recognizing the general principle that the Pennsylvania parole statute does not create a liberty interest in the right to be paroled
How later courts described this case
- recognizing the general principle that the Pennsylvania parole statute does not create a liberty interest in the right to be paroled
- holding that there is a “legitimate desire of the state legislature to afford state prison officials an adequate opportunity to evaluate both an inmate’s conduct and his rehabilitative progress before he is eligible for parole”
- jurisdiction to entertain state prisoner's habeas petition challenging denial of parole lies under § 2254
- “It is undisputed that [an inmate] does not have a clear legal right to the grant of parole, nor does the board have a corresponding duty to grant the same.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
JAMES A. WOLFE, Civil No. 3:20-cv-1153
Petitioner . (Judge Mariani)
v. .
JOHN E. WETZEL, et al, .
Respondents .
MEMORANDUM
Petitioner James Wolfe (“Wolfe”), an inmate currently confined at the State
Correctional Institution, Huntingdon, Pennsylvania, filed the instant petition for writ of
habeas corpus pursuant to 28 U.S.C. § 2254 challenging a decision of the Pennsylvania
Board of Probation and Parole (the “Parole Board” or the “Board”). (Doc. 1). For the
reasons discussed below, the Court will deny the habeas petition.
l. Background
Wolfe is currently serving a sentence of 13 years, 4 months, and 27 days to 45
years, 5 months for homicide by vehicle while driving under the influerice (“D.U.I.”). (Doc. 1,
p. 1; Doc. 11, pp. 15-18). His maximum sentence date is April 3, 2046. (Doc. 11, pp. 15-
18). The Parole Board has denied Wolfe parole several times. (Doc. 2, p. 12; Doc. 11, pp.
20-29).
On December 6, 2013, the Parole Board denied Wolfe parole and advised him that
he was denied parole for the following reasons: (1) his need to participate in and complete
additional institutional programs; (2) his institutional behavior, including reported
misconducts; (3) his risk and needs assessment indicating his level of risk to the
community; (4) reports, evaluations and assessments/level of risk indicates his risk to the
community; (5) his failure to demonstrate motivation for success; (6) his minimization of the
nature and circumstances of the offense(s) committed; (7) his lack of remorse for the
offense(s) committed; and (8) the negative recommendation made by the prosecuting
attorney. (Doc. 11, pp. 20-21, Notice of Board Decision dated December 6, 2013).
On May 17, 2016, the Board again denied Wolfe parole. The following factors were
invoked by the Board to deny Wolfe parole: (1) his unsatisfactory supervision history; (2)
reports, evaluations and assessments/level of risk indicates his risk to the community; (3)
his minimization/denial of the nature and circumstances of the offense(s) committed; and (4)
the negative recommendation made by the prosecuting attorney. (Doc. 11, pp. 22-23,
Notice of Board Decision dated May 17, 2016).
On September 14, 2017, the Board denied Wolfe parole based on the following
factors: (1) reports, evaluations and assessments/level of risk indicates his risk to the
community; (2) his minimization/denial of the nature and circumstances of the offense(s)
committed; and (3) his lack of remorse for the offense(s) committed. (Doc. 11, pp. 24-25,
Notice of Board Decision dated September 14, 2017).
On May 8, 2018, the Board again denied Wolfe parole. The Board provided the
following reasons to deny Wolfe parole: (1) his risk and needs assessment indicating his
level of risk to the community; (2) reports, evaluations and assessments/level of risk
indicates his risk to the community; (3) his minimization/denial of the nature and
circumstances of the offense(s) committed; and (4) his lack of remorse for the offense(s)
committed. (Doc. 11, pp. 26-27, Notice of Board Decision dated May 8, 2018).
On May 21, 2019, the Board denied Wolfe parole based on the following reasons:
(1) his risk and needs assessment indicating his level of risk to the community; (2) reports,
evaluations and assessments/level of risk indicates his risk to the community; (3) his
minimization/denial of the nature and circumstances of the offense(s) committed; (4) his
lack of remorse for the offense(s) committed; and (5) the nature of the case and the
balancing of interests presented here. (Doc. 11, pp. 28-29, Notice of Board Decision dated
May 21, 2019).
On November 13, 2019, Wolfe filed a petition for writ of mandamus with the
Commonwealth Court of Pennsylvania challenging the May 21, 2019 parole decision. (Doc.
1, p. 3; see Wolfe v. Commonwealth of Pa., No. 624 M.D. 2019, 2020 WL 3256846 (Pa.
Commw. Ct. June 16, 2020)). Wolfe alleged that a change in the Board’s internal
procedures to require five votes instead of two votes to grant parole to inmates convicted of
D.U.I.-related homicide by vehicle violated the Ex Post Facto Clause of the United States
Constitution, and he requested that the Commonwealth Court review the Board’s denial of
parole. (/d.). On June 16, 2020, the Commonwealth Court dismissed Wolfe's petition for
writ of mandamus. Wolfe, 2020 WL 3256846.
On June 23, 2020, Wolfe filed the instant federal habeas petition. (Doc. 1). Wolfe
argues that the Board’s denial of parole was arbitrary and capricious and violates his
constitutional rights. (/d.). Specifically, he alleges that: (1) a change in the Parole Board's
internal procedures to require five votes instead of two votes to grant parole to inmates
convicted of homicide by vehicle while driving under the influence violates the Ex Post Facto
Clause of the United States Constitution; (2) he challenges the May 17, 2016 Board
decision wherein the Board listed a reason not to grant parole based on his unsatisfactory
supervision history; (3) the Board incorrectly classified him as a violent offender and a risk
to the community; and (4) the Board did not rely on its presentence investigation report. (/d.
at p. 5-10). For relief, Wolfe requests that the Court order a new parole hearing and instruct
the Board to apply the correct law. (/d. at p. 14). The petition is ripe for disposition.
ll. Standard of Review
A challenge to the denial of parole is cognizable under 28 U.S.C. § 2254. See
Coady v. Vaughn, 251 F.3d 480, 486 (3d Cir. 2001) (jurisdiction to entertain state prisoner's
habeas petition challenging denial of parole lies under § 2254). However, a federal district
court may not grant parole or determine parole eligibility. Alex v. Gavin, No. 1:14-cv-261,
2015 WL 8012825, at *1 (M.D. Pa. Dec. 7, 2015). Instead, “[t]he only remedy which the
court can give is to order the Board to correct the abuses or wrongful conduct within a fixed
period of time, after which, in the case of non-compliance, the court can grant the writ of
habeas corpus and order the prisoner discharged from custody.” Id. (quoting Billiteri v. U.S.
Bd. of Parole, 541 F.2d 938, 944 (2d Cir. 1976); see also Bridge v. U.S. Parole Comm'n,
981 F.2d 97 (3d Cir. 1992).
lll. Discussion
A. — Ex Post Facto Claim
The Ex Post Facto Clause of the Constitution states that “[nJo State shall. . . pass
any... ex post facto Law.” U.S. Const. art. |, § 10, cl. 1. The Ex Post Facto Clause
“applies to a statutory or policy change that ‘alters the definition of criminal conduct or
increases the penalty by which a crime is punishable.” Mickens-Thomas v. Vaughn, 321
F.3d 374, 383 (3d Cir. 2003) (quoting Cal. Dep't of Corr. v. Morales, 514 U.S. 499, 506 n. 3
(1995)).
“The ex post facto inquiry has two prongs: (1) whether there was a change in the law
or policy which has been given retrospective effect, and (2) whether the offender was
disadvantaged by the change.” Richardson v. Pa. Bd. of Prob. & Parole, 423 F.3d 282,
287-88 (3d Cir. 2005). The Supreme Court has noted that “[rletroactive changes in laws
governing parole of prisoners, in some instances, may be violative of [the Ex Post Facto
Clause].” Garner v. Jones, 529 U.S. 244, 250 (2000). This is because “[a]n adverse
change in one’s prospects for release [through parole] disadvantages a prisoner just as
surely as an upward change in the minimum duration of sentence.” Mickens-Thomas, 321
F.3d at 392.
Wolfe argues that the change in the Board's internal procedures to require five votes
instead of two votes to grant parole to inmates convicted of D.U.|.-related homicide by
vehicle violates the Ex Post Facto Clause. The Parole Board may have changed its policy
regarding the requisite number of votes, but the record does not reflect that such a change
disadvantaged Wolfe. Here, the Board’s decisions are clear that it considered numerous
factors as reasons for the parole denials. (See Doc. 11, pp. 20-29). Wolfe’s challenge to
the number of votes required by the Board does not alter the criteria the Board uses to
determine parole eligibility and does not alter his original sentence. Consequently, Wolfe
failed to satisfy his burden of showing that he was individually disadvantaged as a result of
the parole denials. Moreover, the Pennsylvania Commonwealth Court determined that a
change of internal Board policy increasing the number of affirmative votes required to grant
a prisoner parole does not violate the Ex Post Facto Clause because such an increase is
merely a procedural change that does not alter the criteria on which the Board determines
parole eligibility or a prisoner's original sentence. Myers v. Ridge, 712 A.2d 791, 798 (Pa.
Cmwilth. Ct. 1998). Therefore, Wolfe’s ex post facto claim fails.
B. Equal Protection Claim
The Equal Protection Clause guarantees all citizens “equal protection of the laws,”
meaning that similarly situated people must be treated the same. U.S. Const. amend. XIV.
To state an equal protection claim a person must allege that: (1) he was a member of a
protected class; (2) he was treated differently from similarly situated persons outside of his
protected class; and (3) the discrimination was purposeful or intentional rather than
incidental. See Tillman v. Lebanon County Corr. Facility, 221 F.3d 410, 423-24 (3d Cir.
2000).
in order to successfully raise an equal protection claim, a plaintiff “must present
evidence that s/he has been treated differently from persons who are similarly situated.”
Williams v. Morton, 343 F.3d 212, 221 (3d Cir. 2003). In addition, in Rowe v. Cuyler, 534
F.Supp. 297, 301 (E.D. Pa. 1982), aff'd, 696 F.2d 985 (3d Cir.1982), the Court stated:
[N]o two prisoners, being different human beings, will possess identical
backgrounds and characters. Indeed, it is difficult to believe that any two
prisoners could ever be considered ‘similarly situated’ for the purpose of
judicial review on equal protection grounds of broadly discretionary decisions
because such decisions may legitimately be informed by a broad variety of an
individual's characteristics.
Id.
Wolfe alleges that his equal protection rights have been violated because other
inmates convicted of more serious offenses have been granted parole. (Doc. 1, p. 8; Doc.
2, p. 12). This contention is insufficient to support an equal protection violation. Wolfe, as a
convicted felon, is not a member of a suspect or quasi-suspect class with respect to an
equal protection claim. See Sanders v. Cty. of Bradford, No. 3:11-cv-1723, 2013 WL
2435354, at *36 (M.D. Pa. June 4, 2013) (citing Owens v. Ventura Cty. Superior Court, 42
F.Supp.2d 993, 998 (C.D. Cal. 1999) (“Over the years, the federal courts haye determined
that suspect classes for equal protection purposes include classifications based on race,
religion, alienage, national origin and ancestry.”)). Further, as discussed below, the Parole
Board's decision denying parole listed reasons grounded in the Parole Board's legitimate
discretion and it applied the appropriate factors established by the Pennsylvania
Legislature. Thus, Wolfe has not demonstrated that he is entitled to habeas relief under the
Equal Protection Clause.
C. Due Process Claim
The Fourteenth Amendment provides that no state shall “deprive any person of life,
liberty, or property, without due process of law.” U.S. Const. amend. XIV § 1. It is well-
settled that “there is no constitutional or inherent right of a convicted person to be
conditionally released before the expiration of a valid sentence,” nor has the Commonwealth
of Pennsylvania created such a right. Greenholtz v. Inmates of Neb. Penal & Corr.
Complex, 442 U.S. 1, 7 (1979); see also Burkett v. Love, 89 F.3d 135, 139 (3d Cir. 1996)
(recognizing the general principle that the Pennsylvania parole statute does not create a
liberty interest in the right to be paroled); Coady v. Vaughn, 770 A.2d 287, 289 (Pa. 2001)
(“It is undisputed that [an inmate] does not have a clear legal right to the grant of parole, nor
does the board have a corresponding duty to grant the same.”).
The role of a federal court is confined to reviewing the substance of the state parole
decision to determine whether the Parole Board exercised its authority in an arbitrary and
capricious, or constitutionally impermissible manner. Block v. Potter, 631 F.2d 233, 236 (3d
Cir. 1980). Stated simply, the court must evaluate whether the Parole Board abused its
discretion. In order to show a violation of substantive due process, the petitioner must
demonstrate that: (1) he was arbitrarily denied parole on the basis of impermissible reasons
such as race, religion, or political beliefs; or (2) the Parole Board failed to apply appropriate,
rational criteria in reaching its determination. /d. at 236. “However, federal courts are not
authorized by the due process clause to second-guess parole boards and the requirements
of substantive due process are met if there is some basis for the challeriged decision.”
Coady, 251 F.3d at 487. The “relevant level of arbitrariness required to find a substantive
due process violation involves not merely action that is unreasonable, but, rather, something
more egregious, which we have termed at times ‘conscience shocking’ or ‘deliberately
indifferent.” Hunterson v. DiSabato, 308 F.3d 236, 247 (3d Cir. 2002) (citation omitted).
Here, Wolfe challenges the Parole Board’s May 17, 2016 denial of parole. (Doc. 1,
pp. 6-7). On May 17, 2016, the Parole Board filed a Notice of Board Decision, in which they
advised Wolfe that he was denied parole for the following reasons:
Your prior unsatisfactory supervision history.
* Reports, evaluations and assessments/level of risk indicates your risk to the
community.
* Your minimization/denial of the nature and circumstances of the offense(s)
committed.
* The negative recommendation made by the prosecuting attorney.
(Doc. 11, pp. 22-23, Notice of Board Decision dated May 17, 2016).
The Board further noted that at Wolfe’s next interview, the Board would review
Wolfe's file and consider:
* Whether you have maintained a favorable recommendation for parole from the
Department of Corrections.
« Whether you have maintained a clear conduct record.
(Id.).
Wolfe has not established that the May 17, 2016 denial of parole amounted to an
unreasonable exercise of the Parole Board's discretion. Rather, it is apparent from the
arguments raised in Wolfe's filings that he merely disagrees with the criteria the Parole
Board relied upon to deny him parole. (See Doc. 1). However, this challenge to the Parole
Board’s administrative decisions to deny Wolfe parole release is unavailing. See 61 Pa.
C.S. § 6137 (granting the Parole Board vast discretion to refuse or deny parole). The
record clearly reflects that the Parole Board based its parole determinations on factors that
it is statutorily required to consider in accordance with 61 Pa. C.S. § 6135. See McGinnis v.
Royster, 410 U.S. 263, 277 (1973) (holding that there is a “legitimate desire of the state
legislature to afford state prison officials an adequate opportunity to evaluate both an
inmate’s conduct and his rehabilitative progress before he is eligible for parole”). Under 61
Pa. C.S. § 6135, the Parole Board must evaluate, among other factors: (1) the nature and
circumstances of the offense; (2) any recommendations made by the trial judge and
prosecuting attorney; (3) the general character and background of the inmate; (4) the notes
of testimony of the sentencing hearing, if any, together with such additional information
regarding the nature and circumstances of the offense committed for which sentence was
10
imposed; and, (5) the conduct of the person while in prison and his physical, mental and
behavioral condition and history and his complete criminal record.
Wolfe has not directed the Court to any factor relied upon by the Parole Board that
could be described as conscience shocking or deliberately indifferent. The Parole Board
appropriately relied on a combination of factors to deny Wolfe parole. Wolfe chooses to
challenge specific nuances of the Board’s rationale; hence, he merely disagrees with the
Board's conclusions, not the Board's criteria for evaluation. For example, he acknowledges
that he was denied parole, but disagrees with the Board’s description of Wolfe’s
“unsatisfactory supervision history” and his classification as a “risk to the community.” (See
Doc. 1, p. 6). His challenges to the Board's rationale relate to factual disagreements, which
do not equate to conscience shocking or deliberate indifference giving rise to a substantive
due process claim. Therefore, because Wolfe has failed to meet his burden of
demonstrating that the Parole Board abused its discretion, the Court will deny the instant
petition for a writ of habeas corpus.
IV. Certificate of Appealability
Pursuant to 28 U.S.C. § 2253(c)(1)(A), unless a circuit justice or judge issues a
certificate of appealability, an appeal may not be taken from a final order in a proceeding
under 28 U.S.C. § 2254. A certificate of appealability may issue only if the applicant has
made a substantial showing of the denial of a constitutional right. 28 U.S.C. § 2253(c)(2).
“A petitioner satisfies this standard by demonstrating that jurists of reason could disagree
11
with the district court’s resolution of his constitutional claims or that jurists could conclude
the issues presented are adequate to deserve encouragement to proceed further.” Miller-E/
v. Cockrell, 537 U.S. 322 (2003). Because reasonable jurists could not disagree with the
resolution of this petition, there is no basis for the issuance of a COA. Thus, the Court will
decline to issue a certificate of appealability, as Wolfe has failed to demonstrate “a
substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2); see also
Slack v. McDaniel, 529 U.S. 473, 484 (2000).
V. Conclusion
In accordance with the foregoing, the Court will deny Wolfe's petition for a writ of
habeas corpus filed pursuant to 28 U.S.C. § 2254. (Doc. 1). A separate Order shall issue.
LT — OY
Robert D: Mariani
United States District Judge
Dated: December B 2021
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