Opinion

Brayboy v. Department of Corrections

Court
District Court, M.D. Pennsylvania
Filed
Feb 22, 2024
Cited by
0 cases
Authority
More cited than 29.2%

noting that a state | agency may not be sued under Section 1983 because it is not a “person”

How later courts described this case

  • noting that a state | agency may not be sued under Section 1983 because it is not a “person”
  • noting that any Section 1983 action by prisoner against Pennsylvania Parole Board is barred by Eleventh Amendment
  • “The eleventh amendment’s bar [against civil rights suits in federal court targeting a state] extends to suits against departments or agencies of the state having no existence apart from the state.”
  • “[T}he district court may properly deny leave to amend where the amendment would not withstand a motion to dismiss.”

Written by the judges who cited it.

The opinion

| IN THE UNITED STATES DISTRICT COURT

| FOR THE MIDDLE DISTRICT OF PENNSYLVANIA

RODRICK MAURICE BRAYBOY, : No. 3:24-CV-0009

| Plaintiff :

| : (Judge Munley)

:

|UNIT MANAGER HEENAN, et al., _:

| Defendants :

MEMORANDUM

Plaintiff Rodrick Maurice Brayboy initiated the above-captioned pro se

| action under 42 U.S.C. § 1983,' alleging an Eighth Amendment violation by a

prison official at the State Correctional Institution, Mahanoy (SCI Mahanoy), in

| Frackville, Pennsylvania. The court will dismiss Brayboy’s complaint pursuant to

28 U.S.C. § 1915A(b)(1) for failure to state a claim upon which relief may be

| granted but will provide leave to amend.

|. | BACKGROUND

| Brayboy alleges that on the morning of November 13, 2022, he was

attacked—without provocation—by his cellmate. (See Doc. 1 at 4, 5). Brayboy

| asserts that his cellmate had “mental issues,” was “paranoid,” and was also a

| “karate expert.” (Id.) According to Brayboy, the attack was serious and he had

1 Section 1983 creates a private cause of action to redress constitutional wrongs committed b\

| state officials. The statute is not a source of substantive rights; it serves as a mechanism fo

| vindicating rights otherwise protected by federal law. See Gonzaga Univ. v. Doe, 536 U.S. 273

| 284-85 (2002).

to be taken to the hospital. (!d.) He suffered a fractured nose, two black eyes,

swelling, and a lacerated lip. (Id.)

Although Brayboy’s complaint is not entirely clear, it appears that he is

contending that an SCI Mahanoy official failed to protect him from the attack.

(See id. at 3). Brayboy sues “Unit Manager Heenan” and the Pennsylvania

Department of Corrections (DOC). (Id. at 1, 2). He seeks compensatory and

punitive damages. (Id. at 5). Brayboy, however, fails to state a claim upon whicl

relief may be granted, so the court will dismiss his complaint.

| ll. STANDARD OF REVIEW

Courts are statutorily obligated to review, “as soon as practicable,”

unrepresented prisoner complaints targeting governmental entities, officers, or

employees. See 28 U.S.C. § 1915A(a). One basis for dismissal at the screening

| stage is if the complaint “fails to state a claim upon which relief may be

granted[.]” Id. § 1915A(b)(1). This language closely tracks Federal Rule of Civil

| Procedure 12(b)(6). Accordingly, courts apply the same standard to screening a

pro se prisoner complaint for sufficiency under Section 1915A(b)(1) as they

utilize when resolving a motion to dismiss under Rule 12(b)(6). See Graysaii v.

Mayview State Hosp., 293 F.3d 103, 109-10 & n.11 (3d Cir. 2002); O'Briat v.

Fed. Gov' 763 F. App’x 157, 159 & n.5 (3d Cir. 2019) (per curiam)

(nonprecedential); cf. Allah v. Seiverling, 229 F.3d 220, 223 (3d Cir. 2000).

| In deciding a Rule 12(b)(6) motion to dismiss, courts should not inquire

“whether a plaintiff will ultimately prevail but whether the claimant is entitled to

offer evidence to support the claims.” Scheuer v. Rhodes, 416 U.S. 232, 236

(1974); see Nami v. Fauver, 82 F.3d 63, 66 (3d Cir. 1996). The court must

accept as true the factual allegations in the complaint and draw all reasonable

| inferences from them in the light most favorable to the plaintiff. See Phillips v.

County of Allegheny, 515 F.3d 224, 229 (3d Cir. 2008). In addition to the facts

alleged on the face of the complaint, the court may also consider “exhibits

attached to the complaint, matters of public record, as well as undisputedly

authentic documents” attached to a defendant’s motion to dismiss if the plaintiff's

claims are based upon these documents. Mayer v. Belichick, 605 F.3d 223, 230

(3d Cir. 2010) (citing Pension Benefit Guar. Corp. v. White Consol. Indus., 998

F.2d 1192, 1196 (3d Cir. 1993)).

| When the sufficiency of a complaint is challenged, the court must conduct □

| three-step inquiry. See Connelly v. Lane Const. Corp., 809 F.3d 780, 787 (3d

Cir. 2016) (internal citations, quotation marks, and footnote omitted). At step

one, the court must “tak[e] note of the elements [the] plaintiff must plead to state

a claim.” Id. (quoting Ashcroft v. Iqbal, 556 U.S. 662, 675 (2009) (alterations in

original)). Second, the court should distinguish well-pleaded factual allegations—

which must be taken as true—from mere legal conclusions, which “are not

| ,

| entitled to the assumption of truth” and may be disregarded. !d. (quoting Iqbal,

556 U.S. at 679). Finally, the court must review the presumed-truthful allegation:

| “and then determine whether they plausibly give rise to an entitlement to relief.”

ia. (quoting Iqbal, 556 U.S. at 679). Deciding plausibility is a “context-specific

task that requires the reviewing court to draw on its judicial experience and

common sense.” Iqbal, 556 U.S. at 681.

| Because Brayboy proceeds pro se, his pleadings are to be liberally

| construed and his complaint, “however inartfully pleaded, must be held to less

stringent standards than formal pleadings drafted by lawyersj[.]” Erickson v.

Paras, 551 U.S. 89, 94 (2007) (citations omitted). This is particularly true when

| the pro se litigant, like Brayboy, is incarcerated. See Dooley v. Wetzel, 957 F.3d

366, 374 (3d Cir. 2020) (citation omitted).

lll. DISCUSSION

Before addressing the sufficiency of Brayboy’s complaint, the Court must

identify the claimed constitutional violation or violations. See Albright v. Oliver,

510 U.S. 266, 271 (1994) (“The first step in any [Section 1983] claim is to identify

the specific constitutional right allegedly infringed.”); Graham v. Connor, □□□ □□□

386, 394 (1989) (explaining that analysis of a Section 1983 claim requires

“identifying the specific constitutional right allegedly infringed by the challenged”

conduct). Brayboy cites the Eighth and Fourteenth Amendments and utilizes the

| phrase “deliberate indifference.” (See Doc. 1 at 3). Thus, as best the court can

ascertain, Brayboy is asserting a failure-to-protect claim under the Eighth

Amendment as applied to the states through the Fourteenth Amendment.?

Brayboy’s Section 1983 claim is deficient for multiple reasons.

A. Personal Involvement

It is well established that, in Section 1983 actions, liability cannot be

| “predicated solely on the operation of respondeat superior.” Rode v.

Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988) (citations omitted): see also

Ashcroft v. Iqbal, 556. U.S. 662, 676 (2009) (affirming same principle in Bivens

context). Rather, a Section 1983 plaintiff must plausibly plead facts that

demonstrate the defendant’s “personal involvement in the alleged misconduct.”

Dooley v. Wetzel, 957 F.3d 366, 374 (3d Cir. 2020). Personal involvement can

include direct wrongful conduct by a defendant, but it can also be demonstrated

| through evidence of “personal direction” or “actual knowledge and

acquiescence”; however, such averments must be made with particularity. Id.

(quoting Rode, 845 F.2d at 1207). Furthermore, it is equally settled that

involvement in the post-incident grievance process alone does not give rise to

Section 1983 liability. See id. (affirming dismissal of claims against prison

|2 It is possible that Brayboy is also asserting a state-law negligence claim. (See Doc. 1 at 3). |

| so, Brayboy fails to allege sufficient facts to state a claim of negligence under Pennsylvania lav

for many of the same reasons he fails to state an Eighth Amendment claim.

| officials for lack of personal involvement when officials’ “only involvement” was

“their review and denial of [plaintiff]'s grievance”); Lewis v. Wetzel, 153 F. Supp.

3d 678, 696-97 (M.D. Pa. 2015) (collecting cases); Brooks v. Beard, 167 F. App’x

923, 925 (3d Cir. 2006) (nonprecedential); Alexander v. Gennarini, 144 F. App’x

924, 925 (3d Cir. 2005) (nonprecedential) (explaining that prisoner's claims

against certain defendants were “properly dismissed” because the allegations

against them “merely assert their involvement in the post-incident grievance

| process’).

Brayboy’s complaint is completely silent as to the alleged action (or

| inaction) of Unit Manager Heenan. In fact, Heenan’s name appears only in the

caption and defendant-identification section of the form complaint. (See Doc. 1

at 1,2). Simply put, Brayboy fails to allege that Heenan was involved in any

| unconstitutional conduct. Accordingly, the court must dismiss the Section 1983

claim against Heenan for lack of personal involvement.

B. Eighth Amendment Failure-to-Protect Claim

“Being violently assaulted in prison is simply not part of the penalty that

criminal offenders pay for their offenses against society.” Bistrian v. Levi, 696

F.3d 352, 366 (3d Cir. 2012) (citation omitted), abrogated on other grounds by

| Mack v. Yost, 968 F.3d 311 (3d Cir. 2020). Prison officials, therefore, have “a

duty to protect prisoners from violence at the hands of other prisoners.” Id.

|

(alteration in original) (quoting Farmer v. Brennan, 511 U.S. 825, 833 (1994)).

However, not “every injury suffered by one prisoner at the hands of another □ □ □

translates into constitutional liability for prison officials responsible for the victim’s

safety Earmer, 511 U.S. at 834.

To establish an Eighth Amendment failure-to-protect claim against a prison

| official, the inmate must show that “(1) he was incarcerated under conditions

| posing a substantial risk of serious harm, (2) the official was deliberately

indifferent to that substantial risk to [the prisoner's] health and safety, and (3) the

| official’s deliberate indifference caused [the prisoner] harm.” Bistrian, 696 F.3d at

367. In this context, deliberate indifference is a subjective standard; that is, “the

| prison official-defendant must actually have known or been aware of the

| excessive risk to inmate safety.” Id. (quoting Beers-Capitol v. Whetzel, 256 F.3d

120, 125 (3d Cir. 2001)). Actual knowledge or awareness of a substantial risk to

an inmate’s safety can be proven “in the usual ways, including inference from

circumstantial evidence.” Id. (quoting Farmer, 511 U.S. at 842).

| Brayboy’s failure-to-protect claim against Heenan fails because he has not

pled facts showing that Heenan was deliberately indifferent to a substantial risk

to Brayboy’s health or safety or that Heenan’s deliberate indifference caused

Brayboy’s harm. Brayboy, in fact, has not alleged any facts regarding what

| Heenan did (or did not do) that purportedly violated Brayboy’s Eighth

|

| Amendment rights. Without any allegations showing deliberate indifference or

causation, Brayboy’s failure-to-protect claim against Heenan must be dismissed

for failure to state a claim.

C. Claim Against the DOC

To state a claim under 42 U.S.C. § 1983, a plaintiff must allege “the

| violation of a right secured by the Constitution and laws of the United States, and

must show that the alleged deprivation was committed by a person acting under

cote of state law.” Rehberg v. Paulk, 566 U.S. 356, 361 (2012) (emphasis

| supplied) (citing Imbler v. Pachtman, 424 U.S. 409, 417 (1976) (citing 42 U.S.C.

§ 1983)). Only “persons” are subject to suit under Section 1983; state agencies

| such as the DOC do not qualify. See Will v. Mich. Dep’t of State Police, 491 U.S.

58, 64-65, 71 (1989) (explaining that a state is not a “person” for Section 1983

purposes); Fischer v. Cahill, 474 F.2d 991, 992 (3d Cir. 1973) (noting that a state

| agency may not be sued under Section 1983 because it is not a “person”); Foye

Wexford Health Sources Inc., 675 F. App’x 210, 215 (3d Cir. 2017)

(nonprecedential) (dismissing Section 1983 claims against prison and

Department of Corrections because they “are not persons subject to suit under”

Section 1983).

| Brayboy cannot sue the DOC under Section 1983 because the DOC is not

a “person” subject to Section 1983 liability. See Fischer, 474 F.2d at 992; Foye,

| 675 F. App’x at 215. Additionally, any claim against a state agency is akin to

| suing the state itself, and such claims for damages are barred by Eleventh

| Amendment sovereign immunity. See Harper v. Jeffries, 808 F.2d 281, 284 n.4

(3d Cir. 1986) (noting that any Section 1983 action by prisoner against

Pennsylvania Parole Board is barred by Eleventh Amendment); Laskaris v.

| Thornburgh, 661 F.2d 23, 25 (3d Cir. 1981) (“The eleventh amendment’s bar

[against civil rights suits in federal court targeting a state] extends to suits against

departments or agencies of the state having no existence apart from the state.”):

| Foye, 675 F. App’x at 215. Accordingly, any Section 1983 claim against the

DOC will be dismissed with prejudice pursuant to 28 U.S.C. § 1915A(b)(1) for

failure to state a claim upon which relief may be granted.

D. Leave to Amend

Generally, “plaintiffs who file complaints subject to dismissal under [the

Prison Litigation Reform Act of 1995] should receive leave to amend unless

amendment would be inequitable or futile.” Grayson, 293 F.3d at 114. Any

Section 1983 claim against the DOC will be dismissed with prejudice, as leave to

amend would be futile. See Shane v. Fauver, 213 F.3d 113, 115 (3d Cir. 2000);

Centifanti v. Nix, 865 F.2d 1422, 1431 (3d Cir. 1989) (“[T}he district court may

properly deny leave to amend where the amendment would not withstand a

motion to dismiss.”).

|

| It is conceivable that Brayboy could amend his failure-to-protect claim

| against Unit Manager Heenan. If Brayboy chooses to file an amended complaint

| in conformity with this Memorandum, it should be a stand-alone document,

complete in itself and without reference to any previous pleadings. The amendec

| complaint should set forth Brayboy’s failure-to-protect claim in short, concise, anc

| plain statements, and in sequentially numbered paragraphs. Brayboy must

address the pleading deficiencies identified in this Memorandum. He may not

| include claims that have been dismissed with prejudice. Brayboy must specify

| the offending actions taken by a particular defendant, sign the amended

| complaint, and indicate the nature of the relief sought. He may not include

unrelated claims against different defendants in violation of Federal Rule of Civil

| Procedure 20(a)(2).

If Brayboy does not timely file an amended complaint, dismissal of his

claims against Heenan will automatically convert to dismissal with prejudice and

the court will close this case.

| IV. CONCLUSION

Based on the foregoing, the Court will dismiss Brayboy’s complaint

pursuant to 28 U.S.C. § 1915A(b)(1) for failure to state a claim upon which relief

410

may be granted. Limited leave to amend will be granted. An appropriate Order

follows.

Date: abate _BY THE COURT:

JUDGE; JULIA K- MUNL

United/ States District

\

A see

11

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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