noting that pro se parties “cannot flout procedural rules—they must abide by the same rules that apply to all other litigants”
How later courts described this case
- noting that pro se parties “cannot flout procedural rules—they must abide by the same rules that apply to all other litigants”
- “[A]n inmate must exhaust irrespective of the forms of relief sought and offered through administrative avenues”
- holding that the exhaustion requirement of the PLRA applies to grievance procedures “regardless of the relief offered through administrative procedures”
- “[I]t is well established that ‘ignorance of the law, even for an incarcerated pro se petitioner, generally does not excuse prompt filing.’” (citations omitted)
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
THOMAS DAVID STRODE, :
Plaintiff : No. 1:21-cv-00291
:
v. : (Judge Kane)
:
DEANNA PARK, et al., :
Defendants :
MEMORANDUM
Presently before the Court are the motions to dismiss (Doc. No. 53) and for summary
judgment (Doc. No. 63) filed by Defendants Deanna Park (“Park”), William Bechtold
(“Bechtold”), John Flannery (“Flannery”), Jack Gorden (“Gorden”), David Keller (“Keller”), and
Robert Ziobrowski (“Ziobrowski”). Pro se Plaintiff Thomas David Strode (“Plaintiff”) has filed
responses to both motions. (Doc. Nos. 62, 67.) The motions, therefore, are ripe for disposition.
I. BACKGROUND
A. Procedural History
Plaintiff, who was then incarcerated at the Franklin County Jail (“FCJ”) in
Chambersburg, Pennsylvania,1 initiated the above-captioned action on February 17, 2021 by
filing a complaint pursuant to 42 U.S.C. § 1983 in which he named FCJ as the sole Defendant.
(Doc. No. 1.) In a Memorandum and Order dated March 16, 2021, the Court granted Plaintiff
leave to proceed in forma pauperis and dismissed his complaint for failure to state a claim upon
which relief may be granted pursuant to the Prison Litigation Reform Act (“PLRA”), 28 U.S.C.
§ 1915(e)(2)(B)(ii). (Doc. Nos. 7, 8.) The Court granted Plaintiff leave to file an amended
complaint within thirty (30) days. (Doc. No. 8.)
1 On August 30, 2021, Plaintiff notified the Court that he had been released from FCJ and
provided his current address. (Doc. No. 59.)
On April 1, 2021, Plaintiff filed an amended complaint, naming Deanna Park as the sole
Defendant. (Doc. No. 9.) In an Order dated April 6, 2021, the Court directed service of the
complaint upon Defendant Park. (Doc. No. 10.) On June 4, 2021, Defendant Park filed a motion
to dismiss. (Doc. No. 21.) On June 14, 2021, however, Plaintiff filed a second amended
complaint against Defendants Park, Bechtold, Keller, Flannery, Gorden, and Ziobrowski. (Doc.
No. 22.) In an Order dated June 15, 2021, the Court denied Defendant Park’s motion to dismiss
as moot, directed her to answer or otherwise respond to the second amended complaint within
fourteen (14) days, and directed service of the second amended complaint upon the other named
Defendants. (Doc. No. 24.) The Court subsequently granted Defendant Park’s motion for an
extension of time to respond to the second amended complaint. (Doc. Nos. 28, 29.)
Defendants filed their motion to dismiss on August 13, 2021 (Doc. No. 53) and filed their
brief in support thereof on August 27, 2021 (Doc. No. 57). On August 27, 2021, observing that
Defendants raised the issue of whether Plaintiff properly exhausted his administrative remedies
with respect to his claims in accordance with the PLRA, the Court issued a Paladino Order
informing the parties that it would consider the exhaustion issue in the context of summary
judgment and, by doing so, would consider matters outside the pleadings in its role as
factfinder.2 (Doc. No. 58.) The Court directed Defendants to file a statement of material facts
that complied with Local Rule 56.1 within fourteen (14) days. (Id.) Defendants subsequently
moved for and were granted an extension of time to file their statement of material facts. (Doc.
Nos. 60, 61.) Plaintiff filed a response to the motion to dismiss on October 7, 2021. (Doc. No.
62.) On October 11, 2021, Defendants filed their motion for summary judgment and supporting
2 See Paladino v. Newsome, 885 F.3d 203 (3d Cir. 2018).
materials regarding the issue of administrative exhaustion. (Doc. Nos. 63, 64, 65.) On October
12, 2021, the Court issued a second Paladino Order, directing Plaintiff to file a brief in
opposition and responsive statement of material facts within twenty-one (21) days. (Doc. No.
66.) On November 4, 2021, Plaintiff filed a brief in opposition. (Doc. No. 67.) However, he has
not filed a responsive statement of material facts.
B. Summary of Plaintiff’s Second Amended Complaint
Plaintiff alleges that on July 20, 2020, Defendant Park was “facilitating court function[s]
when she sat in on a[n] attorney-client call which is a clear violation of client-lawyer relationship
confidentiality laws.” (Doc. No. 22 at 5.) He also avers that on February 20, 2021, an unknown
officer in the mail room opened his legal mail outside of his presence. (Id.) Plaintiff further
asserts that on June 7, 2021, Defendant Gorden “started a new jail policy of discrimination and
segregation that his [superiors] ordered.” (Id. at 5-6.) Specifically, Plaintiff alleges that
Defendant Gorden checked inmates’ identification band colors so that he could “discriminat[e]
and segregat[e]” them based upon vaccination status, presumably referring to the COVID-19
vaccine. (Doc. No. 22-2 at 7.) He claims that red bands signify that inmates are not vaccinated,
and green bands signify that they are vaccinated. (Id.) Plaintiff avers that the “color of your
band [decides] when and with who you get your recreation.” (Id.) Plaintiff further alleges that
Defendant Bechtold, as the Warden of FCJ, is responsible for ensuring that inmates’ rights are
not violated. (Doc. Nos. 22 at 5; 22-2 at 1.) Finally, he asserts that the FCJ Prison Board, which
consists of Defendants Keller, Flannery, and Ziobrowski, are responsible for the overall
operation of FCJ and for ensuring that inmates’ rights are upheld. (Doc. No. 22-2 at 3-4.) Based
on the foregoing, Plaintiff asserts violations of his First, Fourth, Fifth, Sixth, and Fourteenth
Amendment rights, as well as unspecified wiretapping laws and the Health Insurance Portability
and Accountability Act of 1996 (“HIPAA”). (Doc. No. 22 at 7.) As relief, he seeks monetary
damages. (Id.)
II. LEGAL STANDARDS
A. Motion to Dismiss Pursuant to Federal Rule of Civil Procedure 12(b)(6)
Federal notice and pleading rules require the complaint to provide the defendant notice of
the claim and the grounds upon which it rests. See Phillips v. Cty. of Allegheny, 515 F.3d 224,
232 (3d Cir. 2008). The plaintiff must present facts that, accepted as true, demonstrate a
plausible right to relief. See Fed. R. Civ. P. 8(a). Although Federal Rule of Civil Procedure
8(a)(2) requires “only a short and plain statement of the claim showing that the pleader is entitled
to relief,” a complaint may nevertheless be dismissed under Federal Rule of Civil Procedure
12(b)(6) for its “failure to state a claim upon which relief can be granted.” See Fed. R. Civ. P.
12(b)(6).
When ruling on a motion to dismiss under Rule 12(b)(6), the Court accepts as true all
factual allegations in the complaint and all reasonable inferences that can be drawn from them,
viewed in the light most favorable to the plaintiff. See Ashcroft v. Iqbal, 556 U.S. 662, 679
(2009); In re Ins. Brokerage Antitrust Litig., 618 F.3d 300, 314 (3d Cir. 2010). To prevent
dismissal, all civil complaints must set out “sufficient factual matter” to show that their claims
are facially plausible. See Iqbal, 556 U.S. at 678; Fowler v. UPMC Shadyside, 578 F.3d 203,
210 (3d Cir. 2009). The plausibility standard requires more than a mere possibility that the
defendant is liable for the alleged misconduct: “[W]here the well-pleaded facts do not permit the
court to infer more than the mere possibility of misconduct, the complaint has alleged – but it has
not ‘show[n]’ – ‘that the pleader is entitled to relief.’” See Iqbal, 556 U.S. at 679 (citing Fed. R.
Civ. P. 8(a)(2)).
Accordingly, the United States Court of Appeals for the Third Circuit has identified the
following steps that a district court must take when reviewing a 12(b)(6) motion: (1) identify the
elements that a plaintiff must plead to state a claim; (2) identify any conclusory allegations
contained in the complaint that are “not entitled” to the assumption of truth; and (3) determine
whether any “well-pleaded factual allegations” contained in the complaint “plausibly give rise to
an entitlement to relief.” See Santiago v. Warminster Twp., 629 F.3d 121, 130 (3d Cir. 2010)
(internal citations and quotation marks omitted). The Third Circuit has specified that in ruling on
a Rule 12(b)(6) motion to dismiss for failure to state a claim, “a court must consider only the
complaint, exhibits attached to the complaint, matters of public record, as well as undisputedly
authentic documents if the complainant’s claims are based upon these documents.” See Mayer v.
Belichick, 605 F.3d 223, 230 (3d Cir. 2010) (citing Pension Benefit Guar. Corp. v. White
Consol. Indus., Inc., 998 F.2d 1192, 1196 (3d Cir. 1993)).
In the context of pro se prisoner litigation, the court must be mindful that a document
filed pro se is “to be liberally construed.” See Estelle v. Gamble, 429 U.S. 97, 106 (1976). A
pro se complaint, “however inartfully pleaded,” must be held to “less stringent standards than
formal pleadings drafted by lawyers” and can be dismissed for failure to state a claim only if it
appears beyond a doubt that the plaintiff can prove no set of facts in support of his claim that
would entitle him to relief. See Haines v. Kerner, 404 U.S. 519, 520-21 (1972).
B. Motion for Summary Judgment
Federal Rule of Civil Procedure 56(a) requires the Court to render summary judgment “if
the movant shows that there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” See Fed. R. Civ. P. 56(a). “[T]his standard provides
that the mere existence of some alleged factual dispute between the parties will not defeat an
otherwise properly supported motion for summary judgment; the requirement is that there be no
genuine issue of material fact.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986).
A disputed fact is “material” if proof of its existence or nonexistence would affect the
outcome of the case under applicable substantive law. See id. at 248; Gray v. York Newspapers,
Inc., 957 F.2d 1070, 1078 (3d Cir. 1992). An issue of material fact is “genuine” if the evidence
is such that a reasonable jury could return a verdict for the nonmoving party. See Anderson, 477
U.S. at 257; Brenner v. Local 514, United Bhd. of Carpenters & Joiners of Am., 927 F.2d 1283,
1287-88 (3d Cir. 1991).
When determining whether there is a genuine issue of material fact, the Court must view
the facts and all reasonable inferences in favor of the nonmoving party. See Moore v. Tartler,
986 F.2d 682 (3d Cir. 1993); Clement v. Consol. Rail Corp., 963 F.2d 599, 600 (3d Cir. 1992);
White v. Westinghouse Elec. Co., 862 F.2d 56, 59 (3d Cir. 1988). In order to avoid summary
judgment, however, the nonmoving party may not rest on the unsubstantiated allegations of his
or her pleadings. When the party seeking summary judgment satisfies its burden under Rule 56
of identifying evidence that demonstrates the absence of a genuine issue of material fact, the
nonmoving party is required to go beyond his pleadings with affidavits, depositions, answers to
interrogatories, or the like in order to demonstrate specific material facts that give rise to a
genuine issue. See Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986). The party opposing the
motion “must do more than simply show that there is some metaphysical doubt as to the material
facts.” See Matsushita Elec. Indus. Co. v. Zenith Radio, 475 U.S. 574, 586 (1986). When Rule
56 shifts the burden of production to the nonmoving party, that party must produce evidence to
show the existence of every element essential to its case that it bears the burden of proving at
trial, for “a complete failure of proof concerning an essential element of the nonmoving party’s
case necessarily renders all other facts immaterial.” See Celotex, 477 U.S. at 323; see also
Harter v. G.A.F. Corp., 967 F.2d 846, 851 (3d Cir. 1992).
As noted supra, when determining whether an issue of material fact exists, the Court must
consider the evidence in the light most favorable to the nonmoving party. See White, 862 F.2d at
59. In doing so, the Court must accept the nonmovant’s allegations as true and resolve any
conflicts in his favor. See id. (citations omitted). However, a party opposing a summary
judgment motion must comply with Local Rule 56.1, which specifically directs the oppositional
party to submit a “statement of the material facts, responding to the numbered paragraphs set
forth in the statement required [to be filed by the movant], as to which it is contended that there
exists a genuine issue to be tried”; if the nonmovant fails to do so, “[a]ll material facts set forth in
the statement required to be served by the moving party will be deemed to be admitted.” See
L.R. 56.1. A party cannot evade these litigation responsibilities in this regard simply by citing
the fact that he is a pro se litigant. These rules apply with equal force to all parties. See Mala v.
Crown Bay Marina, Inc., 704 F.3d 239, 245 (3d Cir. 2013) (noting that pro se parties “cannot
flout procedural rules—they must abide by the same rules that apply to all other litigants”).
C. Section 1983 Standard
Section 1983 is the vehicle by which private citizens may seek redress for violations of
federal constitutional rights committed by state officials. See 42 U.S.C. § 1983. The statute
states, in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress.
Id. “Section 1983 is not a source of substantive rights, but merely a method to vindicate
violations of federal law committed by state actors.” See Gonzaga Univ. v. Doe, 536 U.S. 273,
284-85 (2002). To state a cause of action under Section 1983, a plaintiff must allege that: (1) the
conduct complained of was committed by persons acting under color of state law; and (2) the
conduct violated a right, privilege, or immunity secured by the Constitution or laws of the United
States. See Harvey v. Plains Twp. Police Dep’t, 421 F.3d 185, 189 (3d Cir. 2005) (quoting West
v. Atkins, 487 U.S. 42, 48 (1988)).
III. STATEMENT OF MATERIAL FACTS3
Plaintiff was incarcerated at FCJ from May 11, 2020 until August 18, 2021. (Doc. No.
64 ¶ 1.) All inmates at FCJ are provided with the Inmate Handbook. (Id. ¶ 2.) Pursuant to
FCJ’s procedures, inmates may submit request slips “to address any questions, problems[,] or
concerns they may have.” (Id. ¶ 4.) Such slips “are forwarded to the staff member or
department that has the specific responsibility for handling matters related to the inmate’s
situation, or who can answer the inmate’s request most appropriately.” (Id. ¶ 5.)
3 The Local Rules provide that in addition to the requirement that a party file a brief in
opposition to the moving party’s brief in support of its motion, “[t]he papers opposing a motion
for summary judgment shall include a separate, short and concise statement of material facts
responding to the numbered paragraphs set forth in the statement [of material facts filed by the
moving party] . . . as to which it is contended that there exists a genuine issue to be tried.” See
M.D. Pa. L.R. 56. 1. The Rule further requires the inclusion of references to the parts of the
record that support the statements. See id. Finally, the Rule states that the statement of material
facts required to be served by the moving party will be deemed to be admitted unless
controverted by the statement required to be served by the opposing party. See id. Unless
otherwise noted, the background herein is derived from Defendants’ Rule 56.1 statement of facts.
(Doc. No. 64.) Plaintiff has not filed a response to Defendants’ statement of material facts in
compliance with Local Rule 56.1. Accordingly, the Court deems the facts set forth by
Defendants to be undisputed. See Fed. R. Civ. P. 56(e)(2); M.D. Pa. L.R. 56.1; United States v.
Alberto, No. 3:18-cv-1014, 2020 WL 730316, at *2 (M.D. Pa. Feb. 13, 2020) (concluding that
the “[f]ailure to file this [responsive statement of material facts] results in admission of the
moving party’s statement of facts”).
FCJ’s grievance procedure may be used for inmates to submit complaints regarding
“alleged violations of rights or policies.” (Id. ¶ 6.) “Inmates should use the grievance procedure
only after addressing the problem first with their Housing Unit Officer or other staff members.”
(Id. ¶ 7.) The grievance procedure at FCJ consists of three (3) steps. (Id. ¶ 9.) First, an inmate
submits a grievance to the Director of Inmate Management, who will review and respond to the
grievance. (Id. ¶¶ 8, 10.) The inmate may appeal the Director of Inmate Management’s
response “to a committee comprised of the deputy wardens or designees.” (Id. ¶ 11.) Finally,
the inmate may appeal the committee’s decision “to the Warden and/or County
Administrator/Chief Clerk or their designees for their response.” (Id. ¶ 12.) At this third step, a
grievance “may be denied, granted, or deferred for a formal hearing,” and this decision is final.
(Id. ¶¶ 13-14.)
A. Facts Regarding Grievances Concerning Defendant Park
On July 23, 2020, Plaintiff submitted a grievance in which he complained that on July 20,
2020, Defendant Park had been present in the room during a call Plaintiff had with his attorney.
(Id. ¶ 15.) Plaintiff claimed that this was a “clear and deliberate violation of [his] client-lawyer
confidentiality laws.” (Id.) In response, FCJ stated: “If you have a concern about
confidentiality, you should bring [it] to the attention of your attorney and jail staff to determine
whether your concern is legitimate.” (Id. ¶ 16.) Plaintiff did not appeal this response to the
second step of the grievance process. (Id. ¶ 17.)
On August 8, 2020, Plaintiff submitted a request slip in which he stated that on August 3,
2020, Defendant Park sat in on another inmate’s call with his public defender, who is the same
public defender representing Plaintiff in his criminal proceedings. (Id. ¶ 18.) Plaintiff asked for
printed copy of the request slip for his file. (Id.) In response, Deputy Warden Weller stated:
“Jail staff facilitate court functions, including lawyer videochats. Discuss concerns with your
attorney, as any lawyer is able to use professional visitation instead of videochats. Copies of
electronic forms are not provided.” (Id. ¶ 19.) This request slip “was submitted through the
request slip process rather than the grievance process and complains about the phone call of
another inmate rather than [Plaintiff’s] own phone call.” (Id. ¶ 20.)
On August 27, 2020, Plaintiff submitted another grievance, stating that he did not get a
response to his July 23, 2020 grievance until more than ten (10) days had passed. (Id. ¶ 21.)
Plaintiff stated that he “thought it best to start this appeal on a new grievance in hopes you follow
your own policy and inmate rights and get back to me within the 10 days.” (Id.) Plaintiff again
complained about Defendant Park sitting in during attorney-client calls. (Id.) In response, FCJ
stated that Plaintiff’s grievance was a duplicate of the one he had previously submitted. (Id.
¶ 22.) Plaintiff did not appeal that response to the second step of the grievance process. (Id.
¶ 23.)
B. Facts Regarding Grievances Concerning the Opening of Legal Mail
On February 25, 2021, Plaintiff submitted a request slip asking for a copy of an incident
report from February 20, 2021 concerning the opening of his legal mail outside of his presence.
(Id. ¶ 25.) Deputy Warden Weller responded that copies of incident reports are not provided.
(Id. ¶ 26.) Plaintiff’s request “asked only for a copy of an incident report but did not allege that
any of his rights were violated.” (Id. ¶ 27.)
On June 9, 2021, Plaintiff submitted a grievance regarding the opening of his legal mail
outside of his presence. (Id. ¶ 28.) He averred that he had submitted a grievance regarding the
issue on February 20, 2021 and had yet to receive a response. (Id.) Plaintiff indicated that he
had made several requests for the name of the individual who worked in the mail room that day,
but all of his requests had been denied. (Id.) In response, FCJ stated: “Inquiring the
whereabouts of a former grievance should be addressed on a request slip.”4 (Id. ¶ 29.) Plaintiff
appealed, stating: “This grievance is not just about a missing grievance please read it and if you
still don’t understand ask me.” (Id. ¶ 30.) Deputy Warden Weller responded: “I found no
pending grievances from 2/20/21 but can address issue on this form. There is no indication that
legal mail was opened intentionally.” (Id. ¶ 31.) Plaintiff did not appeal this response to the
third step of the grievance process. (Id. ¶ 32.)
C. Facts Regarding Grievances Concerning Defendants Gorden, Bechtold,
Keller, Flannery, and Ziobrowski
On June 7, 2021, Plaintiff submitted a grievance stating that earlier that day, Defendant
Gorden came around checking the color of inmates’ ID bands “so that he could follow orders” on
behalf of Defendants Bechtold, Keller, Flannery, and Ziobrowksi. (Id. ¶ 34.) Plaintiff averred
that this check violated inmates’ constitutional rights, as well as their rights under HIPAA. (Id.)
Plaintiff claimed that this action turned their ID bands into “vaccine passports” and that this had
nothing to do “with health or security as the officers and staff are clearly not required to get” the
vaccine. (Id.) In response, FCJ stated: “Colored ID bands are not being done at this time per
administration.” (Id. ¶ 35.) Plaintiff appealed, and Deputy Warden Weller stated: Color of band
is not indicative of vaccination status restrictions.” (Id. ¶¶ 36-37.) Plaintiff appealed, stating: “I
can still tell who is or isn’t vaccinated your response was to only part of the issue so some of the
ID bands do still indicate vaccination status that’s a violation still.” (Id. ¶ 38.) In response, FCJ
denied the appeal and made “no change to the Step I and Step II responses.” (Id. ¶ 39.)
4 Defendants do not concede that Plaintiff filed an earlier grievance; rather, it is their position
that “Plaintiff did not submit a February 20, 2021 grievance, and Defendants believe he may be
intending to refer to his February 25, 2021 request slip.” (Doc. No. 64 ¶ 29 n.3.)
IV. DISCUSSION
A. Plaintiff’s HIPAA Claim
Plaintiff vaguely asserts that the use of colored bands to denote inmates’ vaccination
status violates his rights under the HIPAA. However, “there is no private right of action under
HIPAA.” See Dominic J. v. Wyoming Valley West High Sch., 362 F. Supp. 2d 560, 573 (M.D.
Pa. 2005) (citations omitted). Rather, “HIPAA limits enforcement of the statute to the Secretary
of Health and Human Services.” See Acara v. Banks, 470 F.3d 569, 571 (5th Cir. 2006). Thus,
Plaintiff cannot maintain a private cause of action pursuant to the HIPAA, and the Court will
grant Defendants’ motion to dismiss with respect to this claim.
B. Wiretap Claims
Plaintiff also vaguely asserts that Defendant Park’s alleged actions violated various
wiretap laws. The Federal Wiretap Act created a private cause of action for any person whose
communication is intercepted or disclosed in a manner prohibited by the Act. See 28 U.S.C.
§§ 2511, 2520(a). To allege a prima facie case under the Act, a plaintiff must show that the
defendant intentionally intercepted, endeavored to intercept, or procured another person to
intercept the contents of an electronic communication using a device. See In re Google Inc.
Cookie Placement Consumer Privacy Litig., 806 F.3d 125, 135 (3d Cir. 2015). Moreover, to
allege a prima facie case under Pennsylvania’s Wiretap Act, “a claimant must demonstrate that:
(1) he engaged in a communication; (2) he possessed an expectation that the communication
would not be intercepted; (3) his expectation was justifiable under the circumstances; and (4) the
defendant attempted to, or did successfully, intercept the communication, or encouraged another
to do so.” See Matenkoski v. Greer, 213 A.3d 1018, 1028-29 (Pa. Super. Ct. 2019) (citing
Agnew v. Dupler, 717 A.2d 519, 523 (Pa. 1998)). Plaintiff’s second amended complaint,
however, is devoid of any allegations suggesting that Defendant Park used a device to intercept
or attempt to intercept the contents of his telephone call with his attorney. The Court, therefore,
will grant Defendants’ motion to dismiss with respect to Plaintiff’s wiretap claims.
C. First Amendment Claims
1. Opening of Legal Mail
Plaintiff asserts that his First Amendment rights were violated by an unnamed officer
when that officer opened his legal mail outside of his presence on one occasion. “[P]risoners, by
virtue of their incarceration, do not forfeit their First Amendment right to use of the mails.” See
Jones v. Brown, 461 F.3d 353, 358 (3d Cir. 2006) (quoting Bieregu v. Reno, 59 F.3d 1445, 1452
(3d Cir. 1995), overruled on other grounds by Lewis v. Casey, 518 U.S. 343 (1996)). However,
“while a ‘pattern or practice’ of opening legal mail outside the presence of an inmate is sufficient
to state a First Amendment violation . . ., a single instance is usually not enough.” See Gibson v.
Erickson, 830 F. App’x 372, 373 (3d Cir. 2020) (citing Brown, 461 F.3d at 359 and Bieregu, 59
F.3d at 1452); see also Davis v. Goord, 320 F.3d 346, 351 (2d Cir. 2003) (noting that “an isolated
incident of mail tampering is usually insufficient to establish a constitutional violation”).
Moreover, Plaintiff has alleged no facts that the unnamed officer intentionally opened his legal
mail on that one occasion. See Beese v. Liebe, 51 F. App’x 979, 981 (7th Cir. 2002) (dismissing
the inmate-plaintiff’s First Amendment claim based upon allegations that four (4) pieces of legal
mail had been opened outside of his presence because the inmate-plaintiff did not show that the
mail had been intentionally opened). The Court, therefore, will grant Defendants’ motion to
dismiss with respect to Plaintiff’s First Amendment claim regarding the opening of his legal mail
on one occasion.5
2. Access to the Courts
Defendants have construed Plaintiff’s second amended complaint as raising a First
Amendment access to the courts claim. Prisoners maintain a “fundamental constitutional right of
access to the courts.” See Lewis v. Casey, 518 U.S. 343, 346 (1996). Moreover, a pretrial
detainee, such as Plaintiff was when he initiated the above-captioned action, has a right to access
the courts with respect to receiving legal assistance and participating in preparing a defense
against pending criminal charges. See Prater v. City of Phila., 542 F. App’x 135, 136-37 (3d Cir.
2013). To set forth an access to the courts claim, a plaintiff must allege “actual injury, such as
the loss or rejection of a legal claim.” See Oliver v. Fauver, 118 F.3d 175, 177 (3d Cir. 1997).
Moreover, the plaintiff must allege that this lost or rejected legal claim is not frivolous. See
Monroe v. Beard, 536 F.3d 198, 205 (3d Cir. 2008).
It is well established that “the provision of lawyers is one means by which a state may
provide prisoners with meaningful access to courts.” See Peterkin v. Jeffes, 855 F.2d 1021, 1042
(3d Cir. 1988). The public docket for Plaintiff’s criminal proceedings indicates that he is
5 Plaintiff also asserts that the opening of his legal mail violated his Fourth and Fourteenth
Amendment rights. However, Plaintiff does not allege that the legal mail was seized from him,
and in any event, “the Fourth Amendment proscription against unreasonable searches does not
apply within the confines of the prison cell.” See Hudson v. Palmer, 468 U.S. 517, 526 (1984).
Plaintiff, therefore, cannot maintain his Fourth Amendment claim. See Tindell v. Beard, 351 F.
App’x 591, 594 (3d Cir. 2009). Moreover, Plaintiff cannot maintain a Fourteenth Amendment
due process violation if there exists a meaningful post-deprivation remedy. See Hudson, 468
U.S. at 533. The Third Circuit has previously held that a prison’s grievance program provides an
adequate post-deprivation remedy to satisfy due process. See Tillman v. Lebanon Cty. Corr.
Facility, 221 F.3d 410, 422 (3d Cir. 2000).
represented by counsel.6 See Commonwealth v. Strode, Docket No. CP-28-CR-0000604-2020
(Franklin Cty. C.C.P.). Plaintiff’s second amended complaint is devoid of any allegations that he
suffered any actual injury from Defendants’ alleged actions. The Court, therefore, will grant
Defendants’ motion to dismiss with respect to Plaintiff’s First Amendment access to the courts
claim.
D. Fifth Amendment Claim
Plaintiff vaguely asserts that Defendant Park’s actions violated his Fifth Amendment
right to not incriminate himself. The Fifth Amendment provides that “[n]o person . . . shall be
compelled in any criminal case to be a witness against himself.” See U.S. Const. amend V. This
right, however, is a “fundamental trial right of criminal defendants,” and “a constitutional
violation occurs only at trial.” See United States v. Verdugo-Urquidez, 494 U.S. 259, 264
(1990). Plaintiff’s second amended complaint is devoid of any allegations that Defendant Park
compelled his speech and that Plaintiff made statements against his own interest. Moreover,
nothing in the second amended complaint suggests that any statements made by Plaintiff during
his phone call with his attorney were used against him in criminal proceedings. The Court,
therefore, will grant Defendants’ motion to dismiss with respect to Plaintiff’s Fifth Amendment
claim.
E. Sixth Amendment Claim
Plaintiff maintains that Defendant Park violated his Sixth Amendment rights by
remaining in the room during a phone call with his attorney. The Sixth Amendment provides a
pretrial detainee the right to counsel to defend against a criminal action. See Benjamin v. Fraser,
6 The Court may take judicial notice of Plaintiff’s public docket. See Buck v. Hampton Twp.
Sch. Dist., 452 F.3d 256, 260 (3d Cir. 2006).
264 F.3d 175, 186 (2d Cir. 2001)). The Supreme Court has held that “inmates must have a
reasonable opportunity to seek and receive the assistance of attorneys and that prison regulations
and practices that unjustifiably obstruct the availability of professional representation . . . are
invalid.” See id. at 184 (quoting Procunier v. Martinez, 416 U.S. 396, 419 (1974)) (internal
quotation marks omitted). Unlike a First Amendment access to the courts claim, a plaintiff need
not show actual injury to state a claim of unreasonable interference with his Sixth Amendment
right to counsel. See id. at 185. While the Third Circuit has not ruled upon this issue in a
precedential opinion, it has previously concluded that a district court had failed to address a
pretrial detainee’s Sixth Amendment interference with the right to counsel claim and disagreed
with the implicit conclusion that such a claim required a showing of actual injury. See Prater v.
City of Phila., 542 F. App’x 135, 138 & n.5 (3d Cir. 2013) (citing Benjamin, 264 F.3d at 185).
Moreover, “[c]ourts within this Circuit have recognized that prisoners have a right to confidential
communication with their attorney.” See Talley v. Varner, No. 3:17-cv-965, 2018 WL 7890011,
at *5 (M.D. Pa. Dec. 10, 2018) (collecting cases), report and recommendation adopted, 2019 WL
1405403 (M.D. Pa. Mar. 28, 2019), aff’d, 786 F. App’x 326 (3d Cir. 2019).
The Court’s reading of Plaintiff’s second amended complaint, as well as his grievances,
leads the Court to conclude that Plaintiff has set forth a plausible Sixth Amendment claim
against Defendant Park. While Plaintiff’s second amended complaint does not explicitly state
that he was talking to his public defender, his grievances and request slips, copies of which have
been submitted by both Plaintiff and Defendants (Doc. Nos. 15, 16, 17, 64-6, 64-7, 64-8), set
forth that his claim involves Defendant Park remaining in the room during his call with his
public defender. The Court, therefore, declines to grant Defendants’ motions to dismiss and for
summary judgment on the basis that Plaintiff has not set forth a plausible Sixth Amendment
claim.
F. Fourteenth Amendment Equal Protection Claim
Plaintiff alleges that Defendant Gorden engaged in discrimination and segregation
through the use of colored identification bands to denote vaccination status. Plaintiff avers that
the “color of your band [decides] when and with who you get your recreation.” (Doc. No. 22-2
at 7.) The Court construes Plaintiff’s second amended complaint to be raising a Fourteenth
Amendment equal protection claim against Defendant Gorden.
The Equal Protection Clause requires all persons “similarly situated” to be treated alike
by state actors. See City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439 (1985).
Traditionally, “[i]n order to establish a prima facie case of discrimination under the Equal
Protection Clause, [plaintiffs] need[] to prove that they were members of a protected class [such
as race or gender] and that they received different treatment than that received by similarly-
situated individuals.” See Oliveira v. Twp. of Irvington, 41 F. App’x 555, 559 (3d Cir. 2002).
However, where a plaintiff alleges that he alone “has been intentionally treated differently from
others similarly situated and that there is no rational basis for the difference in treatment,” he
may raise a “class of one” equal protection claim. See Engquist v. Or. Dep’t of Agric., 553 U.S.
591, 598 (2008). To maintain such a claim, a plaintiff must establish that he has been irrationally
singled out for disparate treatment. See id. “[A]t the very least, to state a claim under [a class of
one theory], a plaintiff must allege that (1) the defendant treated him differently from others
similarly situated, (2) the defendant did so intentionally, and (3) there was no rational basis for
the difference in treatment.” Mosca v. Cole, 217 F. App’x 158, 164 (3d Cir. 2007). When
alleging the existence of similarly situated individuals, plaintiffs “cannot use allegations . . . that
amount to nothing more than ‘conclusory, boilerplate language’ to show that he may be entitled
to relief,” and “bald assertion[s] that other[s] . . . were treated in a dissimilar manner” will not
suffice. See Young v. New Sewickley Twp., 160 F. App’x 263, 266 (3d Cir. 2005) (citing
Evancho v. Fisher, 423 F.3d 347, 353 (3d Cir. 2005)).
In the instant case, Plaintiff does not state that he is a member of a protected class.
Indeed, prisoners are not a protected class of individuals. See Abdul-Akbar v. McKelvie, 239
F.3d 307, 317 (3d Cir. 2011). Moreover, nothing in the second amended complaint suggests that
Defendant Gorden intentionally treated Plaintiff differently from other inmates or treated other
inmates more favorably in any respect. Plaintiff’s allegations concerning “discrimination” and
“segregation” are simply “bald assertions” that failure to allege “occasions and circumstances” of
different treatment. See Young, 160 F. App’x at 266. Plaintiff’s Fourteenth Amendment claim
against Defendant Gorden will, therefore, be dismissed.
G. Supervisory Liability Claims
Plaintiff alleges that Defendant Bechtold, as the Warden of FCJ, is responsible for
ensuring that inmates’ rights are not violated. (Doc. Nos. 22 at 5; 22-2 at 1.) Finally, he asserts
that the FCJ Prison Board, which consists of Defendants Keller, Flannery, and Ziobrowski, are
responsible for the overall operation of FCJ and for ensuring that inmates’ rights are upheld.
(Doc. No. 22-2 at 3-4.) Based on the foregoing, it appears that Plaintiff seeks to proceed against
Defendants Bechtold, Keller, Flannery, and Ziobrowski based upon their respective supervisory
positions.
Supervisors “may not be held liable for the unconstitutional conduct of their subordinates
under a theory of respondeat superior.” See Iqbal, 556 U.S. at 676. The Third Circuit has noted
that there are two theories of supervisory liability applicable to claims brought pursuant to
§ 1983: (1) “a supervisor may be personally liable under § 1983 if he or she participated in
violating the plaintiff’s rights, directed others to violate them, or, as the person in charge, had
knowledge of and acquiesced in his subordinates’ violations”; and (2) policymakers may also be
liable under § 1983 “if it is shown that such defendants, ‘with deliberate indifference to the
consequences, established and maintained a policy, practice[,] or custom which directly caused
[the] constitutional harm.’” See A.M. ex rel. J.M.K. v. Luzerne Cty. Juvenile Det. Ctr., 372 F.3d
572, 586 (3d Cir. 2004). With respect to the second theory of liability, the plaintiff must allege
that: “(1) the existing policy or practice created an unreasonable risk of [constitutional] injury;
(2) the supervisor was aware that the unreasonable risk was created; (3) the supervisor was
indifferent to that risk; and (4) the injury resulted from the policy or practice.” See Beers-
Capitol v. Whetzel, 256 F.3d 120, 134 (3d Cir. 2001) (citing Sample v. Diecks, 885 F.2d 1099,
1118 (3d Cir. 1989)). At a minimum, supervisory liability can be imposed “only where there are
both (1) contemporaneous knowledge of the offending incident or knowledge of a prior pattern
of similar incidents, and (2) circumstances under which the supervisor’s inaction could be found
to have communicated a message of approval to the offending subordinate.” See Chinchello v.
Fenton, 805 F.2d 126, 133 (3d Cir. 1986).
In the instant case, Plaintiff’s second amended complaint fails to set forth plausible
supervisory liability claims against Defendants Bechtold, Keller, Flanner, and Ziobrowski. The
second amended complaint is devoid of allegations that these Defendants had knowledge of and
acquiesced in any alleged constitutional violations by their subordinates. See A.M., 372 F.3d at
586. Moreover, Plaintiff fails to identify a policy that allegedly caused the violation of his
constitutional rights. See McTernan v. City of York, 564 F.3d 636, 658 (3d Cir. 2009). Thus,
the Court will grant Defendants’ motion to dismiss with respect to Plaintiff’s claims against
Defendants Bechtold, Keller, Flannery, and Ziobrowski.
H. Administrative Exhaustion
As noted supra, only Plaintiff’s Sixth Amendment claim against Defendant Park remains.
Defendants assert that Plaintiff failed to exhaust his administrative remedies with respect to this
claim because he did not appeal any grievances related to this claim past the first step of FCJ’s
grievance process. (Doc. No. 65 at 6-8.) Defendants also assert that Plaintiff “has not and
cannot show that his remedies were unavailable due to some affirmative misconduct by
Defendants [because] [t]he record clearly reflects that FCJ responded to all related grievances.”
(Id. at 12.)
Pursuant to the PLRA, a prisoner must pursue all available avenues of relief through the
applicable grievance system before initiating a federal civil rights action. See 42 U.S.C.
§ 1997e(a); Booth v. Churner, 532 U.S. 731, 741 n.6 (2001) (“[A]n inmate must exhaust
irrespective of the forms of relief sought and offered through administrative avenues”). Section
1997e provides, in relevant part, that “[n]o action shall be brought with respect to prison
conditions under [S]ection 1983 of this title, or any other [f]ederal law, by a prisoner confined in
any jail, prison, or other correctional facility until such administrative remedies as are available
are exhausted.” See 42 U.S.C. § 1997e(a). The exhaustion requirement is mandatory. See
Williams v. Beard, 482 F.3d 637, 639 (3d Cir. 2007); see also Booth, 532 U.S. at 742 (holding
that the exhaustion requirement of the PLRA applies to grievance procedures “regardless of the
relief offered through administrative procedures”). Moreover, while Plaintiff was released from
prison after initiating the above-captioned action, he is still bound by the exhaustion requirement
because he has raised claims concerning events that occurred prior to his release.7 See Ahmed v.
Dragovich, 297 F.3d 201, 210 (3d Cir. 2002).
The Third Circuit has further provided that there is no futility exception to Section
1997e’s exhaustion requirement. See Nyhuis v. Reno, 204 F.3d 65, 75-76 (3d Cir. 2000).
Courts have typically required across-the-board exhaustion by inmates seeking to pursue claims
in federal court. See id. Additionally, courts have interpreted this exhaustion requirement as
including a procedural default component, holding that inmates must fully satisfy the
administrative requirements of the inmate grievance process before proceeding with a claim in
federal court. See Spruill v. Gillis, 372 F.3d 218 (3d Cir. 2004); see also Oriakhi v. United
States, 165 F. App’x 991, 993 (3d Cir. 2006) (providing that “there appears to be unanimous
circuit court consensus that a prisoner may not fulfill the PLRA’s exhaustion requirement by
exhausting administrative remedies after the filing of the complaint in federal court”). Courts
have also concluded that inmates who fail to complete the prison grievance process in a full and
timely manner are barred from subsequently litigating claims in federal court. See, e.g., Booth v.
Churner, 206 F.3d 289 (3d Cir. 2000); Bolla v. Strickland, 304 F. App’x 22 (3d Cir. 2008).
This broad rule favoring full exhaustion allows for a narrowly-defined exception; if the
actions of prison officials directly caused the inmate’s procedural default as to a grievance, the
7 The Court recognizes that the Third Circuit recently concluded that the PLRA’s exhaustion
requirement did not apply to a situation where a plaintiff had been released from prison during
the pendency of his lawsuit and, after release, filed a third and fourth amended complaint. See
Garrett v. Wexford Health, 938 F.3d 69, 84 (3d Cir. 2019). The Garrett court noted that, in that
instance, the plaintiff’s “status as a non-prisoner at the time he filed the [third amended
complaint was] determinative of the Medical Defendants’ administrative exhaustion defense.”
See id. at 87. In the instant case, however, Plaintiff is proceeding on the second amended
complaint he filed while still incarcerated. The Court concludes that Garrett is inapposite to the
above-captioned case and, therefore, does not apply to excuse Plaintiff from satisfying the
PLRA’s exhaustion requirement.
inmate will not be required to comply strictly with this exhaustion requirement. See Camp v.
Brennan, 219 F.3d 279 (3d Cir. 2000). However, courts also recognize a clear “reluctance to
invoke equitable reasons to excuse [an inmate’s] failure to exhaust as the statute requires.” See
Davis v. Warman, 49 F. App’x 365, 368 (3d Cir. 2002). Thus, an inmate’s failure to exhaust will
be excused only “under certain limited circumstances,” see Harris v. Armstrong, 149 F. App’x
58, 59 (3d Cir. 2005), and an inmate may defeat a claim of failure to exhaust only by showing
“he was misled or that there was some extraordinary reason he was prevented from complying
with the statutory mandate.” See Warman, 49 F. App’x at 368.
In the absence of competent proof that an inmate was misled by corrections officials, or
some other extraordinary circumstances warranting a departure from strict compliance with the
exhaustion requirement, courts frequently reject inmate requests for their failure to exhaust to be
excused. An inmate, therefore, may not excuse a failure to comply with these grievance
procedures in a timely manner by simply claiming that his efforts constituted “substantial
compliance” with this statutory exhaustion requirement. See Harris, 149 F. App’x at 59.
Furthermore, an inmate may not avoid this exhaustion requirement by merely alleging that the
administrative policies were not clearly explained to him. See Warman, 49 F. App’x at 368.
Consequently, an inmate’s confusion regarding these grievances procedures does not, alone,
excuse a failure to exhaust. See Casey v. Smith, 71 F. App’x 916 (3d Cir. 2003); see also Marsh
v. Soares, 223 F.3d 1217, 1220 (10th Cir. 2000) (“[I]t is well established that ‘ignorance of the
law, even for an incarcerated pro se petitioner, generally does not excuse prompt filing.’”
(citations omitted)).
The Supreme Court has considered what renders administrative remedies unavailable to
an inmate such that a failure to exhaust may be excused. See Ross v. Blake, 578 U.S. 632
(2016). The Court noted “three kinds of circumstances in which an administrative remedy,
although officially on the books, is not capable of use to obtain relief.” See id. at 643. First, an
administrative procedure is not available “when (despite what regulations or guidance materials
may promise) it operates as a simple dead end—with officers unable or consistently unwilling to
provide any relief to aggrieved inmates.” See id. Second, a procedure is not available when it is
“so opaque that it becomes, practically speaking, incapable of use.” See id. Finally, a procedure
is unavailable when “prison administrators thwart inmates from taking advantage of a grievance
process through machination, misinterpretation, or intimidation.” See id. at 644. However,
“once the defendant has established that the inmate failed to resort to administrative remedies,
the onus falls on the inmate to show that such remedies were unavailable to him.” See Rinaldi v.
United States, 904 F.3d 257, 268 (3d Cir. 2018). The Third Circuit recently established that:
to defeat a failure-to-exhaust defense based on a misrepresentation by prison staff,
an inmate must show (1) that the misrepresentation is one which a reasonable
inmate would be entitled to rely on and sufficiently misleading to interfere with a
reasonable inmate’s use of the grievance process, and (2) that the inmate was
actually misled by the misrepresentation.
See Hardy v. Shaikh, 959 F.3d 578, 588 (3d Cir. 2020).
While Plaintiff has not responded to Defendants’ motion for summary judgment, he
previously filed a document in which he asserted that administrative exhaustion should be
waived because officials at FCJ failed to follow their own rules and regulations by not
responding to his grievances within ten (10) business days. (Doc. No. 46.) The record reflects
that on July 23, 2020, Plaintiff submitted a grievance form in which he asserted that Defendant
Park sat in on his call with his attorney on July 20, 2020. (Doc. No. 64-6 at 1.) The grievance
form clearly states that the Correctional Treatment Specialist, who is the individual responsible
for responding at the first step, “[m]ust respond within 10 business days.” (Id. at 3.) Plaintiff’s
grievance was not responded to until August 13, 2020, sixteen (16) business days after he
submitted the grievance. (Id.) Plaintiff subsequently submitted a request slip about his concern
(Doc. No. 64-7), and he submitted another grievance on August 27, 2020, which was marked as
a duplicate of his July 23, 2020 grievance (Doc. No. 64-8).
The PLRA not only requires that prisoners comply with the procedural aspects of a
grievance system. It also requires prisons to comply with the procedural aspects of the system
they created. See Shifflett v. Korszniak, 934 F.3d 356, 365 (3d Cir. 2019). Consequently, “[a]s
soon as a prison fails to respond to a properly submitted grievance or appeal within the time
limits prescribed by its own policies, it has made its administrative remedies unavailable and the
prisoner has fully discharged the PLRA’s exhaustion requirement.” See id. In the instant case,
the record clearly reflects that Plaintiff did not receive a response to his grievance within the
specified time limit. “At that moment he obtained the right to come into federal court.”
Shifflett, 934 F.3d at 366. Plaintiff’s decision to subsequently submit a request slip and a second
grievance concerning the same issue “did not waive or negate his successful exhaustion of
remedies as required by the PLRA.” See id. The Court, therefore, declines to grant Defendants
summary judgment on the basis that Plaintiff failed to exhaust his administrative remedies with
respect to his Sixth Amendment claim against Defendant Park.
I. Qualified Immunity
Defendants also assert that, to the extent Plaintiff has sued them in their individual
capacity, they are entitled to qualified immunity. (Doc. No. 57 at 17-21.) As set forth supra,
only Plaintiff’s Sixth Amendment claim against Defendant Park remains. The Court, therefore,
will consider whether Defendant Park is entitled to qualified immunity.
“Qualified immunity shields federal and state officials from money damages unless a
plaintiff pleads facts showing (1) that the official violated a statutory or constitutional right, and
(2) that the right was ‘clearly established’ at the time of the challenged conduct.” Ashcroft v. al-
Kidd, 563 U.S. 731, 735 (2011) (citing Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). In
order to determine whether a right was clearly established, the Court must ask “whether it would
be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.”
See Schmidt v. Creedon, 639 F.3d 587, 598 (3d Cir. 2011). “If it would not have been clear to a
reasonable officer what the law required under the facts alleged, then he is entitled to qualified
immunity.” Id. Stated differently, for a right to be clearly established, “existing precedent must
have placed the statutory or constitutional question beyond debate.” See al-Kidd, 563 U.S. at
741. As the Supreme Court recently noted, “[t]his demanding standard protects ‘all but the
plainly incompetent or those who knowingly violate the law.’” See District of Columbia v.
Wesby, 138 S. Ct. 577, 589 (2018) (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986)).
Accordingly, “there must be sufficient precedent at the time of action, factually similar to the
plaintiff’s allegations, to put [the] defendant on notice that his or her conduct is constitutionally
prohibited.” See Mammaro v. N.J. Div. of Child Prot. & Permanency, 814 F.3d 164, 169 (3d
Cir. 2016) (quoting McLaughlin v. Watson, 271 F.3d 566, 572 (3d Cir. 2001)). To make this
determination, the Court “look[s] first for applicable Supreme Court precedent.” See id. “Even
if none exists, it may be possible that a ‘robust consensus of cases of persuasive authority’ in the
Court of Appeals could clearly establish a right for purposes of qualified immunity.” Id.
(quoting Taylor v. Barkes, 575 U.S. 822, 826 (2015)).
“[T]he Sixth Amendment, of course, protects the confidentiality of communications
between the accused and his attorney.” United States v. Henry, 447 U.S. 264, 295 (1980)
(Rehnquist, J., dissenting); see also Weatherford v. Bursey, 429 U.S. 545, 564 (1977) (Marshall,
J., dissenting) (noting that “insofar as the Sixth Amendment establishes an independent right to
confidential communications with a lawyer, that right by definition is invaded when a
government agent attends meetings of the defense team at which defense plans are reviewed”).
In 1989, the United States Court of Appeals for the Eighth Circuit agreed to the denial of
qualified immunity with respect to a claim brought by pretrial detainees that they were required
to meet their attorneys in public areas of the jail, where their communications could be overheard
by corrections officers and other prisoners. See Johnson-El v. Schoemehl, 878 F.2d 1043, 1052-
53 (8th Cir. 1989). The court concluded that “such conditions impede[d] the detainees’ ability to
prepare for trial, jeopardize[d] the confidentiality of their attorney-client communications[,] and
invade[d] their right to privacy.” See id. at 1053 (quoting Moore v. Janing, 427 F. Supp. 567,
576 (D. Neb. 1976), abrogated in part on other grounds by Bell v. Wolfish, 441 U.S. 520
(1979)). Furthermore, the United States Courts of Appeals for the First and Second Circuits
have noted that private communications between attorneys and clients form the essence of the
Sixth Amendment right to counsel. See Greater Newburyport Clamshell Alliance v. Pub. Serv.
Co. of N.H., 883 F.2d 13, 21 (1st Cir. 1988); United States v. Rosner, 485 F.2d 1213, 1224 (2d
Cir. 1973). Moreover, the United States Court of Appeals for the Ninth Circuit has noted that
“[a] criminal defendant’s ability to communicate candidly and confidentially with his lawyer is
essential to his defense. In American criminal law, the right to privately confer with counsel is
nearly sacrosanct.” See Nordstrom v. Ryan, 762 F.3d 903, 910 (9th Cir. 2014). Likewise, the
United States Court of Appeals for the Fifth Circuit has concluded that incarcerated individuals
have a right to “uninhibited, confidential communications” with their attorneys. See Taylor v.
Sterrett, 532 F.2d 462, 73 (5th Cir. 1976).
In light of this body of case law, the Court does not agree with Defendants that “it cannot
be said that [Defendant Park’s] conduct was a clear violation of [Plaintiff’s] right to confidential
communication with counsel.” (Doc. No. 57 at 20.) Rather, the Court concludes that Plaintiff
had a clearly established right, protected by the Sixth Amendment, to confidential
communications with his attorney while housed as a pretrial detainee at the FCJ. Moreover, as
discussed supra in Section IV.E, Plaintiff has adequately pled a violation of that clearly
established right. The Court, therefore, declines to grant Defendant Park qualified immunity
from this claim.
J. Leave to Amend
Courts are cautioned that because of the applicable pleading standard, a plaintiff should
generally be granted leave to amend before dismissing a claim that is merely deficient. See
Grayson v. Mayview State Hosp., 293 F.3d 103, 108 (3d Cir. 2002). The federal rules allow for
liberal amendment in light of the “principle that the purpose of pleading is to facilitate a proper
decision on the merits.” See Foman v. Davis, 371 U.S. 178, 182 (1962) (citations and internal
quotations omitted). The Court may deny a motion to amend where there is “undue delay, bad
faith or dilatory motive on the part of the movant, repeated failure to cure deficiencies by
amendments previously allowed, undue prejudice to the opposing party by virtue of allowance of
the amendment, [or] futility of the amendment.” See id. The Court must also determine that a
proposed amendment would be futile if the complaint, as amended, would not survive a motion
to dismiss for failure to state a claim. See In re NAHC, Inc. Sec. Litig., 306 F.3d 1314, 1332 (3d
Cir. 2002). Based on the foregoing, the Court concludes that it would be futile to permit Plaintiff
to file a third amended complaint with respect to his HIPAA claim, his wiretap claims, his First
Amendment claims, his Fifth Amendment claim, his Fourteenth Amendment equal protection
claim, and his claims against Defendants Bechtold, Keller, Flannery, and Ziobrowski.
Accordingly, the above-captioned case will proceed only as to Plaintiff’s Sixth Amendment
claim against Defendant Park.
V. CONCLUSION
For the foregoing reasons, the Court will grant in part and deny in part Defendants’
motion to dismiss. (Doc. No. 53.) The motion will be denied as to Plaintiff’s Sixth Amendment
claim against Defendant Park and granted as to all other claims. Plaintiff will not be permitted to
file a third amended complaint in this matter. Defendants’ motion for summary judgment on the
basis of administrative exhaustion (Doc. No. 63) will be denied with respect to Plaintiff’s Sixth
Amendment claim and denied as moot with respect to his other claims. An appropriate Order
follows.