finding that the sequence set forth in the Saucier two-step analysis was no longer mandatory but could be employed at the court's discretion
How later courts described this case
- finding that the sequence set forth in the Saucier two-step analysis was no longer mandatory but could be employed at the court's discretion
- It is “generally unwise to venture into a qualified immunity analysis at the pleading stage as it is necessary to develop the factual record in the vast majority of cases.”
- “intentionally denying or delaying access to medical care or intentionally interfering with the treatment once prescribed” sufficient to show deliberate indifference (quoting Estelle, 429 U.S. at 104-05)
- though “in the world of medicine nothing is absolutely certain,” expert opinions provide a basis upon which juries may “balanc[e] probabilities”
Written by the judges who cited it.
The opinion
THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
MUMIA ABU-JAMAL,
Plaintiff, :
v. 3:15-CV-967
(JUDGE MARIANI)
JOHN KERESTES, et al.,
Defendants.
MEMORANDUM OPINION
|. INTRODUCTION
The above-captioned matter reflects the consolidation of two civil rights actions filed
by a Pennsylvania state prisoner, Mumia Abu-Jamal, (“Plaintiff or “Abu-Jamal”), arising out
of the same set of facts. Presently before the Court is a Partial Motion for Summary
Judgment filed by defendants Correct Care Solutions, LLC, Dr. Jay Cowan, Dr. John Lisiak,
Dr. Shaista Knanum, and physician assistant Scott Saxon, (collectively, the “Medical
Defendants”). (Doc. 306).'
Through his Fourth Amended Complaint, Plaintiff raised six claims against select
Medical Defendants for damages and injunctive relief, including claims for: deprivation of
Plaintiffs Eighth Amendment right to medical care for hepatitis C against defendants
Cowan, Lisiak, Khanum, and Saxon (Count I); deprivation of Plaintiffs Eighth Amendment
1 A separate Motion for Summary Judgment has been filed by John Kerestes, Theresa DelBalso,
Joseph Silva, John Wetzel, Christopher Oppman, John Steinhart, and Dr. Paul Noel, (collectively, the “DOC
Defendants”) (Doc. 306). The Court addresses this Motion in a separate Memorandum Opinion.
right to medical care for a pervasive skin condition against defendants Lisiak, Knanum, and
Saxon (Count II); deprivation of Plaintiff's Eighth Amendment right to medical care for
hyperglycemia against defendants Lisiak, Knanum, and Saxon (Count III); medical
malpractice for failure to treat Plaintiffs hyperglycemia against defendants Lisiak, Khanum,
and Saxon (Count IV); medical malpractice for failure to treat Plaintiff's hepatitis C against
defendants Cowan, Lisiak, Knanum, and Saxon (Count V); and medical malpractice for
failure to treat Plaintiff's skin condition against defendants Lisiak, Knanum, and Saxon
(Count VI). (Doc. 245).
In accordance with the parties’ briefing, however, only three claims remain in
contention, including claims seeking compensatory and punitive damages against
defendants Cowan, Lisiak, and Knanum for a violation of the Plaintiffs Eighth Amendment
right to medical care for hepatitis C (Count I), defendants Knanum and Saxon for a violation
of the Plaintiff's Eighth Amendment right to medical care for hyperglycemia (Count Ill), and
defendants Cowan, Lisiak, and Knanum for medical malpractice for failure to treat Plaintiff's
hepatitis C (Count V). The Plaintiff otherwise concedes that summary judgment should be
entered as to defendant Saxon for Counts | and V, as to defendant Lisiak for Count Ill, and
as to all Medical Defendants for the additional three claims and injunctive relief. (Doc. 332
at 11). For the reasons that follow, the Court will thus deny the Medica: Defendants’ Motion
for Summary Judgment for defendant Cowan as to Counts | and V, grant the Motion in part
for defendants Lisiak, Khanum, and Saxon as to Counts | and V, and grant the Motion in its
entirety for all defendants as to Counts Il, Ill, IV, and VI, and Plaintiff's claim for injunctive
relief,
Il. PROCEDURAL HISTORY?
Plaintiff, Mumia Abu-Jamal, an inmate of the Pennsylvania Department of
Corrections (“DOC”) suffering from hepatitis C (“HCV’), a pervasive skin condition, and
hyperglycemia, initiated proceedings through a Complaint filed on May 18, 2015, that
asserted a violation of his First Amendment right to association and access to the courts.
See (Doc. 1). This matter was assigned case number 3:15-CV-967 (“Abu-Jamal 1”). (Id.).
Plaintiff was initially joined by two fellow inmates raising similar claims but proceeded alone
once his fellow plaintiffs filed notices of voluntary dismissal. (Docs. 17, 18). On August 3,
2015, Plaintiff filed a Motion for Leave to File a “First Amended and Supplemental
Complaint.” (Doc. 21). The First Amended Complaint, which not only added Eighth
Amendment claims and state law medical malpractice claims but also various defendants,
including defendants Lisiak, Khanum, and Saxon, was adopted and became the operative
complaint. (Doc. 57).
In light of the added claims set forth in his First Amended Complaint, Plaintiff filed a
Motion for Preliminary Injunction on August 23, 2015, that asked the Court to require the
defendants to:
2 The Court set forth a more extensive review of the procedural history of the current matter in its
Memorandum Opinion granting in part and denying in part Motions to Dismiss filed by the DOC Defendants
and Medical Defendants. See (Doc. 272 at 2-12).
1) immediately treat plaintiffs active hepatitis C infection with the latest direct
acting anti-viral drugs; 2) immediately treat his skin condition, a manifestation
of the hepatitis C, with zinc supplementation and Protopic cream; and 3) permit
Mr. Abu Jamal to have an in-person examination by an independent physician
of his own choosing under conditions that are appropriate for such
examinations.
(Doc. 23 at 1). After Magistrate Judge Karoline Mehalchick issued a Report and
Recommendation recommending that Plaintiffs Motion be denied, (Doc. 39), this Court held
a three-day evidentiary hearing to make a final ruling as to the Motion, (Docs. 94, 95, 96).
During this hearing, the Court reviewed the protocol maintained by the DOC and used when
determining the treatment inmates with HCV receive, and found that in accordance with this
protocol, a “Hepatitis C Treatment Committee has the ultimate authority” to decide the
treatment provided to inmates suffering from HCV. (Doc. 191 at 11, 19).
In an Opinion dated August 31, 2016, this Court denied Plaintiff's Motion for
Preliminary Injunction. (Id.). The Court concluded that as “[t]he named Defendants [were]
not members of the Hepatitis C Treatment Review Committee” and this Committee alone
had the ability to prescribe an anti-viral drug to treat Plaintiffs HCV, the Court could not
“properly issue an injunction against the named Defendants, as the record contain[ed] no
evidence that they had authority to alter the interim protocol or its application to Plaintiff.”
(Id. at 22). The Opinion, however, did establish that “[t]he protocol as currently adopted and
implemented presents deliberate indifference to the known risks which follow from untreated
chronic hepatitis C.” (Id. at 21). As such, if the proper defendants were named in the
operative complaint, “the Court believe[d] there [was] a sufficient basis in the record to find
that the DOC’s current protocol may well constitute deliberate indifference in that, by its own
terms, it delays treatment until an inmate's liver is sufficiently cirrhotic” and “faces the
imminent prospect of ‘catastrophic’ rupture.” (Id. at 31).
Though Plaintiff had already filed a Second Amended Complaint in Abu-Jamal 1 by
the time his Motion for Preliminary Injunction was denied, Plaintiff filed a separate action on
September 30, 2016, under case number 3:16-CV-2000 (“Abu-Jamal 2”). This Complaint
contained a single count for “Deprivation of Eighth Amendment Right to Medical Care for
Hepatitis C,” naming various defendants not previously named in Abu-Jamal 7, including
defendant Correct Care Solutions and Correct Care Solutions’s “representative on the
Hepatitis C Treatment Committee.” Abu-Jamal v. Wetzel, 3:16-CV-2000-RDM (M.D. Pa.
Sept. 30, 2016) at (Doc. 1). On October 5, 2016, Plaintiff filed a Motion for Preliminary
Injunction in Abu-Jamal 2 seeking the same relief as requested in the Motion for Preliminary
Injunction in Abu-Jamal 1. Id. at (Doc. 7). The parties agreed that the Court could rely on
the same evidence presented in the preliminary injunction hearing held by the Court in Abu-
Jamal 1 in determining whether to grant or deny the Plaintiffs Motion in Abu-Jamal 2.
In an Opinion issued on January 3, 2017, this Court found that, despite the fact that
the DOC replaced the interim protocol that was analyzed in Abu-Jamal 1 with a new
3 “Cirrhosis” represents a late stage of inflammation or scarring — i.e. “fibrosis” — of an individual's
liver and may lead to the failure of the organ or various other complications. The benefit of early treatment
of HCV thus includes the ability of the body to stave off further liver deterioration before it reaches a point
bordering on a “catastrophic’ rupture.”
protocol, “the new protocol completely bars those with chronic hepatitis C but without vast
fibrosis or cirrhosis from receiving DAA medications.” /d. at (Doc. 23 at 32). More
specifically, the Court concluded that:
[t]he Hepatitis C Protocol deliberately delays treatment for hepatitis C through
the administration of DAA drugs such as Harvoni, Sovaldi, and Viekira Pak
despite the knowledge of Defendants that sit on the Hepatitis C Treatment
Committee: (1) that the aforesaid DAA medications will effect a cure of Hepatitis
C in 90 to 95 percent of the cases of that disease; and (2) that the substantial
delay in treatment that is inherent in the current protocol is likely to reduce the
efficacy of these medications and thereby prolong the suffering of those who
have been diagnosed with chronic hepatitis C and allow the progression of the
disease to accelerate so that it presents a greater threat of cirrhosis,
hepatocellular carcinoma, and death of the inmate with such disease.
In choosing a course of monitoring over treatment, [defendants] consciously
disregarded the known risks of Plaintiffs serious medical needs, namely
continued liver scarring, disease progression, and other hepatitis C
complications.
Id. at (Doc. 23 at 20-21). As such, the Court held that Plaintiff had a reasonable likelihood
of success on the merits of his claims. /d. at (Doc. 23 at 27-41). After determining that the
other preliminary injunction factors also weighed in Plaintiffs favor, the Court granted
Plaintiffs Motion. /d. at (Doc. 23 at 42-43). The Court thereafter enjoined the Abu-Jamal 2
defendants from enforcing the applicable hepatitis C protocol as it pertained to Plaintiff and
directed the defendants to administer direct-acting antiviral drugs (“DAADs’), proven to treat
HCV, to Plaintiff unless such medications were found to be contraindicated by a medical
professional. /d. at (Doc. 24).
Following the Court’s decision to grant Plaintiffs Motion for a Preliminary Injunction,
however, the defendants in Abu-Jamal 2 filed Motions for Reconsideration, Motions to Stay,
and Notices of Appeal. /d. at (Docs. 29-31, 36, 37). As the Plaintiff thus continued to wait
for treatment, he filed a Motion for Contempt in Abu-Jamal 2 against the defendants for
failure to perform in accordance with the Court’s Preliminary Injunction Order, id at (Doc.
53), and filed a Third Amended Complaint on January 17, 2017, in Abu-Jamal 1, (Doc. 210).
Nevertheless, on March 31, 2017, the defendants in Abu-Jamal 2, including
defendant Correct Care Solutions, informed the Court that “[flollowing recent medical testing
and a review of the results thereof, Plaintiff will be treated with the Federal Drug
Administration (FDA) approved Hepatitis C direct[]-acting antiviral medication in accordance
with the Hepatitis C protocol of the Department of Corrections.” Abu-Jamal, 3:16-CV-2000
at (Doc. 59 at 1). On April 4, 2017, Plaintiffs counsel informed the Court that Plaintiff had
undergone a “sonogram and a hepatic elastography” and that the test results revealed that
his condition had “deteriorated to ‘severe grade 4 liver cirrhosis.” /d. at (Doc. 61 at 2). Asa
result, on April 5, 2017, the defendants in Abu-Jamal 2 informed the Court that Plaintiff
would be prescribed and start a regiment of the direct-acting antiviral drug Harvoni the
following day. Thereafter, the Court dismissed the pending Motions to Stay and Motions for
Reconsideration. /d. at (Doc. 63).
On April 18, 2017, the Court held a conference with the parties to determine whether
Abu-Jamal 1 and Abu-Jamal 2 should be consolidated. The parties in the two cases agreed
that the matters should merge and thereafter filed Joint Motions for Consolidation. (Doc.
223); Abu-Jamal, 3:16-CV-2000 at (Doc. 71). On May 4, 2017, the Court issued an Order
consolidating Abu-Jamal 1 and Abu-Jamal 2 under case number 3:15-CV-967. (Doc. 224);
Abu-Jamal, 3:16-CV-2000 at (Doc. 72). On August 23, 2017, Plaintiff filed his Fourth
Amended Complaint, which remains the operative complaint. (Doc. 245).
In his Fourth Amended Complaint, Plaintiff maintained claims against various
Medical Defendants, including: a Section 1983 claim for violation of Plaintiff's Eighth
Amendment right to medical care for Plaintiff's hepatitis C (Count |); Section 1983 claim for
violation of Plaintiff's Eighth Amendment right to medical care for Plaintiff's skin condition
(Count Il); Section 1983 claim for violation of Plaintiffs Eighth Amendment right to medical
care for Plaintiffs hyperglycemia (Count Ill); state law medical malpractice claim for failure
to treat Plaintiff's hyperglycemia (Count IV); state law medical malpractice claim for failure to
treat Plaintiff's hepatitis C (Count V); and state law medical malpractice claim for failure to
treat Plaintiff's skin condition (Count VI). (Doc. 245).
In response to the Fourth Amended Complaint in the consolidated action, the
Medical Defendants and DOC Defendants filed Motions to Dismiss. (Docs. 248, 251). On
May 10, 2018, this Court filed its Opinion granting in part and denying in part the DOC
Defendants’ Motion and denying the Medical Defendants’ Motion. (Doc. 273). On January
30, 2020, after further discovery, the Medical Defendants filed the Motion for Summary
Judgment currently before this Court. (Doc. 306).
Ill. STATEMENT OF UNDISPUTED FACTS
In support of their briefing, in accordance with Local Rule 56, the parties submitted
Statements of Material Facts asserting and confirming various facts which the Court deems
undisputed. (Docs. 308, 333).
Plaintiff Mumia Abu-Jamal is an inmate serving a life sentence within the
Pennsylvania Department of Corrections at SCl-Mahoney. See (Doc. 308 at Jj 1). Plaintiff
suffered various maladies during his time of incarceration, which led to multiple medical trips
to the SCl-Mahoney infirmary, Schuylkill Medical Center, and Geisinger Medical Center
between 2014 and 2019. See generally (Doc. 308). While incarcerated, Plaintiff underwent
blood work, X-rays, and various physical consultations with numerous physicians,
hematologists, dermatologists, and rheumatologists. (Id. at ] 33, 34, 142).
Plaintiff, in late 2014 and early 2015, faced ongoing dermatological issues that
manifested through various symptoms including “pustules on the arms, and a ‘spattering’ of
raised dark lesions on the legs,” (Doc. 308 at 6), “open sores to his arm, back, and chest,”
(id. at J 9), “thick scaling covering 75-80% of [his] body,” (id. at ] 12), and swollen
extremities, (id. at ] 15). In response to Plaintiffs skin issues, Plaintiff was prescribed
numerous treatments including, amongst other things, Benadryl, urea cream, clindamycin,
Lubriderm, Motrin, Tylenol, triamcinolone, Augmentin, prednisone, a Kenalog injection,
cyclosporine, Lasix, and Norvasc. (Id. at ff 12-14, 20-21). Plaintiff was also instructed to
take measures to alleviate symptoms such as use of a warm towel, (id. at 11), changing of
soaps, (id. at ] 12), taking shorter showers, (Id.), or caring for wounds with Vaseline gauze,
(id. at ] 79). Such measures, however, had varying degrees of success and Plaintiff's skin
condition persisted.
In addition to his skin condition, Plaintiff also started exhibiting high blood glucose
levels, which led Plaintiff's physicians to prescribe him “insulin given the fact that his
glucose was over 500 and he had ketoacidosis.” (Doc. 308 at | 42). Plaintiff was later
prescribed Metformin to further deal with potential diabetes evidenced by his high blood
glucose. (Id. at ] 81). Through testing, it was shown that Plaintiffs glucose levels rose from
an unproblematic level in January 2015 to dangerous levels by April of the same year. See
(id. at I] 47, 49, 50, 54) (Plaintiffs blood glucose levels fluctuated from 149 mg/dl to 1000
mg/dl). Plaintiff, however, through medication, was eventually able to manage his
hyperglycemia.
Though these maladies impacted Plaintiff's overall health, Plaintiff was also
confirmed to have HCV in 2012. (Doc. 308 at J 3). Plaintiff was eventually given a viral
load blood test in August 2015 that confirmed that his HCV was chronic. (Doc 308 at J 118-
119). The Pennsylvania DOC maintains policies for the medical treatment of inmates within
its facilities, including a policy for those suffering from hepatitis C ("HCV"). Of note, the
DOC issued an interim hepatitis C protocol on November 13, 2015, (id. at ] 157), and an
updated hepatitis C protocol, (collectively, the “Hepatitis C Protocols”), on November 7,
2016, (id. at J 188). Under the interim protocol, the HCV patients “most in need of
10
evaluation [would] be defined as those with platelet counts below 100,000/mcL and those
with HALT-C predicted likelihood of cirrhosis over 60%.” (Id. at ] 157) (emphasis added).
This, however, did not guarantee treatment for those meeting these conditions, which
included the prescription of a direct-acting antiviral drug such as Harvoni or Sovaldi. (Id. at
q 188). The “prioritization” of such treatment for inmates suffering from HCV under the
updated hepatitis C protocol depended on various factors including, but not limited to, liver
damage shown through CT scans, AST to Platelet Ratio Index (“APRI”) scores, and
METAVIR scores.’ See (id.) (“[e]xceptions to the above criteria for Priority Levels 1-4 will
be made on an individual basis and will be determined primarily by a compelling or urgent
need for treatment, such as evidence for rapid progression of fibrosis, or deteriorating health
status from other comorbidities”). Plaintiff and the Medical Defendants were regulated by
these protocols. (Id. at □ 134).
On August 24, 2015, Plaintiffs labs reflected a HALT-C score of 77%, though,
according to Dr. Paul Noel, “his other scores [did] not indicate cirrhosis.” (Doc. 308 at J
133). Upon review, Dr. Noel testified that “[pjutting the entire picture together,” the DOC’s
Hepatitis C Treatment Committee “determined that the HALT-C score that said he had 63
percent chance of cirrhosis overestimated, that he did not have cirrhosis [and] ... that he fell
4 The METAVIR scoring system categorizes the stages of liver fibrosis into five levels: FO (no
fibrosis); F1 (mild fibrosis); F2 (moderate fibrosis); F3 (advanced fibrosis); and F4 (cirrhosis). (Doc. 308 at
{| 188). In contrast, an APRI score is calculated on a points scale where a score greater than or equal to
2.0 “may be used to predict the presence of cirrhosis,” whereas a “cutoff of (greater than or equal to] 1.5”
may “predict the presence of significant fibrosis (stages 2 to 4, out of 4).” (Doc. 302-15 at 3).
11
in the category of a 37 percent with that Halt-C score that did not have cirrhosis.” (Id.); but
see (id. at 175) (examination revealed that Plaintiffs HALT-C score as of June 7, 2016, was
60%). Similarly, Plaintiffs APRI scores remained below 1.0, which, according to the
Hepatitis C Protocols, would place him in “Priority Level 4 — Routine Priority for Treatment.”
(Id. at 99] 171, 175, 185, 188, 191, 196, 217).
As such, though still suffering from the various maladies including chronic HCV that
had beset him during his incarceration, Plaintiff was not prescribed one of the DAADs to
treat his HCV as Dr. David Robel “explained that [Plaintiff] doesn’t meet the DOC criteria for
tx but may still be considered” as this “decision as a decision (for all Hep C tx for pts.)
comes from Central Office.” (Doc. 308 at J 145); see also (Doc. 308 at 138) (“Essentially he
is to be seen by Rheum[atology] to rule out all other causes of his skin issue. If no other
causes, then consider Hep C tx. At this time, does not meet DOC criteria for tx.”). Plaintiff
did indicate that he “relates persistence of [skin] condition to ongoing HepC infection.” (Id.
at J 187).
Plaintiff instituted two separate actions against the DOC Defendants and various
other medical and government defendants. See also Abu-Jamal v. Wetzel, 3:16-cv-2000-
RDM. Per Order issued by this Court dated January 3, 2017, the defendants in the parallel
civil action were to prescribe and treat Plaintiff “with DAA medications unless the
Supervising Physician determines—in his or her professional and independent medical
12
judgment-that there are medical contraindications to Plaintiff receiving DAA medication that
render the administration of the medication not medically advisable.” /d. at (Doc. 24).
On March 29, 2017, Plaintiff underwent an ultrasound to assess the condition of his
liver, through which it was revealed that he had a “borderline small homogenous liver, portal
hypertension, no ascites or splenomegaly, and cholelithiasis with no biliary dilation.” (Doc.
308 at 199). A hepatic elastography, completed on the same day, showed that Plaintiff had
severe grade 4 liver cirrhosis. (Id. at ] 199). According to Dr. Noel, based on the exams
from the previous day, it was determined by the Hepatitis C Treatment Review Committee
that Plaintiff “now met the criteria for treatment” with a DAAD. (Id. at ] 200). It was thus
decided that Plaintiff “nad been approved for treatment by the Hepatitis C Treatment Review
Committee.” (Id. at § 200). Plaintiff was treated with Harvoni from April 6, 2017, to June 28,
2017. (Id. at § 203).
IV. STATEMENT OF DISPUTED FACTS
Though the parties are in agreement as to various facts within the complaint and
subsequent filings, the Plaintiff maintains that the policies followed and medical decisions
made by the Medical Defendants failed to meet the necessary standards of care. For one,
Plaintiff questions the Medical Defendants’ decision to “intentionally disregard|] plaintiff's
elevated glucase” as Dr. Stacey Trooskin, Plaintiffs expert, asserted that “failure to monitor
and treat an elevated glucose of 419 is ‘far from the standard of care of the management of
hyperglycemia.” (Doc. 333 at J 259). In part, Plaintiff argues that “[djefendant Knanum
13
knew that uncontrolled hyperglycemia can cause diabetic ketoacidosis, loss of
consciousness, seizures, and even death. Still, she did not even perform a basic test to see
if plaintiff's ‘high above normal’ glucose had resolved or remained dangerously elevated.”
(Id. at 253). Plaintiff alleges that defendant Saxon likewise failed to monitor his glucose
through a glucose test even when it reached a near “catastrophefic]” level. (Id. at { 258).
Plaintiff also attacks the Medical Defendants’ unwillingness to take into account
Plaintiff's diagnosed HCV when making medical decisions regarding his skin condition and
hyperglycemia. (Id. at J 36) (“the record states that plaintiff is Hepatitis C positive yet there
is no order for a viral load test and/or any treatment for the Hepatitis C notwithstanding the
abnormal ultrasound, abnormal blood work and unresolved skin condition”). Plaintiff claims
that the Medical Defendants were aware that Plaintiff was HCV positive but made no
request for a hepatitis C workup to determine whether Plaintiffs case was chronic for years
after his first diagnosis or consider his other conditions as extrahepatic manifestations of
Plaintiffs HCV. (Doc. 333 at J] 20).
Separately, Plaintiff claims that in regard to the treatment, or lack thereof, of his
HCV, that the “interim protocol did not prioritize treatment; it denied treatment to the vast
majority of those with hepatitis C.” (Doc. 333 at § 157). As noted by Plaintiff's expert, under
the November 2016 20C protocol, “[o]nly those individuals with cirrhosis who satisfied
several other treatment criteria including length of sentence, sobriety criteria, adherence to
other medications were given ‘priority level 1’ status for treatment .... There was no medical
14
justification for prioritization for treatment. This approach to treatment was in direct
opposition to the standard of care which was clearly established in 2015.” (Id. at □ 188).
In line with such claims, Plaintiff alleges that defendant Dr. Jay Cowan was a paid
consultant of Correct Care Solutions and participated as a member of its Hepatitis C
Treatment Committee, which made treatment recommendations to the DOC regarding
treatment of HCV patients. (Doc. 333 at J 267). Itis argued that, as a member of this
Committee, defendant Cowan reviewed Plaintiffs medical records and “attended meetings
of the Committee during which Plaintiffs request for treatment with DAADs was discussed.”
(Id. at § 268). Plaintiff claims that this Committee prepared a report for the DOC that
determined Plaintiff was not eligible for treatment with a DAAD and that the DOC aligned its
decision with this determination even though defendant Cowan admitted that “he would
have recommended treatment if plaintiff were not incarcerated.” (Id. at J 270).
Though Plaintiff eventually was treated with the DAAD Harvori, Plaintiff argues that
he was “not cured,” but that he still suffers from cirrhosis and a greater risk of liver cancer as
a result of the delay in treatment. (Doc 333 at § 212): see also (Doc. 334-02) (report of
Plaintiffs expert Dr. Stacey Trooskin concluding that “[i]f [Plaintiff] had been treated and
cured in 2015 in accordance with the standard of care, the fibrosis would have been
significantly less lixely to advance ... [while] now that Mr. Abu-Jamal is cirrhotic, he will be at
increased risk of liver cancer and must undergo screening for liver cancer every 6 months
for the rest of his life”). Therefore, to Plaintiff, had he received proper treatment when the
15
treatment first became available, “it is ‘almost certain’ that he would have avoided further
disease progression” and “his risk of developing cirrhosis and/or liver cancer would have
been reduced to almost zero.” See (Doc. 334-02).
V. STANDARD OF REVIEW
Summary judgment “is appropriate only where there is no genuine issue of material
fact and the moving party is entitled to judgment as a matter of law.” Gonzalez v. AMR, 549
F.3d 219, 223 (3d Cir. 2008). “An issue is genuine only if there is a sufficient evidentiary
basis on which a reasonable jury could find for the non-moving party, and a factual dispute
is material only if it might affect the outcome of the suit under governing law.” Kaucher v.
County of Bucks, 455 F.3d 418, 423 (3d Cir. 2006) (citing Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248 (1986)). Thus, through summary adjudication, the court may dispose of
those claims that do not present a “genuine dispute as to any material fact.” Fed. R. Civ. P.
§ 56(a).
The party moving for summary judgment bears the burden of showing the absence
of a genuine issue as to any material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323
(1986). Once such a showing has been made, the non-moving party must offer specific
facts contradicting those averred by the movant to establish a genuine issue of material fact.
Lujan v. Nat'l Wildlife Fed’n, 497 U.S. 871, 888 (1990). Therefore, the non-moving party
may not oppose summary judgment simply on the basis of the pleadings, or on conclusory
statements that a factual issue exists. Anderson, 477 U.S. at 248. “A party asserting that a
16
fact cannot be or is genuinely disputed must support the assertion by ... citing to particular
parts of materials in the record ... [or] showing that the materials cited do not establish the
absence or presence of a genuine dispute, or that an adverse party cannot produce
admissible evidence to support the fact.” Fed. R. Civ. P. § 56(c)(1)(A)-(B). In evaluating
whether summary judgment should be granted, “[t]he court need consider only the cited
materials, but it may consider other materials in the record.” Fed. R. Civ. P. § 56(c)(3).
“Inferences should be drawn in the light most favorable to the non-moving party, and where
the non-moving party's evidence contradicts the movant's, then the non-movant’s must be
taken as true.” Big Apple BMW, Inc. v. BMW of N. Am., Inc., 974 F.2d 1358, 1363 (3d Cir.
1992), cert. denied 507 U.S. 912 (1993). “In considering a motion for summary judgment, a
district court may not make credibility determinations or engage in any weighing of
evidence.” Anderson, 477 U.S. at 255.
Facts, however, “must be viewed in the light most favorable to the nonmoving party
only if there is a ‘genuine’ dispute as to those facts.” Scott v. Harris, 550 U.S. 372, 380
(2007). If a party has carried its burden under the summary judgment rule,
its opponent must do more than simply show that there is some metaphysical
doubt as to the material facts. Where the record taken as a whole could not
lead a rational trier of fact to find for the nonmoving party, there is no genuine
issue for trial. The mere existence of some dleged factual dispute between the
parties will not defeat an otherwise properly supported motion for summary
judgment; the requirement is that there be no genuine issue of material fact.
When opposing parties tell two different stories, one of which is blatantly
contradicted by the record, so that no reasonable jury could believe it, a court
should not adopt that version of the facts for purposes of ruling on a motion for
summary judgment.
17
Id. (internal quotations, citations, and alterations omitted).
VI. ANALYSIS
Throughout the pendency of the current litigation, Plaintiff has amended his
Complaint several times. In the most recent iteration, Plaintiffs Fourth Amended Complaint
set forth six separate counts against various Medical Defendants for damages and
injunctive relief. (Doc. 245).5 On January 30, 2020, the Medical Defendants filed a Motion
for Summary Judgment, (Doc. 306), as to the six remaining claims set forth in Plaintiffs
Fourth Amended Complaint and a brief in support of the Motion, (Doc. 307-2). In response,
Plaintiff filed a brief opposing the Medical Defendants’ Motion as to his claims seeking
damages for deprivation of Plaintiffs Eighth Amendment right to medical care for hepatitis C
as to defendants Cowan, Lisiak, and Khanum, deprivation of Plaintiffs Eighth Amendment
right to medical care for hyperglycemia as to defendants Khanum and Saxon, and medical
malpractice for failure to treat Plaintiffs hepatitis C as to defendants Cowan, Lisiak, and
Khanum. (Doc. 332). The Plaintiff otherwise concedes that summary judgment should be
entered as to defendant Saxon for the Eighth Amendment and medical malpractice claims
5 As set forth above, Plaintiff, in his Fourth Amended Complaint, maintained claims against select
Medical Defendants for the deprivation of his Eighth Amendment right to medical care for hepatitis C
(Count |), skin condition (Count Il), and hyperglycemia (Count III), and medical malpractice for failure to
treat Plaintiff's hyperglycemia (Count IV), hepatitis C (Count V), and skin condition (Count VI). (Doc. 245);
see also supra Section {I (describing the procedural history associated with Plaintiff's claims). After
injunctive relief was granted by this Court, the parties no longer identified Correct Care Solutions as a
defendant and the parties’ briefs fail to refer in substance to defendant Correct Care Solutions as part of
any active claims.
18
for failure to treat Plaintiffs hepatitis C, as to defendant Lisiak for the Eighth Amendment
claim for failure to treat Plaintiffs hyperglycemia, and as to all Medical Defendants for the
three additional claims raised in the Fourth Amended Complaint. (Id.). The Court will
therefore separately review the three remaining claims and the grounds upon which the
Medical Defendants seek summary judgment. (Doc. 338).
I. Deprivation of Eighth Amendment Right to Medical Care for Hepatitis C
Of his three remaining contested claims, Plaintiff first raises a claim for deprivation of
his Eighth Amendment right to medical care for his chronic hepatitis C pursuant to 42 U.S.C.
§ 1983. Section 1983 authorizes redress for violations of constitutional rights and provides
in relevant part:
[e]very person who, under color of any statute, ordinance, regulation, custom,
or usage, of any State or Territory ... subjects, or causes to be subjected, any
citizen of the United States or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities secured by the Constitution
and laws, shall be liable to the party injured in an action at law, suit in equity,
or other proper proceeding for redress...
42 U.S.C. § 1983. Thus, to establish a violation under Section 1983, a plaintiff must
demonstrate that the challenged conduct was committed by a person acting under color of
state law and deprived the plaintiff of rights, privileges, or immunities secured by the
Constitution or laws of the United States. Lake v. Arnold, 112 F.3d 682, 689 (3d Cir. 1997).
By its terms, Section 1983 does not create a substantive right, but merely provides a
method for vindicating federal rights conferred by the United States Constitution and the
19
federal statutes that it describes. Baker v. McCollan, 443 U.S. 137 (1979); see also Hart v.
Tannery, 2011 WL 940311 (E.D. Pa. Mar. 14, 2011).
A deprivation of constitutional rights under the Eighth Amendment occurs in the
medical context when state officials are deliberately indifferent to the serious medical needs
of those in their charge. Estelle v. Gamble, 429 U.S. 97, 104 (1976). In opposition to
Plaintiffs claim alleging an Eighth Amendment violation, the Medical Defendants contend
that defendants Lisiak and Khanum were not involved in the development or application of
the DOC’s Hepatitis C Protocols and that they, along with defendant Cowan, are entitled to
qualified immunity to the degree they were merely following the DOC’s protocols to
determine whether Plaintiff was to be prescribed a DAAD. (Doc. 307-2 at 4-19).
a. Failure to Show Personal Involvement in the Decision to Not Prescribe
Plaintiff DAAD
As set forth in Estelle, to state a claim for a violation of his or her Eighth Amendment
right to medical care, a plaintiff must sufficiently prove that a defendant was a state official
who was indifferent to a serious medical need. Estelle, 429 U.S. at 104. The Medical
Defendants argue that defendants Lisiak and Knanum cannot and should not be held liable
for any violation of Plaintiffs rights, if his rights were in fact violated, as they were not
personally involved in the DOC’s decision to not initially provide Plaintiff with a DAAD.§
6 Though the Medical Defendants initially argue that defendant Cowan, along with defendants
Lisiak and Khanum, was not involved in the DOC’s decision to not prescribe Plaintiff a DAAD, they
eventually concede in their reply brief in support of their Motion for Summary Judgment that there remain
genuine issues of material fact regarding Cowan's involvement. (Doc. 307-2 at 15); (Doc. 338 at 8). The
Medical Defendants also argue that defendant Saxon was not personally involved with the failure of the
20
(Doc. 307-2 at 12). It is well established that “[a] defendant in a civil rights action must have
personal involvement in the alleged wrongs to be liable...” Baraka v. McGreevey, 481 F.3d
187, 210 (3d Cir. 2007) (quotations omitted); Roth v. PrimeCare, 2019 WL 2745789, at *4
(E.D. Pa. June 27, 2019). “Personal involvement can be shown through allegations of
personal direction or of actual knowledge and acquiescence” and such allegations “must be
made with appropriate particularity.” Roth, 2019 WL 2745789, at *4 (quoting Rode v.
Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988)).
For the DOC, the ultimate authority as to whether a Plaintiff received a DAAD was
held by the Hepatitis C Treatment Committee. (Doc. 307-2 at 14). According to DOC
defendant Noel, members of this Committee included “[Noel], the Chief of Clinical Services,
the representative from the medical contractor CCS, Infectious Control Nurse, the Assistant
Medical Director for the DOC, and anyone [the DOC] might invite to participate in any
difficult cases.” (Id.) (quotation omitted); (Doc. 318-5 at 129-130). In coming to a
determination as to treatment, the Hepatitis C Treatment Committee was to rely on the
standards within in the DOC’s Hepatitis C Protocols, which set forth conditions upon which
an inmate may be prescribed a DAAD. As a result, the ultimate decision as to whether an
inmate was to receive treatment would have its foundations in the medical or policy
DOC to initially prescribe Plaintiffa DAAD. (Doc. 307-2 at 17). As the Plaintiff has voluntarily withdrawn
his claim as to defendant Saxon for a violation of his Eighth Amendment right to medical care for hepatitis
C, analysis regarding defendant Saxon’s involvement in Plaintiff's care is unnecessary.
21
decisions made by those who developed the Hepatitis C Protocols or were members of the
Hepatitis C Treatment Committee.’
Though the Medical Defendants contend that Dr. Cowan was not involved in
promulgation of the DOC Hepatitis C Protocols, they concede that there remains evidence
sufficient to create genuine issues of material fact that would preclude summary judgment
on his behalf at this stage. (Doc. 338 at 8). Therefore, it is merely left to determine whether
issues of material fact remain as to whether defendants Lisiak and Knanum were personally
involved in the decision to not prescribe a DAAD to Plaintiff. Plaintiff alleges that:
Defendants Lisiak and Khanum['s] personal involvement in failing to treat
plaintiffs HCV is shown through 1) their adherence to the DOC protocol despite
its deviation from the standard of care, 2) their failure to conduct necessary
diagnostic tests, and 3) their acquiescence in a policy of withholding medical
care despite its being medically necessary to prevent plaintiff's condition from
further deteriorating.
(Doc. 332 at 18). Plaintiff therefore argues that as defendants Lisiak and Khanum “knew
that [P]laintiff tested positive for the hepatitis C antibody in 2012” and suffered from a
“severe skin condition,” (id.), the defendants’ conformity with the DOC Hepatitis C Protocols
and subsequent failure to treat Plaintiffs HCV equated to a constitutional violation.
It is generally shown through the record that the only true “treatment” for hepatitis C
that may directly address the illness in any significant manner would be the prescription of a
7 As in this Court's earlier Opinion, the “members of the Hepatitis C Treatment Review Committee”
were those charged with making a final determination as to whether an inmate is prescribed a DAAD,
whereas “the DOC’s current protocol may well constitute deliberate indifference in that, by its own terms, it
delays treatment until an inmate's liver is sufficiently cirrhotic” and “faces the imminent prospect of
‘catastrophic’ rupture.” (Doc. 191 at 11, 19-21).
22
DAAD. Though monitoring the progression of any illness is imperative, particularly as its
impact on a person’s body may necessitate treatment, there must be a differentiation
between a failure to monitor and a failure to treat an inmate’s HCV when determining if
there has been an Eighth Amendment violation. Oftentimes, a failure to monitor an inmate's
condition will accompany a failure to treat as the former will often lead to the latter. In the
case of a DOC inmate with HCV, however, even if independent medical professionals were
to properly monitor the inmate’s condition and recommend treatment with a DAAD,
treatment may not be in the control of such professionals.
Defendants Lisiak and Khanum were neither involved in the creation of the DOC
Hepatitis C Treatment Protocols nor members of the Hepatitis C Treatment Committee, and
Plaintiff fails to allege as such. Instead, “[djefendants Khanum and Lisiak were to gather
relevant diagnostic information for use in treatment decisions by the DOC’s Hepatitis C
Committee.” (Doc. 332 at 7, 18) (“the medical record shows [Lisiak and Khanum] taking no
action in regard to [Plaintiff's] hepatitis C, and their own testimony implicates them in
accepting no role in treating their patient's hepatitis C other than obtaining diagnostic
information”). Though the gathering of information through testing would be linked to
Plaintiffs overall treatment, a direct causal connection between such testing and the alleged
failure to treat Plaintiff with a DAAD was foreclosed by the structure of the DOC’s
prescription process. As it was left to the Committee to make the final decision as to
treatment and the Committee relied on the Hepatitis C Protocols, it cannot be said that
23
either Lisiak or Knanum were in a decisional position that would have allowed them to
ensure Plaintiff received treatment. Plaintiff thus fails to show that issues of material fact
exist to support that defendants Lisiak and Khanum “violated a constitutional right” as there
is insufficient evidence to show they were involved in the creation of the DOC policies or the
decision-making process that led to the DOC’s denial of Plaintiff's request to receive a
DAAD. The Medical Defendants’ Motion for Summary Judgement for Plaintiff's Eighth
Amendment claim for failure to treat Plaintiffs hepatitis C as to defendants Khanum and
Lisiak will thus be granted.
b. Qualified Immunity as to Plaintiffs Eighth Amendment Claim
The Medical Defendants argue that defendants Cowan, Lisiak, and Knanum are
entitled to qualified immunity as to this claim. (Doc. 301 at 39-45). “Qualified immunity
shields government officials from civil damages liability unless the official violated a
statutory or constitutional right that was clearly established at the time of the challenged
conduct.” Reichle v. Howards, 566 U.S. 658, 664 (2012). Qualified immunity provides not
only a defense to liability, but “immunity from suit.” Hunter v. Bryant, 502 U.S. 224, 227
(1991); Mitchell v. Forsyth, 472 U.S. 511, 526 (1985). As qualified immunity is an immunity
from suit, the Supreme Court has “repeatedly ... stressed the importance of resolving
immunity questions at the earliest possible stage in litigation.” Campeggio v. Upper
Pottsgrove Twp., 2014 WL 4435396, at *10 (E.D. Pa. Sept. 8, 2014) (quoting Pearson v.
Callahan, 555 U.S. 223, 231-32 (2009)); but see Newland v. Reehorst, 328 F. App’x 788,
24
791 n.3 (3d Cir. 2009) (It is “generally unwise to venture into a qualified immunity analysis at
the pleading stage as it is necessary to develop the factual record in the vast majority of
cases.”),
To determine whether a defendant is entitled to qualified immunity, courts will
analyze two factors: (1) whether the plaintiff has shown facts that make out a constitutional
rights violation, and if so, (2) whether those rights were “clearly established” at the time of
the incident. Saucier v. Katz, 533 U.S. 194 (2001); but see Pearson, 555 U.S. at 232-36
(finding that the sequence set forth in the Saucier two-step analysis was no longer
mandatory but could be employed at the court's discretion). A court must thus look to the
“objective legal reasonableness of the action, assessed in light of the legal rules that were
clearly established at the time it was taken.” Pearson, 555 U.S. at 244; see also Grant v.
City of Pittsburgh, 98 F.3d 116, 122 (3d Cir. 1996) (“[C]rucial to the resolution of [the]
assertion of qualified immunity is a careful examination of the record ... to establish ... a
detailed factual description of the actions of each individual defendant (viewed in a light
most favorable to the plaintiff).”).
An inmate's Eighth Amendment rights are violated where state officials are
deliberately indifferent to the inmate’s serious medical needs. Monmouth Cty. Corr. Inst.
8 A serious medical need “is ‘one that has been diagnosed by a physician as requiring treatment or
one that is so obvious that a lay person would easily recognize the necessity for a doctor's attention.”
Monmouth Cty. Corr. Inst. Inmates, 834 F.2d at 347. The Medical Defendants do not contest the fact that
Plaintiff had a serious medical need. HCV, which can cause life-threatening harm to the body, may lead to
inflammation of the liver and scarring that can impact the ability of the liver to function or create
25
Inmates v. Lanzaro, 834 F.2d 326, 346 (3d Cir. 1987) (describing the two-part standard
established in Estelle v. Gamble, 429 U.S. at 97). As set forth above, Plaintiff has failed to
show facts that make out a constitutional rights violation as to defendants Lisiak and
Khanum, while issues of material fact exist as to defendant Cowen and his involvement in
the denial of treatment to Plaintiff.2 The Court will thus look to whether Plaintiff properly
supports a claim that defendant Cowan, as a state actor, was deliberately indifferent to
Plaintiffs condition and violated a clearly established right by failing to provide necessary
care,"
complications such as increased rates of cancer, heart attacks, and diabetes. See (Doc. 334-02 at 1)
(expert report of Dr. Stacey Trooskin). The Court will therefore accept this point as undisputed and proven.
9 |n Abu-Jamal v. Wetzel, this Court determined that the Plaintiff was likely to succeed on the
merits of his Eighth Amendment claim as he established, as here, “that Defendants have deliberately
denied providing treatment to inmates with a serious medical condition and chosen a course of monitoring
instead.... [and] have done so with the knowledge that (1) the standard of care is to administer DAA
medications regardless of the disease’s stage, (2) inmates would likely suffer from hepatitis C
complications and disease progress without treatment, and (3) the delay in receiving DAA medications
reduces their efficacy.” Abu-Jamal, 2017 WL 34700 at *51.
'0 An analysis as to whether a non-government defendant such as defendant Cowan is eligible to
assert qualified immunity is guided by several Supreme Court cases, including Wyatt v. Cole, 504 U.S. 158
(1992), Richardson v. McKnight, 521 U.S. 399 (1997), and Filarsky v. Delia, 566 U.S. 377 (2012). The
availability of qualified immunity to private parties performing governmental functions depends on “the
common law as it existed when Congress passed § 1983 in 1871” and the policy reasons the Supreme
Court has “given for recognizing immunity under § 1983.” Filarsky, 566 U.S. at 384. Such reasons center
around “avoid[ing] unwarranted timidity in performance of public duties, ensuring that talented candidates
are not deterred from public service, and preventing the harmful distractions’ of litigation. Id. at 389-90
(quotation omitted). A clear determination as to the ability of contractors providing medical services for the
DOC to qualify for immunity, however, is unnecessary here as Plaintiff does not raise such an argument
and defendant Cowan fails to qualify for immunity on other grounds.
26
As a violation of the Eighth Amendment, deliberate indifference may manifest in
various forms, including an intentional refusal to provide care, delayed medical treatment for
non-medical reasons, denial of prescribed medical treatment, a denial of reasonable
requests for treatment that results in suffering or risk of injury. Durmer v. O’Carroll, 991
F.2d 64, 68 (3d Cir. 1993); see also Rhines v. Bledsoe, 388 F. App’x 225, 227 (3d. Cir.
2010) (“intentionally denying or delaying access to medical care or intentionally interfering
with the treatment once prescribed” sufficient to show deliberate indifference (quoting
Estelle, 429 U.S. at 104-05)). Deliberate indifference may also be shown where a prison
Official opts for “an easier and less efficacious treatment of the inmate’s condition” or
“erect[s] arbitrary and burdensome procedures that result in interminable delays and
outright denials of medical care to suffering inmates.” Monmouth Cty. Corr. Inst. Inmates,
834 F.2d at 347 (internal quotation marks omitted); see also White v. Napoleon, 897 F.2d
103, 109 (3d Cir. 1990) (“persistent conduct in the face of resultant pain and risk of
permanent injury” is sufficient to show deliberate indifference).
The mere misdiagnosis of a condition or medical need or the provision of negligent
treatment does not give rise to an actionable Eighth Amendment claim, while “[d]eliberate
indifference to a prisoner's serious medical needs can give rise to ... a constitutional
violation|,] ... mere medical malpractice will not.” Brown v. Borough of Chambersburg, 903
F.2d 274, 278 (3d Cir. 1990): Estelle, 429 U.S. at 106. Furthermore, in a prison medical
context, deliberate indifference is generally not found when some significant level of medical
27
care has been offered to the inmate. Clark v. Doe, 2000 WL 1522855, at *2 (E.D. Pa. Oct.
1, 2000) (“courts have consistently rejected Eighth Amendment claims where an inmate has
received some level of medical care’). In fact, “prison authorities are accorded considerable
latitude in the diagnosis and treatment of prisoners.” Durmer, 991 F.2d at 67 (citations
omitted). There must, however, be a distinction between a case in which the prisoner
claims a complete denial of medical treatment and one where the prisoner has received
some medical attention and the dispute is over the adequacy of the treatment. United
States ex rel. Walker v. Fayette Cty., 599 F.2d 573, 575 n.2 (3d Cir. 1979); Farmer v.
Brennan, 511 U.S. 825 (1994),
It is sufficiently supported for this stage of the litigation that “treatment” of HCV is
effected through the prescription of a DAAD, and that Plaintiff was denied this treatment
until it was ordered by this Court. It is thus left to determine the part defendant Cowan
played in denying Plaintiff a DAAD and whether this constituted deliberate indifference.
Based on the DOC Hepatitis C Protocols, though Plaintiff was confirmed to have chronic
hepatitis C in 2015, he was not to be prescribed a direct-acting antiviral drug until, in the
view of those charged with making such a determination, his liver further deteriorated to a
point where treatment was necessary. (Doc. 302-14); (Doc. 302-15). It is now conclusive,
however, that in 2017, after this Court ordered that testing be conducted to determine the
state of Plaintiffs liver, it was found that Plaintiffs condition had “deteriorated to ‘severe
grade 4 liver cirrhosis,” which qualified Plaintiff for treatment with an DAAD. Abu-Jamal,
28
3:16-CV-2000 at (Doc. 61 at 2). The delay in such treatment, according to Plaintiffs expert,
“negatively impacted [Plaintiff's] health,” whereas “[i]f he had been treated and cured in
2015 as dictated by the standard of care, the fibrosis would have been significantly less
likely to advance in the absence of the virus.” (Doc. 334-02 at 6, 12) (Dr. Trooskin opines
that delayed treatment of HCV with a DAAD “falls below the standard of care, and risks the
life of the individual with HCV”).
Though the final determination as to the prescription of a DAAD would lie with the
Hepatitis C Treatment Committee, it is clear that the DOC Hepatitis C Protocols — and those
who authored such Protocols — provide the governing rules and justification for the
Committee's subsequent treatment decisions. The Medical Defendants seemingly concede
that defendant Cowan’s role in either making prescription decisions or developing the
Hepatitis C Protocols remains an issue of material fact. (Doc. 338 at 8). As Plaintiff
provides facts sufficient to support a claim that the failure to prescribe a DAAD could reflect
deliberate indifference to Plaintiff's hepatitis C and defendant Cowan arguably was involved
in this decision, Plaintiff has met his burden to make out a constitutional claim for Cowan's
deliberate indifference. The Court will thus turn to whether the right to care was “clearly
established.”
“To be clearly established, a right must be sufficiently clear that every reasonable
official would have understood that what he is doing violates that right.” Reichle, 566 U.S.
at 664 (brackets and internal quotation marks omitted). The Third Circuit has previously
29
concluded in this litigation that “[a]t the time of the relevant events, it was clearly established
that denying particular treatment to an inmate who indisputably warranted that treatment for
nonmedical reasons would violate the Eighth Amendment.” Abu-Jamal v. Kerestes, 779 F.
App’x 893, 900 (3d Cir. 2019) (citing Monmouth Cty. Corr. Inst. Inmates, 834 F.3d at 346-
47). It is also clear that deliberate indifference is manifest “[w]here prison officials deny
reasonable requests for medical treatment ... and such denial exposes the inmate ‘to undue
suffering or the threat of tangible residual injury.” Monmouth Cty. Corr. Inst. Inmates, 834
F.3d at 346 (quoting Westlake v. Lucas, 537 F.2d 857, 860 (6th Cir. 1976)). Here, Plaintiff's
claim “does not rest on the appropriateness of the [DOC] policy itself or a general right to be
treated with the new antiviral drugs,” but on the premise that he was denied a drug that he
requested and should have been provided under the operative standard of care. See Abu-
Jamal, 779 F. App’x at 900.1
The Plaintiff has thus sufficiently supported a claim for an Eighth Amendment
violation and established that the Plaintiffs rights regarding necessary treatment of his HCV
were “clearly established” at the time of the alleged constitutional violation. The Medical
t Though, as the Third Circuit states, “Abu-Jamal’s claim is predicated on the allegation that he
was denied treatment for nonmedical reasons” and not the “propriety of the [DOC] Hepatitis C policy,” it
must also be recognized that the “propriety” of the DOC’s Hepatitis C Protocols remains at the core of this
matter as the protocols were allegedly used as justification for denying treatment and created with non-
medical considerations in mind. Abu-Jamal, 779 F. App’x at 900 n.8; see also supra Section VI(l) (Section
1983 claims require a showing that an individual acting “under color of any statute, ordinance, regulation,
custom, or usage” deprived the plaintiff of “rights, privileges, or immunities secured by the Constitution and
laws’).
30
Defendants’ Motion for Summary Judgment for Plaintiff's Eighth Amendment claim for
failure to treat Plaintiff's hepatitis C as to defendant Cowan will therefore be denied.
ll. Deprivation of Eighth Amendment Right to Medical Care for Hyperglycemia
As set forth above, to state a claim for a violation of his or her Eighth Amendment
right to medical care, a plaintiff must sufficiently prove that a defendant was a state official
who was indifferent to a serious medical need. Estelle, 429 U.S. at 104. The Medical
Defendants argue that Plaintiff has failed to provide record evidence sufficient to support a
claim against defendants Khanum and Saxon for a violation of Plaintiffs Eighth Amendment
rights to medical care for his hyperglycemia.
By March 2015, Plaintiff had been prescribed a steroid to address his ongoing skin
condition. (Doc. 307-2 at 43) (citing Doc. 318-15 at 14-15). Likewise, Plaintiff had also
been prescribed hydrochlorothiazide, (“HCTZ”), to address an ongoing issue with high blood
pressure. (Doc. 309 at 381). Plaintiff, however, stopped taking this drug as it had the
unwanted side effect of acting as a diuretic, after which his “blood pressures were reviewed
and he was switched to Norvasc.” (Id.); see also (Doc 332 at 31) (citing 334-2 at 10)
(though Plaintiffs expert argues that increased urination could be seen as a “manifestation
of uncontrolled diabetes,” she also acknowledges that “[f]requent urination is a side effect of
the diuretic HCTZ.”). Plaintiff asserts that by March 6, 2015, in addition to his skin condition
and high blood pressure, testing conducted by the Medical Defendants showed signs of
hyperglycemia as his blood glucose had risen to 419. (Doc. 332 at 30). Nevertheless,
31
defendants Khanum and Saxon allegedly did not immediately take steps to directly address
or confirm Plaintiff's glucose levels, whereafter Plaintiff experienced an episode of diabetic
ketoacidosis on March 30, 2015. (Id. at 31).
As it pertains to an Eighth Amendment claim, deliberate indifference is generally not
found when some significant level of medical care has been offered to the inmate. Clark,
2000 WL 1522855, at *2. In fact, “prison authorities are accorded considerable latitude in
the diagnosis and treatment of prisoners.” Durmer, 991 F.2d at 67 (citations omitted).
Though courts, however, will thus “disavow any attempt to second-guess the propriety or
adequacy of a particular course of treatment,” there must be a distinction between a
complete denial of medical treatment and the provision of some medical attention where the
dispute is over the adequacy of the treatment. Mayo, 2015 WL 3936814, at “17 (quoting
Inmates of Allegheny Cty. Jail, 612 F.2d at 762 (quoted case omitted)); United States ex rel.
Walker, 599 F.2d at 575 n.2 (3d Cir. 1979).
Based on the facts set forth by the parties, the Medical Defendants were aware of
the Plaintiff's heightened glucose levels. Plaintiff argues that the standard of care for those
suffering from elevated glucose levels required that medical professionals who recognize
potential hyperglycemia provide “monitoring and treatment if it does not resolve on its own.”
(Doc. 332 at 30). As such, Plaintiff claims that when defendant Khanum noted that Plaintiff
had an increased glucose level, defendants Knhanum and Saxon should have conducted a
32
repeat glucose check, which may have prevented the episode of diabetic ketoacidosis
suffered by Plaintiff. (Id. at 31).
The medical expert report prepared on behalf of the Medical Defendants indicates,
however, that though Plaintiff suffered from elevated glucose levels, he was not initially
prescribed medication for hyperglycemia in March 2015 due in part to his medical
symptoms and his ongoing treatment with a steroid “as the [e]ffect of steroids could prove
catastrophic.” (Doc. 332 at 32). Even as the Court recognizes that defendants Knanum
and Saxon could have taken further steps to monitor Plaintiffs condition, the fact that
Plaintiffs own expert agrees in hindsight that, in light of the information available at the time,
the only clear step defendants Knanum and Saxon should have taken was to monitor the
Plaintiffs condition tends to only support the finding that Plaintiff disagrees with the
particular course of treatment provided. (Doc. 334-03 at 2). Nothing in the opinion of
Plaintiffs expert could support a finding that defendants Khanum and Saxon were
deliberately indifferent to the Plaintiff's needs in light of the factors they considered in
making medical decisions pertaining to Plaintiffs treatment.
The Plaintiff has thus failed to sufficiently support an Eighth Amendment violation
and establish that defendants Knanum and Saxon were deliberately indifferent and denied
Plaintiff necessary treatment to which Plaintiff was entitled through a clearly established
right. The Medical Defendants’ Motion as to Plaintiffs Eighth Amendment claim against
33
defendants Khanum and Saxon for failure to treat Plaintiffs hyperglycemia will therefore be
granted.
Ill. | Medical Malpractice for Failure to Treat Plaintiff's Hepatitis C
Pennsylvania courts have established that medical malpractice is a form of
negligence. Quinby v. Plumsteadville Fam. Prac., Inc., 907 A.2d 1061, 1070 (Pa. 2006).
Therefore, to substantiate a cause of action for medical malpractice, a plaintiff must
demonstrate the elements of negligence: “a duty owed by the physician to the patient, a
breach of that duty by the physician, that the breach was the proximate cause of the harm
suffered, and the damages suffered were a direct result of harm.” /d. (citing Hightower-
Warren v. Silk, 698 A.2d 52, 54 (Pa. 1997)). A “medical malpractice claim is further defined
as an ‘unwarranted departure from generally accepted standards of medical practice
resulting in injury to a patient, including all liability-producing conduct arising from the
rendition of professional medical services.” Ponzini v. Monroe Cty., 2015 WL 5123680, at
*8 (M.D. Pa. Aug. 31, 2015) (quoting Merlini ex rel. Merlini v. Gallitzin Water Auth., 980 A.2d
502, 506 (2009)).
In opposition to the Plaintiffs medical malpractice claim, the Medical Defendants
contend that the Plaintiff fails to provide sufficient expert support to sustain his claim. In
part, the Medical Defendants argue that in the expert opinions provided by the Plaintiff's
expert, Dr. Trooskin, “Dr. Lisiak’s and Dr. Khanum’s names appear only in that portion of
her report which discusses Plaintiffs hypoglycemic episode, and are entirely absent from
34
the discussion regarding care, diagnosis, and treatment of Hepatitis C.” (Doc. 338 at 4). As
established above, it cannot be said that defendants Lisiak and Knanum were truly involved
in the care, diagnosis, and treatment of Plaintiffs HCV, which likely explains in part why
they were not mentioned in Plaintiffs expert's report. Sustaining a state law claim on the
same basic factual assertions against these defendants will thus be untenable. The
analysis therefore turns to whether Plaintiff has sustained a claim as to defendant Cowan.
“When a party must prove causation through expert testimony the expert must
testify with reasonable certainty that in his professional opinion, the result in question did
come from the cause alleged.” Reyes v. Otis Elevator Co., 2016 WL 6495115, at *4 (E.D.
Pa. Nov. 2, 2016) (quoting Cohen v. Albert Einstein Med. Ctr. N. Div., 592 A.2d 720, 723
(Pa. Super. Ct. 1991)). Thus, “[ujnder Pennsylvania law, medical experts opining on
causation must testify that defendant's actions caused plaintiffs condition with a reasonable
degree of medical certainty.” McLeod v. Dollar Gen., 2014 WL 4634962, at *4 (E.D. Pa.
Sept. 16, 2014) (citing in re Paoli R.R. Yard PCB Litig., 35 F.3d 717, 750 (3d Cir. 1994)).
Absolute certainty in the medical context, however, cannot be expected either by the courts
or by patients. See Hamil v. Bashline, 392 A.2d 1280, 1286-88 (Pa. 1978) (though “in the
world of medicine nothing is absolutely certain,” expert opinions provide a basis upon which
juries may “balanc[e] probabilities”). Instead, “a medical opinion need only demonstrate,
with a reasonable degree of medical certainty, that a defendant's conduct increased the risk
of the harm actually sustained.” Rolon v. Davis, 232 A.3d 773, 777 (Pa. 2020) (quoting
35
Vicari v. Spiegel, 936 A.2d 503, 510-11 (Pa. Super. Ct. 2020) (“an expert's opinion will not
be deemed deficient merely because he or she failed to expressly use the specific words”);
see also K.H. ex rel. H.S. v. Kumar, 122 A.3d 1080, 1104 (Pa. Super. Ct. 2015) (“[i]In Hamil
v. Bashline, our Supreme Court adopted the relaxed ‘increased-risk-of-harm’ standard”
(citation omitted)).
Medical Defendants contend that the opinions of Plaintiffs experts were insufficient
to support Plaintiffs claims. (Doc. 338 at 2). For the Court, however, the assertions made
within Dr. Trooskin’s expert report reflect questions of material fact that would be improper
for the Court to decide here. Ponzini, 2015 WL 5123680, at *5. For example, though the
Medical Defendants contend that Plaintiff failed to establish the standard of care for
treatment or that Cowan did not breach any such standard, Plaintiffs expert contends that:
the prescription of “DAAs are the standard of medical care for the treatment of all individuals
with HCV, regardless of their fibrosis score;” “[m]ere observation and ‘monitoring’ of HCV
patients, with no medical treatment ... falls below the standard of care;” and the DOC’s
delay in treating Plaintiffs HCV with a DAAD “has negatively impacted his health.” (Doc.
334-02 at 3, 6, 12). As itis also alleged that defendant Cowan acted on behalf of the DOC,
any violations referred to within Dr. Trooskin’s expert report attributed to the DOC may also
be imputed to defendant Cowan.'2
12 As discussed above, though “Defendants do contend that Dr. Cowan was not involved in
promulgation of DOC Hepatitis C policy, Defendants concede that this is at least a matter upon which there
is evidence sufficient to create genuine issues of material fact which would preclude summary judgment on
36
The facts asserted in the Medical Defendants’ Statement of Facts and Plaintiff's
responses further elucidate the disputed factual issues that remain. “Questions about
credibility and weight of expert opinion testimony are [likewise] for the trier of facts since
such testimony is ordinarily not conclusive.” Drysdale v. Woerth, 153 F.Supp.2d 678, 689
(E.D. Pa. 2001). The Medical Defendants’ Motion for Summary Judgment as to Plaintiffs
claim for medical malpractice for failure of defendant Cowan to adequately treat Plaintiff's
hepatitis C will thus be denied, whereas the Medical Defendant's Motion will be granted as
to defendants Lisiak and Khanum.
VII. CONCLUSION
For the reasons set forth above, the Court will deny the Medical Defendants’ Motion
for Summary Judgment for defendant Cowan as to Counts | and V, grant the Motion in part
for defendants Lisiak, Knanum, and Saxon as to Counts | and V, and grant the Motion in its
entirety for all defendants as to Counts Il, Ill, IV, and VI. The Court will grant the Medical
Defendants’ Motion for Summary Judgment as to Plaintiff's claim for injunctive relief.
obert D>Mariani
Uniied Siaies Districi Judge
his behat at this stage.” (Doc. 338 at 8); see also supra Section VI(l)(b) (establishing that Plaintiff has
established issues of material fact as to whether defendant Cowan was deliberately indifferent to Plaintiff's
condition).
37