“At the time Defendants acted, the law was clear that beating an unarmed suspect who was not resisting arrest violates the Fourth Amendment's prohibition against excessive force.”
How later courts described this case
- “At the time Defendants acted, the law was clear that beating an unarmed suspect who was not resisting arrest violates the Fourth Amendment's prohibition against excessive force.”
- “A plaintiff seeking recovery for police conduct during the course of an arrest must predicate recovery upon the Fourth Amendment.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
PITTSBURGH
BARBARA ANN THOMPKINS, )
INDIVIDUALLY; AND ERIC KLAVON, )
) 2:21-CV-00320-CRE
HER HUSBAND; )
)
Plaintiffs, )
)
vs. )
)
)
SPC DAVID KLOBUCHER,
)
)
Defendant, )
MEMORANDUM OPINION1
Cynthia Reed Eddy, Chief United States Magistrate Judge.
This civil action was initiated in this court on March 9, 2021, by husband-and-wife
Plaintiffs Eric Klavon and Barbara Ann Thompkins, to recover damages for injuries allegedly
caused by two police officers, Defendants Alyssa Finnigan and David Klobucher, as well as the
Municipality of Penn Hills and the Penn Hills Police Department. Plaintiffs claim that Defendants
violated their civil rights pursuant to 42 U.S.C. § 1983, as well as committed various state law
torts, for their purported use of excessive force during the course of Thompkins’s arrest. See
Compl. (ECF No. 1). This court has subject matter jurisdiction over the controversy pursuant to
28 U.S.C. § 1331, and supplemental jurisdiction pursuant to 28 U.S.C. § 1367.
1 In accordance with the provisions of 28 U.S.C. § 636(c)(1), the parties have voluntarily consented
to have a United States Magistrate Judge conduct proceedings in this case, including trial and the
entry of a final judgment. (ECF Nos. 10-11).
Presently before the court is a motion for summary judgment filed by the sole remaining
defendant, Klobucher, pursuant to Federal Rule of Civil Procedure 56.2 (ECF No. 30). In addition,
Plaintiffs have filed a motion to strike Defendant’s expert report. (ECF No. 29). For the reasons
that follow, this court grants in part and denies in part Defendant’s motion for summary judgment
and defers Plaintiffs’ motion to strike at this time.
I. BACKGROUND
The underlying facts of this matter are generally undisputed.3 “On June 3, 2020, Penn Hills
Police officers were dispatched to 240 Datura Drive, Penn Hills, Pennsylvania in response to a
domestic violence call by county dispatch.” Def.’s CSMF (ECF No. 32) at ¶ 1. “This dispatch was
in response to a 911 call by [Plaintiff] Klavon, in which he reported that his wife[, Plaintiff
Thompkins,] punched him in the face and was acting erratic[ally].” Id. at ¶ 2. Both Officers
Klobucher and Finnigan responded, and “[a]ll interactions at issue … were captured on bodycam
video.”4 Id. at ¶ 3. “Officer Klobucher arrived first at the location, where he was met by [] Klavon
standing in the front yard.” Id. at ¶ 5. “At the scene, [] Klavon reported to Officer Klobucher that
his wife, [] Thompkins, had punched him in the face.”5 Id. at ¶ 6. Officer Klobucher indicated he
2 On February 21, 2022, this Court approved the stipulation filed by all parties dismissing all claims
with prejudice against all other Defendants: Finnigan, the Municipality of Penn Hills, and the Penn
Hills Police Department. (ECF No. 28).
3 Unless otherwise noted, these facts are admitted. See Pl.’s Resp. to Def.’s Concise Statement of
Material Fact (“CSMF”) (ECF No. 36).
4 This video has been reviewed by this Court. See Video Exhibits (ECF No. 33) at 2, 3, 10, and 11.
See Diaz v. Aberts, 2013 WL 420349, at *5 (E.D. Pa. Feb. 4, 2013) (“[I]n cases where the pertinent
events are captured on video, courts should not rely merely on the parties characterizations of the
events but rather should view the facts as they are depicted by the videotape.”).
5 Klavon showed Klobucher a small injury on the left side of his upper lip.
intended to arrest Thompkins, and he “then proceeded toward the house.”6 Id. at ¶ 9. “Thompkins
was inside the home and gave Officer Klobucher permission to enter the house.” Id. at ¶ 10.
Officer Finnigan then arrived, and the officers asked Thompkins what happened. “Thompkins
freely told Officer Klobucher that she punched her husband in the mouth.”7 Id. at ¶ 15. Officer
Klobucher responded, “That sounds pretty simple. Stand up.”8 Video (ECF No. 33) at Ex. 10.
Thompkins immediately stood up. Then, Officer Klobucher stated, “you’re under arrest,” while
at the same time reaching with both of his arms9 and grabbing onto Thompkins’s right arm in an
effort to place it behind her back to get her into handcuffs.
The bodycam videos of Klobucher and Finnigan clearly and accurately depict the events
that led from this point to Thompkins’s broken arm. The video shows that Thompkins immediately
started screaming, “No,” along with other expletives. Klobucher testified that he “then
manipulated her arm and pushed her up towards and onto a wall.” Def.’s Depo. (ECF No. 33-5) at
53. A scuffle ensued, and then Klobucher “took [Thompkins] down face-first onto the ground.”
Id. at 54. Specifically, Klobucher testified that he “had control of her right arm with [his] left arm
and [he] grabbed her hair with [his] other arm … and pulled her to the ground, pushed her to the
ground.”10 Id. at 55. At her deposition, Thompkins testified that after she yelled “no,” “they just
6 Klobucher testified that it is a policy that arrest is required where “there is a domestic violence
complaint that is corroborated by a physical injury.” Def.’s CSMF (ECF No. 32) at ¶ 71.
7 Additionally, Thompkins told Klobucher that Klavon was “drinking” and called her a “n*****
b****.”
8 Thompkins was calmly sitting on the steps immediately inside the house, while Officer
Klobucher was standing on her right side about an arm’s distance away.
9 Klobucher acknowledges that he “placed his hand on her wrist.” Def.’s CSMF (ECF No. 32) at
¶ 16. In addition, the video is clear that Klobucher placed his other hand on Thompkins’s upper
arm.
10 According to Klobucher, the “hair-pull” is a “very effective” technique for someone resisting
grabbed [her], and they threw [her] up against the wall.” Pl.’s Depo. (ECF No. 33-4) at 34. She
testified that after they “threw [her] on the floor, [she] said you’re hurting my arm, and he just kept
twisting till it snapped, and [she] screamed, and [she] said you just broke my arm, and [Klobucher]
didn’t stop.” Id. at 36.
At his deposition, Klobucher testified that “the technique he utilized to gain control of []
Thompkins[’s] hands to be a ‘Kimura hold,’ a mixed-martial arts technique.” Def.’s CSMF (ECF
No. 32) at ¶ 57. Klobucher testified that a Kimura “is a manipulation more of the shoulder joint.”
Def.’s Depo. (ECF No. 33-5) at 29. Klobucher testified that the Kimura is “an effective
handcuffing technique.” Id. at 31. When applying this technique, Klobucher does not release the
hold until he knows that he has control. Id. at 33. During training, he knows when to stop in order
to prevent injury. Id. During the course of the arrest, once Thompkins was on the ground, he
“began twisting her arm behind her back.” Id. at 57. He then “placed [his] knee on her upper back”
for a few seconds until the handcuffs were placed by Finnigan. Id. at 58.
“Once the handcuffs were applied to Ms. Thompkins,” Ms. Thompkins stated that they
broke her arm, and eventually was returned to a standing position.11 Def.’s CSMF (ECF No. 32)
at ¶ 27. Ms. Thompkins again stated, “My arm is broken.” Thompkins continued to complain of
arm pain. The officers assessed Thompkins and concluded she did not present a medical
emergency. Id. at ¶ 31. The officers “transported [] Thompkins to the Penn Hills Police Station,
arrest. Def.’s Depo. (ECF No. 33-5) at 55. Thompkins was wearing a wig, so Klobucher actually
just pulled Thompkins’s wig from her head.
11 Defendant characterizes Officer Klobucher as “assisting” Thompkins to a standing position,
while Plaintiffs state that Officer Klobucher “lifted [her] up by her injured arm.” Def.’s CSMF
(ECF No. 32) at ¶ 27; Pls.’ Resp. (ECF No. 36) at ¶ 27. In either event, because Thompkins’s
arms were handcuffed behind her back, she would not have been unable to return to a standing
position on her own.
which transportation took a matter of a few minutes.” Id. at ¶ 32. Officer Klobucher asked EMS
staff to evaluate Thompkins while she was at the police station. Id. at ¶ 34. “EMS staff
recommended that Ms. Thompkins be transported to the hospital for further evaluation due to her
subjective complaints of pain.” Id. at ¶ 36. At the hospital, the physician examined Ms. Thompkins
and ordered x-rays. Id. at ¶ 39. The x-rays revealed a fracture. She “was discharged from the
hospital that evening, with directions to follow up with an orthopedic doctor, which she did
approximately five days later.” Id. at ¶ 40. Ms. Thompkins “underwent successful open reduction
internal fixation surgery to repair her fractured right humerus at UPMC Presbyterian on June 12,
2020.”12 First Amended Complaint (“FAC”) (ECF No. 6) at ¶ 46.
On March 9, 2021, Plaintiffs instituted the instant action, and on May 10, 2021, Defendants
filed an Answer. (ECF Nos. 1, 7). The parties engaged in the discovery process. During the course
of discovery, the parties disagreed about the use of expert testimony regarding the use of force in
this matter, and this Court permitted the parties to file motions to strike experts along with motions
for summary judgment. Thus, on March 14, 2022, Defendant filed a motion for summary
judgment, and Plaintiffs filed a motion to strike Defendant’s expert report. (ECF Nos. 29, 30).
Both parties responded to the motions, and both motions are ripe for disposition. (ECF Nos. 36,
37, 40, 41, and 42).
II. STANDARD OF REVIEW
A. Summary Judgment Standard
Summary judgment is appropriate when the moving party establishes “that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
12 There is no dispute that Thompkins’s injury that led to her broken arm and subsequent surgery
was caused by Klobucher during the course of the arrest.
Fed. R. Civ. Pro. 56(a). A genuine issue of material fact is one that could affect the outcome of
litigation. Willis v. UPMC Children’s Hosp. of Pittsburgh, 808 F.3d 638, 643 (3d Cir. 2015) (citing
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). However, “[w]here the record taken
as a whole could not lead a rational trier of fact to find for the non-moving party, there is no
genuine issue for trial.” N.A.A.C.P. v. North Hudson Reg’l Fire & Rescue, 665 F.3d 464, 475 (3d
Cir. 2011) (quoting Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587
(1986)).
The initial burden is on the moving party to adduce evidence illustrating a lack of genuine,
triable issues. Hugh v. Butler Cnty. Family YMCA, 418 F.3d 265, 267 (3d Cir. 2005) (citing Celotex
Corp. v. Catrett, 477 U.S. 317, 323–24 (1986)). Once the moving party satisfies its burden, the
non-moving party must present sufficient evidence of a genuine issue, in rebuttal. Santini v.
Fuentes, 795 F.3d 410, 416 (3d Cir. 2015) (citing Matsushita Elec. Indus. Co., 475 U.S. at 587).
When considering the parties’ arguments, the court is required to view all facts and draw all
inferences in the light most favorable to the non-moving party. Id. (citing United States v. Diebold,
Inc., 369 U.S. 654, 655 (1962)). The benefit of the doubt will be given to allegations of the non-
moving party when in conflict with the moving party’s claims. Bialko v. Quaker Oats Co., 434 F.
App’x 139, 141 n.4 (3d Cir. 2011) (citing Valhal Corp. v. Sullivan Assocs., 44 F.3d 195, 200 (3d
Cir. 1995)).
Nonetheless, a well-supported motion for summary judgment will not be defeated where
the non-moving party merely reasserts factual allegations contained in the pleadings. Betts v. New
Castle Youth Dev. Ctr., 621 F.3d 249, 252 (3d Cir. 2010) (citing Williams v. Borough of West
Chester, 891 F.2d 458, 460 (3d Cir. 1989)). The non-moving party must resort to affidavits,
depositions, admissions, and/or interrogatories to demonstrate the existence of a genuine issue.
Guidotti v. Legal Helpers Debt Resolution, L.L.C., 716 F.3d 764, 773 (3d Cir. 2013) (citing Celotex
Corp., 477 U.S. at 324).
III. DISCUSSION
A. Excessive Force, the Fourth Amendment, and Qualified Immunity
In this case, Thompkins contends that Officer Klobucher used excessive force against her
in violation of her civil rights pursuant to 42 U.S.C. § 1983. See FAC (ECF No. 6). “Section 1983
provides a civil remedy for the ‘deprivation of any rights, privileges, or immunities secured by the
Constitution and laws.’” Klein v. Madison, 374 F. Supp. 3d 389, 405 (E.D. Pa. 2019) (quoting 42
U.S.C. § 1983). “To state a claim under section 1983, a plaintiff must demonstrate that some
person has deprived him of a federal right...[and] that the person who has deprived him of that
right acted under color of state or territorial law.” Id. (internal citations and quotation marks
omitted). “A cause of action exists under § 1983 when a law enforcement officer uses force so
excessive that it violates the Fourth and Fourteenth Amendments to the United States
Constitution.” Williams v. City of York, Pennsylvania, 967 F.3d 252, 259 (3d Cir. 2020). It is well
settled that all “claims that law enforcement officers have used excessive force ... in the course of
an arrest ... should be analyzed under the Fourth Amendment and its ‘reasonableness’ standard.”13
Damiani v. Duffy, 754 F. App’x 142, 146 (3d Cir. 2018) (citing Graham v. Connor, 490 U.S. 386,
395 (1989)).
Determining whether the force used to effect a particular seizure is ‘reasonable’
under the Fourth Amendment requires a careful balancing of the nature and quality
13 In the FAC, Thompkins claims violations of her Fourth and Fourteenth Amendment rights due
to Officer Klobucher’s use of excessive force. However, as cited supra, because the use of force
occurred in conjunction with an arrest, this court will only consider an excessive force claim
pursuant to the Fourth Amendment; thus, summary judgment is granted in favor of Klobucher for
Plaintiffs’ claims for relief pursuant to the Fourteenth Amendment. See also Brice v. City of York,
528 F. Supp. 2d 504, 515 (M.D. Pa. 2007) (“A plaintiff seeking recovery for police conduct during
the course of an arrest must predicate recovery upon the Fourth Amendment.”).
of the intrusion on the individual’s Fourth Amendment interests against the
countervailing governmental interests at stake. An analysis of the reasonableness
of an officer’s actions requires careful attention to the facts and circumstances of
each particular case, including the severity of the crime at issue, whether the suspect
poses an immediate threat to the safety of the officers or others, and whether he is
actively resisting arrest or attempting to evade arrest by flight.
Damiani, 754 F. App’x at 146-47 (internal citations and quotation marks omitted). “In evaluating
excessive force claims, courts must adopt an officer’s on the scene perspective.” Ference v. Twp.
of Hamilton, 538 F. Supp. 2d 785, 804 (D.N.J. 2008) (internal quotation marks omitted).
The reasonableness of a particular use of force must be judged from the perspective
of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight
... Not every push or shove, even if it may later seem unnecessary in the peace of a
judge’s chambers, violates the Fourth Amendment. The calculus of reasonableness
must embody allowance for the fact that police officers are often forced to make
split-second judgments—in circumstances that are tense, uncertain, and rapidly
evolving—about the amount of force that is necessary in a particular situation.
Ference, 538 F. Supp. 2d at 804 (quoting Graham, 490 U.S. at 396-97(citations omitted)) (internal
quotation marks omitted). Moreover, in considering excessive force claims, this court notes that
this circuit has held that “the presence or absence of physical injury is probative evidence of
whether the force used was excessive.” Velius v. Twp. of Hamilton, 754 F. Supp. 2d 689, 694
(D.N.J. 2010).
Further, where, as here, a videotape of an incident exists that depicts the whole incident in
a clear and accurate manner, it is incumbent on the court to determine “the relevant set of facts and
draw[] all inferences in favor of the nonmoving party to the extent supportable by the record.”
Scott v. Harris, 550 U.S. 372, 381 at n.8 (2007); see also Abney v. Younker, 2019 WL 7812383, at
*5 (M.D. Pa. Oct. 3, 2019), report and recommendation adopted, 2020 WL 488894 (M.D. Pa. Jan.
30, 2020) (“[I]n a case such as this, where critical events at issue have been captured on videotape,
the Court is obliged to consider that videotaped evidence in determining whether there is any
genuine dispute as to material facts.”).
Any assessment of the probative value of video evidence must take into account
that the camera, while an immutable witness, can only describe events from the
particular perspective of the video’s lens. Thus, the camera only allows us to see
what the camera observed and recorded, and our assessment of the evidence must
be undertaken through the prism of the camera’s perspective, subject to all of the
vagaries and limitations of that perspective. This fact has led commentators to
caution courts to refrain from a reflexive reliance on equivocal video evidence
when reaching ultimate legal conclusions. See Jessica Silbey, Cross–Examining
Film, 8 U. Md. L.J. Race, Religion, Gender & Class 17 (2008); Martin A. Schwartz
et al., Analysis of Videotape Evidence in Police Misconduct Cases, 25 Touro L.Rev.
857 (2009). Moreover, where a video has inherent ambiguities, courts have
declined invitations to grant summary judgment based upon that video evidence.
Abney, 2019 WL 7812383, at *5.
In this case, Plaintiffs assert that “a reasonable jury could view the force used by []
Klobucher during the arrest of [] Thompkins as excessive” based upon “the video evidence in this
case, along with the testimony of [] Officer Klobucher.” Pls.’ Br. (ECF No. 37) at 3. Defendant
asserts that the “video evidence is irrefutable that once [] Klobucher initiated arrest, [] Thompkins
screamed, flailed and resisted.” Def.’s Br. (ECF No. 31) at 11. It is Defendant’s position that the
“force [] Klobucher used to bring her into control and complete the arrest was commensurate with
her conduct, and consistent with the directives of the Municipality’s Use of Force Policy.” Id. at
11-12. Plaintiff responds that Klobucher’s “manipulating [] Thompkins’[s] arm behind her back
and breaking it clearly constitutes a situation in which a reasonable jury could view the conduct at
issue as objectively unreasonable and constituting excessive force.” Pl.’s Br. (ECF No. 37) at 3.
To determine whether a constitutional violation occurred, this Court will consider the non-
exhaustive factors appropriate in this Circuit in excessive-force cases. See El v. City of Pittsburgh,
975 F.3d 327, 336 (3d Cir. 2020) (“We consider factors including ‘the severity of the crime at
issue, whether the suspect[s] pose[ ] an immediate threat to the safety of the officers or others, and
whether [they are] actively resisting arrest or attempting to evade arrest by flight.’ Graham, 490
U.S. at 396, 109 S.Ct. 1865. We also assess the physical injury to the plaintiff, ‘the possibility that
the persons subject to the police action are themselves violent or dangerous, the duration of the
action, whether the action takes place in the context of effecting an arrest, the possibility that the
suspect may be armed, and the number of persons with whom the police officers must contend at
one time.’ Sharrar v. Felsing, 138 F.3d 810, 822 (3d Cir. 1997), abrogated on other grounds,
[Curley v. Klem, 499 F.3d 199, 209-11 (3d Cir. 2007)].”).
Certain factors indicate that the use of force was not excessive. Here, Thompkins was
being arrested for an act of domestic violence, specifically simple assault, against her husband.
See Incident Report (ECF No. 33-1). This Court recognizes that domestic violence is a serious
crime, and Thompkins had clearly punched Klavon in the mouth. Moreover, Thompkins indeed
was flailing around during the course of a lawful arrest and could have injured one or both officers
in the process.14 The interaction at issue was brief, lasting about 45 seconds from the moment
Klobucher grabbed Thompkins’s arms until she was handcuffed on the ground.
Other factors, however, indicate the use of force was indeed excessive. Thompkins was
grabbed by her arms prior to being told she was under arrest. There were two officers on the scene
contending with just one individual, and Officer Klobucher is physically much larger than
Thompkins.15 Further, there is no indication Thompkins was attempting to flee the scene or that
she was armed. In addition, Thompkins suffered a severe injury due to the mixed-martial arts hold
utilized to handcuff her hands behind her back. Moreover, it does not appear that Thompkins was
14 Although Thompkins was initially charged with resisting arrest, that charge, along with all
charges were later withdrawn. Def.’s CSMF (ECF No. 32) at ¶ 51. Moreover, even if Thompkins
had been charged with and convicted of resisting arrest, that in and of itself would not preclude
this section 1983 excessive-force action. See Garrison v. Porch, 376 F. App’x 274, 277 (3d Cir.
2010).
15 Klobucher is six feet tall and weighs 230 pounds. Pls.’ CSMF (ECF No. 36) at ¶ 73.
a threat to the general public in any way, as it was clear this was an incident between husband and
wife. It is also worth noting that at her deposition, Thompkins testified that this incident occurred
shortly after the murder of George Floyd,16 and “she was in panic mode because the world was in
an uproar, and [she] didn’t have any idea what they were going to do.” Pl.’s Depo. (ECF No. 33-
4) at 27. She had “never been arrested” before. Id.
Although this incident is clearly depicted on video, there are factual disputes appropriate
for a jury to decide. There is no question that despite Klobucher’s testimony, he indeed grabbed
her arm prior to letting her know she was under arrest.17 It is this act that led to the scuffle that
caused her broken arm. While Thompkins was pinned to the ground, Klobucher utilized a mixed-
martial arts technique that he knew could cause injury in order to aid Finnigan in placing the
handcuffs onto Thompkins. This shoulder manipulation, which potentially caused the severe
injury, is too subtle to be seen clearly on video, leaving it best for a jury to determine whether its
use was excessive under the totality of the circumstances. Based on the foregoing, there are
genuine issues of material fact as to whether a constitutional violation occurred.
However, even where a constitutional violation occurs, a police officer may still be entitled
to avoid liability pursuant to the doctrine of qualified immunity. “Qualified immunity protects
government officials from liability from civil damages insofar as their conduct does not violate
clearly established statutory or constitutional rights of which a reasonable person would have
16 “On the evening of May 25, 2020, white Minneapolis police officer Derek Chauvin kills George
Floyd, a Black man, by kneeling on his neck for almost 10 minutes. The death, recorded by
bystanders, touched off what may have been the largest protest movement in U.S. history and a
nationwide reckoning on race and policing.” See https://www.history.com/this-day-in-
history/george-floyd-killed-by-police-officer (last visited 9/14/2022). Instantly, Thompkins is a
mixed-race female, and Klobucher is white. This incident occurred on June 3, 2020.
17 At his deposition, Klobucher testified that he “believe[s] [he] told her she was under arrest and
then [he] grabbed her.” Def.’s Depo. (ECF No. 33-5) at 53.
known.” Guthrie v. Guthrie, 216 F. Supp. 3d 590, 594 (W.D. Pa. 2016). “It applies to give officers
breathing room to make reasonable but mistaken judgment.” Id. (internal quotation marks
omitted). “When properly applied, [qualified immunity] protects all but the plainly incompetent or
those who knowingly violate the law.” Id. “Summary judgment based on qualified immunity
should be granted when the law did not put the officer on notice that his conduct would be clearly
unlawful.” Id. at 594-95 (internal quotation marks omitted). “When considering whether a right
was clearly established, our focus is on whether the officer had fair notice that [his or] her conduct
was unlawful, so reasonableness is judged against the backdrop of the law at the time of the
conduct.” El, 975 F.3d at 334 (internal quotation marks omitted). “Although there need not be a
case directly on point for a right to be clearly established, existing precedent must have placed the
... constitutional question beyond debate.” Id.
Under our cases, the clearly established right must be defined with
specificity. “This Court has repeatedly told courts ... not to define clearly
established law at a high level of generality.” Kisela [v. Hughes], 584 U.S., [__] –
–––, 138 S.Ct., [1148,] 1152 [(2018)] (internal quotation marks omitted). That is
particularly important in excessive force cases, as we have explained:
“Specificity is especially important in the Fourth
Amendment context, where the Court has recognized that it is
sometimes difficult for an officer to determine how the relevant
legal doctrine, here excessive force, will apply to the factual
situation the officer confronts. Use of excessive force is an area of
the law in which the result depends very much on the facts of each
case, and thus police officers are entitled to qualified immunity
unless existing precedent squarely governs the specific facts at
issue....
“[I]t does not suffice for a court simply to state that an officer
may not use unreasonable and excessive force, deny qualified
immunity, and then remit the case for a trial on the question of
reasonableness. An officer cannot be said to have violated a clearly
established right unless the right’s contours were sufficiently
definite that any reasonable official in the defendant’s shoes would
have understood that he was violating it.” Id., at ––––, 138 S.Ct., at
1153 (quotation altered).
City of Escondido, Cal. v. Emmons, __ U.S. __, 202 L. Ed. 2d 455, 139 S. Ct. 500, 503 (2019).
Here, Plaintiffs frame the constitutional right, pursuant to El, supra, “that an unarmed
individual who is not suspected of a serious crime—including one who is verbally uncooperative
or passively resists the police—has the right not to be subjected to physical force such as being
grabbed, dragged, or taken down.” El, 975 F.3d at 340; Pls.’ Br. (ECF No. 37) at 7. Defendant
frames the constitutional right differently, arguing it is not well-established “that an officer must
forego using an arm bar technique to gain control and complete arrest of a domestic assault arrestee
who is actively trying to fight off the officers.” Def.’s Reply (ECF No. 41) at 2.
In order for Plaintiffs to survive summary judgment, this Court must conclude, “based on
relevant precedent at the time, [that] a reasonable officer would not have believed that the level of
force used against [plaintiff] was legal under the circumstances.” Couden v. Duffy, 446 F.3d 483,
497 (3d Cir. 2006).
The two poles of the analysis are fairly clear: Police may use force, including baton
strikes, to subdue a resisting suspect, Byrd v. Cumberland County, 2020 WL
3496915 at *11-12 (D.N.J. June 29, 2020); they may not, however, strike a
subdued, “handcuffed suspect who is face down and not resisting arrest.” Colon v.
City of Paterson, 2014 WL 4441503 at *3 (D.N.J. Sept. 9, 2014) (police may not
use force on individual who has “completely given up resistance”).
Lankford v. City of Clifton Police Dep't, 546 F. Supp. 3d 296, 313 (D.N.J. 2021); Noble v. City of
Camden, 112 F. Supp. 3d 208, 228-29 (D.N.J. 2015) (“At the time Defendants acted, the law was
clear that beating an unarmed suspect who was not resisting arrest violates the Fourth
Amendment's prohibition against excessive force.”).
In this case, viewing the facts in the light most favorable to Plaintiffs, as this Court must,
a jury could conclude that Thompkins, who was unarmed and on the ground under the control of
two officers, was no longer such a threat to the officers that the use of a mixed-martial arts move
that Klobucher knew could cause injury was necessary in order to assist in handcuffing. Even if
Thompkins had not completely given up resistance, as Klobucher claims, she was still on ground
in a fetal position while a second officer was present and placing handcuffs. Under such
circumstances, Klobucher is not entitled to qualified immunity at this stage of proceedings. Based
on the foregoing, summary judgment is denied with respect to Plaintiffs’ Fourth Amendment
excessive force claim.
B. Unlawful Arrest, Search, and Seizure
Defendant moves for summary judgment as to Plaintiffs’ claims for unlawful search, arrest,
and seizure.18 See Def.’s Br. (ECF No. 31) at 14-16. “Plaintiffs do not contest the dismissal of the
wrongful arrest claims found in Count I of” the FAC. Pls.’ Br. (ECF No. 37) at 2. Based on the
foregoing, any claims related to unlawful arrest, search, and seizure at Count 1 are dismissed with
prejudice.
C. Battery and Loss of Consortium
Defendant moves for summary judgment as to Plaintiffs’ claims for battery and loss of
consortium. See Def.’s Br. (ECF No. 31) at 16-17. With respect to both claims, it is Defendant’s
position that because summary judgment should be granted on the excessive force claim, it must
also be granted on both the battery and loss of consortium claims. Id. However, as discussed
supra, this Court has denied summary judgment on the excessive force claim, and therefore this
Court will address both claims.
1. Battery
18 In the FAC, Plaintiffs assert that Thompkins was unlawfully arrested “and/or
unconstitutional[ly] and unreasonabl[ly]” searched and seized. FAC (ECF No. 6) at ¶ 53.
“Although ‘[a] police officer may use reasonable force to prevent interference with the
exercise of his authority or the performance of his duty,’ he nevertheless ‘may be held liable for
assault and battery when a jury determines that the force used in making an arrest is unnecessary
or excessive.’” Thomas v. Liguori, No. 2022 WL 2718718, at *7 (E.D. Pa. July 13, 2022) (quoting
Renk v. City of Pittsburgh, 537 Pa. 68, 641 A.2d 289, 293 (Pa. 1994)). “The reasonableness of the
force used in making the arrest determines whether the police officer’s conduct constitutes an
assault and battery.” Id.
In this case, this Court’s denial of summary judgment as to the excessive force claim
necessitates denial of summary judgment as to the battery claim. If a jury determines that the force
used during the course of this lawful arrest was unreasonable or excessive, it may also conclude
that Klobucher is liable for battery. See Thomas, 2022 WL 2718718, at *7.
2. Loss of Consortium
In the FAC, Plaintiffs assert that “[a]s a direct and proximate result of the actions of
[Klobucher] and injuries sustained by Wife Plaintiff Barbara Ann Thompkins as detailed above,
Husband Plaintiff Eric Klavon has suffered and will continue to suffer loss of consortium, spousal
support, services, society, and companionship for which [Klobucher is] liable.” FAC (ECF No. 6)
at ¶ 85.
“Pennsylvania law provides that ‘loss of consortium claims derive from the injured
spouse’s right to recover in tort law.’” Richardson v. Solic. Montgomery Cnty., PA, 2022 WL
990895, at *6 (E.D. Pa. Apr. 1, 2022) (quoting Stoker v. Green, Tweed & Co., 2020 WL 4437113,
at *16 (E.D. Pa. Aug. 3, 2020)). Instantly, there are two underlying torts that have survived
summary judgment: 1) excessive force pursuant to Section 1983 and 2) battery.
However, it is well-settled that a Section 1983 claim “does not support a derivative claim
for loss of consortium.” Le. L. v. Burlington Cnty., 2021 WL 6125777, at *4 (D.N.J. Dec. 28,
2021). Thus, a claim for loss of consortium cannot be based upon Plaintiffs’ excessive-force claim.
Nevertheless, a state-law battery claim may indeed provide the underlying basis for a loss of
consortium claim, see Williams v. Gilgallon, 2016 WL 2892490, at *20 (M.D. Pa. May 17, 2016),
and therefore summary judgment is denied with respect to Plaintiffs’ loss-of-consortium claim.
D. Motion to Strike Expert Report
Defendant has submitted an expert report from Christopher Boyle, whom he asserts is an
expert in the field of law enforcement. See Expert Report (ECF No. 29-2). Plaintiffs have moved
to strike this expert report pursuant to Federal Rule of Evidence 702. See Pls.’ Br. (ECF No. 29-
1). Defendant opposes Plaintiff’s motion. See Def.’s Br. (ECF No. 40).
“Whether to permit expert testimony on a particular issue is left to the discretion of the trial
court.” Bradley v. S.C. Boys, Inc., 2022 WL 3021140, at *2 (M.D. Pa. July 29, 2022). “Under the
Federal Rules of Evidence, it is the role of the trial judge to act as a ‘gatekeeper’ to ensure that any
and all expert testimony or evidence is not only relevant, but also reliable.”. Id. “The Rules of
Evidence embody a strong and undeniable preference for admitting any evidence which has the
potential for assisting the trier of fact.” Id.
Federal Rule of Evidence 702 provides, in relevant part:
A witness who is qualified as an expert by knowledge, skill, experience, training,
or education may testify in the form of an opinion or otherwise if:
(a) the expert’s scientific, technical, or other specialized knowledge will help
the trier of fact to understand the evidence or to determine a fact in issue;
(b) the testimony is based on sufficient facts or data;
(c) the testimony is the product of reliable principles and methods; and
(d) the expert has reliably applied the principles and methods to the facts of the
case.
Federal Rule of Evidence 702.
Because this Court did not rely upon or utilize the expert testimony in any way in reaching
a conclusion regarding summary judgment, the motion to strike expert is deferred to trial.
IV. CONCLUSION
Based on the foregoing, Defendant’s motion for summary judgment is granted in part and
denied in part. Specifically, Defendant’s motion is granted with respect to any excessive force
claim based upon the Fourteenth Amendment, as well as Plaintiffs’ claims for unlawful arrest,
search, or seizure as outlined in Count 1 of the FAC. Defendant’s motion for summary judgment
is denied in all other respects. Furthermore, Plaintiffs’ motion to strike Defendant’s expert report
is deferred to trial.
Appropriate Orders follow.
Dated: October 3, 2022. BY THE COURT:
s/ Cynthia Reed Eddy
United States Magistrate Judge
cc: Counsel of record
via electronic filing