a Motion for Protective Order (ECF No. 17)
“limiting the disclosure of Plaintiffs’ identities to [PRT’s] counsel and [PRT’s] personnel who
have a reasonable need to know Plaintiffs’ identities for purposes of defending this action.” (ECF
No. 17, p. 4). Rule 10(a) states that “[t]he title of the complaint must name all the parties[.]” Fed.
R. Civ. P. 10(a). “While not expressly permitted under [Rule] 10(a), in exceptional cases courts
have allowed a party to proceed anonymously.” Doe v. Megless, 654 F.3d 404, 408 (3d Cir. 2011).
To proceed anonymously, “a plaintiff must show both (1) a fear of severe harm, and (2)
that the fear of severe harm is reasonable.” Jd. (internal quotations omitted). Plaintiffs seek to
litigate anonymously for fear of being subjected to “scorn, insults, religious bigotry, and
resentment|.|” (ECF No. 17, p. 3). Plaintiffs also fear “ostracism, humiliation and retaliation from
co-workers, supervisors and the public at large.” (ECF No. 19, p. 7). Additionally, Plaintiffs claim
that they have had death wished upon them and their families as a result of being unvaccinated and
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legitimately fear the possibility of violence if not permitted to proceed anonymously. (ECF No.
17, p. 3).
“When a litigant sufficiently alleges that he or she has a reasonable fear of severe harm
from litigating without a pseudonym, courts of appeals are in agreement that district courts should
balance a plaintiffs interest and fear against the public’s strong interest in an open litigation
process.” Megless, 654 F.3d at 408. In balancing these competing interests, the United States
Court of Appeals for the Third Circuit has endorsed “a non-exhaustive list of factors to be weighed
both in favor of anonymity and also factors that favor the traditional rule of openness.” Jd. at 409.
The following six factors weigh in favor of anonymity:
(1) the extent to which the identity of the litigant has been kept confidential; (2) the
bases upon which disclosure is feared or sought to be avoided, and the substantiality
of these bases; (3) the magnitude of the public interest in maintaining the
confidentiality of the litigant’s identity; (4) whether, because of the purely legal
nature of the issues presented or otherwise, there is an atypically weak public
interest in knowing the litigant’s identities; (5) the undesirability of an outcome
adverse to the pseudonymous party and attributable to his refusal to pursue the case
at the price of being publicly identified; and (6) whether the party seeking to sue
pseudonymously has illegitimate ulterior motives.
Id. (internal quotations omitted).
The first factor “does not support anonymity where the litigant’s identity has never been
confidential.” Doe vy. Pennsylvania Dep’t of Corr., 585 F. Supp. 3d 797, 803 (W.D. Pa. 2022).
Plaintiffs claim that they “have taken steps to keep their identities confidential and out of the public
eye[,]” but, by their own admission, Plaintiffs made “their identities known to [PRT] in order to
seek a religious accommodation or medical exemption.” (ECF No. 19, p. 6). The first factor, thus,
weighs in favor of PRT.
The second factor asks the Court to evaluate “the bases upon which disclosure is feared or
sought to be avoided, and the substantiality of th{o]se bases.” Doe v. Provident Life and Acc. Ins.
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Co., 176 F.R.D. 464, 467 (E.D. Pa. 1997). Plaintiffs seek to avoid disclosing their identities to
maintain privacy around their medical decisions and religious beliefs, and to avoid the possibility
of “ostracism, humiliation and retaliation from co-workers, supervisors and the public at large.”
(ECF No. 19, p. 7). “That a plaintiff may suffer embarrassment or economic harm is not enough.”
Megless, 654 F.3d at 408. In the context of this case, Plaintiffs’ desire to keep medical information
private is also not a persuasive reason to remain anonymous. The Amended Complaint only
identifies one specific medical condition of a named Plaintiff—John Doe 2’s anaphylaxis (an
allergic reaction). The Court agrees with PRT that “[a}n allergy, even involving a severe reaction,
is not a reason to disregard Rule 10(a).” (ECF No. 16, p. 8). As far as Plaintiffs’ concerns about
privacy of John Doe 1’s religious beliefs, the Amended Complaint discloses that he opposes
the Covid-19 vaccine for religious reasons and describes, in general terms, the religious bases for
his objection. See (ECF No. 14, {§ 76-107). The Court is not persuaded that the disclosure of
these beliefs will lead to substantial prejudice or risk of severe harm to Plaintiffs.
There is no heightened public interest in Plaintiffs maintaining their anonymity, nor is there
an atypically weak public interest in knowing Plaintiffs’ identities. Thus, factors three and four
weigh in favor of disclosure.
The final two factors have little bearing on the analysis. Plaintiffs give no indication that □
they would be unwilling to pursue the case at the price of being publicly identified, so the fifth
factor weighs slightly in favor of disclosure. Because there is no reason to suspect that Plaintiffs
are seeking to proceed anonymously for illegitimate ulterior motives, the sixth factor is neutral.
With the balance of factors weighing in favor of disclosure, the Court holds that the public’s
interest in an open litigation process outweighs Plaintiffs’ fear of being publicly identified. PRT’s
motion to strike (ECF No. 15) will be granted and Plaintiffs’ motion for a protective order (ECF
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No. 17) will be denied. Plaintiffs shall file a Second Amended Complaint within fourteen days
identifying the named Plaintiffs.
TV. CONCLUSION
For the reasons set forth above, PRT’s Motion to Partially Dismiss the Amended Complaint
(ECF No. 15) will be granted in part and denied in part. PRT’s motion to partially dismiss
Plaintiffs’ claim for religious discrimination (Count I) will be granted as it relates to any Plaintiff
who did not submit a religious exemption request and any Plaintiff who received the Covid-19
vaccination. PRT’s motion to dismiss Plaintiffs’ claim for disability discrimination (Count IT) will
be granted as it relates to Plaintiffs who claim to be “regarded as disabled” based only on their
unvaccinated status and will be denied as it relates to John Doe 2 and all other Plaintiffs who had
a medical condition preventing them from receiving the Covid-19 vaccine, had a medical
exemption request denied by PRT, and were subsequently terminated by PRT. PRT’s motion to
dismiss will be granted as it relates to Plaintiffs’ claims for disparate treatment (Count □□□□□
wrongful termination (Count IV), and fraud (Count V).
PRT’s Motion to Strike (ECF No. 15) will be granted and Plaintiffs’ Motion to Proceed
Using Pseudonyms/Motion for Protective Order (ECF No. 17) will be denied. Plaintiffs’ Motion
for Oral Argument (ECF No. 23) and Plaintiffs’ Motion to Allow Discovery Pending Partial
12(b)(6) (ECF No. 24) will both be denied as moot. An Order of Court will follow.
WILLIAM S. STICKMAN IV
UNITED STATES DISTRICT JUDGE
July 31, 2023
Dated
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