Opinion

PACK v. COMMISSIONER OF SOCIAL SECURITY

Court
District Court, W.D. Pennsylvania
Filed
Aug 19, 2021
Cited by
0 cases
Authority
More cited than 29.3%

explaining that the harmless error doctrine permits affirmance where “it is predictable with great confidence that the agency will reinstate its decision on remand”

How later courts described this case

  • explaining that the harmless error doctrine permits affirmance where “it is predictable with great confidence that the agency will reinstate its decision on remand”
  • explaining that the ALJ must explain how the evidence is connected to the result

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF PENNSYLVANIA

DAYVON T. PACK, )

)

Plaintiff, )

)

vs. ) Civil Action No. 20-1128

)

COMMISSIONER OF SOCIAL SECURITY, )

)

)

Defendant.

ORDER

AND NOW, this 19th day of August, 2021, upon consideration of Defendant’s Motion

for Summary Judgment (Doc. No. 17) filed in the above-captioned matter on April 14, 2021,

IT IS HEREBY ORDERED that the Motion is DENIED.

AND, further, upon consideration of Plaintiff’s Motion for Summary Judgment (Doc. No.

15), filed in the above-captioned matter on March 4, 2021,

IT IS HEREBY ORDERED that the Motion is GRANTED as set forth below. The

Commissioner of Social Security’s (“Commissioner”) final decision is reversed, and this matter

is hereby remanded to the Commissioner for further administrative proceedings pursuant to

sentence four of 42 U.S.C. § 405(g).

I. Background

Dayvon T. Pack (“Plaintiff”) filed an application for supplemental security income

(“SSI”) pursuant to Title XVI of the Social Security Act (“Act”), 42 U.S.C. § 1381 et seq., on

September 23, 2016. (R. 12). Plaintiff’s application was initially denied, and he requested a

hearing before an Administrative Law Judge (“ALJ”). (R. 12). Plaintiff then appeared before an

ALJ twice. At the first hearing, the ALJ postponed proceedings to permit Plaintiff to obtain

counsel. (R. 519). Plaintiff’s second appearance for a hearing before the ALJ took place on

April 24, 2019. (R. 12). On May 8, 2019, the ALJ issued his decision finding Plaintiff not

disabled under the Act and denying his application for SSI. (R. 21). Plaintiff sought review of

that decision before the Appeals Council, but that request was denied. (R. 1). Thus, the ALJ’s

decision became the final agency decision in this matter. 20 C.F.R. § 416.1481. Plaintiff has

sought this Court’s review of the agency’s final decision, and now pending before the Court are

Plaintiff and the Commissioner’s summary judgment motions.

II. Standard of Review

To be upheld, the “ALJ’s decision must be substantially supported by the evidence in the

record.” Thomas v. Comm’r of Soc. Sec., 625 F.3d 798, 800 (3d Cir. 2010); Biestek v. Berryhill,

139 S. Ct. 1148, 1152 (2019) (citing 42 U.S.C. § 405(g)) (explaining that the Commissioner’s

findings of fact are “conclusive” if supported by substantial evidence). Substantial evidence is

“such relevant evidence as a reasonable mind might accept as adequate.” Thomas, 625 F.3d at

800; Chandler v. Comm’r of Soc. Sec., 667 F.3d 356, 359 (3d Cir. 2011). Reviewing courts may

not “re-weigh the evidence or impose their own factual determinations.” Chandler, 667 F.3d at

359. However, “appellate courts retain a responsibility to scrutinize the entire record and to

reverse or remand” where substantial evidence is lacking. Smith v. Califano, 637 F.2d 968, 970

(3d Cir. 1981).

ALJs must “set forth the reasons for [their] decision[s].” Thomas, 625 F.3d at 800 (citing

Cotter v. Harris, 642 F.2d 700, 704—705 (3d Cir.1981)).1 When ALJs provide “conclusory

1 ALJs use “a five-step, sequential evaluation process” to evaluate disability. Zirnsak v.

Colvin, 777 F.3d 607, 611 (3d Cir. 2014) (citing 20 C.F.R. § 404.1520(a)). This is true for both

Title XVI applications and Title II disability insurance benefits applications. Ferguson v.

Schweiker, 765 F.2d 31, 36 n.4 (3d Cir. 1985); 20 C.F.R. § 416.920(a)(4); 20 C.F.R.

§ 404.1520(a)(4). At step one, the ALJ ensures the claimant is not “doing substantial gainful

activity.” 20 C.F.R. § 416.920(a)(4)(i). At step two, the ALJ makes a finding as to whether the

claimant has one or more “severe medically determinable physical or mental impairment[s].” Id.

statements” instead of a clear explanation of their findings, meaningful review becomes

infeasible. Id. (citing Burnett v. Comm’r of Soc. Sec., 220 F.3d 112, 119 (3d Cir. 2000)).

Adequate explanation includes “not only an expression of the evidence [the ALJ] considered

which supports the result, but also some indication of the evidence which was rejected.” Cotter,

642 F.2d at 705. If the ALJ fails to acknowledge the evidence he rejected and explain its

rejection, reviewing courts “cannot tell if significant probative evidence was not credited or

simply ignored.” Id.

Where an ALJ’s decision suffers from such a deficiency, a reviewing court may not

“rectify errors, omissions or gaps . . . by supplying additional findings from its own independent

analysis of portions of the record which were not mentioned or discussed by the ALJ.” Cefalu v.

Barnhart, 387 F. Supp. 2d 486, 491 (W.D. Pa. 2005). Rather, a reviewing court only “considers

and reviews . . . those findings upon which the ALJ based the decision.” Id. Accordingly,

arguments offered in support of the ALJ’s decision that were not “relied upon by the ALJ in his

analysis” do not justify affirmance. Velardo v. Astrue, No. CIV.A. 07-1604, 2009 WL 229777,

at *11 (W.D. Pa. Jan. 29, 2009); Fargnoli v. Massanari, 247 F.3d 34, 43—44 and n. 7 (3d Cir.

2001) (citing SEC v. Chenery Corporation, 318 U.S. 80 (1943)).2

§ 416.920(a)(4)(ii). At step three, the ALJ must decide whether any of the claimant’s

“impairment(s) . . . meets or equals” one of the presumptively disabling impairments in

“appendix 1 to subpart P of Part 404.” Id. § 416.920(a)(iii). At steps four and five, the ALJ

decides whether work is available to the claimant, either work he performed in the past or work

that is appropriate for an individual of his age, education, work experience, and residual

functional capacity (“RFC”). Id. § 416.920(a)(4)(iv)—(v).

2 While reviewing courts will not affirm an ALJ’s decision based on rationale it cannot

find therein, it is neither the case that every error requires remand. Where a reviewing court is

confident that an ALJ error had no effect on the outcome of the case, remand is unwarranted.

Rutherford v. Barnhart, 399 F.3d 546, 553 (3d Cir. 2005); Spiva v. Astrue, 628 F.3d 346, 353

(7th Cir. 2010) (explaining that the harmless error doctrine permits affirmance where “it is

predictable with great confidence that the agency will reinstate its decision on remand”).

III. The ALJ’s Decision

In this matter, the ALJ found Plaintiff had not engaged in substantial gainful activity

since his application date. (R. 14). The ALJ identified five severe, medically determinable

impairments that afflicted Plaintiff—depression, generalized anxiety disorder, social anxiety

disorder, ADHD, and borderline intellectual functioning. (R. 14). At step three of the five-step

evaluation, the ALJ found that neither Plaintiff’s impairments nor a combination thereof met or

equaled the severity of any presumptively disabling impairment in the regulations. (R. 14). He

specifically considered listings §§ 12.04, 12.05, 12.06, and 12.11, but found Plaintiff did not

meet the criteria for those impairments because he only suffered from moderate limitations in

“[u]nderstanding, remembering, or applying information,” marked limitations in “interacting

with others,” moderate limitations in “concentrating, persisting, or maintaining pace,” and

moderate limitations in “adapting or managing oneself.” (R. 15—16). Nor was Plaintiff

“capable of only marginal adjustment,” i.e., “minimal capacity to adapt to changes in his

environment or to demands that are not already part of his daily life.” (R. 16).3

Next, the ALJ considered evidence of Plaintiff’s impairments, symptoms, and limitations

to determine his RFC. The evidence the ALJ considered included Plaintiff’s alleged symptoms

and limitations, objective medical evidence, activities of daily living, and medical opinion

evidence. (R. 17—19). Plaintiff alleged that it was difficult for him to “follow[] instruction,”

“pay attention,” and “handle stress and changes in routine.” (R. 17). He particularly disliked

3 To qualify for one of the identified listings, a claimant must suffer from two marked or

one extreme limitation in four functional areas. See e.g., 20 C.F.R. Pt. 404, Subpt. P, App. 1, §

12.04B. In the alternative, a claimant may show, inter alia, that he was only capable of marginal

adjustment. Id. § 12.04C. The ALJ found Plaintiff did not demonstrate disability pursuant to

listing § 12.05 because intelligence testing did not reveal a sufficient intellectual deficit. (R.

16—17).

“be[ing] around other people.” (R. 17). Plaintiff’s mental health records indicated that he had

received mental health treatment since childhood, but “continued to exhibit significant mental

health symptoms.” (R. 18). Mental health records also indicated that Plaintiff’s concentration

had improved with effective medication management. (R. 18). By the time of the hearing,

Plaintiff’s most significant “barrier to employment” was his social anxiety. (R. 18).

The ALJ considered this evidence and sought to reconcile it with other evidence in the

record, like Plaintiff’s daily activities. Despite Plaintiff’s social anxiety, evidence of Plaintiff’s

daily activities indicated that he “regularly [went] to church, friends’ homes, and the YMCA

community center.” (R. 18). Plaintiff also appeared to use public transportation. (R. 18).

Plaintiff found public transit confusing but did not indicate it triggered or exacerbated his social

anxiety symptoms. (R. 18). In addition to these daily activities, the ALJ further considered the

varying medical opinion evidence in the record. The ALJ found that State agency psychological

consultant, Dr. Brentzel, understated the severity of Plaintiff’s social anxiety and afforded her

opinion some weight. (R. 19). He afforded limited weight to the opinion provided by Plaintiff’s

treating psychiatrist, Dr. Gladowski. (R. 19). Dr. Gladowski opined very significant limitations,

but the ALJ found his opinion lacked internal consistency and consistency with the larger record.

(R. 19). The ALJ also considered the opinion provided by consultative examiner, Dr. Newman.

(R. 19). He afforded Dr. Newman’s opinion “great weight” because Dr. Newman’s findings of

“marked” difficulty in Plaintiff’s interactions with others and “moderate” difficulty

“understanding, remembering, and carrying out simple instructions” appeared to be “consistent

with and well supported by the objective medical evidence.” (R. 19).

Having considered this evidence, the ALJ found Plaintiff’s allegations of functional

limitation were not totally supported by the record, but he accommodated Plaintiff’s established

limitations by restricting Plaintiff to work that involved only “simple and routine tasks,” “simple

work-related decisions,” “occasional interaction” with supervisors and coworkers, “incidental or

cursory contact with the public” and “positions that involve working with things rather than

people.” He also limited Plaintiff to operating in “low stress work environment[s]” without

“assembly line” or “strictly-enforced production quotas,” and only “occasional changes in work

setting.” (R. 17). Using that RFC determination, as well as Plaintiff’s age, education, and work

experience, the ALJ found at step five4 that Plaintiff could work as an “industrial

sweeper/cleaner,” “housekeeper/cleaner,” or “addresser.” (R. 20).

IV. Legal Analysis

Plaintiff argues the ALJ’s decision is contrary to law and unsupported by substantial

evidence, primarily because the ALJ failed to appropriately consider the medical opinion

evidence in the record. Plaintiff argues that the ALJ overlooked an important component of the

consultative examiner’s opinion and that his treating psychiatrist’s opinion should have been

afforded greater weight. Having considered the ALJ’s decision and the record, the Court finds

that the ALJ’s explanation of his consideration of the medical opinion evidence lacks clarity and

will order remand.

The primary deficiency in the ALJ’s consideration of the medical opinion evidence is his

discussion of the consultative examiner’s opinion. An ALJ must consider all medical opinion

evidence that appears in the record. 20 C.F.R. § 416.927(c). If the ALJ intends to reject opinion

evidence, he must acknowledge the rejected evidence and explain the basis of its rejection.

Cotter, 642 F.2d at 705. Consultative examiner Dr. Newman evaluated Plaintiff in December

4 The ALJ determined at step four that Plaintiff did not have adequate work history to be

found capable of returning to prior relevant work. (R. 20).

2016. (R. 354). The ALJ considered Dr. Newman’s opinion and afforded it “great weight”

because Dr. Newman’s findings that Plaintiff had a “marked degree of difficulty” with social

interaction and a “moderate degree of difficulty understanding, remembering, and carrying out

simple instructions [was] both consistent with and well supported by the objective medical

evidence.” (R. 19). However, the ALJ problematically failed to acknowledge that Dr. Newman

found another marked limitation. That additional limitation—a marked limitation in

“[r]espond[ing] appropriately to usual work situations and to changes in a routine work

setting”—is relevant to Plaintiff’s work ability, thus, its oversight is error. (R. 359).5

This error is particularly problematic in light of the vocational expert’s (“VE”) testimony

at Plaintiff’s hearing. At Plaintiff’s hearing, the VE testified in one instance that an individual as

limited as Dr. Newman believed Plaintiff to be could not work. Plaintiff’s counsel asked the VE

how a marked limitation in interacting with others or appropriately responding to work situations

and changes in work setting would affect employability. (R. 508). Plaintiff’s counsel defined

the term “marked” for the VE as “a substantial loss in the ability to effectively function.” (R.

508). That definition overlapped with Dr. Newman’s operative definition of “marked.” (R. 358

5 The Commissioner points out that a markedly limited ability to appropriately respond to

work situations and changes in work setting is not necessarily work preclusive. (Doc. No. 18,

pg. 20). Indeed, “[c]ourts have found a claimant is not disabled even when a provider finds a

marked limitation in responding to work pressures if the ALJ has accounted for the limitation

and addressed the limitation in the RFC assessment.” Norr v. Berryhill, No. CV 17-2701, 2018

WL 8666579, at *6 (E.D. Pa. Nov. 6, 2018), report and recommendation adopted, No. CV 17-

2701, 2019 WL 2721137 (E.D. Pa. June 27, 2019). However, the error the Court here identifies

is not that the ALJ’s RFC determination fails to accommodate Plaintiff’s limitations, but that the

ALJ failed to address clearly probative evidence. All “pertinent or probative” evidence in the

record must be addressed in an ALJ’s decision unless that evidence is so overwhelmed by other

evidence that it becomes “irrelevant.” Johnson v. Comm’r of Soc. Sec., 529 F.3d 198, 204 (3d

Cir. 2008). Having reviewed the record, the Court has not found evidence that so

overwhelmingly shows Plaintiff can appropriately respond to work situations and changes in

work setting that Dr. Newman’s opinion to the contrary is rendered irrelevant.

(indicating “marked” means “[t]here is a serious limitation in this area. There is a substantial

loss in the ability to effectively function.”)). In response to Plaintiff’s counsel’s inquiry, the VE

testified that an individual with marked limitation interacting with others and responding

appropriately to work situations and changes would not be able to work full time. (R. 508).

The Commissioner argues that remand is unnecessary because the VE’s understanding of

the term “marked” was inconsistent with Dr. Newman’s definition of that term. The Court

acknowledges that the testimony the VE gave after her initial response to Plaintiff’s counsel’s

question cast some doubt on whether she based her answer on the operative definition of

“marked.” When Plaintiff’s counsel asked the VE to explain her rationale, the VE replied: “So

you’re saying they’re unable to effectively deal with other people.” (R. 508 (emphasis added)).

Plaintiff’s counsel did not redirect the VE to the “substantial loss” definition of marked, and later

asked “[i]f the person didn’t have the ability to do, to make those adjustments when they did

occur, would that be work preclusive as well?” (R. 509 (emphasis added)). The VE responded

“That would, yes.” (R. 509). This exchange between Plaintiff’s counsel and the VE obfuscates

her initial testimony concerning “marked” limitations. However, the Court is not persuaded that

the lack of clarity surrounding the VE’s testimony mollifies the ALJ’s error in failing to address

all of Dr. Newman’s opined limitations. In the absence of clarity, the Court will remand for

further agency consideration rather than attempt to “rectify” shortcomings in the ALJ’s analysis.

See Cefalu, 387 F. Supp. 2d at 491.6

6 Affirmance by application of the harmless error doctrine is not appropriate where, as

here, the Court lacks confidence that the same result will be reached after further proceedings.

Rutherford, 399 F.3d at 553; Spiva, 628 F.3d at 353. The Court does not mean to suggest that

consideration of Dr. Newman’s entire opinion will lead to a different result. However, the Court

lacks conviction that the ALJ’s error had no impact on the case.

Plaintiff also argues that the ALJ erred in affording only limited weight to his treating

psychiatrist’s opinion. He contends that the ALJ’s reasons for affording Dr. Gladowski’s

opinion only limited weight were contrary to law and factually inaccurate, and further argues that

had the ALJ appropriately considered that opinion Plaintiff would have found disabled at step

three. Plaintiff filed his application for SSI before March 27, 2017, so the ALJ’s consideration

of treating source opinion evidence was subject to 20 C.F.R. § 416.927.

Pursuant to the applicable regulations, ALJs must consider every medical opinion.7

Treating source opinion evidence is given priority, potentially unto the point of being afforded

controlling weight. 20 C.F.R. § 416.927(c)—(c)(2).8 However, the preference afforded treating

7 In their consideration of various opinions, ALJs consider the source’s “[e]xamining

relationship,” “[t]reatment relationship,” how long and how frequently they have worked with

the claimant, the nature of the relationship (e.g., whether the source treats the claimant for the

relevant impairment), whether there is evidence supporting the opinion, whether the opinion is

consistent with the record as a whole, the source’s “[s]pecialization,” and other appropriate

factors. Id. § 416.927(c)(1)—(6).

8 Treating source opinion evidence is valued because treating sources often see claimants

frequently and may have a “detailed, longitudinal picture of” a claimant’s health impairments.

Id. § 416.927(c)(2). Treating source opinions are afforded “controlling weight” when they are

“well-supported by medically acceptable clinical and laboratory diagnostic techniques and . . .

not inconsistent with the other substantial evidence in [the] case record.” Id.

Plaintiff cites Social Security Ruling 96-2P in support of his argument that the ALJ’s

consideration of his treating psychiatrist’s opinion was afforded inadequate weight. (Doc. No.

16, pg. 3). The Commissioner counters that SSR 96-2P was rescinded effective March 27, 2017

for all pending cases and is therefore inapplicable to the current case. (Doc. No. 18, pg. 18).

The Court notes, as have others, that “the rescission of the Ruling is effective only for claims

filed after March 27, 2017.” Burton v. Saul, No. CV 19-2508, 2020 WL 3447752, at *7 n.24

(E.D. Pa. June 24, 2020); Rosa v. Berryhill, No. 2:16-CV-5923, 2018 WL 1442893, at *8 n.9

(E.D. Pa. Jan. 31, 2018), report and recommendation adopted, No. CV 16-5923, 2018 WL

1426964 (E.D. Pa. Mar. 22, 2018) (“Because Rosa applied for benefits prior to the effective date

of the rescission,” March 27, 2017, “SSR 96-2p controls.”). See Gatto v. Comm’r of Soc. Sec.,

No. 3:19-CV-12408(BRM), 2020 WL 5810567, at *6 (D.N.J. Sept. 30, 2020) (considering the

treating physician rule for a 2015 disability insurance benefits claim and explaining that “[t]he

Commissioner counters that SSR 96-2p is inapplicable as it was rescinded for all pending claims

as of March 27, 2017,” but “[t]he Court disagrees.”).

source opinion evidence is not absolute—“[w]here . . . the opinion of a treating physician

conflicts with that of a non-treating, non-examining physician, the ALJ may choose whom to

credit but ‘cannot reject evidence for no reason or for the wrong reason.’” Morales v. Apfel, 225

F.3d 310, 317 (3d Cir. 2000) (citing Plummer v. Apfel, 186 F.3d 422, 429 (3d Cir. 1999)); Brown

v. Astrue, 649 F.3d 193, 196 (3d Cir. 2011) (“As the ALJ clearly explained why she gave greater

weight to the opinion” offered by the medical expert who testified at the claimant’s hearing than

the opinion of the claimant’s treating psychiatrist, “her decision was supported by substantial

evidence and was not contrary to law.”).9 When ALJs do not afford controlling weight to

treating source medical opinion evidence, they are directed to consider the factors that are

appropriate in the consideration of any medical opinion. 20 C.F.R. § 416.927(c)(2).

Dr. Gladowski started treating Plaintiff shortly before he documented an opinion of

Plaintiff’s functional limitations. (R. 444). Dr. Gladowski’s initial mental status evaluations

indicate Plaintiff was appropriately oriented and engaged, with good insight and judgment. (R.

445).10 In October 2018, Dr. Gladowski opined as to the extent of Plaintiff’s symptoms and

limitations on an “ASSESSMENT OF ABILITY TO DO WORK-RELATED ACTIVITIES

(MENTAL)” form. (R. 460). Therein, Dr. Gladowski wrote that Plaintiff had “[n]o useful

9 Whatever weight is given, ALJs must provide “good reasons in . . . [the] decision for the

weight [they] give [the claimant’s] treating source’s medical opinion.” 20 C.F.R.

§ 416.927(c)(2).

10 Dr. Gladowski’s August 2018 notes indicate Plaintiff was “oriented to date, place and

person,” “calm and pleasant throughout the interview,” “engaged throughout the interview” with

“appropriate gestures and facial expressions,” and demonstrated appropriate insight and

judgment despite indicating his mood was “swingy.” (R. 445). At his September 2018

appointment, Plaintiff indicated his medication worked well until approximately 5:00pm, and he

further indicated that his “mood ha[d] been ‘off an[d] on’ stating he has been having arguments

with his girlfriend or his mother lately.” (R. 443). Dr. Gladowski evaluated Plaintiff’s mental

status and found him to be “appropriately, [sic] calm, and pleasant” as well as “engaged

throughout [the] interview” with “appropriate gestures with speech.” (R. 443).

ability to function” for “[r]elat[ing] to co-workers,” “[d]eal[ing] with the public,” and

“[i]nteract[ing] with Supervisor(s).” (R. 460). He opined Plaintiff would be “unsatisfactory” in

his ability to “[u]se judgment,” “[d]eal with work stresses,” and “[m]aintain

attention/concentration.” (R. 460). He further indicated Plaintiff’s ability to “[u]nderstand,

remember, and carry out complex job instructions,” as well as “[r]elate predictably in social

situation[s]” would be “[s]eriously [l]imited.” (R. 461). Dr. Gladowski explained that the basis

of his opinion was Plaintiff’s ADHD, anxiety disorder diagnoses, and “[e]xtreme difficulties

interacting with co-workers and supervisors if any stressors are introduced.” (R. 461).

Dr. Gladowski also completed a “Mental Impairment Questionnaire (Listings),” wherein

he opined that Plaintiff suffered from a “[m]arked” limitation “[i]nteracting with [o]thers” and

“[c]oncentrating, persisting or maintaining pace.” (R. 464). That form defined “[m]arked”

limitation as a “degree of limitation . . . such as to seriously interfere with the ability to function

independently, appropriately and effectively.” (R. 464). The form offered Dr. Gladowski the

opportunity to find an “[e]xtreme” limitation, defined as being “not able to function in [an] area

independently, appropriately, effectively, and on a sustained basis.” (R. 464).

The ALJ afforded Dr. Gladowski’s opinion “limited weight” despite recognizing that he

was Plaintiff’s treating psychiatrist. (R. 19). The ALJ explained that he found Dr. Gladowski’s

opinion lacked internal consistency insofar as Dr. Gladowski opined Plaintiff would suffer from

“extreme difficulties interacting with coworkers and supervisors” on one form and only marked

difficulty on the other. (R. 19). He also found Dr. Gladowski’s opinion lacked consistency with

the broader record and explained that Dr. Gladowski’s findings concerning Plaintiff’s difficulty

“with concentration, persistence, and pace” were inconsistent with treatment notes indicating

Plaintiff’s “concentration improved with treatment.” (R. 19).

The ALJ’s consideration of Dr. Gladowski’s opinion is, in several respects, sound. The

ALJ provided an explanation for why he afforded the opinion only limited weight. His second

reason for that finding—that Dr. Gladowski’s opinion was inconsistent with treatment notes—

would satisfy a reasonable mind, as Dr. Gladowski’s treatment notes do indicate that Plaintiff’s

concentration was adequate with appropriate medication.11 Thus, the ALJ’s inference of

inconsistency is supported by substantial evidence in the record. Raglin v. Massanari, 39 F.

App’x 777, 778 (3d Cir. 2002) (citing Monsour Med. Ctr. v. Heckler, 806 F.2d 1185, 1190–91

(3d Cir. 1986)) (“We must give deference to the agency’s ‘inferences from facts if those

inferences are supported by substantial evidence, even where this court acting de novo might

have reached a different conclusion.’”).

However, on remand the ALJ’s decision in this regard would benefit from reexamination

and further explanation of the internal inconsistency finding. The ALJ found the opinion lacked

internal consistency because Dr. Gladowski noted an extreme limitation interacting with others

on one form and a marked limitation on the other. But the ALJ failed to acknowledge that on

one of those forms the term “Extreme” was defined (R. 464), while on the other it was not. (R.

461). There thus appears to be a missing inferential step between the ALJ’s consideration of Dr.

Gladowski’s opinion and the ALJ’s finding of internal inconsistency. See Gamret v. Colvin, 994

F. Supp. 2d 695, 698 (W.D. Pa. 2014) (explaining that the ALJ must explain how the evidence is

connected to the result). On remand, the ALJ should further consider and explain his

consideration of Dr. Gladowski’s opinion consistent with the regulations at 20 C.F.R.

11 R. 442 (noting that Plaintiff’s “concentration has improved greatly”), R. 441 (Plaintiff

reporting that his “concentration is still low in the afternoon”), R. 443 (noting Plaintiff’s report

that Adderall is good for his concentration until around 5:00pm), R. 444 (Plaintiff reporting that

Adderall prescription helps him “focus and accomplish the things he needs to”).

§ 416.927(c)(2). Upon reconsidering opinion evidence in the record pursuant to this order, the

ALJ should also address how that further inquiry affects his consideration of the other relevant

evidence in the record such as Plaintiff’s testimony and the objective medical evidence.12

In the briefs, the parties debated several issues that did not appear to factor into the ALJ’s

decision, such as the length of Dr. Gladowski’s treating relationship with Plaintiff. The Court

need not address those arguments because its focus is on the ALJ’s actual bases of decision.

Middleton v. Colvin, No. 2:15-CV-1419, 2016 WL 244930, at *1 (E.D. Pa. Jan. 21, 2016)

(“[T]he reviewing court must consider only the rationale articulated in the agency’s decision.”).

12 Plaintiff offers several other arguments for remand, which the Court finds unpersuasive.

Plaintiff argues that the ALJ erred in his consideration of Plaintiff’s activities of daily living. In

the decision, the ALJ considered that despite Plaintiff’s allegations of significant limitations due

to symptoms of social anxiety, Plaintiff “regularly [went] to church, friends’ homes, and the

YMCA,” and used public transportation without noting “difficulty being around other riders.”

(R. 19). Based on those activities and the other evidence, the ALJ determined that “a more

restrictive residual functional capacity” than the one adopted was unwarranted. (R. 19). Plaintiff

challenges this analysis, arguing that his daily activities were too irregular and insufficiently

related to work activities to count against the alleged severity of his symptoms and resultant

limitations.

The Court discerns no error in the ALJ’s consideration of Plaintiff’s daily activities. A

claimant’s daily activities are relevant to the ALJ’s assessment of functional limitations. See 20

C.F.R. § 416.929(c)(3)(i). So too is consistency among a claimant’s statements concerning how

their symptoms affect them. SSR 16-3P, 2017 WL 5180304, *4, 6 (S.S.A. Oct. 25, 2017). In

this instance, the ALJ considered that Plaintiff “consistently reported having difficulty being

around other people,” especially when they were critical of him or when multiple people gave

him “instructions at the same time.” (R. 18). But further considered that Plaintiff voluntarily

engaged socially at church, friends’ homes, and the YMCA. (R. 18—19). Where, as here,

Plaintiff primarily alleged functional limitations due to social anxiety, evidence of social

engagement was highly relevant to Plaintiff’s RFC. Therefore, the ALJ did not err in

considering Plaintiff’s daily activities.

Plaintiff also argues the ALJ failed to adequately develop the record. However, there is

no indication in the record or decision that the ALJ felt he lacked sufficient evidence to make a

disability determination but proceeded anyway. Therefore, there was no reason for the ALJ to

recontact medical sources and further develop the record before making a decision. 20 C.F.R. §

416.920b(b).

V. Conclusion

For the foregoing reasons, the Court finds the ALJ’s decision is not supported by

substantial evidence. Further administrative proceedings are necessary to permit additional

consideration and explanation of the medical opinion evidence of record. Further consideration

of the medical opinion evidence may affect not only the ALJ’s determination of Plaintiff’s RFC,

but also the ALJ’s decision at step three of the five-step sequential evaluation. The Court points

this out only to ensure that any decision arising from further proceedings is sufficiently detailed

to permit meaningful review and does not in any way speculate as to what the result of further

proceedings might be. Accordingly, the case is remanded to the Commissioner for

reconsideration consistent with this Order.

s/ Alan N. Bloch

United States District Judge

ecf: Counsel of record

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.