Opinion

BROWN v. PENNSYLVANIA DEPT OF CORRECTIONS

Court
District Court, W.D. Pennsylvania
Filed
Mar 9, 2023
Cited by
0 cases
Authority
More cited than 29.3%

“[I]t is axiomatic that the complaint may not be amended by the briefs in opposition to a motion to dismiss.”

How later courts described this case

  • “[I]t is axiomatic that the complaint may not be amended by the briefs in opposition to a motion to dismiss.”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF PENNSYLVANIA

BRIAN BROWN, )

Plaintiff, )

)

v. )

) Civil Action No. 3:22-105

BROOKE CIVIELLO, JOYCE )

KNOWLES, and DOCTOR BLOOM, )

Defendants. )

MEMORANDUM OPINION1

Pending before the Court is the Motion to Dismiss (ECF No. 20) of Defendants Adam

Bloom and Joyce Knowles (the “Moving Defendants”). For the reasons that follow, the Motion

to Dismiss will be granted in part and denied in part.

I. Procedural History

In this civil rights lawsuit, Plaintiff Brian Brown brings claims under the Eighth and

Fourteenth Amendments of the United States Constitution against Defendants Brooke Civiello,

Joyce Knowles, and Adam Bloom due to events related to his suicide attempt in SCI Houtzdale.

(See ECF No. 12.)

Civiello answered the Amended Complaint (ECF No. 19), and Bloom and Knowles

moved to the dismiss the Amended Complaint (ECF No. 20). Brown responded (ECF No. 32),

and the Moving Defendants were granted leave to file a reply brief (ECF Nos. 34 & 35). The

Motion to Dismiss is now fully briefed and ripe.

1 In accordance with the provisions of 28 U.S.C. § 636(c)(1), the parties have voluntarily consented to have a United

States Magistrate Judge conduct proceedings in this case. Therefore, the undersigned has the authority to decide

dispositive motions and enter final judgment.

II. Factual Background

Brown alleges that on February 11, 2022 he was told that he would be moving from a

special needs unit to a regular unit within SCI Houtzdale. (ECF No. 12 ¶ 1.) After being moved,

he requested to speak to a psychologist because he “was afraid of [his] new surroundings, and

was experiencing suicidal thoughts.” (Id. ¶ 2.) Brown alleges that “SCI Houtzdale and the

Psychology Department [are] well aware of [his] extensive mental health issues, from [his] prior

placement at SCI Waymart, where [he] was housed in the ‘mental health unit’… because of [his]

serious suicide attempts.” (Id. ¶ 3.) After Brown requested to speak to a psychologist, the

correctional officer on duty called Civiello, who was the psychologist for the block. (Id. ¶ 4.)

Brown went to Civiello’s office and informed her that he was having thoughts of committing

suicide. (Id. ¶ 5.) When he informed her of his suicidal thoughts “she was not taking [him]

serious[ly], so [he] got up to go to [his] cell to kill [him]self.” (Id. ¶ 6.) Civiello told him to “sit

down” and then picked up the phone and called Bloom and then Knowles. (Id.) Brown alleges

that Civiello informed both Bloom and Knowles about his suicidal thoughts. (Id. ¶ 7.) After

hanging up the phone, Civiello said to Brown that both Bloom and Knowles had said to “just

push through it.” (Id.)

Brown then “requested to be placed in the ‘psychiatric observation cell’” but was told by

Civiello that Bloom and Knowles “stated that they [were not] admitting [him] to the [psychiatric

observation cell] to be put on ‘suicide watch.’” (Id. ¶ 8.) At that moment, Brown alleges that he

“felt helpless and wanted to end [his] life.” (Id. ¶ 9.) He “immediately went back to [his] cell”

and “began to take over twenty five pills” of “psychotropic medication.” (Id.) After taking the

pills, he “broke open [his] razor, and began cutting [his] arms open w[h]ere [he] could see [his]

veins.” (Id.)

When Brown came to, he was in the Altoona Hospital where he spent five days until he

was transferred back to the infirmary unit at SCI Houtzdale. (Id. ¶ 10.) He was then reviewed

by the Psychiatric Review Team, which was comprised of Bloom, Knowles, and another

individual who is not a Defendant, Sean Brenahan. (Id. ¶ 11.) The Psychiatric Review Team

“informed [Brown] that they were not interested in sending [him] to any programs, and that [he]

would serve my life sentence [t]here, and die.” (Id.)

III. Legal Standard

Under Federal Rule of Civil Procedure 12(b)(6), a complaint may be dismissed, in whole

or in part, for “failure to state a claim upon which relief can be granted.” Fed. R. Civ. P.

12(b)(6). In deciding a Rule 12(b)(6) motion, the court must “accept all factual allegations as

true, construe the complaint in the light most favorable to the plaintiff, and determine whether,

under any reasonable reading of the complaint, the plaintiff may be entitled to relief.” Fowler v.

UPMC Shadyside, 578 F.3d 203, 210 (3d Cir. 2009) (quoting Phillips v. Cnty. of Allegheny, 515

F.3d 224, 233 (3d Cir. 2008)). When “accept[ing] all of the complaint’s well-pleaded facts as

true,” the court “may disregard any legal conclusions.” Id. at 210–11.

To survive a motion to dismiss, the plaintiff must plead “enough facts to state a claim to

relief that is plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). “A

claim has facial plausibility when the plaintiff pleads factual content that allows the court to

draw the reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft

v. Iqbal, 556 U.S. 662, 678 (2009). “Though ‘detailed factual allegations’ are not required, a

complaint must do more than simply provide ‘labels and conclusions’ or ‘a formulaic recitation

of the elements of a cause of action.’” Davis v. Abington Mem’l Hosp., 765 F.3d 236, 241 (3d

Cir. 2014) (quoting Twombly, 550 U.S. at 555). In sum, the plaintiff “must plead facts sufficient

to show that her claim has substantive plausibility.” Johnson v. City of Shelby, Miss., 574 U.S.

10, 12 (2014).

To assess the sufficiency of a complaint under Twombly and Iqbal, a court must take

three steps: (1) outline the elements the plaintiff must plead to state a claim for relief; (2) peel

away those allegations that are no more than conclusions and thus not entitled to the assumption

of truth; (3) look for well-pled factual allegations, assume their veracity, and then determine

whether they plausibly give rise to an entitlement to relief. See, e.g., Burtch v. Milberg Factors,

Inc., 662 F.3d 212, 221 (3d Cir. 2011). The court’s plausibility determination is “a context-

specific task that requires the reviewing court to draw on its judicial experience and common

sense.” Iqbal, 556 U.S. at 679.

To defeat a motion to dismiss, it is sufficient to allege a prima facie case, see Castleberry

v. STI Grp., 863 F.3d 259, 266 (3d Cir. 2017), but it is not necessary. Swierkiewicz v. Sorema

N.A., 534 U.S. 506, 508 (2002) (cited with approval in Twombly, 550 U.S. at 569–70). The

complaint need only allege enough facts to “raise a reasonable expectation that discovery will

reveal evidence of [each] necessary element.” Fowler, 578 F.3d at 213 (quoting Phillips, 515

F.3d at 234).

The Supreme Court has stated that “the allegations of [a] pro se complaint [are held] to

less stringent standards than formal pleadings drafted by lawyers.” Haines v. Kerner, 404 U.S.

519, 520 (1972). If a claim “is vulnerable to 12(b)(6) dismissal, a district court must permit a

curative amendment, unless an amendment would be inequitable or futile.” Phillips v. County of

Allegheny, 515 F.3d 224, 236 (3d Cir. 2008) (citation omitted).

IV. Discussion

A. The Totality of the Allegations in Brown’s Amended Complaint are Sufficient to

State an Eighth Amendment Claim

The Third Circuit has articulated a vulnerability to suicide framework that “is simply a

more specific application of the general rule set forth in Estelle.” Palakovic v. Wetzel, 854 F.3d

209, 222 (3d Cir. 2017) (citing Estelle v. Gamble, 429 U.S. 97 (1976)). Estelle “requires that

prison officials not be deliberately indifferent to the serious medical needs of prisoners,” and a

“‘particular vulnerability to suicide’ is just one type of ‘serious medical need.’” Id. (citing

Colburn v. Upper Darby Twp., 946 F.2d 1017, 1023 (3d Cir. 1991)).

Under this framework, a prisoner “must show: (1) that the individual had a particular

vulnerability to suicide, meaning that there was a ‘strong likelihood, rather than a mere

possibility,’ that a suicide would be attempted; (2) that the prison official knew or should have

known of the individual’s particular vulnerability; and (3) that the official acted with reckless or

deliberate indifference, meaning something beyond mere negligence, to the individual’s

particular vulnerability.” Id. at 223–24.

The Moving Defendants argue for dismissal based on the first element—that Brown has

failed to establish that he had a particular vulnerability to suicide. (ECF No. 21.) In doing so,

the Moving Defendants argue that the Court may not infer from the attempted suicide, in

hindsight, that a plaintiff necessarily had a particular vulnerability to suicide and that the “prison

officials were recklessly indifferent in their obligation to take reasonable precautions to protect

the safety of prisoners entrusted to their care.” (Id. at 3 (citing Ferencz v. Medlock, No. 11-cv-

1130, 2014 WL 3339639, at *3 (W.D. Pa. July 8, 2014) (citing Freedman v. City of Allentown,

853 F.2d 1111, 1115 (3d Cir. 1988))).)

The Moving Defendants argue that Brown only alleges that the “psychology department

at SCI Houtzdale is ‘well aware’ of his ‘extensive mental health issues’ based on his prior

housing in a mental health unit at SCI Waymart” and fails to identify facts that “exhibited a

particular vulnerability to suicide at or around the time he engaged in self-harm in February

2022.” (ECF No. 21 at 4–5.) Finally, the Moving Defendants argue that Brown’s “mental state

was not so obviously in crisis to mandate immediate intervention” based on the Defendants’

response to his allegations of suicide, and thus any disagreement with his care is a question of

medical judgment that does not rise to the level of a constitutional violation. (Id. at 5.)

Brown argues that Knowles exhibited reckless disregard for his safety, because she

should have known that he was having suicidal ideations but took no preventative measures,

such as contacting security or block officers to have his cell searched for contraband to keep him

from attempting suicide. (ECF No. 32 at 3–5.) He further argues that Bloom exhibited gross

disregard for his safety after Civiello told Bloom that Brown was having suicidal ideation but

took no measures to prevent him from hurting himself. (Id. at 5.)

“A particular individual’s vulnerability to suicide must be assessed based on the totality

of the facts presented.” Palakovic, 854 F.3d at 230. The cumulative facts alleged in the

Amended Complaint—Brown’s mental health history and placement in the mental health unit at

the prior facility SCI Haymart due to prior suicide attempts; SCI Houtzdale psychology

department’s alleged knowledge of such history; Brown’s placement on the special needs unit

SCI Houtzdale; the fact that Ms. Civillo (the psychologist on call) telephoned two doctors when

Brown informed her of his suicidal thoughts; Brown’s request for a psychiatric observation cell;

and Brown’s attempted suicide after the interaction2—are sufficient at this stage in the litigation

to support a reasonable inference that Brown had particular vulnerability to suicide.

Thus, the Moving Defendants’ Motion to Dismiss Brown’s Eighth Amendment claim

will be denied.

B. Brown’s Fourteenth Amendment Claim Will Be Dismissed with Prejudice

The Moving Defendants argue that Brown’s Fourteenth Amendment Claim must be

dismissed because it is duplicative of his Eighth Amendment claim. (ECF No. 21 at 6.) Brown

does not address this argument. (ECF No. 32.)

The Supreme Court of the United States has made clear that “[w]here a particular

Amendment ‘provides an explicit textual source of constitutional protection’ against a particular

sort of government behavior, ‘that Amendment, not the more generalized notion of “substantive

due process,” must be the guide for analyzing these claims.’” Albright v. Oliver, 510 U.S. 266,

273 (1994) (quoting Graham v. Connor, 490 U.S. 386, 395 (1989)). Here, the Moving

Defendants correctly note that, because Brown is a convicted and sentenced state prisoner, see

ECF No. 12 at 4, the Eighth Amendment provides the explicit source of constitutional protection

for his claim of deliberate indifference to his particular vulnerability to suicide against the

Moving Defendants.

2 Based on the Amended Complaint, Brown attempted suicide immediately when he returned to his cell after his

interaction with Civiello and her phone call to the Moving Defendants. This short temporal proximity is in stark

contrast to the cases cited by the Moving Defendants in favor of dismissal. (See ECF No. 21 at 4–5.) For example,

in Hinton v. United States, the United States District Court for the Middle District of Pennsylvania found that a

plaintiff had failed to allege a particular vulnerability to suicide when the decedent had attempted to kill himself

three times over the period of his 11-year incarceration. Hinton v. United States, No. 4:14-cv-0854, 2015 WL

737584, at *5–6 (M.D. Pa. Feb. 20, 2015). The other case cited by the Moving Defendants is a summary judgment

case in which the United States Court of Appeals for the Third Circuit found that “suicidal ideations 18 days earlier

[did] not support a strong likelihood of suicide . . . so obvious that a lay person would easily recognize it.” Baez v.

Lancaster Cnty., 487 F. App’x 30, 31 (3d Cir. 2012) (internal citations and quotations omitted).

Thus, the Moving Defendants’ Motion to Dismiss Brown’s Fourteenth Amendment claim

will be granted, and Brown’s Fourteenth Amendment claim will be dismissed with prejudice

because any amendment would be futile. Phillips, 515 F.3d at 236.

C. Brown’s Americans with Disabilities Act Claim Will Be Dismissed with

Prejudice

In his response to the Moving Defendants’ Motion to Dismiss, Brown asserts in one

sentence that “[e]ach defendant violated the Americans with [D]isability Act in this case.” (ECF

No. 32 ¶ 10 (citing U.S. v. Georgia, 546 U.S. 151 (2006)).) His Amended Complaint3 does not

mention the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12101 et seq. (ECF No. 12.)

The Moving Defendants argue that Brown has improperly amended his claim through his

response in opposition to the pending motion to dismiss. (ECF No. 35.) The Court agrees.

“[E]ven a pro se plaintiff, may not amend his complaint except by means of filing an amended

complaint.” Noble v. Wetzel, No. 18-cv-1160, 2019 WL 4279975, at *1 n.1 (W.D. Pa. Aug. 1,

2019), report and recommendation adopted by, 2019 WL 4279016 (W.D. Pa. Sept. 10, 2019)

(citing Grayson v. Mayview State Hospital, 293 F.3d 103, 109 n. 9 (3d Cir. 2002) (“For the sake

of clarity, a prisoner plaintiff (or any other plaintiff) should not be able effectively to amend a

3 The original complaint that Brown filed was lodged pending disposition of his motion to proceed in forma

pauperis. (ECF No. 1-1.) This complaint named additional defendants and had a claim for violation of the ADA

and Rehabilitation Act, 29 U.S.C. § 701 et seq. (ECF No. 1-1 at 56– 60). However, before the Court granted the

motion to proceed in forma pauperis, Brown submitted an amended complaint, which removed certain defendants

and did not include claims under the ADA or Rehabilitation Act. (See ECF No. 10.) This Amended Complaint was

docketed after the Court granted Brown’s motion to proceed in forma pauperis and is the operative complaint in this

case. (ECF Nos. 11 & 12). Because an amended complaint “supersedes the original and renders it of no legal

effect,” West Run Student Hous. Assocs., LLC v. Huntington Natl. Bank, 712 F.3d 165, 171 (3d Cir. 2013), there is

no currently pending ADA (or Rehabilitation Act) claim.

Further, any such claim under the ADA against the Moving Defendants would be futile, because “individuals are not

liable under Title II [of the ADA] because it prohibits discrimination in programs of a ‘public entity’ or

discrimination ‘by any such entity,’” which does not include individuals. Yeskey v. Pa. Dep’t of Corr., 76 F. Supp.

2d 572, 575 (M.D. Pa. 1999); see also Dukes v. Mohl, No. 1:20-vb-00315, 2022 WL 1667746, at *5 nn. 57–60

(M.D. Pa. May 25, 2022) (noting that “[a]lthough the United States Court of Appeals for the Third Circuit has not

directly answered the question of whether there can be individual liability under Title II of the ADA, nearly all its

decisions regarding personal liability under the ADA’s various titles point toward the absence of individual

liability.”) (collecting cases)).

complaint through any document short of an amended pleading.”) and Pennsylvania ex rel.

Zimmerman v. PepsiCo, Inc., 836 F.2d 173, 181 (3d Cir. 1988) (“[I]t is axiomatic that the

complaint may not be amended by the briefs in opposition to a motion to dismiss.”).)

Thus, any attempt by Brown to set forth an ADA claim through his response in

opposition is denied and any ADA claim against the Moving Defendants is dismissed with

prejudice.

V. Conclusion

For these reasons, the Court will grant in part and deny in part the Motion to Dismiss

(ECF No. 20).

An appropriate Order follows.

BY THE COURT:

Dated: March 9, 2023 /s/ Patricia L. Dodge

PATRICIA L. DODGE

UNITED STATES MAGISTRATE JUDGE

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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