stating that a pleading which “is so vague or ambiguous that a defendant cannot reasonably be expected to respond to it will not satisfy Rule 8.” (citation and internal quotation marks omitted)
How later courts described this case
- stating that a pleading which “is so vague or ambiguous that a defendant cannot reasonably be expected to respond to it will not satisfy Rule 8.” (citation and internal quotation marks omitted)
- stating that a separate, nonresponsive statement of material facts by the non-moving party is “neither contemplated nor permitted by the Local Rules”
- stating that “[t]his requisite minimal notice . . . promptly informs the relevant agency of the circumstances of the accident so that it may investigate the claim and respond either by settlement or by defense”
- noting that pro se parties “cannot flout procedural rules—they must abide by the same rules that apply to all other litigants”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
DIETRICK LEWIS JOHNSON, SR., :
Plaintiff :
: No. 1:21-cv-01751
v. :
: (Judge Kane)
USP-CANAAN, et al., :
Defendants :
MEMORANDUM
Before the Court is Defendants’ motion to dismiss and motion for summary judgment
filed pursuant to Rules 12(b) and 56 of the Federal Rules of Civil Procedure. (Doc. No. 23.)
For the reasons set forth below, the Court will deny the motion in its entirety.
I. BACKGROUND
A. Procedural Background
On October 14, 2021, Plaintiff Dietrick Lewis Johnson, Sr. (“Plaintiff”), a federal inmate,
commenced the above-captioned action by filing a complaint under the Federal Tort Claims Act
(“FTCA”) and Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 (1971) (“Bivens”).
Named as Defendants were United States Penitentiary Canaan in Waymart, Pennsylvania (“USP
Canaan”) and the following individuals, all of whom appeared to be employees of the Federal
Bureau of Prisons (“BOP”): Warden Bradley (“Bradley”); Counselor Roberts (“Roberts”); and
SIS Lt. Bodge (“Bodge”). (Doc. No. 1.) Following resolution of some initial administrative
matters (Doc. Nos. 5–7), the Court received Plaintiff’s filing fee on April 25, 2022 (Doc. No. 8),
and the following day, the Court issued an Order deeming his complaint filed (Doc. No. 9). In
that Order, the Court also explained that it had attempted to conduct an initial review of
Plaintiff’s complaint pursuant to the Prison Litigation Reform Act (“PLRA”),1 but that portions
of the complaint were so faded that they were illegible, thus rendering the Court’s task of reading
and understanding the complaint to be a very difficult one. (Id.) As a result, the Court directed
Plaintiff to file an amended complaint on or before May 17, 2022. (Id.)
In accordance with that Order, Plaintiff timely filed his amended complaint on May 16,
2022. (Doc. No. 10.)2 In his amended complaint, Plaintiff named USP Canaan, Bradley,
Roberts, Bodge, and Unit Manager Frye (“Frye”) as the defendants in this matter, and Plaintiff
once again asserted claims under the FTCA and Bivens. (Id.) More specifically, Plaintiff
asserted a false imprisonment claim under the FTCA on the basis that he was confined to the
Special Housing Unit (“SHU”) without having received a disciplinary infraction or without
having been provided a reason as to why he was confined there. (Id.) In addition, Plaintiff
asserted First Amendment retaliation, Fifth Amendment due process, and Eighth Amendment
medical care claims under Bivens. (Id.)
1 See The Prison Litigation Reform Act of 1995, Pub. L. No. 104-134, 110 Stat. 1321 (Apr. 26,
1996). As provided for in 28 U.S.C. § 1915A(a), federal district courts must “review . . . a
complaint in a civil action in which a prisoner seeks redress from a governmental entity or
officer or employee of a governmental entity.” See 28 U.S.C. § 1915A(a). If the complaint “is
frivolous, malicious, or fails to state a claim upon which relief may be granted,” the Court must
dismiss the complaint. See 28 U.S.C. § 1915A(b)(1).
2 Technically, Plaintiff filed two documents: (1) a form civil complaint at docket entry number
ten (10); and (2) an “Amendment – Motion for Leave” at docket entry number eleven (11).
(Doc. Nos. 10, 11.) The form amended complaint provided a brief overview of the parties and
claims (Doc. No. 10), and the “Amendment – Motion for Leave” provided a more
comprehensive version of Plaintiff’s allegations (Doc. No. 11). The Court construed both
documents as comprising the amended complaint and, thus, instructed the Clerk of Court to
modify these docket entries so that they could be listed under one docket entry as the “Amended
Complaint.” See (Doc. No. 10 (containing the entire pleading)).
On May 31, 2022, the Court conducted an initial review of Plaintiff’s amended
complaint. (Doc. Nos. 12, 13.) The Court found that Plaintiff’s false imprisonment claim was
barred by the discretionary function exception to the FTCA. (Doc. No. 12 at 6–9.) In addition,
the Court found that, although a Bivens remedy was available with respect to Plaintiff’s Eighth
Amendment medical care claim (id. at 15–17), a Bivens remedy was not available with respect to
Plaintiff’s First Amendment retaliation and Fifth Amendment due process claims (id. at 9–15).
Additionally, while the Court found that a Bivens remedy was available with respect to
Plaintiff’s Eighth Amendment medical care claim, the Court ultimately concluded that Plaintiff
failed to state an Eighth Amendment claim upon which relief could be granted. (Id. at 15–17.)
Finally, the Court found that USP Canaan was not a proper defendant in either an FTCA suit or a
Bivens action and that Plaintiff’s claim of “racial discrimination” failed to satisfy basic pleading
standards. (Id. at 17–18.)
As a result, the Court dismissed Plaintiff’s amended complaint for failure to state a claim
upon which relief could be granted pursuant to 28 U.S.C. § 1915A(b)(1). (Doc. No. 13 at 1.) In
addition, the Court dismissed, with prejudice, Plaintiff’s false imprisonment claim under the
FTCA, Plaintiff’s First Amendment retaliation and Fifth Amendment due process claims under
Bivens, and Plaintiff’s claims against USP Canaan. (Id.) However, the Court afforded Plaintiff
leave to amend his pleading with respect to: (a) his claim under the FTCA;3 (b) his Eighth
Amendment medical care claim under Bivens; and (c) his “racial discrimination” claim. (Id.)
The Court instructed Plaintiff to file his second amended complaint within thirty (30) days. (Id.
at 2.)
3 Although the Court dismissed Plaintiff’s false imprisonment claim with prejudice, as it was
barred by the discretionary function exception to the FTCA, the Court granted Plaintiff leave to
amend in order to attempt to state a plausible claim under the FTCA. (Doc. No. 12 at 19.)
In accordance with the Court’s instruction, Plaintiff timely filed his second amended
complaint on June 13, 2022 (Doc. No. 14), followed by various exhibits on June 28, 2022 (Doc.
No. 15). In his second amended complaint, Plaintiff names the United States of America
(“United States”), Susan Mowatt, a physician (“Mowatt”), and H. Walters (“Walters”), a PA-C,
as the defendants (collectively, “Defendants”). (Id. at 1, 2–3.) In addition, Plaintiff states that
the events giving rise to his claims occurred at USP Canaan between August 3, 2019, and
December 12, 2019. (Id. at 4.) In support, he sets forth the following allegations:
A cystoscopy was performed off site [sic] by Dr. Preate [on] 08/03/2019, that
test revealed that the Plaintiff[’]s cancer had returned and USP Canaan’s medical
staff [Defendants Mowatt and Walters] were notified that the cancer/bladder had
returned and that the Plaintiff needed urgent surgery. These medical staff [sic]
delayed this urgent surgery by getting the colonoscope pathology results mixed
up with the bladder cancer results[,] which resulted in the delay of a serious
medical need (surgery).
(Id.)
In connection with these allegations, Plaintiff asserts a medical negligence claim under
the FTCA,4 an Eighth Amendment medical care claim under Bivens, and, once again, an
unspecified claim of “racial discrimination.” (Id. at 5.) Plaintiff further asserts “pain and
suffering[, and] now [he is] needing a 3d surgery since 12/12/2019.” (Id.) As for relief, he seeks
monetary damages, including the filing fee for this suit. (Id.)
On August 18, 2022, the Court deemed Plaintiff’s second amended complaint filed and
directed service on Defendants. (Doc. No. 17.) On August 30, 2022, Defendants Mowatt and
Walters returned their waiver of service (Doc. No. 19), and, on August 31, 2022, Defendant
4 To be clear, Plaintiff asserts “Eighth Amendment deliberate indifference to a serious medical
need pursuant to Bivens and FTCA[.]” (Doc. No. 14 at 5.) However, the Court construes
Plaintiff’s second amended complaint as asserting an Eighth Amendment claim under Bivens
and a medical negligence claim under the FTCA.
United States filed its Notice of Intention To Enter Judgment of Non Pros For Failure to File a
Written Statement From an Appropriate Licensed Professional (Doc. No. 20). Thereafter, on
October 28, 2022, Defendants filed a motion to dismiss and a motion for summary judgment
pursuant to Rules 12(b) and 56 of the Federal Rules of Civil Procedure, followed by a brief in
support, statement of material facts, and exhibits. (Doc. Nos. 23, 27, 33.) In response, Plaintiff
filed what appears to be a brief in opposition, as well as “objections” to Defendants’ pending
motion. (Doc. Nos. 24, 31.) Defendants have not responded to Plaintiff’s filings, and the time
period for doing so has passed. Thus, Defendants’ motion to dismiss and for summary judgment
is ripe for the Court’s resolution.
B. Factual Background
In accordance with the Court’s Local Rules, Defendants have filed a statement of
material facts in support of their motion for summary judgment. (Doc. No. 33.) Plaintiff did not
file his own statement of material facts, responding to the numbered paragraphs set forth in
Defendants’ statement. Thus, under the Court’s Local Rules, Defendants’ facts are deemed
admitted since:
A failure to file a counter-statement equates to an admission of all the facts set
forth in the movant’s statement. This Local Rule serves several purposes. First, it
is designed to aid the Court in its determination of whether any genuine issue of
material fact is in dispute. Second, it affixes the burden imposed by Federal Rule
of Civil Procedure 56(e), as recognized in Celotex Corp. v. Catrett, on the
nonmoving party ‘to go beyond the pleadings and by her own affidavits, or by the
depositions, answers to interrogatories, and admissions on file, designated specific
facts showing that there is a genuine issue for trial.’ 477 U.S. 317, 324, 106 S.Ct.
2548, 91 L.Ed.2d 265 (1986) (internal quotations omitted) (emphasis added).
See Williams v. Gavins, No. 1:13-cv-00387, 2015 WL 65080, at *5 (M.D. Pa. Jan. 5, 2015),
aff’d sub nom. Williams v. Gavin, 640 F. App’x 152 (3d Cir. 2016) (unpublished) (emphasis in
original) (citation omitted). In fact, Defendants advised Plaintiff in its statement of material facts
that, “pursuant to Local Rule 56.1, all facts set forth in [its] statement [would] be deemed
admitted unless controverted by [Plaintiff] with references to the record supporting his position.”
(Doc. No. 33 at 1.)5
Accordingly, the material facts in this Memorandum are derived from Defendants’
statement of material facts. That being said, the Court has conducted a thorough and impartial
review of the record in this matter. To the extent that there are any disputed issues of material
fact that are relevant to Defendants’ motion for summary judgment, the Court expressly notes
such disputes herein.
1. Plaintiff’s BOP Background
Plaintiff, having a Reg. No. 19831-078, is a federal inmate serving a two-hundred and
forty (240)-month sentence imposed by the United States District Court for the Eastern District
of Texas in 2013. (Id. ¶ 1.) While serving this sentence, Plaintiff was incarcerated at USP
Canaan, located in Waymart, Pennsylvania, between April 2, 2018, and September 29, 2020.
(Id. ¶ 2.) Plaintiff’s projected release date, via good conduct time, is December 27, 2030. (Id. ¶
3.)
2. Plaintiff’s Medical Treatment
On August 23, 2019, Plaintiff was examined by Donald Preate, Jr., MD (“Dr. Preate”) at
Delta Medix. (Id. ¶ 4.) During the course of the August 23, 2019 examination, a “malignant
neoplasm of trigone of bladder” was discovered by Dr. Preate, and he ordered a Urogram to be
5 To the extent that Plaintiff’s brief in opposition and “objections” could be construed as a
statement of material facts (Doc. Nos. 24, 31), the Court notes that any independent and non-
responsive statements of facts in those filings are not permitted by Local Rule 56.1. See M.D.
Pa. L.R. 56.1; Barber v. Subway, 131 F. Supp. 3d 321, 322 n.1 (M.D. Pa. 2015) (stating that a
separate, nonresponsive statement of material facts by the non-moving party is “neither
contemplated nor permitted by the Local Rules”); Dukes v. Mohl, No. 20-cv-00315, 2022 WL
1667746, at *1 n.2 (M.D. Pa. May 25, 2022) (citing Barber and concluding the same).
completed with an “appointment timeframe: 5 months.” (Id. ¶ 5.) Dr. Preate further described
his finding as “3 Bladder polyps found during cystoscopy” (id. ¶ 6), and he noted as the “Plan:
Call to schedule e/TurbT MTH Cipro 500 x 3 days” (id. at 213).
On September 5, 2019, Defendant Mowatt reviewed the records from Dr. Preate’s August
23, 2019 examination of Plaintiff. (Id. ¶ 7.) The records included a Cytology Report, which was
signed by the pathologist on August 26, 2019, and interpreted the “specimen” as “negative for
malignancy.” (Id. ¶ 8.) The following day, on September 6, 2019, Plaintiff had a follow-up visit
at BOP Health Services with Defendant Walters regarding his August 23, 2019 urology
appointment. (Id. ¶ 9.) Defendant Walters noted that the cystoscopy showed three (3) bladder
polyps and that Plaintiff needed a “TURB” for the polyps. (Id. ¶ 10; id. ¶ 10 n.1 (noting that
TURB” stands for ‘Transureathral Resection of Bladder’ or the removal and testing of the
growth on the bladder”).)6 At the September 6, 2019 visit with Defendant Walters, Plaintiff was
counseled regarding treatment, pain management, and the plan of care. (Id. ¶ 11.) During this
visit with Defendant Walters, Plaintiff denied any pain, fever, or chills, and Plaintiff verbalized
his understanding of the information provided by Defendant Walters regarding the cystoscopy
findings and corresponding treatment plan. (Id. ¶ 12.) On the same date of the visit, Defendant
Walters ordered the consult for the TURB procedure. (Id. ¶ 13.)
On October 29, 2019, Plaintiff was seen by Defendant Mowatt in the SHU and counseled
as follows: “3 polyps, explained to the inmate this is malignant until they prove otherwise[.]”7
6 For consistency purposes, the Court will refer to this procedure as “TURB.” However, the
Court notes that Dr. Preate referred to this procedure as “TurbT.” (Doc. No. 33 at 213.)
7 As set forth above, however, the Cytology Report interpreted the “specimen” as “negative for
malignancy.” (Doc. No. 33 ¶ 8.) Recognizing this discrepancy, it appears, based upon the
record as a whole, that Plaintiff’s tumors were malignant.
(Id. ¶ 14.) Defendant Mowatt advised Plaintiff regarding a plan of care. (Id.) On October 29,
2019, Plaintiff advised Defendant Mowatt that he was experiencing nocturia, but he did not make
any other complaints. (Id. ¶ 15.) On November 13, 2019, Plaintiff had a visit with Defendant
Walters. (Id. ¶ 16.) Preoperative orders consisting of lab work and general radiology studies
were entered for the upcoming bladder surgery. (Id.) Two (2) days later, on November 15,
2019, Plaintiff underwent pre-admission testing at USP Canaan. (Id. ¶ 17.) A chest X-ray
consisting of PA and lateral views was performed. (Id.) The studies revealed no acute
cardiopulmonary disease, the lungs were clear, and the heart was normal in size. (Id.)
On December 3, 2019, Plaintiff underwent a CT scan of his “abdomen Pelvis W/WO” for
an indication of “MALIGNANT NEOPLASM OF BLADDER.” (Id. ¶ 18.) The December 3,
2019 CT impression was: “1. No evidence of metastatic disease in the abdomen and pelvis[; and]
2. Presumed cyst on right kidney.” (Id. ¶ 19.) On December 7, 2019, Plaintiff complained of
hematuria from the prior night and stated that he was “pain free and [noted that there was]
significantly less blood in his urine [that day].” (Id. ¶ 20.) The following day, Plaintiff
complained of hematuria on three (3) occasions over the last forty-eight (48) hours. (Id. ¶ 21.)
Plaintiff “den[ied] the presence of clots, but report[ed] a moderate amount of bright red blood in
the toilet with his urine.” (Id. ¶ 22.) Plaintiff was advised to drink plenty of clear fluids, monitor
his symptoms, and to contact medical staff with any concerns. (Id. ¶ 23.) Two (2) days later, on
December 10, 2019, Plaintiff was medically cleared for his procedure, which was scheduled for
December 12, 2019. (Id. ¶ 24.)
3. Plaintiff’s Surgery and Follow-up Care
On December 12, 2019, Dr. Preate performed surgery on Plaintiff as an outpatient at
Moses Taylor Hospital in Scranton, Pennsylvania, for the removal of “several tumors” from his
bladder. (Id. ¶ 25.) The surgery was completed without complication. (Id.) On that same date,
Plaintiff was discharged from Moses Taylor Hospital with a diagnosis of “malignant neoplasm
of bladder” and with instructions for a follow-up visit in “3 months if pathology superficial.”
(Id. ¶ 26.) On December 17, 2019, Plaintiff’s catheter was removed at USP Canaan without any
discharge or bleeding, and he was advised to follow up with sick call as needed. (Id. ¶ 27.) On
December 20, 2022, Plaintiff met with BOP Health Services, and it was noted that a follow-up
surveillance cystogram was scheduled within three (3) months. (Id. ¶ 28.)
On January 13, 2020, Plaintiff was seen by BOP Health Services because he was refusing
his colonoscopy prep. (Id. ¶ 29.) When advised that the urologist who treated his bladder cancer
recommended it, Plaintiff agreed to take the prep medications and have the colonoscopy. (Id.)
The following day, on January 14, 2020, Plaintiff had a colonoscopy at an outpatient facility, and
he returned to USP Canaan following the procedure without any pain or other medical
complaints. (Id. ¶ 30.) On January 28, 2020, BOP Health Services reviewed the colonoscopy
pathology report, which was “[n]egative for malignancy or adenomatous changes. (Id. ¶ 31.)
4. Plaintiff’s FTCA Remedies8
Plaintiff filed twelve (12) administrative remedies seeking relief under the FTCA. (Id. ¶
32.) However, some of those remedies (i.e., TRT-SCR-2018-01772, TRT-SCR- 2018-05797,
and TRT-NER-2019-03016), were filed prior to August of 2019. (Id. ¶ 33); see also (Doc. No.
14 (containing Plaintiff’s second amended complaint, wherein he states that the period of time
relevant to his claims are “08/03/2019 and 12/12/2019”)). In addition, some of those remedies
(i.e., TRTMXR-2022-02579, TRT-MXR-2022-03812, and TRT-MXR-2022-06517) concern
8 The Court has restructured, and supplemented when necessary, Defendants’ statement of
material facts concerning Plaintiff’s FTCA remedies.
claims that allegedly occurred while Plaintiff was incarcerated at USP Hazleton or FMC Butner,
other federal correctional institutions. (Id. ¶ 39.) And, finally, some of those remedies assert
issues that are not relevant to Plaintiff’s FTCA and Bivens claims concerning his medical care
(i.e., TRT-NER-2020-00488 (mishandling of inmate legal mail), TRT-NER-2020-06740 and
TRT-NER-2021-04128 (missing commissary items), TRT-NER-2021-04127 (slip and fall),
TRT-MXR-2021-07638 (misclassification as a sex offender). (Id. ¶ 36.)
In fact, the only administrative remedy that appears to touch upon the claims in this case
is remedy TRT-NER-2021-01986. (Id. ¶¶ 37–38.) More specifically, in October of 2020,
Plaintiff filed two (2) administrative remedies—the first of which is not dated, and the second of
which is dated October 27, 2020. (Id. at ¶¶ 37, 279, 303.) These administrative remedies
appear to be nearly identical versions of one another and to have been treated by the BOP as
administrative remedy TRT-NER-2021-01986. See (id.).
In addition, administrative remedy TRT-NER-2021-01986 asserts allegations of
retaliation and racial discrimination, which, allegedly, resulted in Plaintiff’s surgery being
delayed. See (id.). On November 2, 2020, the BOP’s Northeastern Regional Office (“Regional
Office”) received this administrative remedy (id. ¶ 34), and, on September 14, 2021, the
Regional Office denied it due to insufficient evidence, failure to demonstrate any physical injury,
and lack of evidence concerning staff’s alleged delay in providing medical care (id. ¶ 38; id. at
327).
II. LEGAL STANDARD
A. Rule 12(b)(6) of the Federal Rules of Civil Procedure
Federal notice and pleading rules require the complaint to provide the defendant notice of
the claim and the grounds upon which it rests. See Phillips v. Cnty. of Allegheny, 515 F.3d 224,
232 (3d Cir. 2008). The plaintiff must present facts that, accepted as true, demonstrate a
plausible right to relief. See Fed. R. Civ. P. 8(a). Although Federal Rule of Civil Procedure
8(a)(2) requires “only a short and plain statement of the claim showing that the pleader is entitled
to relief,” a complaint may nevertheless be dismissed under Federal Rule of Civil Procedure
12(b)(6) for its “failure to state a claim upon which relief can be granted.” See Fed. R. Civ. P.
12(b)(6).
When ruling on a motion to dismiss under Rule 12(b)(6), the Court accepts as true all
factual allegations in the complaint and all reasonable inferences that can be drawn from them,
viewed in the light most favorable to the plaintiff. See Ashcroft v. Iqbal, 556 U.S. 662, 679
(2009); In re Ins. Brokerage Antitrust Litig., 618 F.3d 300, 314 (3d Cir. 2010). To prevent
dismissal, all civil complaints must set out “sufficient factual matter” to show that their claims
are facially plausible. See Iqbal, 556 U.S. at 678; Fowler v. UPMC Shadyside, 578 F.3d 203,
210 (3d Cir. 2009). The plausibility standard requires more than a mere possibility that the
defendant is liable for the alleged misconduct: “[W]here the well-pleaded facts do not permit the
court to infer more than the mere possibility of misconduct, the complaint has alleged – but it has
not ‘show[n]’ – ‘that the pleader is entitled to relief.’” See Iqbal, 556 U.S. at 679 (citing Fed. R.
Civ. P. 8(a)(2)).
Accordingly, the United States Court of Appeals for the Third Circuit (“Third Circuit”)
has identified the following steps that a district court must take when reviewing a 12(b)(6)
motion: (1) identify the elements that a plaintiff must plead to state a claim; (2) identify any
conclusory allegations contained in the complaint that are “not entitled” to the assumption of
truth; and (3) determine whether any “well-pleaded factual allegations” contained in the
complaint “plausibly give rise to an entitlement to relief.” See Santiago v. Warminster Twp.,
629 F.3d 121, 130 (3d Cir. 2010) (internal citations and quotation marks omitted). The Third
Circuit has specified that in ruling on a Rule 12(b)(6) motion to dismiss for failure to state a
claim, “a court must consider only the complaint, exhibits attached to the complaint, matters of
public record, as well as undisputedly authentic documents if the complainant’s claims are based
upon these documents.” See Mayer v. Belichick, 605 F.3d 223, 230 (3d Cir. 2010) (citing
Pension Benefit Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d 1192, 1196 (3d Cir. 1993)).
In the context of pro se prisoner litigation, the court must be mindful that a document
filed pro se is “to be liberally construed.” See Estelle v. Gamble, 429 U.S. 97, 106 (1976). A
pro se complaint, “however inartfully pleaded,” must be held to “less stringent standards than
formal pleadings drafted by lawyers” and can be dismissed for failure to state a claim only if it
appears beyond a doubt that the plaintiff can prove no set of facts in support of his claim that
would entitle him to relief. See Haines v. Kerner, 404 U.S. 519, 520–21 (1972).
B. Rule 56 of the Federal Rules of Civil Procedure
Federal Rule of Civil Procedure 56(a) requires the Court to render summary judgment “if
the movant shows that there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” See Fed. R. Civ. P. 56(a). “[T]his standard provides
that the mere existence of some alleged factual dispute between the parties will not defeat an
otherwise properly supported motion for summary judgment; the requirement is that there be no
genuine issue of material fact.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247–48 (1986).
A disputed fact is “material” if proof of its existence or nonexistence would affect the
outcome of the case under applicable substantive law. See id. at 248; Gray v. York Newspapers,
Inc., 957 F.2d 1070, 1078 (3d Cir. 1992). A dispute of material fact is “genuine” if the evidence
is such that a reasonable jury could return a verdict for the nonmoving party. See Anderson, 477
U.S. at 257; Brenner v. Local 514, United Bhd. of Carpenters & Joiners of Am., 927 F.2d 1283,
1287-88 (3d Cir. 1991).
When determining whether there is a genuine dispute of material fact, the Court must
view the facts and all reasonable inferences in favor of the nonmoving party. See Moore v.
Tartler, 986 F.2d 682 (3d Cir. 1993); Clement v. Consol. Rail Corp., 963 F.2d 599, 600 (3d Cir.
1992); White v. Westinghouse Elec. Co., 862 F.2d 56, 59 (3d Cir. 1988). In order to avoid
summary judgment, however, the nonmoving party may not rest on the unsubstantiated
allegations of his or her pleadings. When the party seeking summary judgment satisfies its
burden under Rule 56 of identifying evidence that demonstrates the absence of a genuine dispute
of material fact, the nonmoving party is required to go beyond his pleadings with affidavits,
depositions, answers to interrogatories, or the like in order to demonstrate specific material facts
that give rise to a genuine dispute. See Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986). The
party opposing the motion “must do more than simply show that there is some metaphysical
doubt as to the material facts.” See Matsushita Elec. Indus. Co. v. Zenith Radio, 475 U.S. 574,
586 (1986). When Rule 56 shifts the burden of production to the nonmoving party, that party
must produce evidence to show the existence of every element essential to its case that it bears
the burden of proving at trial, for “a complete failure of proof concerning an essential element of
the nonmoving party’s case necessarily renders all other facts immaterial.” See Celotex, 477
U.S. at 323; see also Harter v. G.A.F. Corp., 967 F.2d 846, 851 (3d Cir. 1992).
As noted supra, when determining whether a dispute of material fact exists, the Court
must consider the evidence in the light most favorable to the nonmoving party. See White, 862
F.2d at 59. In doing so, the Court must accept the nonmovant’s allegations as true and resolve
any conflicts in his favor. See id. (citations omitted). However, a party opposing a summary
judgment motion must comply with Local Rule 56.1, which specifically directs the oppositional
party to submit a “statement of the material facts, responding to the numbered paragraphs set
forth in the statement required [to be filed by the movant], as to which it is contended that there
exists a genuine issue to be tried”; if the nonmovant fails to do so, “[a]ll material facts set forth in
the statement required to be served by the moving party will be deemed to be admitted.” See
L.R. 56.1. A party cannot evade these litigation responsibilities in this regard simply by citing
the fact that he is a pro se litigant. These rules apply with equal force to all parties. See Mala v.
Crown Bay Marina, Inc., 704 F.3d 239, 245 (3d Cir. 2013) (noting that pro se parties “cannot
flout procedural rules—they must abide by the same rules that apply to all other litigants”).
III. DISCUSSION
A. FTCA Claim
In his second amended complaint, Plaintiff asserts an FTCA medical negligence claim
against the United States. (Doc. No. 14 at 5.) Generally speaking, “[t]he United States, ‘as a
sovereign, is immune from suit unless it consents to be sued.’” See S.R.P. ex rel. Abunabba v.
United States, 676 F.3d 329, 332 (3d Cir. 2012) (“Abunabba”) (quoting Merando v. United
States, 517 F.3d 160, 164 (3d Cir. 2008)). The FTCA, however, authorizes suits against the
United States “for injury or loss of property, or personal injury or death caused by the negligent
or wrongful act or omission of any employee of the Government while acting within the scope of
his office or employment, under circumstances where the United States, if a private person,
would be liable to the claimant in accordance with the law of the place where the act or omission
occurred.” See 28 U.S.C. § 1346(b)(1).
Accordingly, “[t]he FTCA is a ‘partial abrogation’” of the United States’ sovereign
immunity, see Abunabba, 676 F.3d at 332 (quoting Gotha v. United States, 115 F.3d 176, 179
(3rd Cir. 1997)), because it authorizes suits against the United States for such negligent or
wrongful acts or omissions of federal employees while acting within the scope of their
employment. See 28 U.S.C. § 1346(b)(1); Rinaldi v. United States, 904 F.3d 257, 273 (3d Cir.
2018) (stating that “[t]he FTCA offers a limited waiver of the federal government’s sovereign
immunity from civil liability for negligent acts of government employees acting within the scope
of their employment” (citations omitted)).
As explained by the United States Supreme Court, in order to state a claim under the
FTCA, a plaintiff must plausibly allege the following six (6) elements of 28 U.S.C. § 1346(b):
“‘[1] [a claim] against the United States, [2] for money damages, . . . [3] for
injury or loss of property, or personal injury or death [4] caused by the negligent
or wrongful act or omission of any employee of the Government [5] while acting
within the scope of his office or employment, [6] under circumstances where the
United States, if a private person, would be liable to the claimant in accordance
with the law of the place where the act or omission occurred.’”
See Brownback v. King, 141 S. Ct. 740, 746 (2021) (quoting FDIC v. Meyer, 510 U.S. 471, 477
(1994) (quoting 28 U.S.C. § 1346(b))).
In addition, and as set forth by the FTCA, a plaintiff must present his administrative
claim “to the appropriate Federal agency[,]” which has rendered a final decision on the claim,
before filing suit against the United States. See 28 U.S.C. § 2675(a) (providing that “[a]n action
shall not be instituted upon a claim against the United States for money damages for injury or
loss of property or personal injury or death caused by the negligent or wrongful act or omission
of any employee of the Government while acting within the scope of his office or employment,
unless the claimant shall have first presented the claim to the appropriate Federal agency and his
claim shall have been finally denied by the agency in writing and sent by certified or registered
mail” (emphasis added)); see also Simmons v. Himmelreich, 578 U.S. 621, 625 (2016) (referring
to 28 U.S.C. § 2675(a) as the “exhaustion requirement”).
If a plaintiff does not comply with this exhaustion requirement before filing his FTCA
suit, the United States’ sovereign immunity has not been waived and subject-matter jurisdiction
is, therefore, lacking. See, e.g., Shelton v. Bledsoe, 775 F.3d 554, 569 (3d Cir. 2015) (explaining
that no FTCA claim can be initiated unless the plaintiff first presents that claim to the appropriate
agency, and the agency renders a final decision on the claim, and stating that this requirement “is
jurisdictional[,]” and it “cannot be waived” (citation omitted)); Roma v. United States, 344 F.3d
352, 362 (3d Cir. 2003) (explaining that this exhaustion requirement “is jurisdictional and cannot
be waived” (citation omitted)); Bialowas v. United States, 443 F.2d 1047, 1049 (3d Cir. 1971)
(stating that the FTCA “requires an initial presentation” of the administrative claim to the
appropriate agency, as well as a final denial by that agency, in order to file suit under the FTCA
and recognizing that this “requirement is jurisdictional and cannot be waived” (citation
omitted)).
“Although an administrative claim need not propound every possible theory of liability in
order to satisfy section 2675(a), . . . a plaintiff cannot present one claim to the agency and then
maintain suit on the basis of a different set of facts.” See Roma, 344 F.3d at 362 (citation and
internal quotation marks omitted). Thus, in order for a plaintiff to properly present his claim to
the appropriate Federal agency, he must “(1) give[ ] the agency written notice of [the] claim
sufficient to enable the agency to investigate and (2) places a value on [the] claim.” See Tucker
v. U.S. Postal Service, 676 F.2d 954, 959 (3d Cir. 1982) (citations omitted); accord Roma, 344
F.3d at 362–63. “This requisite minimal notice . . . promptly informs the relevant agency of the
circumstances of the accident so that it may investigate the claim and respond either by
settlement or by defense.” See Tucker, 676 F.2d at 958. And prompt settlement, of course,
“provides considerable benefits to both the courts and the parties by avoiding costly litigation
and compensating the injured party in a timely manner.” See White-Squire v. U.S. Postal Serv.,
592 F.3d 453, 459 (3d Cir. 2010) (citations omitted).
Here, Defendants argue that Plaintiff failed to exhaust administrative remedies before
asserting his FTCA claim for medical negligence against the United States. (Doc. No. 27 at 25–
27.) More specifically, Defendants argue that, although one of Plaintiff’s administrative
remedies (i.e., TRT-NER-2021-01986) alleges discriminatory and retaliatory practices on the
part of the BOP and that these alleged discriminatory and retaliatory practices prompted
Defendants Mowatt and Walters to delay the scheduling of Plaintiff’s surgery, Plaintiff’s
administrative remedies set forth no allegations concerning any medical negligence or
malpractice on the part of Defendants Mowatt and Walters. (Id. at 26–27.) Thus, because
Plaintiff’s administrative remedies set forth no such allegations, Defendants contend that
Plaintiff failed to exhaust administrative remedies before filing this suit and that, therefore, they
are entitled to summary judgment on Plaintiff’s FTCA claim. (Id. at 25–27.)
Plaintiff, despite having filed a brief in opposition and “objections” to Defendants’
motion for summary judgment, does not appear to have disputed the contention that he failed to
exhaust administrative remedies or the contention that he did not assert any specific claims of
medical negligence or malpractice in his administrative remedies. See (Doc. Nos. 24, 31).
Nevertheless, the Court has conducted an impartial and thorough review of the record in this
matter. The Court, having done so, and having carefully reviewed Defendants’ arguments and
relevant authorities, is not persuaded that Plaintiff failed to exhaust administrative remedies by
neglecting to include specific allegations of medical negligence or malpractice against
Defendants Mowatt and Walters in his administrative filings with the BOP.
As set forth above, the United States Court of Appeals for the Third Circuit has explained
that, in order for an FTCA plaintiff to properly present his claim to the appropriate Federal
agency, he must “(1) give[ ] the agency written notice of [the] claim sufficient to enable the
agency to investigate and (2) places a value on [the] claim.” See Tucker, 676 F.2d at 959. Here,
Defendants concede that the BOP not only acknowledged, but considered and investigated
administrative remedy TRT-NER-2021-01986, wherein Plaintiff alleged “staff delay in
providing medical care.” (Doc. No. 33 at 8, ¶ 38.) In addition, Defendants have submitted into
the record the BOP’s response to administrative remedy TRT-NER-2021-01986, wherein the
BOP squarely addresses Plaintiff’s allegations of such alleged delay with respect to his medical
care. (Id. at 327 (acknowledging that Plaintiff alleged “untimely medical care[,]” but finding
after an “investigation,” which “include[ed] a review of [Plaintiff’s] medical records,” that there
was “no evidence staff delayed [his] medical care” and pointing to various grounds to support
that finding).)
Thus, although Plaintiff did not include the specific legal theory of medical negligence or
malpractice in administrative remedy TRT-NER-2021-01986, the Court concludes that he was
not required to do so. See, e.g., Roma, 344 F.3d at 262 (explaining that “[a]n administrative
claim need not propound every possible theory of liability” in order to satisfy the requirement
that the claim be presented to the appropriate Federal agency (citation and internal quotation
marks omitted)). The Court further concludes that, based upon the record, Plaintiff provided the
BOP with sufficient notice of the circumstances surrounding the alleged delay in his medical
care such that the BOP was able to investigate those circumstances and respond with a denial.
See Tucker, 676 F.2d at 958 (stating that “[t]his requisite minimal notice . . . promptly informs
the relevant agency of the circumstances of the accident so that it may investigate the claim and
respond either by settlement or by defense”); see also McNeil v. United States, 508 U.S. 106,
112 n.7 (1993) (noting that, before 1966, an FTCA plaintiff had the option of filing suit in
federal court without first presenting his claims to the appropriate Federal agency, and that, when
the exhaustion requirement was added in 1966, the intent was that the claim would first be
“presented to the appropriate agency for consideration and possible settlement before a court
action could be instituted”).
Accordingly, for all of these reasons, the Court will deny Defendants’ motion for
summary judgment on non-exhaustion grounds. The Court next turns to Defendants’ alternative
argument—i.e., that the Court should dismiss Plaintiff’ FTCA claim against the United States
because he failed to file a certificate of merit that complies with Rule 1042.3 of the Pennsylvania
Rules of Civil Procedure. (Doc. No. 27 at 27–33.) On August 23, 2023—after the submission of
Defendants’ motion and supporting brief—the United States Court of Appeals for the Third
Circuit held that “Rule 1042.3’s certificate of merit requirement does not apply in FTCA cases.”
See Wilson v. United States, No. 22-1940, 2023 WL 5341494, at *4 (3d Cir. Aug. 21, 2023)
(emphasis added). The Court of Appeals explained as follows:
[T]he FTCA . . . waives the federal government’s sovereign immunity for
personal injury claims “under circumstances where the United States, if a private
person, would be liable to the claimant in accordance with the law of the place
where the act or omission occurred.” 28 U.S.C. § 1346(b)(1); see also Xi v.
Haugen, 68 F.4th 824, 837–38 (3d Cir. 2023).
The FTCA’s incorporation of state law is limited in scope and reaches only a
subset of potentially relevant state legal rules. The Supreme Court has instructed
that “§ 1346(b)’s reference to the ‘law of the place’ means law of the State—the
source of substantive liability under the FTCA.” F.D.I.C. v. Meyer, 510 U.S.
471, 478, 114 S.Ct. 996, 127 L.Ed.2d 308 (1994) (emphasis added). We have in
turn interpreted Meyer and its progeny to mean that state law supplies “[t]he
cause of action in an FTCA claim.” CNA v. United States, 535 F.3d 132, 141
(3d Cir. 2008). Other Courts of Appeals have described the scope of the FTCA’s
incorporation of state law using similar liability-oriented language. See, e.g.,
Calderon-Ortega v. United States, 753 F.3d 250, 252 (1st Cir. 2014) (observing
that the FTCA’s incorporation of state law encompasses a state's “rules of
decision”); In re Supreme Beef Processors, Inc., 468 F.3d 248, 252 n.4 (5th Cir.
2006) (concluding that the FTCA's incorporation language reflects Congress's
decision “to incorporate standards for federal conduct that mirror applicable
state standards of liability”). No matter the precise terminology used, the
common thread running through each of these decisions is recognition of the
FTCA’s limited incorporation of state law — specifically, that the FTCA
incorporates only state law that governs liability in tort.
Applying that limited incorporation language to the case at hand, Pennsylvania
common law provides [plaintiff’s] cause of action alleging medical negligence
under the FTCA. See Hightower-Warren v. Silk, 548 Pa. 459, 698 A.2d 52, 54
(1997). A Pennsylvania medical malpractice plaintiff “must establish a duty
owed by the physician to the patient, a breach of that duty by the physician, that
the breach was the proximate cause of the harm suffered and the damages
suffered were a direct result of the harm.” Id. As a result, those common law
elements are what [the plaintiff] must prove to win his case — that is precisely
the sort of liability-determining law that the FTCA incorporates. Rule 1042.3,
on the other hand, does not define a cause of action or otherwise determine the
“manner” and “extent” of liability, 28 U.S.C. § 2674. Instead, it is a judicially-
created rule located tellingly in the Pennsylvania Rules of Civil Procedure. Per
the Pennsylvania Supreme Court’s own description, Rule 1042.3 is an
immediate, post-pleading barrier to entry meant to weed out malpractice claims
“of questionable merit” early in proceedings to avoid wasting time and
resources. Womer, 908 A.2d at 275. No part of that explanation suggests that
Rule 1042.3 is itself an element or evidence of a malpractice claim or otherwise
part of the liability analysis. In fact, the Pennsylvania state constitution requires
that any rule created by the Pennsylvania Supreme Court — of which Rule
1042.3 is one — must not “abridge, enlarge nor modify the substantive rights of
any litigant.” Pa. Const. Art. 5, § 10(c). There thus can be little doubt that
Rule 1042.3's certificate of merit requirement does not determine liability.
It is, instead, a technical requirement dictating what plaintiffs must do in
Pennsylvania state court to vindicate their rights. Rule 1042.3 is therefore
not incorporated by the FTCA.
See id. at *3–4.
Based on the Third Circuit’s holding in Wilson, the Court will deny Defendants’ motion
for summary judgment based on noncompliance with Pennsylvania’s certificate of merit
requirement.
B. Bivens Claim
In his second amended complaint, Plaintiff asserts an Eighth Amendment medical care
claim against Defendants Mowatt and Walters pursuant to Bivens. (Doc. No. 14.) As discussed
above, the Court previously determined that a Bivens remedy is available for Plaintiff’s Eighth
Amendment medical care claim against Defendants Mowatt and Walters. (Doc. No. 12 at 15–
17); see also Carlson v. Green, 446 U.S. 14, 23-25 (1980) (extending an implied cause of action
for money damages pursuant to Bivens under the Eighth Amendment’s Cruel and Unusual
Punishment Clause in the prison medical care context). Thus, the Court begins its discussion
with an overview of the Eighth Amendment.
“The Eighth Amendment . . . prohibits the infliction of ‘cruel and unusual punishments’
on those convicted of crimes.” Wilson v. Seiter, 501 U.S. 294, 296– 97 (1991). However, the
United States Constitution “does not mandate comfortable prisons, and only those deprivations
denying the minimal civilized measure of life’s necessities, are sufficiently grave to form the
basis of an Eighth Amendment violation.” See id. at 298 (internal citations and quotation marks
omitted). Thus, in order “[t]o determine whether prison officials have violated the Eighth
Amendment, [courts] apply a two-prong test[.]” See Porter v. Pennsylvania Dep’t of Corr., 974
F.3d 431, 441 (3d Cir. 2020) (quoting Farmer v. Brennan, 511 U.S. 825, 834 (1994)).
Under the first prong, courts consider whether the deprivation was “‘objectively,
sufficiently serious[,]” that is, whether “a prison official’s act or omission [resulted] in the denial
of the minimal civilized measure of life’s necessities[.]’” See id. (quoting Farmer, 511 U.S. at
834). And, under the second prong, courts must consider whether the prison official was
“‘deliberate[ly] indifferen[t] to inmate health or safety.’” See id. (quoting Farmer, 511 U.S. at
834).
Regarding the first prong, life’s necessities include food, clothing, shelter, medical care,
and reasonable safety. See Tillman v. Lebanon Cnty. Corr. Facility, 221 F.3d 410, 418 (3d Cir.
2000) (stating that “when the government takes a person into custody against his or her will, it
assumes responsibility for satisfying basic human needs such as food, clothing, shelter, medical
care, and reasonable safety” (citing DeShaney v. Winnebago Co. Dep’t of Social Svcs., 489 U.S.
189, 199-200 (1989))); Betts v. New Castle Youth Dev. Ctr., 621 F.3d 249, 256 (3d Cir. 2010)
(explaining that the Eighth Amendment imposes a duty upon prison officials “to ensure that
inmates receive adequate food, clothing, shelter, and medical care, and [to ensure that prison
officials] take reasonable measures to guarantee the safety of the inmates” (citations and internal
quotation marks omitted)).
Regarding the second prong, a prison official does not act with deliberate indifference
“unless the official knows of and disregards an excessive risk to inmate health or safety”—that
is, “the official must both be aware of facts from which the inference could be drawn that a
substantial risk of serious harm exists, and he must also draw the inference.” See Farmer, 511
U.S. at 837. “The knowledge element of deliberate indifference is subjective, . . . meaning that
the official must actually be aware of the existence of the excessive risk; it is not sufficient that
the official should have been aware.” Beers-Capitol v. Whetzel, 256 F.3d 120, 133 (3d Cir.
2001) (citing Farmer, 511 U.S. at 837-38)).
In accordance with these standards, the Eighth Amendment “requires prison officials to
provide basic medical treatment to those whom it has incarcerated[,]” see Rouse v. Plantier, 182
F.3d 192, 197 (3d Cir. 1999), and prison officials violate the Eighth Amendment “when they are
deliberately indifferent to an inmate’s serious medical need.” See Dooley v. Wetzel, 957 F.3d
366, 374 (3d Cir. 2020) (citing Estelle, 429 U.S. at 106); Rouse, 182 F.3d at 197 (explaining that
plaintiffs must demonstrate the following two (2) elements: (1) “that the defendants were
deliberately indifferent to their medical needs[;]” and (2) “that those needs were serious”).
Here, Defendants’ motion for summary judgment focuses on the deliberate indifference
prong of an Eighth Amendment analysis. (Doc. No. 27 at 14–21.) More specifically,
Defendants argue that Plaintiff has failed to demonstrate how Defendants Mowatt and Walters
were deliberately indifferent to his serious medical need of surgery for the removal of tumors
from his bladder. (Doc. No. 27 at 12, 16.) As a result, they argue that Defendants Mowatt and
Walters should be granted summary judgment on Plaintiff’s Eighth Amendment claim. (Id. at
21.) Because Defendants’ pending motion preceded any formal discovery, Defendants’ “record
evidence” consists entirely of Plaintiff’s medical records. Based on those records, Defendants
argue that no delay in treatment occurred.
Defendants submit that the record supports that Plaintiff was initially examined by Dr.
Preate on August 23, 2019. (Doc. No. 33 at 213–17.) On that same date, Dr. Preate ordered a
Urogram to be completed with an “appointment timeframe: 5 months[.]” (Id. at 214.) Dr. Preate
also specified that the “Plan” was as follows: “Call to schedule e/TurbT MTH Cipro 500 x 3
days[.]” (Id. at 213.) In addition, Defendants submit that the record supports that Defendant
Mowatt promptly reviewed Dr. Preate’s records from Plaintiff’s August 23, 2019 examination
(id. at 212) and that Defendant Walters promptly ordered the consult for Plaintiff’s TURB
procedure (id. at 72, 212). Ultimately, Plaintiff’s outpatient surgery was performed on
December 12, 2019, three-and-a-half (3 ½) months after he was initially examined by Dr. Preate.
(Id. at 36, 72, 214.) And, finally, Defendants submit that the record supports that, throughout
those three-and-a-half (3 ½) months, Plaintiff had various encounters with medical staff, during
which he received medical care and completed pre-operative procedures in order to be cleared
for his December 12, 2019 surgery. (Id. at 40, 48, 51, 63, 65, 192–93.)
Thus, Defendants posit, record evidence supports a finding that they have satisfied their
initial summary judgment burden to show that Plaintiff has failed to demonstrate deliberate
indifference on the part of Defendants Mowatt and Walters, an element necessary to his Eighth
Amendment claim. Under Rule 56 of the Federal Rules of Civil Procedure, the burden shifts to
Plaintiff to respond by pointing to specific facts supported by evidence in the record to show a
genuine dispute of material fact for trial. See, e.g., Martin v. Godwin, 499 F.3d 290, 295 (3d Cir.
2007); see also Fed. R. Civ. P. 56(c).
In response, Plaintiff filed “objections” in which he alleges the existence of support for
his claim of deliberate indifference.9 Although the Court cannot credit Plaintiff’s hearsay
statements and cannot deny summary judgment based on evidence that will not be admissible at
trial, see, e.g., Pamintuan v. Nanticoke Meml Hosp., 192 F.3d 378, 387 (3d Cir. 1999); Plunkard
v. Marks, No. 18-cv-01536, 2021 WL 8013872, at *7 (M.D. Pa. May 4, 2021), the Court notes
that Plaintiff has not been afforded time to conduct discovery and to develop the testimony of Dr.
Preate or any other support for this claim.
Accordingly, the Court will deny Defendants’ motion for summary judgment as to
Plaintiff’s Eighth Amendment Bivens claim and permit the parties six (6) months to conduct
9 In his “objections[,]” Plaintiff asserts that Dr. Preate made the following statement to him on
the day of his surgery: “Can you believe that I told those people that you . . . needed surgery
back in August and here it is December 12, 2019, this is unheard of and is like playing russian
ruelett [sic] with all cylinders loaded.” (Doc. No. 31 at 3.) Plaintiff further “attest[s]” that the
statements in his “objections” have been made under “the penalty of perjury[.]” (Id. at 7.)
discovery. Until the record is fully developed, Defendants Mowatt and Walters’ alternative
summary judgment argument that they are entitled to qualified immunity on Plaintiff’s Eighth
Amendment Bivens claim is not properly before the Court. See (Doc. No. 27 at 22-25); see also
Grant v. City of Pittsburgh, 98 F.3d 116, 122 (3d Cir. 1996) (recognizing that the need to decide
qualified immunity issues early in the litigation can conflict with “the reality” that factual
disputes frequently need to be resolved in order to determine whether the defendant’s conduct
violated a clearly established constitutional or statutory right (citation omitted)); Giles v.
Kearney, 571 F. 3d 318, 326 (3d Cir. 2009) (stating that, although “[t]he issue of qualified
immunity is generally a question of law, . . . a genuine issue of material fact will preclude
summary judgment on qualified immunity” (citations omitted)).10
C. Racial Discrimination Claim11
In his second amended complaint, Plaintiff asserts a claim of “racial discrimination.”
(Doc. No. 14 at 5.) However, in the Court’s May 31, 2022 Memorandum Opinion, the Court
explained to Plaintiff that his amended complaint did not clearly set forth the legal or factual
10 Although discovery in this case has not been completed, and motions for summary judgment
are not typically filed before discovery has been completed, under certain circumstances,
motions for summary judgment may be filed prior to the completion of discovery. See Fed. R.
Civ. P. 56(b) (stating that “[u]nless a different time is set by local rule or the court orders
otherwise, a party may file a motion for summary judgment at any time until 30 days after the
close of all discovery” (emphasis added)). However, the Court recognizes that, where
“discovery is incomplete, a district court is rarely justified in granting summary judgment[.]”
See Shelton, 775 F.3d at 568. Thus, in light of the record discussed above, the Court finds that it
is appropriate to have the parties proceed to discovery in this matter.
11 While Defendants do not appear to have addressed Plaintiff’s claim of “racial discrimination,”
the Court has a continuing statutory obligation to conduct a review of his pleading in order to
determine if, among other things, it fails to state a claim upon which relief may be granted. See
28 U.S.C. § 1915A.
grounds upon which this claim rested and, thus, the Court was left to speculate as to what
conduct gave rise to his claim and what avenue of relief he was attempting to pursue. (Doc. No.
12 at 18.) As a result, the Court concluded that Plaintiff’s amended complaint did not satisfy
basic pleading standards with respect to this claim. (Id.); see also Erickson v. Pardus, 551 U.S.
89, 93 (2007) (providing that the statement required by Rule 8(a)(2) of the Federal Rules of Civil
Procedure must give the defendant fair notice of plaintiff’s claim and the grounds upon which
plaintiff’s claim rests (citation omitted)); Garrett v. Wexford Health, 938 F.3d 69, 93 (3d Cir.
2019) (stating that a pleading which “is so vague or ambiguous that a defendant cannot
reasonably be expected to respond to it will not satisfy Rule 8.” (citation and internal quotation
marks omitted)).
Despite the Court’s prior conclusion and explanation, Plaintiff’s second amended
complaint suffers from the same deficiencies. Thus, the Court finds no reason to depart from its
prior ruling. The Court will, therefore, dismiss Plaintiff’s claim of “racial discrimination.”
Plaintiff will not be afforded leave to amend, as affording him such leave would be futile. See
Foman v. Davis, 371 U.S. 178, 182 (1962) (explaining that leave to amend may be denied where
there is “undue delay, bad faith[,] or dilatory motive on the part of the movant, repeated failure to
cure deficiencies by amendments previously allowed, undue prejudice to the opposing party by
virtue of allowance of the amendment, [or] futility of the amendment”).
IV. CONCLUSION
For the reasons set forth above, the Court will deny Defendants’ motion to dismiss and
motion for summary judgment. (Doc. No. 23.) An appropriate Order follows.
s/ Yvette Kane
Yvette Kane, District Judge
United States District Court
Middle District of Pennsylvania