discussing the right to visit inmates and declining to hold that there is a constitutional right for nonincarcerated individuals to visit incarcerated relatives
How later courts described this case
- discussing the right to visit inmates and declining to hold that there is a constitutional right for nonincarcerated individuals to visit incarcerated relatives
- “[T]he due process clause under the Fifth -14- Amendment only protects against federal governmental action and does not limit the actions of state officials.”
- “Wilson challenges the impartiality of hearing examiner Kane, but Sandin prohibits us from considering whether Wilson is entitled to an unbiased hearing examiner.”
- “Mere restatements of the elements of a claim are not entitled to the assumption of truth.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
LINDA SHICK and RUSSELL SHICK, ) Case No. 3:18-cv-253
)
Plaintiffs, ) JUDGE KIM R. GIBSON
)
v. )
)
PENNSYLVANIA DEPARTMENT OF )
CORRECTIONS, JOHN E. WETZEL, )
MICHAEL R. CLARK, and RYAN )
SLEWISKI, )
)
Defendants. )
MEMORANDUM OPINION
Before the Court is Defendants’ Motion to Dismiss for Failure to State a Claim. (ECF No.
5.) This Motion is fully briefed (see ECF Nos. 6, 21) and is ripe for disposition. For the reasons
that follow, Defendants’ Motion is GRANTED IN PART and DENIED IN PART.
I. Background
Plaintiffs Linda and Russell Shick filed a five-count Complaint against Defendants on
December 12, 2018. Plaintiffs are husband and wife. (ECF No. 1 {{ 4-5.) Defendants are the
Pennsylvania Department of Corrections (“DOC”), Secretary of Corrections John E. Wetzel, SCI-
Albion Superintendent Michael R. Clark, and SCI-Albion hearing officer Ryan Slewiski. (Id. 1
6-16.)
Plaintiffs allege that Defendants:
(1) violated Linda Shick’s right to procedural due process under the Fourteenth
Amendment of the Constitution (id. [7 96-105);
(2) violated Linda Shick’s Eighth Amendment rights by permanently banning her
from visiting her incarcerated husband, Russell Shick (id. [J 106-08);
(3) violated Linda Shick’s First Amendment rights by prohibiting her from associating
with her husband (id. [J 109-11);
(4) violated Russell Shick’s Fifth and Fourteenth Amendment rights by depriving him
of procedural due process (id. [J] 112-24);
(5) violated Russell Shick’s Eighth Amendment rights by depriving him of procedural
due process and access his wheelchair (id. {{ 125-29); and
(6) violated Russell Shick’s First, Sixth, and Fourteenth Amendment rights to counsel
by opening and scanning mail containing privileged communications between
Russell Shick and his attorney. (Id. {{ 130-39.)
The Court derives the following facts, which it accepts as true for purposes of deciding
the instant Motion to Dismiss, from Plaintiffs’ Complaint.
A. Linda Shick is Accused of Attempting to Smuggle Drugs Through the Mail at
SCI-Albion
On May 11, 2018, DOC officials at SCI-Albion confiscated a piece of mail that Linda Shick
sent to her husband, Russell Shick, who is incarcerated at SCI-Albion. (Id. {J 18-20.) DOC
officials confiscated the mail and claimed that it tested positive for the synthetic drug K-2. (Id. 1
21-25.)
Plaintiffs maintain that Linda Shick did not attempt to send K-2 to Russell Shick. (Id. 11
25, 42.) They allege that DOC officials “either intentionally falsely claimed that Mr. Shick’s mail
tested positive for K-2[,] that prison officials contaminated the relevant mail, or that the test was
a false positive.” (Id. 24.)
On May 15, 2018, DOC officials searched Mr. Shick’s cell, but did not uncover any
contraband. (Id. [J 27-28.)
os
B. Russell Shick Files a Grievance About the Confiscation of His Mail and Is
Subsequently Moved to the Restricted Housing Unit
On May 16, 2018, Russell Shick filed an inmate grievance complaining about the
confiscation of his mail. (Id. 1 29.) He refiled his grievance on May 21, 2018, to include a copy of
the “confiscated item receipt” per DOC policy. (Id. I] 30-32.) The DOC did not timely respond
to Mr. Shick’s grievance, and requested an extension of time to respond three days after the
response period had passed. (Id. {{ 33.) Then, he filed a Notice of Default requesting that the
confiscated mail be provided to his attorney. (Id. J 34.)
On May 25, 2018, a DOC staff member interviewed Mr. Shick about the confiscated mail.
(Id. 1 36-37.) Mr. Shick believed the interview was in connection with his inmate grievance. (Id.
{ 38.) At the interview, Mr. Shick confirmed that the confiscated mail contained his wife’s
handwriting. (Id. J 39.) Then, DOC staff took Mr. Shick to a holding cell, where he remained for
roughly six hours. (Id. {1 37, 43.)
When DOC officials took Mr. Shick to the holding cell, they confiscated his wheelchair,
which he uses to deal with a hip condition that requires surgery. (Id. [J 43-44.) After
approximately six hours in the holding cell, DOC officials moved Mr. Shick to the Restricted
Housing Unit for “security reasons.” (Id. [{ 45-49.)
C. DOC Officials Hold Hearings on Russell Shick’s Allegedly Contaminated Mail
and Respond to His Grievance
On May 26, 2018, Mr. Shick submitted a form—DC-141 Part M(A)—requesting
representation and listing eight staff members as witnesses. (Id. [ 60.) Mr. Shick also submitted
-3-
a request for the DOC to identify the employee who deemed Mrs. Shick’s mail to be suspicious,
but DOC officials stated that they were not at liberty to provide that information. (Id. [ 61.)
On May 29, 2018, Mrs. Schick appeared before the DOC Program Review Committee to
ask for his wheelchair to be returned, but his wheelchair was not returned until June 12, 2018. (Id.
63-65.) Plaintiffs allege that “[i]n violation of DC-ADM 801, ice. prison policy and protocols,
there was no commissioned officer on the [Program Review Committee] panel that day.” (Id. □
64.)
Then, on May 30, 2018, DOC officials held a hearing on the Shicks’ allegedly contaminated
mail in front of Hearing Examiner Ryan Slewiski. (Id. { 66.) Mr. Shick was not permitted to
present witnesses, present witness statements, and the DOC did not produce laboratory results
showing that the mail was contaminated. (Id. [1 67-69.) Slewiski denied Mr. Shick’s requests to
consult with his attorney, to be represented by an attorney at the hearing, or to submit polygraph
examinations to support his defense. (Id. 69-74.) Slewiski determined that Mr. Shick violated
prison regulations by possessing drug contraband and sentenced him to sixty days of disciplinary
custody. (Id. {J 77-78.)
On June 5, 2018, Mr. Shick was scheduled for a review of the Program Review
Committee’s decision. (Id. { 82.) However, Mr. Shick was not transported to the hearing by DOC
staff, so he did not receive a review. (Id.)
On July 12, 2018, Mr. Shick received a response to his grievance about the confiscation of
his mail. (Id. | 84.) ADOC employee named Tamie White informed Mr. Shick that his mail tested
positive for K-2. (Id.) A misconduct report indicated that the Shicks’ mail was tested using a
-4-
NARK II Synthetic Cannabinoids drug-detection pouch, which Plaintiffs allege is an unreliable
method test method. (Id. [{ 85-89.)
Finally, Mr. Shick also alleges that the DOC’s mail policy prohibits him from receiving
privileged communications from his attorney. (Id. I] 90-95.)
D. DOC Officials Permanently Ban Linda Shick from Visiting Russell Shick
On May 25, 2018, Superintendent Clark wrote a letter to Mrs. Shick “that declared that she
was permanently banned from visiting Mr. Shick or any other state correctional facility in
Pennsylvania.” (Id. ¥ 51.) Mrs. Shick was not permitted to visit her husband at SCI-Albion on
May 31, 2019. (Id. 52.)
Plaintiffs allege that DOC policy authorizes indefinite suspensions of visitation rights, but
that it does not authorize permanent bans. (Id. {{ 54-57.) Plaintiffs also allege that DOC policy
requires that any person who unlawfully introduced illegal drugs into a state correctional facility
must be referred for criminal prosecution, but that Mrs. Shick was never referred for prosecution.
(Id. [1 57-58.)
II. Jurisdiction and Venue
The Court has subject-matter jurisdiction over Plaintiffs’ claims because they arise under
42 U.S.C. § 1983. Therefore, the Court has jurisdiction under 28 U.S.C. §§ 1331 and 1343. Venue
is proper under 28 U.S.C. § 1931 because a substantial portion of the events underlying this action
took place within the Western District of Pennsylvania.
III. Legal Standard
A complaint may be dismissed under Federal Rule of Civil Rule 12(b)(6) for “failure to
state a claim upon which relief can be granted.” Connelly v. Lane Const. Corp., 809 F.3d 780, 786
-5-
(3d Cir. 2016). But detailed pleading is not generally required. Id. The Rules demand only “a
short and plain statement of the claim showing that the pleader is entitled to relief” to give the
defendant fair notice of what the claim is and the grounds upon which it rests. Bell Atlantic Corp.
v. Twombly, 550 U.S. 544, 555 (2007) (quoting FED. R. CIv. P. 8(a)(2)).
Under the pleading regime established by Twombly and Iqbal, a court reviewing the
sufficiency of a complaint must take three steps.' First, the court must “tak[e] note of the elements
[the] plaintiff must plead to state a claim.” Ashcroft v. Iqbal, 556 U.S. 662, 675 (2009). Second, the
court should identify allegations that, “because they are no more than conclusions, are not
entitled to the assumption of truth.” Id. at 679; see also Burtch v. Milberg Factors, Inc., 662 F.3d 212,
224 (3d Cir. 2011) (“Mere restatements of the elements of a claim are not entitled to the assumption
of truth.”) (citation omitted). Finally, “[w]hen there are well-pleaded factual allegations, [the]
court should assume their veracity and then determine whether they plausibly give rise to an
entitlement to relief.” Igbal, 556 U.S. at 679. “A claim has facial plausibility when the plaintiff
pleads factual content that allows the court to draw the reasonable inference that the defendant
is liable for the misconduct alleged.” Id.; see also Connelly, 809 F.3d at 786. Ultimately, the
plausibility determination is “a context-specific task that requires the reviewing court to draw on
its judicial experience and common sense.” Iqbal, 556 U.S. at 679.
1 Although Iqbal described the process as a “two-pronged approach,” Ashcroft v. Iqbal, 556 U.S. 662, 679
(2009), the Supreme Court noted the elements of the pertinent claim before proceeding with that approach,
id. at 675-79. Thus, the Third Circuit has described the process as a three-step approach. See Connelly, 809
F.3d at 787; Burtch v. Milberg Factors, Inc., 662 F.3d 212, 221 n.4 (3d Cir. 2011) (citing Santiago v. Warminster
Twp., 629 F.3d 121, 130 (2010)).
-6-
IV. Discussion
A. The Court Will Dismiss the Pennsylvania Department of Corrections as a
Defendant Because it is Entitled to Eleventh Amendment Immunity
The Court will dismiss the Pennsylvania Department of Corrections as a defendant
because it is entitled to immunity under the Eleventh Amendment of the Constitution. The
Eleventh Amendment provides that “[t]he Judicial power of the United States shall not be
construed to extend to any suit in law or in equity, commenced or prosecuted against one of the
United States by Citizens of another State.” U.S. Const. amend. XI.
The Eleventh Amendment has been generally interpreted “to immunize an unconsenting
state from suits brought in federal courts by her own citizens as well as by citizens of another
state.” Christy v. Pa. Turnpike Comm'n, 54 F.3d 1140, 1144 (3d Cir. 1995) (quoting Pennhurst State
Sch. & Hosp. v. Halderman, 465 U.S. 89, 100 (1984)). “A suit that is brought against an entity that
is in essence an ‘arm of the state’ is similarly barred by the Eleventh Amendment.” Lang v. Pa.
Higher Educ. Assistance Auth., 610 F. App’x 158, 160 (3d Cir. 2015) (quoting Fitchik v. N.J. Transit
Rail Operations, Inc., 873 F.2d 655, 658 (3d Cir. 1989)).
The Eleventh Amendment applies here because the Pennsylvania DOC is a part of the
executive department of the Commonwealth of Pennsylvania. See 71 PA. CONS. STAT. ANN. § 61;
Lavia v. Pa. Dep’t of Corr., 224 F.3d 190, 195 (3d Cir. 2000) (holding that Pennsylvania DOC is
immune to suit under the Eleventh Amendment); Longo v. SCI Camp Hill, 2019 WL 1141084, at *3-
*4 (M.D. Pa. Jan. 14, 2019). The Court further finds that the DOC did not waive its immunity and
that Congress did not abrogate it. Accordingly, the Court will dismiss the DOC as a defendant
in this matter.
B. The Court Will Dismiss Counts I and III Because Linda Shick Does Not
Adequately Allege a Violations of the First or Fourteenth Amendments
In Count I of the Complaint, Plaintiffs allege that the DOC, Wetzel, and Clark violated
Linda Shick’s Fourteenth Amendment right to procedural due process by failing to provide her
with an opportunity to “defend against the false claim that she attempted to introduce K-2 into
SCI-Albion.” (ECF No. 1 {{] 96-105.) In Count III of the Complaint, Plaintiffs alleges that “Mrs.
Shick’s First Amendment right to freedom of association with her husband has been violated by
the DOC’s permanent ban on her visiting with her husband.” (Id. {{ 109-11.)
Defendants argue that the Court must dismiss Counts I and III because the First
Amendment and Fourteenth Amendment Due Process Clause do not create a constitutional right
that entitles individuals to visit prisons. (ECF No. 6 at 3-9 (citing Ky. Dep’t of Corrections v.
Thompson, 490 U.S. 434, 460-61 (1989)).) Defendants argue that a prison’s denial of visitation rights
is legitimate so long as the denial is consistent with legitimate penological objectives of the
corrections system. (Id. at 4 (citing Johnson v. Cal., 543 U.S. 499, 510 (2005)).)
In response, Plaintiffs argue that Defendants violated Mrs. Shick’s First and Fourteenth
Amendment rights by restricting her access to visit her husband because Defendants’ decision to
ban her from prison facilities had no relationship to a legitimate penological purpose. (ECF No.
21 at 13-15.) Plaintiffs argue that “the legitimate penological interest at issue, i.e. the prevention
of drug smuggling into correctional institutions, but the actions here were not rationally related
to that purpose; accepting the factual allegations as true, it is adverse to that purpose.” (Id. at 13.)
-8-
The Court finds that Mrs. Shick does not adequately plead a violation of the United States
Constitution. To prevail on a claim under Section 1983, the plaintiff must allege that defendants
violated plaintiff's constitutional right. See DeShaney v. Winnebago Cty. Dep’t of Soc. Servs., 489
US. 189, 195 (1989); Gayeman v. Sch. Dist. of City of Allentown, No. 14-cv-1518, 2016 WL 3014896,
*12 (E.D. Pa. May 26, 2016); Lansberry v. Altoona Area Sch. Dist., 318 F. Supp. 3d 739, 754 (W.D. Pa.
2018) (Gibson, J.).
Here, the Court must dismiss Counts I and III because Mrs. Shick has no constitutional
right to visit her incarcerated husband. Courts have consistently held that “[c]onvicted prisoners,
their family and spouses have no constitutional right to visitation.” St. Clair v. Pa. Dep’t of Corr.,
No. 3:13-06, 2014 WL 695582, at *3 (W.D. Pa. Feb. 24, 2014) (quoting Young v. Vaughn, No. 98-4630,
2000 WL 1056444, at *2 (E.D. Pa. Aug. 1, 2000) (“Face to face contact with a spouse is important in
a marriage, but it is not a federal constitutional right.”); accord Neumeyer v. Beard, 301 F. Supp. 2d
349, 351 (M.D. Pa. 2004), aff'd, 421 F.3d 210 (3d Cir. 2005).?
Moreover, Mrs. Shick’s First and Fourteenth Amendment claims would fail even if a
constitutional right were implicated. The Supreme Court has held that a correctional facility's
decision regarding conditions of confinement, like visitation, will be upheld so long as they are
“reasonably related to legitimate penological interests.” Turner v. Safley, 482 U.S. 78, 89 (1987).
To determine reasonableness, courts must consider; (1) the connection between the prison
2 Plaintiffs allege that the Eastern District of Pennsylvania has recognized that “’spousal association’ is a
right as applied to the Due Process Clause.” (ECF No. 21 at 14 (citing Pahle v. Colebrookdale Twp., 227 F.
Supp. 2d 361, 382 (E.D. Pa. 2002)).) Pahle is inapposite. First, Pahle did not recognize any clearly defined
constitutional right to associate or communicate with a spouse, let alone an incarcerated spouse. 227 F.
Supp. 2d at 382. Second, the right “to marital integrity and spousal association” discussed in Pahle related
to an injured spouse in the loss-of-consortium context, not where a spouse is incarcerated. Id. The Third
Circuit has never adopted the Eastern District’s reasoning in Pahle.
-9-
decision and the governmental interest supported; (2) the existence of alternative means of
exercising the abridged right; (3) the impact of an accommodation of the abridged right on prison
resources; and (4) the absence of alternatives for exercising the right at de minimis cost to
penological interests. Id. at 89-91; see also Vaughn, 2000 WL 1056444, at *2; St. Clair, 2014 WL
695582, at *3.
Here, the DOC’s decision to restrict Mrs. Shick’s visitation rights was rationally related to
a legitimate penological purpose— prohibiting the smuggling of drugs into SCI-Albion. See Block
v. Rutherford, 468 U.S. 576, 586 (1984) (holding that there is a rational connection between
restricting visitation and institutional security); Pfender v. Sec’y of Pa. Dep’t of Corr., 443 F. App’x
749, 752-53 (3d Cir. 2011) (holding that Pennsylvania DOC has broad authority to suspend
visitation rights when it determines that a visitor possesses a security risk); see also Overton v.
Bazzetta, 539 U.S. 126 (2003) (“The fact that the regulations bear a rational relation to legitimate
penological interests suffices to sustain them regardless of whether respondents have a
constitutional right of association that has survived incarceration. This Court accords substantial
deference to the professional judgment of prison administrators, who bear a significant
responsibility for defining a corrections system's legitimate goals and determining the most
appropriate means to accomplish them.”). The only way to accommodate Mrs. Shick is to
reinstate her visitation privileges, which may compromise prison security if she attempts to
smuggle drugs into the prison. And reinstating her visitation privileges would require additional
DOC resources to ensure that she does not attempt to smuggle drugs into SCI-Albion. Finally, it
does not appear that there is any available alternative that would restore Mrs. Shick’s visitation
rights at a de minimis cost to penological interests.
-10-
It is irrelevant that Mrs. Shick denies that she attempted to smuggle drugs into SCI-
Albion—the allegation that resulted in the suspension of her visitation privileges. “[D]enial of
culpability does not create a triable issue of fact on the question of whether the suspension of her
visiting privileges bears a rational relationship to legitimate penological interests.” Pfender, 443
F, App’x at 753.
Accordingly, the Court will dismiss Counts I and III with prejudice. The Court will not
grant leave to amend because the Court finds that Mrs. Shick cannot possibly allege a violation
of the First or Fourteenth Amendments based on the denial of her visitation rights.» Even if she
could allege that a protected constitutional interest was implicated by the DOC’s decision, the
DOC’s ban on Mrs. Shick’s visitation rights is permissible because it is rationally related to a
legitimate penological interest.
Cc. The Court Will Dismiss Count II Because Defendants Are Entitled to Qualified
Immunity
Count II of the Complaint alleges that Defendants violated Mrs. Shick’s Eighth
Amendment right against cruel and unusual punishment by permanently banning her from
visiting SCI-Albion “based on false allegations that she attempted to introduce K2 into SCI-
Albion.” (ECF No. 1 {J 106-07.)
Defendants argue that the Court must dismiss Count II because the Eighth Amendment
does not apply to individuals who are not confined or otherwise within DOC custody. (ECF No.
3 “(I]f a complaint is subject to a Rule 12(b)(6) dismissal, a district court must permit a curative amendment
unless such an amendment would be inequitable or futile. CollegeSource, Inc. v. AcademyOne, Inc., 579 F.
App’x 116, 126 (3d Cir. 2015) (quoting Philipps, 515 F.3d at 245). Amendment would be futile “if the
amended complaint would not survive a motion to dismiss for failure to state a claim upon which relief
could be granted.” Munchak v. Ruckno, 692 F. App’x 100, 102 (3d Cir. 2017).
-11-
6 at 9.) Defendants point out that “no case .. . support[s] the conclusion that Linda Shick has
standing to bring an Eighth Amendment claim in her own right against prison officials.” (Id. at
10.) Finally, Defendants allege that even if Mrs. Shick can bring an Eighth Amendment claim
against prison officials, that claim must fail because Defendants are entitled to qualified
immunity. (Id.)
In response, Plaintiffs argue that the Eighth Amendment applies to both incarcerated and
non-incarcerated individuals, (ECF No. 21 at 16 (citing Comm. v. Melvin, 103 A.3d 1, 56 (Pa. Super.
Ct. 2014)).)
The Court finds that Defendants are entitled to qualified immunity. “The doctrine of
qualified immunity protects government officials ‘from liability for civil damages insofar as their
conduct does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.’” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting
Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). The Supreme Court has explained that “[q]ualified
immunity balances two important interests—the need to hold public officials accountable when
they exercise power irresponsibly and the need to shield officials from harassment, distraction,
and liability when they perform their duties reasonably.” Id. “Because qualified immunity
bestows immunity from suit, the Supreme Court ‘repeatedly ha[s] stressed the importance of
resolving immunity questions at the earliest possible stage in litigation.” Thomas v. Indep. Twp.,
463 F.3d 285, 291 (3d Cir. 2006) (quoting Hunter v. Bryant, 502 U.S. 224, 227 (1991)); see also Conte
v. Rios, 658 F. App’x 639, 642 (3d Cir. 2016).
“To resolve a claim of qualified immunity, courts engage in a two-pronged inquiry: (1)
whether the plaintiff sufficiently alleged the violation of a constitutional right, and (2) whether
-12-
the right was ‘clearly established’ at the time of the official’s conduct.” L.R. v. Sch. Dist. of Phila.,
836 F.3d 235, 241 (3d Cir. 2016) (citing Pearson, 555 U.S. at 232).4 The Supreme Court has recently
held “that clearly established law should not be established at a high level of generality,” but
instead must “be particularized to the facts of the case.” Bland v. City of Newark, 900 F.3d 77, 83
(3d Cir. 2018) (citing White v. Pauly, 137 S. Ct. 548, 552 (2018).
Here, Plaintiffs clearly allege that Defendants violated Mrs. Shick’s Eighth Amendment
rights by permanently banning her from visiting her husband at SCI-Albion. But there was no
clearly established right to visit an incarcerated spouse at the time that Defendants permanently
banned Mrs. Shick from visiting her husband. As discussed in the preceding subsection, courts
have consistently held that “[c]Jonvicted prisoners, their family and spouses have no
constitutional right to visitation.” St. Clair, 2014 WL 695582, at *3; accord Neumeyer, 301 F. Supp.
2d at 351, aff'd, 421 F.3d 210 (3d Cir. 2005). While the Supreme Court has addressed visitation
rights, it has never held that there is a constitutional right of a nonincarcerated individual to visit
prisons, including in the context of an incarcerated spouse. Overton, 539 U.S. at 131 (discussing
the right to visit inmates and declining to hold that there is a constitutional right for
nonincarcerated individuals to visit incarcerated relatives); see also Williams v. Ozmint, 716 F.3d
801, 806 (4th Cir. 2013), cert. denied, 571 U.S. 1209 (2014) (“The absence of controlling constitutional
authority in this regard thus forecloses Williams’ argument that, upon application of [the
qualified immunity] standard, the warden should have been aware that [restricting visitation]
4 As the Supreme Court has repeatedly explained, “a defendant cannot be said to have violated a clearly
established right unless the right’s contours were sufficiently definite that any reasonable official in the
defendant's shoes would have understood that he was violating it.” Plumhoff v. Rickard, 134 S. Ct. 2012,
2023 (2014) (citing Ashcroft v. al-Kidd, 563 U.S. 731, 741-42 (2011).
-13-
violated a clearly established constitutional right.”). Therefore, the Court finds that there is no
clearly established right to visit incarcerated individuals.
Accordingly, the Court will dismiss Count II with prejudice because Defendants are
entitled to qualified immunity.
D. The Court Will Dismiss Count IV Because Russell Shick Does Not Allege a
Deprivation of Procedural Due Process Under the Fifth and Fourteenth
Amendments
Count IV of Plaintiffs’ Complaint alleges that Defendants violated Mr. Shick’s rights
under the Fifth and Fourteenth Amendments by denying Mr. Shick an opportunity to contest
Defendants’ finding that Mr. Shick attempted to smuggle K-2 into SCI-Albion. (ECF No. 1 {{
112-24.) Plaintiffs allege that Mr. Shick was never provided with an opportunity to inspect the
allegedly contaminated mail, was never provided with laboratory results, was prevented from
presenting witnesses in his defense, and that the hearing officer for Mr. Shick’s misconduct
proceedings— Defendant Slewiski— was not impartial. (Id.)
In their Motion to Dismiss, Defendants argue that Mr. Shick’s Fifth Amendment claim
fails because the Fifth Amendment applies only to federal actors, and not state actors. (ECF No.
6 at 11-12.) Defendants argue that Mr. Shick’s Fourteenth Amendment claim fails because
prisoners in misconduct proceedings are not afforded Fourteenth Amendment protections,
especially where prison officials impose a 60-day disciplinary sentence. (Id. at 13-14.)
In response, Plaintiffs do not dispute that Defendants are not state actors. (ECF No. 21 at
17.) Accordingly, the Court agrees that Mr. Shick’s Fifth Amendment claim must fail. See Caldwell
v. Beard, 324 F. App’x 186, 189 (3d Cir. 2009) (“[T]he due process clause under the Fifth
-14-
Amendment only protects against federal governmental action and does not limit the actions of
state officials.”).
Plaintiffs argue, however, that Mr. Shick’s Fourteenth Amendment claim must survive
because Defendants subjected Mr. Shick to an “atypical deprivation of prison life” by confining
him in punitive segregation, restricting access to his wheelchair, and permanently banning Mrs.
Shick from visiting. (ECF No. 21 at 17-18.)
The Court finds that Defendants’ treatment of Mr. Shick does not trigger the procedural
due process clause. It is well established that prisoners in disciplinary hearings are typically not
afforded procedural due process protections. See Wolff v. McDonnell, 418 U.S. 539, 556 (1974);
Burns v. Dep't of Corr., 642 F.3d 163, 171 (3d Cir. 2011). “[I]nmates are generally not entitled to
procedural due process in prison disciplinary hearings because the sanctions resulting from those
hearings do not usually affect a protected liberty interest. Burns, 642 F.3d at 171 (citing Sandin v.
Conner, 515 U.S. 472, 483-84 (1995)).
In similar situations, other courts have held that sanctions to disciplinary confinement for
periods of up to fifteen months do not trigger due process protections. Griffin v. Vaughn, 112 F.3d
703, 708 (3d Cir. 1997); Smith v. Mesinger, 293 F.3d 641, 653 (3d Cir. 2002); Nifas v. Beard, 374 F.
App’ x 241, 244 (3d Cir. 2010). In Smith, the Third Circuit held that “confinement in administrative
or punitive segregation will rarely be sufficient, without more, to establish the kind of ‘atypical’
deprivation of prison life necessary to implicate a liberty interest [thereby triggering procedural
due process protection].” Smith, 293 F.3d at 653. Accordingly, the Court finds that the decision
to send Mr. Shick to disciplinary custody for 60 days did not implicate the procedural due process
clause.
-15-
The Court recognizes that Mr. Shick’s procedural due process claim is also based on the
restriction of his visitation rights and the alleged bias of the hearing examiner, Defendant
Slewiski. Plaintiffs’ argument on visitation rights is unpersuasive. The Supreme Court has held
that prisoners do not have a protected liberty interest in seeing certain visitors. Thompson, 490
US. at 460-61 (quoting Hewitt v. Helms, 459 U.S. 460, 468 (1983)) (“The denial of prison access to
a particular visitor ‘is well within the terms of confinement ordinarily contemplated by a prison
sentence,’ ... and therefore is not independently protected by the Due Process Clause.”).
Similarly, the alleged partiality or bias of the hearing examiner at Mr. Shick’s disciplinary
hearing, Defendant Slewiski, does not trigger the due process clause. See Wilson v. Unknown
Budgeon, 248 F. App’x 348, 351 (3d Cir. 2007) (“Wilson challenges the impartiality of hearing
examiner Kane, but Sandin prohibits us from considering whether Wilson is entitled to an
unbiased hearing examiner.”).
Despite the inadequacy of Mr. Shick’s procedural due process claim as pleaded, the Court
will allow him an opportunity to amend Count IV. In their response to Defendants’ Motion to
Dismiss, Plaintiffs argue that Defendants deprived Mr. Shick of procedural due process by
confining him without his medically necessary wheelchair. (ECF No. 21 at 17.) However, Count
IV of Plaintiffs’ Complaint does not mention Mr. Shick’s wheelchair as a basis for his procedural
due process claim. (See ECF No. 1 {J 112-24.) However, because the Supreme Court has held
that confined persons have a liberty interest in adequate medical care, see Youngberg v. Romeo, 457
U.S. 307, 324 (1982), the Court will allow Plaintiffs the opportunity to amend their Fourteenth
Amendment claim to include allegations related to his wheelchair.
-16-
Therefore, in sum, the Court finds that Mr. Shick’s claim for a deprivation of procedural
due process under the Fourteenth Amendment fails as pleaded in the Complaint. Because
amendment may cure the deficiencies in Mr. Shick’s Complaint, the Court will dismiss Count IV
without prejudice.
E. The Court Will Not Dismiss Count V Because Russell Shick Alleges a Violation
of the Eighth Amendment
Count V of Plaintiffs’ Complaint alleges that Defendants violated Mr. Shick’s Eighth
Amendment rights by: (1) permanently restricting his ability to visit with his wife (ECF No. 1 J
126); (2) failing to provide adequate procedures for Mr. Shick to contest the finding that he and
his wife attempted to introduce drugs into SCI-Albion (id. J 127); and (3) depriving Mr. Shick of
the use of his wheelchair. (Id. J 128.)
Defendants firstly argue that the Court should dismiss Count V of Plaintiffs’ Complaint
because the Eighth Amendment does not protect an inmate’s visitation rights or the procedures
by which an inmate may challenge a DOC determination. (ECF No. 6 at 15-16.) Defendants also
argue that Mr. Shick’s Eighth Amendment claim fails because he did not allege that “any named
defendant was personally involved in the decision to take away his wheelchair. (Id. at 17.)
In response, Plaintiffs argue that Mr. Shick’s Eighth Amendment claim should survive
Defendants’ Motion to Dismiss because the visitation ban and subsequent lack of procedures to
challenge it violated the Eighth Amendment. (ECF No. 21 at 18-19.) Plaintiffs also argue that
named defendants must have at least known of the decision to take away Mr. Shick’s wheelchair
because Defendant Slewiski conducted a hearing where Mr. Shick requested access to his
wheelchair. (Id. at 19.)
-17-
The Eighth Amendment protects individuals against cruel and unusual punishment by
government actors. “The Eighth Amendment's prohibition against cruel and unusual
punishment guarantees that prison officials must provide humane conditions of confinement.”
Suggs v. Pa. Dep't of Corr., No. 07-170, 2008 WL 4222109, at *3 (W.D. Pa. Sept. 15, 2008). “Prison
officials must ensure that inmates receive adequate food, clothing, shelter, and medical care, and
must ‘take reasonable measures to guarantee the safety of the inmates.’” Id. (quoting Farmer v.
Brennan, 511 U.S. 825, 832 (1994)).
The Court finds that Mr. Shick adequately pleads an Eighth Amendment claim based on
the permanent visitation ban and lack of access to his wheelchair. In Overton, the Supreme Court
left open the possibility that a permanent ban on all visitation may violate the Eighth
Amendment.> 539 U.S. at 137; see also Henry v. Dep’t of Corr., 131 F. App’x 847, 850 (3d Cir. 2005)
(“In Overton, as we have seen, the Supreme Court strongly suggested that a permanent ban on all
visitation might constitute cruel and unusual punishment.”). Therefore, the Court finds that at
the motion-to-dismiss stage, Mr. Shick has pled a plausible violation of the Eighth Amendment
based on the permanent visitation ban.
Mr. Shick also alleges a plausible Eighth Amendment claim based on his lack of access to
a wheelchair. He alleges that he needs his wheelchair due to a hip condition, but that he was
deprived of his wheelchair for a nearly two-week period. (ECF No. 1 I] 44, 63-65.) Courts have
5 Although Defendants do not raise a qualified immunity regarding Count V of the Complaint, the Court
finds that Defendants are not entitled to qualified immunity on that claim. While there is no clearly
established right for a nonincarcerated individual to visit an incarcerated spouse, as discussed with respect
to Count II, language in the Supreme Court’s Overton decision indicates that prisoners have a right to some
visitation. Overton, 539 U.S. at 130, 133-34, 137. Therefore, the Court finds that it was clearly established
that permanent bans on visitation may constitute violations of the Eighth Amendment. Id.; see also Henry
v. Dep't of Corr., 131 F. App’x 847, 850 (3d Cir. 2005).
-18-
held that deprivation of a wheelchair may constitute a violation of the Eighth Amendment where
the prisoner has a medical need for the wheelchair, and prison officials are deliberately indifferent
to that need. See, e.g., Todd v. Walters, 166 F. App’x 590, 592 (3d Cir. 2006); Oleson v. Bureau of
Prisons, No. 09-5706, 2012 WL 6697274, at *13 (D. N.J. Dec. 21, 2012). Accordingly, the Court finds
that Plaintiffs have adequately alleged an Eighth Amendment claim based on Mr. Shick’s lack of
access to his wheelchair.
The Court rejects Defendants argument that “Russell Shick has not made sufficient
allegations . . . that any named defendant was personally involved in the decision to take away
his wheelchair.” (ECF No. 6 at 17.) Mr. Shick alleges that he requested the return of his
wheelchair before a Program Review Committee on May 29, 2018, but that the wheelchair was
not returned until June 12, 2018. (ECF No. 1 IJ 63-65.) From the Complaint, it is not clear that
any of the Defendants were personally involved in the decision to deprive Mr. Shick of his
wheelchair. (Id.) However, given that Defendant Slewiski conducted a hearing involving Mr.
Shick the following day, the Court must infer that Slewiski was aware that Mr. Shick had been
deprived of his wheelchair after requesting its return the previous day. (Id. ] 66.) Based on this
inference, the Court finds that Plaintiffs have sufficiently pleaded that Slewiski was deliberately
indifferent.
Therefore, the Court will not dismiss Count V of Mr. Shick’s Complaint because he
adequately pleads an Eighth Amendment claim based on his wife’s permanent visitation ban and
a lack of access to his wheelchair.
-19-
F, The Court Will Not Dismiss Count VI Because Russell Shick Alleges a
Violation of the First, Sixth, and Fourteenth Amendments
Count VI of Plaintiffs’ Complaint alleges that Defendants violated Mr. Shick’s First, Sixth,
and Fourteenth Amendment rights by opening and copying mail between Mr. Shick and his
attorney, thereby violating Mr. Shick’s “constitutional right of access to the courts and his
attorney-client privilege.” (ECF No. 1 17 130-39.) Count VI is based on a DOC policy that all
mail to inmates, including privileged communications, must be opened and scanned.
In their Motion to Dismiss, Defendants argue that Count VI of the Complaint must be
either stayed or dismissed. (ECF No. 6 at 18-20.) Defendants argue that the Court should stay its
resolution of Count VI pending the resolution of a pending case involving the same DOC mail
policy in the Middle District of Pennsylvania. (Id. at 18.) Defendants argue that, in the alternative,
the Court should dismiss Count VI because Mr. Shick does not allege that the DOC mail policy
has harmed him. (Id. at 19-20.)
In response, Plaintiffs argue that staying Count VI of the Complaint is inappropriate and
unnecessary because the parties may incorporate the Middle District’s decision at the summary
judgment stage.
The Court will not stay or dismiss Count VI. The Court will not stay adjudication of Count
VI because the Court finds that a stay would not promote judicial efficiency or consistency in
decision making. Since there are other related counts at issue in this case, judicial efficiency
would not be promoted by adjudicating the other counts but not Count VI, which is closely
related. Moreover, if the Court were to stay this case and the Middle District case ended in a
settlement, the Court would have to adjudicate Count VI without guidance from the Middle
-20-
District. In other words, staying the case in that situation would have no effect except to delay
adjudication of Count VI. And the Court agrees with Plaintiffs that the parties can incorporate
any decision from the Middle District into their briefing on summary judgment.
The Court will not dismiss Count VI because Plaintiffs plausibly plead that Defendants
violated of the First and Sixth Amendments, as incorporated to the states through the Fourteenth
Amendment, by restricting his access to the courts. Generally, prisoners have a constitutional
right to access the courts. See Lewis v. Casey, 518 U.S. 343, 355 (1996); Bounds v. Smith, 430 U.S. 817,
828 (1977). “[P]risoners have a constitutional right to access the courts, which includes a right to
... legal assistance for the purpose of challenging their convictions, sentences, or conditions of
confinement.” Adekoya v. Chertoff, 431 F. App’x 85, 89 (3d Cir. 2011). “Prisoner[s] alleging that
[they] were deprived of [their] right to access the courts must allege that [they] suffered some
injury as a result of the deprivation.” Id. (citing Oliver v. Fauver, 118 F.3d 175, 177-78 (3d Cir.
1997)).
Here, Plaintiffs allege that “Mr. Shick’s constitutional right of access to the court's [sic]
and his attorney-client privilege are being violated by the DOC’s mail policy.” (ECF No. 1 { 139.)
Plaintiffs also allege that:
[t]here is often no other adequate means of regularly communicating with a client
concerning privileged information other than by mail because phone calls are
limited to fifteen minutes and inmates are reluctant to speak over the phone where
the calls can be recorded and prison visitation is limited and state prisoners are
often located at far distances from his or her attorney.
(Id. 7 35.) Plaintiffs also allege that Mr. Shick has a pending criminal appeal. (Id. 1 94.) From
this, the Court must infer that Mr. Shick has been injured by the DOC’s mail policy. Mr. Shick
will be unable to effectively pursue this suit or his criminal appeal if his privileged
-21-
communications are opened and viewed by DOC staff. Additionally, the Court must infer that
the interception of privileged communications may be especially damaging to Mr. Shick given
that he alleges that DOC staff has retaliated against him for reporting drug activity at SCI-Albion.
Accordingly, the Court will not dismiss Count VI of Plaintiffs’ Complaint.
V. Conclusion
For the foregoing reasons, Defendants’ Motion to Dismiss (ECF No. 5) is GRANTED IN
PART and DENIED IN PART. The Court will dismiss the Pennsylvania Department of
Corrections as a Defendant. Counts I, II, and III are hereby dismissed with prejudice. Count IV
is dismissed without prejudice. Defendants’ Motion is denied in all other respects.
An appropriate order follows.
-22-
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
LINDA SHICK and RUSSELL SHICK, ) Case No. 3:18-cv-253
)
Plaintiffs, ) JUDGE KIM R. GIBSON
)
v. )
)
PENNSYLVANIA DEPARTMENT OF )
CORRECTIONS, JOHN E. WETZEL, )
MICHAEL R. CLARK, and RYAN )
SLEWISKI, )
)
Defendants. )
h ORDER
AND NOW, this 264° of August, 2019, upon consideration of Defendants’ Motion
to Dismiss for Failure to State a Claim (ECF No. 5), IT IS HEREBY ORDERED that the Motion is
GRANTED IN PART and DENIED IN PART. IT IS HEREBY ORDERED AS FOLLOWS:
(1) Defendant Pennsylvania Department of Corrections is hereby dismissed as a
defendant;
(2) Counts I, II, and III are hereby dismissed with prejudice. Count IV is dismissed
without prejudice. Defendants’ Motion is denied in all other respects; and
(3) Plaintiffs may file an amended complaint no later than 21 days after the Court
enters this memorandum opinion.
BY THE COURT:
\
KIM R. GIBSON
UNITED STATES DISTRICT JUDGE
-23-