Opinion

Rambus Inc. v. Rea

  • 731 F.3d 1248
  • 108 U.S.P.Q. 2d (BNA) 1400
  • 2013 U.S. App. LEXIS 19500
  • 2013 WL 5312505
Court
Court of Appeals for the Federal Circuit
Filed
Sep 24, 2013
Status
Published
Author
Moore
On the bench
Moore, Linn, O'Malley
Cited by
69 cases
Authority
More cited than 96.2%

holding that the Board erred when it found objective evidence lacked a nexus where at least some of the evidence related to the “patented design as a whole”

How later courts described this case

  • holding that the Board erred when it found objective evidence lacked a nexus where at least some of the evidence related to the “patented design as a whole”
  • holding that there is no nexus unless the evi- dence presented is “reasonably commensurate with the scope of the claims” (quoting In re Huai-Hung Kao, 639 F.3d 1057, 1068 (Fed. Cir. 2011))
  • reversing the Board’s obviousness determination where “[t]he Board erroneously placed the burden on [the Patent Owner] to prove that its claims were not obvious” and emphasizing that “[i]n reexamination proceedings, ‘a prepon *1356 derance of the evidence must show nonpa-tentability before the PTO may reject the claims of a patent application’” (citing Ethicon, Inc. v. Quigg, 849 F.2d 1422, 1427 (Fed. Cir. 1988)); In re Jung, 637 F.3d 1356, 1365-66 (Fed. Cir. 2011) (explaining that while “the applicant must identify to the Board what the examiner did wrong, ... the examiner retains the burden to show invalidity”)
  • noting that “the ultimate criterion [before the court] is whether the appellant has had before the P[atent and ]T[rademark ]0[ffice] a fair opportunity to react to the thrust of the rejection” and refusing to “let the [agency] shortcut this procedure and deprive appellants of their due process rights” (internal quotation and citation omitted)

Written by the judges who cited it.

The opinion

United States Court of Appeals

for the Federal Circuit

______________________

RAMBUS INC.,

Appellant,

v.

TERESA STANEK REA, Acting Director, United

States Patent and Trademark Office,

Appellee.

______________________

2012-1634

______________________

Appeal from the United States Patent and Trademark

Office, Board of Patent Appeals and Interferences in

Reexamination No. 95/001,134.

______________________

Decided: September 24, 2013

______________________

JAMES R. BARNEY, Finnegan, Henderson, Farabow,

Garrett & Dunner, LLP, of Washington, DC, argued for

appellant. With him on the brief were J. MICHAEL JAKES

and MOLLY R. SILFEN.

WILLIAM LAMARCA, Associate Solicitor, United States

Patent and Trademark Office of Alexandria, Virginia,

argued for appellee. With him on the brief were NATHAN

K. KELLEY, Deputy Solicitor, and COKE MORGAN STEWART,

Associate Solicitor.

2 RAMBUS INC. v. REA

______________________

Before MOORE, LINN, and O’MALLEY, Circuit Judges.

MOORE, Circuit Judge.

Rambus Inc. appeals from the decision of the Board of

Patent Appeals & Interferences (Board) holding invalid

various claims of U.S. Patent No. 6,260,097 (’097 patent)

for anticipation and obviousness. Rambus challenges the

Board’s claim construction and its obviousness decision.

Because the Board correctly construed the claims but

erred in its obviousness decision, we affirm-in-part,

vacate-in-part, and remand.

BACKGROUND

This case relates to memory circuits known as dynam-

ic random-access memory (DRAM). Conventional memory

circuits transfer all of the data upon request, asynchro-

nously. Each transfer can tie up the computer system for

extended periods of time and create a “bottleneck” that

slows down computer operations.

The ’097 patent solves this problem using a synchro-

nous memory system to transfer the data. In synchronous

systems, a clock signal that alternates between a digital

value of 0 and 1 synchronizes the operations within the

system. The change in the clock signal from a 0 to a 1 is

referred to as the “rising edge” of the clock, and the

change in the signal from a 1 to a 0 is referred to as the

“falling edge” of the clock. Figure 14 of the ’097 patent

depicts an exemplary clock signal:

In conventional synchronous memory systems, the da-

ta transmitted to the memory ties up the system for a full

cycle of the clock signal. In contrast, the ’097 patent

RAMBUS INC. v. REA 3

claims what Rambus refers to as the “dual-edge / double-

data-rate” functionality because the system transfers data

at twice the rate by employing both the rising and falling

edges of the clock signal. Specifically, the invention

separates the data into multiple portions and then trans-

fers a portion during the rising edge of the clock signal

and a portion during the falling edge of the clock signal.

’097 patent, at [57]. Claim 1 of the ’097 patent is repre-

sentative of the claims at issue:

A method of controlling a synchronous memory

device . . . compris[ing]:

issuing a write request to the memory device . . . ;

providing a first portion of data to the memory

device synchronously with respect to a rising edge

transition of an external clock signal; and

providing a second portion of data to the memory

device synchronously with respect to a falling

edge transition of the external clock signal.

’097 patent claim 1 (emphases added). The United States

Patent and Trademark Office (PTO) initiated an inter

partes reexamination of the ’097 patent claims and ulti-

mately found that the reexamined claims were not pa-

tentable over two references: Unexamined Japanese

Patent Application No. 56-88987 (Inagaki) and the Intel

iAPX system manual and specification (iAPX).

The following facts regarding Inagaki and iAPX are

not in dispute. Inagaki discloses a memory system that

transmits one bit during each half-cycle of the external

clock. J.A. 2955–58. The half-cycle system disclosed in

Inagaki is a modification of a conventional full-cycle

system. Id. Inagaki achieves the half-cycle functionality

by generating two clock signals based on the rising and

falling edge of the external clock. Id. The two internal

clock signals, in turn, synchronize the transfer of data

during the two halves of the system clock cycle. Id.

4 RAMBUS INC. v. REA

The iAPX manual and specification disclose a system

that transfers data based on the rising or falling edges of

two system clocks. J.A. 3285, 3331. The system, howev-

er, utilizes the full clock cycle for each data transfer. Id.

Thus, because the iAPX system employs a full clock cycle

to transfer data to the memory device, the system cannot

use both edges of the clock signal to synchronize the

transfer of data portions to memory. However, Inagaki

discloses a mechanism for converting a conventional full-

cycle system into a half-cycle system. J.A. 2955–58.

The examiner rejected claims 1, 2, 7, 8, 10, and 14 as

anticipated by Inagaki and rejected claims 1–5, 7, 8, 10–

12, 14, 26, 28–32, and 35 as obvious in light of the iAPX

system in view of Inagaki. The Board upheld the examin-

er’s rejections. Rambus appeals. We have jurisdiction

under 28 U.S.C. § 1295(a)(4)(A).

DISCUSSION

I. Applicable Law

We review the Board’s factual findings for substantial

evidence and its legal conclusions de novo. In re Kotzab,

217 F.3d 1365, 1369 (Fed. Cir. 2000). Whether a claim

would have been obvious under 35 U.S.C. § 103(a) is a

legal conclusion based on underlying factual determina-

tions. Id. The factual determinations include (1) the

scope and content of the prior art; (2) the differences

between the claims and the prior art; (3) the level of

ordinary skill in the art; and (4) objective evidence of

nonobviousness. Graham v. John Deere Co. of Kansas

City, 383 U.S. 1, 17–18 (1966). “[W]hether there is a

reason to combine prior art references is a question of

fact.” Kinetic Concepts, Inc. v. Smith & Nephew, Inc., 688

F.3d 1342, 1367 (Fed. Cir. 2012).

“[C]laim construction by the PTO is a question of law

that we review de novo . . . .” In re Baker Hughes Inc., 215

F.3d 1297, 1301 (Fed. Cir. 2000). “While claims are

RAMBUS INC. v. REA 5

generally given their broadest possible scope during

prosecution, the Board’s review of the claims of an expired

patent is similar to that of a district court’s review.” In re

Rambus Inc., 694 F.3d 42, 46 (Fed. Cir. 2012) (citations

omitted).

II. Anticipation

The Board upheld the examiner’s finding that Inagaki

anticipates a number of the ’097 patent claims. As part of

that decision, the Board construed the terms “external

clock signal” and “write request.” Rambus challenges the

Board’s construction of these claim terms.

A. “External Clock Signal”

The Board held that the “external clock signal” only

requires the clock to be periodic during the data input

phases, as opposed to being periodic for all system opera-

tions. Rambus, Inc. v. Nvidia Corp., No. 2012-000171

(B.P.A.I. June 11, 2012) (“Board Opinion”). It reached

this construction based on the established industry mean-

ing of the term “clock” and the failure of the specification

to disclose “a computer clock that runs forever or that

cannot be turned off.” Id. at 7-8.

Rambus contends that the intrinsic record requires

the “external clock signal” to be continuously periodic. It

argues that the claims contain this requirement because

they recite a “synchronous memory device,” and a clock

signal synchronizes all operations in a synchronous

device. Rambus contends that, consistent with the

claims, the specification only discloses a periodic clock

signal. Lastly, Rambus argues that, during prosecution of

a related patent, the inventors distinguished the prior art

on the basis that it did not teach a periodic clock signal.

The PTO counters that the claim language requires

only that the memory device receive data “synchronously

with respect to a rising edge transition” and the “falling

edge transition” of “an external clock signal.” According

6 RAMBUS INC. v. REA

to the PTO, this language shows that the “external clock

signal” synchronizes data transfer and need not be period-

ic for all time.

We agree with the PTO. The claimed clock signal

synchronizes data transfer to the memory device. The

claimed method provides a first portion of data “synchro-

nously with respect to a rising edge transition of an

external clock signal” and then provides a second portion

of data “synchronously with respect to a falling edge

transition of the external clock signal.” ’097 patent claim

1. Thus, while the “external clock signal” must be period-

ic during data transfer, nothing in the claim language

requires the signal to be periodic for all time. The specifi-

cation also shows that the external clock signal is periodic

during the transfer of data. Id. fig. 14. Nothing in the

specification limits the external clock signal to a clock

that is periodic for all time. Nor does the prosecution

history upon which Rambus relies require a narrower

construction. There, consistent with the plain language of

the claims, the inventors explained that the “external

clock signal” is “a periodic signal used to orchestrate

timing events.” J.A. 2700 n.2 (emphasis omitted). Ac-

cordingly, we conclude that the Board properly construed

the term “external clock signal.”

B. “Write Request”

The Board concluded that the claimed “write request”

could include “the state of a signal,” which is usually

represented by a single bit. Board Opinion at 11–13. The

Board held that its construction comported with our

holding in a prior case involving the same family of pa-

tents as the ’097 patent, Rambus Inc. v. Infineon Technol-

ogies AG, 318 F.3d 1081, 1093 (Fed. Cir. 2003). In that

case, we construed the term “write request” to mean “a

series of bits used to request a write of data.” Id.

Rambus argues that the Board erroneously construed

“write request” to cover conventional, transition-based

RAMBUS INC. v. REA 7

control signals and disregarded our construction from

Infineon. It asserts that the specification clearly shows

that a “write request” includes multiple bits because each

request carries at least two pieces of information.

The PTO responds that the Board properly declined to

limit the term “write request” to a sequence of multiple

bits. It argues that the plain and ordinary meaning of the

term allows for a one-bit signal. The PTO also points to

the specification’s disclosure of an embodiment in which a

single bit determines whether the system requests a read

operation or a write operation. Lastly, the PTO argues

that the Board’s construction is not inconsistent with the

construction in Infineon because that case did not decide

if such a “series of bits” could include one bit or a signal.

We agree with the PTO that the Board correctly con-

strued “write request.” As an initial matter, we do not

find that the Board disregarded our construction in In-

fineon. In Infineon, the dispute centered on the accused

infringer’s contention that the claimed “request” must

include both address and control information. 318 F.3d at

1091. We rejected that argument. Id. at 1091–93. At no

point did we resolve the claim-scope dispute presented in

this appeal: whether the “write request” can be a single

bit. Indeed, it appears that the parties in Infineon did not

dispute the “series of bits” portion of the district court’s

claim construction, id. at 1091–92, and we generally

“decline to raise an issue sua sponte that the parties have

not presented,” WMS Gaming Inc. v. Int’l Game Tech.,

184 F.3d 1339, 1347 n.2 (Fed. Cir. 1999).

We conclude that “write request” is not limited to a

multiple-bit request. The plain language of the claim

does not contain that requirement. The claims require a

“write request” be issued to the memory device and that,

in response to the request, the device sample portions of

data. ’097 patent claim 1. Moreover, the specification

expressly discloses that “write request” can be embodied

8 RAMBUS INC. v. REA

in a single bit. ’097 patent col. 9 ll. 38–64. The specifica-

tion discloses a preferred embodiment in which a single

bit acts as a “Read/Write switch”: if its value is a 1, the

system requests a read; if its value is a 0, the system

requests a write. Id. “A claim construction that excludes

the preferred embodiment ‘is rarely, if ever, correct and

would require highly persuasive evidentiary support.’”

Adams Respiratory Therapeutics, Inc. v. Perrigo Co., 616

F.3d 1283, 1290 (Fed. Cir. 2010) (quoting Vitronics Corp.

v. Conceptronic, Inc., 90 F.3d 1576, 1583–84 (Fed. Cir.

1996)). There is no such evidentiary support here, and

Rambus points to nothing in the intrinsic record that

limits the claims to multi-bit requests. We conclude that

the Board properly construed “write request.”

*****

Because the Board correctly construed the “external

signal” and “write request” limitations, we affirm the

Board’s finding that Inagaki anticipates claims 1, 2, 7, 8,

10, and 14 of the ’097 patent.

III. Obviousness

The Board held that the reexamined claims would

have been obvious in view of iAPX in combination with

Inagaki. The Board concluded that one of skill in the art

could have modified the existing circuitry in the iAPX

system to use both edges of the clock signal to transfer

data at twice the rate based on Inagaki. Board Opinion at

21–28. The Board’s particular findings, however, differed

from those of the examiner. The examiner found that one

of skill in the art would have been motivated to modify

the iAPX system to transfer data on both the rising and

falling edges of the clock signal because the system “does

not show that all edges are used.” J.A. 1113. All parties

appear to agree on appeal that this fact finding was

erroneous and that iAPX employs both the rising and

falling edges.

RAMBUS INC. v. REA 9

The Board found that a skilled artisan “easily could

have modified the iAPX system in view of Inagaki’s clock-

ing scheme by dropping, instead of replacing, many

functions.” Board Opinion at 24. It found that a skilled

artisan could have achieved data transfer on both clock

edges by using a slower clock in Inagaki as a “trigger” for

the faster clocks disclosed in iAPX. Id. at 24–25. The

Board provided a number of reasons why skilled artisans

would modify the iAPX system to hold data for less than

one full cycle, enabling it to transfer data on both the

rising and falling edges of its clocks. Id. at 25–27.

The Board then addressed Rambus’s objective evi-

dence of nonobviousness, concluding that it lacked a

nexus to the ’097 patent claims. Id. at 28–32. The Board

found that Rambus’s evidence was not commensurate

with the scope of the claims and related to claim limita-

tions that were disclosed in the prior art. Id. The Board

found that Rambus’s licensing evidence lacked a nexus

because “it is well established that competitors have

many reasons for taking licenses which are not necessari-

ly related to unobviousness (i.e., litigation costs, etc.).” Id.

at 30.

Rambus argues that the Board erred in its obvious-

ness decision. It contends that the Board erroneously

placed the burden on Rambus to demonstrate nonobvi-

ousness. It asserts that, rather than rely on the examin-

er’s flawed findings, the Board relied on unsubstantiated

conjecture that one could combine iAPX and Inagaki into

an operable system. Rambus contends that the reference

actually teaches away from using both clock edges to

transfer data. It argues that strong objective evidence of

nonobviousness, including praise for the dual-edge func-

tionality in industry publications and the licensing of the

’097 patent, supports a conclusion that the claims would

not have been obvious.

10 RAMBUS INC. v. REA

The PTO counters that the Board properly held that

the claims would have been obvious. It contends that the

only claim limitation that iAPX does not disclose is the

synchronous writing of data to memory during the rising

and falling edges of a clock signal. It argues that Inagaki

expressly discloses that missing feature. The PTO argues

that a skilled artisan would have combined iAPX and

Inagaki because, even if the combination required further

modifications to the combined system, both references

seek to increase the speed and efficiency of memory-

writing operations. Regarding Rambus’s arguments that

the Board improperly relied on its own conjecture, the

PTO asserts that the Board is entitled to make its own

fact findings when interpreting prior art references and is

permitted to rely on common sense.

The PTO contends that Rambus’s objective evidence of

nonobviousness cannot overcome the strong showing of

obviousness. It asserts that Rambus’s evidence lacks a

nexus to the ’097 patent claims because the claims do not

require a specific clock speed. The PTO further argues

that Rambus’s patent licenses were not cogent evidence of

commercial success because they involved a portfolio of

patents, not simply the ’097 patent. It argues that Ram-

bus never showed that the value exchanged in the licens-

es was tied to the value of the invention claimed in the

’097 patent, as opposed to the other patents in the portfo-

lio or the licensees’ desire to avoid litigation costs.

We agree with Rambus that the Board committed

multiple errors in its obviousness decision. Due to these

errors, we vacate the Board’s decision and remand for

further proceedings. We address each of these errors

below.

A. Burden of Proof

The Board erroneously placed the burden on Rambus

to prove that its claims were not obvious. In reexamina-

tion proceedings, “a preponderance of the evidence must

RAMBUS INC. v. REA 11

show nonpatentability before the PTO may reject the

claims of a patent application.” Ethicon, Inc. v. Quigg,

849 F.2d 1422, 1427 (Fed. Cir. 1988); see also In re Jung,

637 F.3d 1356, 1365–66 (Fed. Cir. 2011) (explaining that

while “the applicant must identify to the Board what the

examiner did wrong, . . . the examiner retains the burden

to show invalidity”). The Board instead concluded that

“Rambus ha[d] not demonstrated that skilled arti-

sans . . . would not have been able to arrive at the broadly

claimed invention.” Board Opinion at 27; see also id. at

24 (holding that “Rambus fail[ed] to present evidence that

skilled artisans would have been unable to modify” iAPX

to achieve the claimed invention). That was legal error.

B. New Fact Findings

The Board also exceeded its limited role to “review of

the examiner’s decisions during prosecution.” In re Ste-

pan Co., 660 F.3d 1341, 1344 (Fed. Cir. 2011). Under the

Administrative Procedure Act, the PTO must ensure that

the parties before it are “fully and fairly treated at the

administrative level.” In re Leithem, 661 F.3d 1316, 1319

(Fed. Cir. 2011). Namely, the PTO must “provide prior

notice to the applicant of all ‘matters of fact and law

asserted’ prior to an appeal hearing before the Board.”

Stepan, 660 F.3d at 1345 (quoting 5 U.S.C. § 554(b)(3)).

This framework limits the Board’s ability to rely on

different grounds than the examiner. The Board may not

“rel[y] on new facts and rationales not previously raised to

the applicant by the examiner.” Leithem, 661 F.3d at

1319. Of course, the Board is not required to “recite and

agree with the examiner’s rejection in haec verba” in order

to ensure that the PTO has provided adequate notice. Id.

And the Board may elaborate on the examiner’s findings,

so long as the appellant had an adequate opportunity to

respond to the Board’s findings during the PTO proceed-

ing. In re Adler, 723 F.3d 1322, 1328 (Fed. Cir. 2013).

The ultimate criterion is whether the appellant has had

12 RAMBUS INC. v. REA

before the PTO a “fair opportunity to react to the thrust of

the rejection.” Jung, 637 F.3d at 1365 (quoting In re

Kronig, 539 F.2d 1300, 1302–03 (CCPA 1976)) (internal

quotation marks omitted). If that condition is not met,

the Board must designate its decision a new ground of

rejection and provide the appellant with an opportunity to

respond. See Stepan, 660 F.3d at 1346; 37 C.F.R.

§ 41.77(b). Failure to do so violates the appellant’s notice

rights and warrants vacatur of the Board’s decision.

Stepan, 660 F.3d at 1346. Whether the Board relied on a

new ground of rejection is a legal issue that we review de

novo. Id. at 1343.

The Board erred when it supplied its own reasons to

combine iAPX and Inagaki. The examiner issued a specif-

ic finding—that one of skill in the art would have been

motivated to modify the iAPX system to transfer data on

both the rising and falling edges of the clock signal be-

cause the system “does not show that all edges are used.”

J.A. 1113. The PTO does not dispute that this finding

was erroneous. iAPX quite clearly employed both the

rising and falling edges of the clock signal. Recognizing

this problem, the Board instead found that a skilled

artisan would have been able to drop functionality that

iAPX discloses as occurring during the rising and falling

edges of the clock. Board Opinion at 23–24. It also pro-

vided additional ways to combine iAPX and Inagaki to

create a half-cycle system that could transfer data on both

the rising and falling edges of its clocks. Id. at 24–27.

These findings were completely new; the Board did not

elaborate on the examiner’s findings with “more detail.”

See Adler, 723 F.3d at 1328. While the Board’s findings

may ultimately be correct, we will not affirm a Board

rejection, like this one, which essentially provides a new

motivation to combine the references.

The Board has a procedure for issuing a new ground

of rejection in appeals of inter partes reexaminations. 37

C.F.R. § 41.77(b). This procedure ensures that appellants

RAMBUS INC. v. REA 13

have an appropriate opportunity to respond and, if neces-

sary, supplement the record before the examiner. We

cannot let the Board shortcut this procedure and deprive

appellants of their due process rights. To be clear, we are

not passing judgment on the merits of the Board’s find-

ings regarding the motivation to combine.

C. Objective Evidence of Nonobviousness

We also agree with Rambus that the Board erred in

its treatment of objective evidence of nonobviousness.

Such objective evidence can establish that “an invention

appearing to have been obvious in light of the prior art

was not.” Stratoflex, Inc. v. Aeroquip Corp., 713 F.2d

1530, 1538 (Fed. Cir. 1984). In some cases, that evidence

is “the most probative and cogent evidence in the record.”

Id. It helps “turn back the clock and place the claims in

the context that led to their invention.” Mintz v. Dietz &

Watson, Inc., 679 F.3d 1372, 1378 (Fed. Cir. 2012). “For

objective evidence . . . to be accorded substantial weight,

its proponent must establish a nexus between the evi-

dence and the merits of the claimed invention.” In re Kao,

639 F.3d 1057, 1068 (Fed. Cir. 2011) (quoting Wyers v.

Master Lock Co., 616 F.3d 1231, 1246 (Fed. Cir. 2010))

(emphasis omitted) (internal quotation marks omitted).

The Board erred when it found that Rambus’s objec-

tive evidence of nonobviousness lacked a nexus because it

related to unclaimed features. Rambus presented uncon-

tested evidence of long-felt need and industry praise due

to the claimed dual-edge data transfer functionality

claimed in the ’097 patent. For example, an article in the

Microprocessor Report stated that Rambus “ha[d] un-

veiled its radical new processor-to-memory interface and

DRAM architecture, which promise to create the most

significant change in processor/memory system architec-

ture since the introduction of the DRAM two decades

ago.” J.A. 2633. The article explains that the technology

“operat[es] with a 250-MHz clock and transfer[s] a byte of

14 RAMBUS INC. v. REA

data on each clock edge,” an approach that was “some-

what counter-intuitive.” Id. A press release issued by

Micron Technology, Inc., a Rambus competitor, referred to

the dual-edge data transfer functionality as a “revolution-

ary and pioneering technology” that “vastly improv[ed]”

the performance of memory chips. J.A. 1711. The Board

did not address any of this evidence.

The Board also erroneously found that Rambus’s evi-

dence relating to high-speed memory systems was not

commensurate with the scope of the claims because the

claims “do not recite a specific clock speed and therefore

embrace slow memory devices.” Board Opinion at 29–30.

Such a strict requirement was improper. Objective evi-

dence of nonobviousness need only be “reasonably com-

mensurate with the scope of the claims,” and we do not

require a patentee to produce objective evidence of nonob-

viousness for every potential embodiment of the claim.

Kao, 639 F.3d at 1068; In re Glatt Air Techniques, Inc.,

630 F.3d 1026, 1030 (Fed. Cir. 2011) (“[W]e have consist-

ently held that a patent applicant ‘need not sell every

conceivable embodiment of the claims in order to rely

upon evidence of commercial success.’”) (quoting In re

DBC, 545 F.3d 1373, 1384 (Fed. Cir. 2008)). Moreover,

Rambus’s evidence shows beyond dispute that the claimed

dual-edge data transfer functionality is what enabled the

praised high-speed transfer of data. A Byte Magazine

article explained that, “by using both edges of a 250-MHz

clock,” Rambus’s memory chips “will deliver a tenfold

increase in component throughput.” J.A. 2623. The

Electronic Engineering Times likewise described the dual-

edge functionality as “designed to burst the bottleneck

between processors and DRAMs in desktop systems.” J.A.

2624–25. The Board did not point to any contrary evi-

dence, and we have not found any in the record.

Nor is there substantial evidence to support the

Board’s finding that Rambus’s licensing evidence lacked a

nexus to the reexamined claims. Rambus’s undisputed

RAMBUS INC. v. REA 15

evidence linked its commercial success to the claimed

dual-edge data transfer functionality. For example, an

Electronic Engineering Times article relayed that Fujitsu

Ltd., NEC Corp., and Toshiba Corp. had paid “substantial

license fees to participate in the technology.” J.A. 2624.

The article noted that a “key part” of Rambus’s licensed

memory technology is the memory bus that “moves one

byte on each clock edge.” J.A. 2625. By the mid-1990s,

Rambus also obtained licenses from Hitatchi, Ltd., Oki

Electric Industry Co., Lucky Goldstar, and Intel Corp.

J.A. 2099. The Board held that this evidence lacked a

nexus because “competitors have many reasons for taking

licenses which are not necessarily related to unobvious-

ness,” Board Opinion at 30, but this finding lacks any

supporting evidence. Similarly, there is no evidence in

the record to support the PTO’s assertion that the com-

mercial value of the licenses stemmed from other licensed

Rambus patents. Indeed, the only evidence before the

Board points to a contrary conclusion.

The Board’s finding that all of Rambus’s evidence

lacked a nexus because dual-edge functionality was

already disclosed in Inagaki, and therefore “not novel,” is

also erroneous. Id. at 29–30. While objective evidence of

nonobviousness lacks a nexus if it exclusively relates to a

feature that was “known in the prior art,” Ormco Corp. v.

Align Tech., Inc., 463 F.3d 1299, 1312 (Fed. Cir. 2006), the

obviousness inquiry centers on whether “the claimed

invention as a whole” would have been obvious, 35

U.S.C. § 103. Rambus’s objective evidence of nonobvious-

ness was not limited to the dual-edge functionality in

Inagaki that transferred a single bit each half-cycle of an

external clock. See J.A. 2955–58. At least some of Ram-

bus’s objective evidence of nonobviousness pertained to

Rambus’s overall memory device architecture. On re-

mand, the Board should be careful to parse the evidence

that relates only to the prior art functionality and the

evidence that touted Rambus’s patented design as a

16 RAMBUS INC. v. REA

whole. We decline to make these fact findings for the first

time on appeal. We leave it to the PTO, for the ’097

patent claims that remain on remand, to determine if

Rambus’s objective evidence of nonobviousness pertains to

the Rambus device or simply to the dual-edge functionali-

ty disclosed in Inagaki.

*****

The Board erred when it failed to provide Rambus an

opportunity to respond to its new grounds for rejecting the

claims as obvious. The Board also erred in its analysis of

Rambus’s objective evidence of nonobviousness. Due to

these errors, we vacate the Board’s decision that claims

3–5, 11, 12, 26, 28–32, and 35 are unpatentable. We

express no opinion, however, as to whether those claims

should issue.

CONCLUSION

For the foregoing reasons, we affirm-in-part and va-

cate-in-part the Board’s decision and remand for further

proceedings.

AFFIRMED-IN-PART, VACATED-IN-PART, AND

REMANDED

COSTS

Costs to Appellant.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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