explaining that court should in some manner review recommendations regardless of whether objections were filed
How later courts described this case
- explaining that court should in some manner review recommendations regardless of whether objections were filed
- noting that district courts need not conduct de novo review of portions of recommendation to which no party files specific objections
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
CARMEN RILEY, et al., No. 4:20-CV-00325
Plaintiffs, (Chief Judge Brann)
v. (Magistrate Judge Arbuckle)
WARDEN BRIAN CLARK, et al.,
Defendants.
ORDER
MARCH 7, 2022
Plaintiffs filed this civil rights complaint, which they later twice amended,
alleging that numerous defendants violated Ty’rique Riley’s (“Ty’rique”)
constitutional rights during his pretrial detention, which ultimately resulted in
Ty’rique’s death.1 In December 2021, Magistrate Judge William I. Arbuckle issued
a Report and Recommendation recommending that this Court deny Angela
Swanson’s motion to dismiss.2 Magistrate Judge Arbuckle recommended that
Plaintiffs had adequately stated claims against Swanson, and that Swanson’s
assertion that she is entitled to qualified immunity should be denied because she
failed to fully brief that issue.3
1 Docs. 1, 16, 64.
2 Doc. 94.
Swanson filed timely objections to the Report and Recommendation.4
Swanson does not challenge the conclusion that Plaintiffs adequately stated claims
against her but, instead, only challenges the denial of qualified immunity at this
stage.5 Specifically, Swanson asserts that the correct question for any qualified
immunity analysis here is whether it was “clearly established that a correctional
officer witnessing otherwise legal force against a pretrial detainee should intervene
because the force is excessive due to the detainee’s mental health, when the officer
lacks direct knowledge of the detainee’s mental health” and, when framed in that
manner, Swanson’s obligation to act was not clearly established.6
Where no objection is made to a report and recommendation, this Court will
review the recommendation only for clear error.7 Conversely, “[i]f a party objects
timely to a magistrate judge’s report and recommendation, the district court must
‘make a de novo determination of those portions of the report or specified proposed
findings or recommendations to which objection is made.’”8 Regardless of whether
timely objections are made, district courts may accept, reject, or modify—in whole
or in part—the magistrate judge’s findings or recommendations.9 Here, Swanson
4 Doc. 96.
5 Id.
6 Id.
7 Fed. R. Civ. P. 72(b), advisory committee notes; see Henderson v. Carlson, 812 F.2d 874, 878
(3d Cir. 1987) (explaining that court should in some manner review recommendations
regardless of whether objections were filed).
8 Equal Emp’t Opportunity Comm’n v. City of Long Branch, 866 F.3d 93, 99 (3d Cir. 2017)
(quoting 28 U.S.C. § 636(b)(1)).
objects to Magistrate Judge Arbuckle’s recommendation that her request for
qualified immunity be denied, but objects to no other portion of the recommendation.
The recommendation that Swanson be denied qualified immunity is therefore subject
to de novo review, while the remainder of the recommendation is reviewed only for
clear error.10
As to Swanson’s claim of qualified immunity, “[t]he qualified immunity
inquiry contains two prongs: (1) whether the facts alleged by the plaintiff show the
violation of a constitutional right, and (2) whether the law was clearly established at
the time of the violation.”11 To determine whether a right was clearly established,
courts must “frame the right in light of the specific context of the case, not as a broad
general proposition” and “ask whether . . . the right was sufficiently clear that a
reasonable official would understand that what he is doing violates that right.”12
“[T]he officer bears the burden of establishing his entitlement to qualified
immunity.”13
Although Swanson asserts that the correct question for qualified immunity
here is whether it was “clearly established that a correctional officer witnessing
otherwise legal force against a pretrial detainee should intervene because the force
10 See Snyder v. Bender, 548 F. App’x 767, 771 (3d Cir. 2013) (noting that district courts need
not conduct de novo review of portions of recommendation to which no party files specific
objections).
11 Jefferson v. Lias, 21 F.4th 74, 80 (3d Cir. 2021).
12 Id.
is excessive due to the detainee’s mental health, when the officer lacks direct
knowledge of the detainee’s mental health,”14 nothing in the second amended
complaint remotely suggests that this is the proper analysis. The second amended
complaint does not suggest that the forced used on Ty’rique on June 26, 2019 would
have been lawful had Ty’rique not suffered from mental health issues.
To the contrary, Plaintiffs allege simply that Defendants used excessive force
against Ty’rique by “shooting excessive pepper spray into his face and mouth,
beating[] [him], and subjecting him to handcuffs and other physical restraints in such
a way as to cause him physical pain and emotional pain and anguish,” and that
Swanson failed to intervene when this occurred.15 Plaintiffs therefore assert that the
force used was excessive regardless of Ty’rique’s mental health issues;16 any
suggestion that the force used was excessive only because of Ty’rique’s mental
health issues would be illogical, as a claim of excessive force against a pretrial
detainee is analyzed under an objective standard,17 and Ty’rique’s mental health is
14 Doc. 96 at 5.
15 Doc. 60-1 ¶ 159; see id. ¶¶ 110-14, 160-72.
16 While Swanson cites to certain paragraphs in the second amended complaint that address
Ty’rique’s mental health issues, Doc. 102 at 3-4, those allegations are unrelated to the claim
that Defendants allegedly used excessive force on June 26, 2019.
17 See Kingsley v. Hendrickson, 576 U.S. 389, 391-92 (2015) (under Fourteenth Amendment’s
Due Process Clause a pretrial detainee need not “show that the officers were subjectively aware
that their use of force was unreasonable” but, rather, need only demonstrate “that the officers’
largely irrelevant to the question of whether the force was used against him was
proper.18
Accordingly, the appropriate question is whether it was clearly established on
June 26, 2019 that a correctional officer who witnessed other correctional officers
pepper spraying and beating a detainee—as is alleged here—had a duty to intervene
and protect that detainee. The answer to that question is clearly yes.19 The Court
therefore finds no error in Magistrate Judge Arbuckle’s conclusion that Swanson is
not entitled to qualified immunity at this stage, nor does it find any clear error in his
conclusion that Plaintiffs adequately stated claims against Swanson, and that her
motion to dismiss should be denied. Consequently, IT IS HEREBY ORDERED
that:
1. Magistrate Judge William I. Arbuckle’s Report and Recommendation
(Doc. 94) is ADOPTED;
2. Swanson’s motion to dismiss (Doc. 71) is DENIED;
18 See Jacobs v. Cumberland Cty., 8 F.4th 187, 194-95 (3d Cir. 2021) (to determine whether
excessive force was used, courts must consider the circumstances of each case, “includ[ing]
‘the relationship between the need for the use of force and the amount of force used; the extent
of the plaintiff’s injury; any effort made by the officer to temper or to limit the amount of force;
the severity of the security problem at issue; the threat reasonably perceived by the officer; and
whether the plaintiff was actively resisting” (quoting Kingsley, 576 U.S. at 397)).
19 See Smith v. Mensinger, 293 F.3d 641, 652 (3d Cir. 2002) (holding that correctional officer
had duty to intervene when he witnessed an inmate being beaten and he had an opportunity to
3. Swanson’s request for qualified immunity is DENIED without
prejudice to her right to again seek qualified immunity when dispositive
motions are filed; and
4. This matter is REMANDED to Magistrate Judge Arbuckle for further
proceedings.
BY THE COURT:
s/ Matthew W. Brann
Matthew W. Brann
Chief United States District Judge