Shelton v. Gure

UNITED STATES DISTRICT COURT

MIDDLE DISTRICT OF PENNSYLVANIA

JONATHAN SHELTON,

Plaintiff, CIVIL ACTION NO. 3:19-CV-00843

v. (MEHALCHICK, M.J.)

ABDIRIZAK GURE, et al.,

Defendants.

MEMORANDUM

Before the Court are nine motions in limine filed by the parties in anticipation of trial.

In addition to briefing, the Court held oral argument on the motions on May 10, 2021.

I. BACKGROUND AND PROCEDURAL HISTORY

As the Court writes primarily for the parties, the background and history are limited

to the immediately relevant circumstances of the pending motions. On May 18, 2017, Plaintiff

Jonathan Shelton and Defendant Abdirizak Gure were both travelling east on I-80 near the

Snow Shoe Rest Area in Centre County, Snow Shoe Township, Pennsylvania. (Doc. 42, at

2). Both drivers were operating tractor-trailers. (Doc. 42, at 2). Gure’s trailer was struck from

behind by Shelton’s tractor-trailer as Shelton moved his vehicle into the right lane behind

Gure’s. (Doc. 42, at 2). As he was changing lanes, Shelton glanced down and was unable to

avoid hitting the corner of Gure’s trailer. (Doc. 42, at 2).

Shelton asserts that Gure’s vehicle’s lights were not on at the time of the collision,

while Gure submits that they were on. (Doc. 42, at 2-3). On the day of the accident, Gure

performed a pre-trip inspection of the vehicle and determined that the lights on the trailer

were operating properly. (Doc. 42, at 3). There is witness testimony that after the accident

occurred Gure’s four-way flashers were on and functioning but that the truck was not

illuminated at the time of the collision. (Doc. 42, at 3-4). On May 20, 2019, Shelton filed suit

against Gure; YaYa Transport, LLC (“YaYa); and Young Stars Transport, Inc. (“Young

Stars”), amending his complaint on May 20, 2019, to properly establish subject matter

jurisdiction. (Doc. 1; Doc. 5). Plaintiffs R&L Transfer, Inc., and Truck Leasing, LLC

voluntarily dismissed their claims against Defendants YaYa and Gure on April 2, 2021,

terminating R&L Transfer and Truck Leasing from this case.1 (Doc. 94). Additionally, on

December 2, 2020, Defendants were granted summary judgment as to all claims against YaYa

and Young Stars arising from alleged defective lights in the trailer at issue. (Doc. 42; Doc.

43).

As a result, remaining in the case and proceeding to trial are claims by Shelton against

Gure for negligence and recklessness (Count I); against YaYa for negligence and recklessness

via vicarious liability (Count II); against YaYa for negligent and reckless hiring, supervision,

and retention (Count III); against Young Stars for negligence and recklessness via vicarious

liability (Count IV); against Young Stars for negligent and reckless hiring, supervision, and

retention (Count V); against Young Stars and YaYa for joint venture (Count VI); and against

Young Stars and YaYa for negligent entrustment (Count VII). Issues of causation, liability,

and damages remain disputed.

1 The Court consolidated R&L Transfer, Inc. and Truck Leasing, LLC’s lawsuit

against Defendants YaYa and Gure with Shelton’s lawsuit against Defendants YaYa, Gure,

and Young Stars on April 15, 2020. (Doc. 26).

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II. STANDARD OF REVIEW

The court is vested with broad inherent authority to manage its cases, which carries

with it the discretion to rule on motions in limine prior to trial. See Luce v. United States, 469

U.S. 38, 41 n.4 (1984); In re Japanese Elec. Prods. Antitrust Litig., 723 F.2d 238, 260 (3d Cir.

1983), rev'd on other grounds sub nom., Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S.

574 (1986) (noting that the court exercises its discretion to rule in limine on evidentiary issues

“in appropriate cases”). Courts may exercise this discretion in order to ensure that juries are

not exposed to unfairly prejudicial, confusing, or irrelevant evidence. United States v. Romano,

849 F.2d 812, 815 (3d Cir. 1988). Courts may also do so in order to “narrow the evidentiary

issues for trial and to eliminate unnecessary trial interruptions.” Bradley v. Pittsburgh Bd. of

Educ., 913 F.2d 1064, 1069 (3d Cir. 1990) (citation omitted). In considering motions in limine,

which call upon the court to engage in preliminary evidentiary rulings under Rule 403 of the

Federal Rules of Evidence, the Court begins by recognizing that these “evidentiary rulings

[on motions in limine] are subject to the trial judge's discretion and are therefore reviewed only

for abuse of discretion . . . . Additionally, application of the balancing test under Federal Rule

of Evidence 403 will not be disturbed unless it is ‘arbitrary and irrational.’” Ely v. Cabot Oil &

Gas Corp., No. 3:09-CV-2284, 2016 WL 454817, at *2 (M.D. Pa. Feb. 5, 2016) (citing Abrams

v. Lightolier Inc., 50 F.3d 1204, 1213 (3d Cir. 1995) (citations omitted)); see Bernardsville Bd. of

Educ. v. J.H., 42 F.3d 149, 161 (3d Cir. 1994) (reviewing in limine rulings for abuse of

discretion).

The Federal Rules of Evidence can be characterized as evidentiary rules of inclusion,

which are designed to broadly permit fact-finders to consider pertinent factual information

while searching for the truth. Ely v. Cabot Oil & Gas Corp., No. 3:09-CV-2284, 2016 WL

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454817, at *3 (M.D. Pa. Feb. 5, 2016). The grounds for exclusion of evidence are described

as an exception to the general rule favoring admission of relevant evidence, and by permitting

the exclusion of relevant evidence only when its probative value is “substantially outweighed”

by other prejudicial factors, the Court’s discretion in considering evidentiary rulings should

consistently be exercised in a fashion which resolves all doubts in favor of the admission of

relevant proof in a proceeding. Only where the relevance of that proof is substantially

outweighed by some other factors, should admission be denied. Ely, 2016 WL 454817, at *3.

Evidence is “relevant” if its existence simply has “any tendency to make a fact more or less

probable than it would be without the evidence” and “the fact is of consequence in

determining the action.” Fed. R. Evid. 401(a)-(b).

However, relevant evidence may be excluded “if its probative value is substantially

outweighed by the danger of unfair prejudice.” Fed. R. Evid. 403. The balancing test under

Rule 403 provides as follows:

[t]he court may exclude relevant evidence if its probative value is substantially

outweighed by a danger of one or more of the following: unfair prejudice,

confusing the issues, misleading the jury, undue delay, wasting time, or

needlessly presenting cumulative evidence.

Fed. R. Evid. 403.

Federal Rule of Evidence 702 governs the admissibility of expert testimony and

requires an expert witness to have "specialized knowledge" regarding the area of testimony.

Rule 702 provides:

A witness who is qualified as an expert by knowledge, skill, experience,

training, or education may testify in the form of an opinion or otherwise if:

(a) the expert's scientific, technical, or other specialized knowledge will help

the trier of fact to understand the evidence or to determine a fact in issue;

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(b) the testimony is based on sufficient facts or data;

(c) the testimony is the product of reliable principles and methods; and

(d) the expert has reliably applied the principles and methods to the facts of the

case.

Fed. R. Evid. 702.

“Rule 702 has three major requirements: (1) the proffered witness must be an expert, i.e., must

be qualified; (2) the expert must testify about matters requiring scientific, technical or

specialized knowledge [, i.e., reliability]; and (3) the expert's testimony must assist the trier of

fact [, i.e., fit].” United States v. Schiff, 602 F.3d 152, 172 (3d Cir. 2010) (alterations in original)

(quoting Pineda v. Ford Motor Co., 520 F.3d 237, 244 (3d Cir. 2008)).

In general, the Federal Rules of Evidence embody a strong preference for admitting

any evidence that may assist the trier of fact. Fed. R. Evid. 402. Moreover, Rule 702 in

particular "has a liberal policy of admissibility." Kannankeril v. Terminix Int'l, Inc., 128 F.3d

802, 806 (3d Cir. 1997).

First, an expert is qualified if “the witness possess[es] specialized expertise.” Schneider

ex rel. Estate of Schneider v. Fried, 320 F.3d 396, 404 (3d Cir. 2003). The United States Court of

Appeals for the Third Circuit interprets the qualifications requirement liberally, and notes that

“a broad range of knowledge, skills, and training qualify an expert as such.” In re Paoli R.R.

Yard PCB Litig., 35 F.3d 717, 741 (3d Cir. 1994); Betterbox Commc'ns Ltd. v. BB Techs., Inc., 300

F.3d 325, 327-28 (3d Cir. 2002) ("[T]his specialized knowledge can be practical experience as

well as academic training and credentials . . . ."). Thus, “it is an abuse of discretion to exclude

testimony simply because the trial court does not deem the proposed expert to be the best

qualified or because the proposed expert does not have the specialization that the court

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considers most appropriate.” Holbrook v. Lykes Bros. S.S. Co., 80 F.3d 777, 782 (3d Cir. 1996);

see Pineda, 520 F.3d at 244 & n.11 (collecting cases that illustrate the permissive nature of

qualifications requirement). “However, at a minimum, a proffered expert witness must

possess skill or knowledge greater than the average layman.” Betterbox, 300 F.3d at 328

(quotation omitted).

The second requirement under Rule 702 is that “the process or technique the expert

used in formulating the opinion is reliable.” Paoli, 35 F.3d at 742. Therefore, “the expert's

opinion must be based on the ‘methods and procedures of science’ rather than on ‘subjective

belief or unsupported speculation’; the expert must have ‘good grounds’ for his or her belief.”

Paoli, 35 F.3d at 742 (quoting Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 590 (1993)).

The court in Daubert noted that the assessment of whether testimony is based on a reliable

foundation is “flexible.” Daubert, 509 U.S. at 594.

The third and last requirement under Rule 702 is “that the expert testimony must fit

the issues in the case.” Schneider, 320 F.3d at 404. This requirement is satisfied where the

“expert testimony proffered . . . is sufficiently tied to the facts of the case that it will aid the

jury in resolving a factual dispute.” Downing, 753 F.2d at 1242; “Rule 702's ‘helpfulness’

standard requires a valid scientific connection to the pertinent inquiry as a precondition to

admissibility.” Daubert, 509 U.S. at 591-92. Although the applicable standard for determining

“fit” is “not that high,” it is nonetheless “higher than bare relevance.” Paoli, 35 F.3d at 745.

As a final note, in performing its gatekeeping function to determine whether an

expert’s proffer is reliable and relevant under Daubert and Rule 702, the trial court “is not to

weigh the evidence relied upon or determine whether it agrees with the conclusions reached

therein." Walker v. Gordon, 46 F. App'x 691, 695 (3d Cir. 2002) (not precedential) (citing

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Breidor v. Sears, Roebuck & Co., 722 F.2d 1134, 1138-39 (3d Cir. 1983) ("Where there is a logical

basis for an expert's opinion testimony, the credibility and weight of that testimony is to be

determined by the jury, not the trial judge.")).

In keeping with this framework, the Court turns to each of the motions in limine filed

by the parties.

III. DISCUSSION

A. MOTIONS IN LIMINE DEEMED UNOPPOSED OR WITHDRAWN

Initially, the Court notes that one of the motions filed by the parties is deemed

unopposed based upon the representations made by the parties at oral argument. Defendants

filed a motion in limine to preclude Plaintiff from offering any evidence, argument, or

testimony addressing the lighting on Defendants’ tractor at the time of the accident. (Doc.

51). Plaintiff noted on the record that he does not oppose this motion. As such, the Court will

GRANT Defendants’ motion in limine seeking to preclude Plaintiff from offering any

evidence, argument, or testimony addressing the lighting on Defendants’ tractor at the time

of the accident.2 (Doc. 51).

B. MOTION IN LIMINE FOR SPOLIATION, SEEKING AN ADVERSE INFERENCE

INSTRUCTION (DOC. 64)

Plaintiff seeks an adverse inference instruction to the jury, as well as reasonable

attorneys’ fees and costs, for the alleged failure of Defendant YaYa to maintain, preserve and

provide certain relevant documentation consistent with the Federal Motor Carrier Safety

Regulations (FMCSRs) and the laws and rules of the Commonwealth of Pennsylvania.

2 This does not affect evidence, argument, or testimony addressing the lighting on

Defendants’ trailer at the time of the accident.

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Plaintiff asserts that the owner of Young Stars and partial owner of YaYa, Yahya Iman,

disposed of documents in July 2019, after this lawsuit was filed. (Doc. 72, at 6). Iman knew

that the FMCSRs required documents to be retained for a certain period of time, yet Iman

still disposed of them in willful violation of those regulations. (Doc. 72, at 7). Iman disposed

of these documents because he did not have any place to store them, according to Plaintiff.

(Doc. 72, at 6-8). Furthermore, this disposal allegedly occurred after litigation was

commenced and the Request for Production of Documents was served. (Doc. 72, at 8-9).

In opposition to Plaintiff’s motion, Defendants dispute that Iman was aware of

pending litigation when he destroyed the documents. (Doc. 84, at 5-6). Iman was not certain

as to when they were destroyed; it is possible the disposal occurred prior to the lawsuit being

filed. (Doc. 84, at 6). Furthermore, Defendants submit that Plaintiff fails to demonstrate that

the requested documents existed in Defendant YaYa’ control. (Doc. 84, at 6). Many of the

documents requested by Plaintiff were found not to exist upon a Department of

Transportation review in 2018. (Doc. 84, at 7). Thus, Defendants aver that the documents

were never retained in the first place. (Doc. 84, at 6-7). Finally, Defendants assert that none

of the evidence for which Plaintiff seeks an adverse inference is relevant. (Doc. 84, at 8).

According to Defendants, the primary inquiry is whether Shelton should have been able to

avoid the accident. (Doc. 84, at 8). Therefore, the information provided by the documents at

issue are not relevant to this matter. (Doc. 84, at 8).

The general principles regarding inferences to be drawn from the loss or destruction of

one or more documents are well-established in the Third Circuit. Burdyn v. Old Forge Borough,

No. 3:12-CV-2236, 2017 WL 382304, at *7 (M.D. Pa. Jan. 26, 2017). “In law, spoliation

refers to the hiding or destroying of litigation evidence, generally by an adverse party.”

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Williams v. BASF Catalysts LLC, 765 F.3d 306, 320 (3d Cir. 2014) (internal citations and

quotations omitted). Spoliation may give rise to sanctions, including dismissal of the relevant

claim or direction that the factfinder presume that the hidden or destroyed evidence was

harmful to the offending party’s case. Capogrosso v. 30 River Court East Urban Renewal Co., 482

F. App’x 677, 682 (3d Cir. 2012). These sanctions arise from the “common sense observation”

that destruction of evidence “is likely done out of fear that the evidence would be harmful to

that party.” Kounelis v Sherrer, 529 F. Supp. 2d 503, 520 (D.N.J. 2008).

Spoliation occurs where (1) the evidence was in the party's control; (2) the evidence is

relevant to the claims or defenses in the case; (3) there has been actual suppression or

withholding of evidence; and (4) the duty to preserve the evidence was reasonably foreseeable

to the party. Bull v. United Parcel Service, Inc., 665 F.3d 68, 73 (3d Cir. 2012). The party asserting

that spoliation has occurred has the burden of establishing these elements. Gentex Corp. v.

Sutter, 827 F. Supp. 2d 384, 390 (M.D. Pa. 2011). Where a court finds spoliation occurred, it

must then determine whether sanctions are appropriate by considering “(1) the degree of fault

of the party who altered or destroyed the evidence; (2) the degree of prejudice suffered by the

opposing party; and (3) whether there is a lesser sanction that will avoid substantial unfairness

to the opposing party and, where the offending party is seriously at fault, will serve to deter

such conduct by others in the future.” Gentex Corp., 827 F. Supp. 2d at 390–91 (M.D. Pa.

2011) (quoting Schmid v. Milwaukee Elec. Tool Corp., 13 F.3d 76, 79 (1994). An adverse

inference may not be issued without evidence that records were intentionally concealed or

destroyed. Harding v. CareerBuilder, LLC, 168 F. App’x 535, 540 (3d Cir. 2006).

In support of his motion, Plaintiff emphasizes Iman’s statement that he threw the

FMCSR-required documents away in July 2019, after the instant lawsuit was filed. (Doc. 72,

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at 6). A review of Iman’s testimony shows that he threw away documents used to oversee

driver qualifications which consisted of drug and alcohol testing and test-driving results. (Doc.

72, at 72-77). Iman also testified that he “got rid of” Gure’s logbook following the crash

because he had no place to store it. (Doc. 72, at 100). Except for these documents, Plaintiff

fails to establish the first prong of the spoliation requirements: that the evidence was in the

party’s control. See Bull, 665 F.3d at 73; Harding, 168 F. App’x at 540 (holding that mere

inability to produce records is not sufficient to give rise to an adverse inference).

Plaintiff submits that Iman disposed of driver applications, motor vehicle reports from

hires, road tests, safety performance histories, previous employer checks, annual motor

vehicle and driving records, annual lists of violations, and medical exam certificates. (Doc.

72, at 6-7). However, there is no evidence that Iman actually controlled all of these

documents. (Doc. 72, at 72-77). Plaintiff writes that “not a single portion of the training

program was reduced to a writing[.]” (Doc. 72, at 5). The “safety system,” which included

the driver file, drug and alcohol testing, vehicle inspections for trucks and trailers,

maintenance records, and logbooks, “only lasted until either late 2017 or early 2018 when

Mr. Iman became too busy to maintain it.” (Doc. 72, at 5, 62-63). During the time period at

issue, Iman testified only to keeping records of drug and alcohol testing and test-driving

results. (Doc. 72, at 72-77). Therefore, Plaintiff’s Motion for Spoliation sanctions shall be

DENIED as to training documents, driver qualification files, driver histories, and

inspection/maintenance records due to Plaintiff’s failure to establish that these documents

were in the party’s control. (Doc. 64; Doc. 72, at 10); see Bull, 665 F.3d at 73; Harding, 168 F.

App’x at 540.

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The documents which Iman testified to possessing and disposing of during the time

period at issue include records of drug and alcohol testing, test-driving results, and Gure’s

logbook. (Doc. 72, at 72-77, 100). Of these documents, Plaintiff’s motion shall be denied as

to drug and alcohol testing records on relevancy grounds. In oral argument, Plaintiff asserted

that drug and alcohol testing was relevant to the claim of negligent entrustment. In his

negligent entrustment claim, however, Plaintiff asserts that Defendants YaYa and/or Young

Stars were negligent in entrusting their vehicle to Gure when they knew or should have known

he lacked the necessary skill, judgment, and/or prudence to operate the vehicle; he had a

propensity to cause motor vehicle collisions; and he had a propensity to violate the motor

vehicle code. (Doc. 5, ¶¶ 87-89). There is no claim or allegation that Defendants should have

known that Gure had a propensity to operate a motor vehicle while under the influence, nor

that Gure was actually under the influence at the time of the collision. (Doc. 5). Therefore,

drug and alcohol testing is irrelevant to the accident at issue and any adverse inference

instruction as to drug and alcohol testing records would only confuse the factfinder and

unfairly prejudice the Defendants. Plaintiff’s Motion for Spoliation shall be DENIED as to

drug and alcohol testing records. (Doc. 64).

Plaintiff’s Motion for Spoliation shall be denied as to test-driving results and Gure’s

logbook for failure to establish the fourth element of the spoliation requirements. See Bull, 665

F.3d at 73; Bistrian v. Levi, 448 F. Supp. 3d 454, 468 (E.D. Pa. 2020). The first three spoliation

requirements are satisfied as to these pieces of evidence. Iman testified to being in control of

a list which consisted of test-driving records in 2019. (Doc. 72, at 73-74). Iman also testified

that Gure provided his logbook following the crash but that he got rid of it because he had no

place to store it. (Doc. 72, at 100). Therefore, Plaintiff satisfies the requirement that the

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evidence was in the party’s control. See Bull, 665 F.3d at 73. The logbook and test-driving

results are clearly relevant to Plaintiff’s claims because these documents could show whether

Defendants were or were not justified in hiring and entrusting their vehicle to Gure, as well

as whether proper driving rules were followed. As such, the requirement that the evidence be

relevant to claims or defenses is also satisfied. See Bull, 665 F.3d at 73. The third requirement

is that there has been actual suppression or withholding of evidence. Bull, 665 F.3d at 73. This

requirement entails an examination of the circumstances to determine whether the evidence

was “lost or accidentally destroyed, or where the failure to produce it is otherwise properly

accounted for,” in which case the third requirement is not met. Brewer v. Quaker State Oil

Refining Corp., 72 F.3d 326, 334 (3d Cir. 1995). When a party testifies to throwing documents

away, the third requirement is met. Orion Drilling Company, LLC v. EQT Production Co., No.

16-1516, 2018 WL 4344980, at *3 (W.D. Pa. Sep. 11, 2018). Iman testified to intentionally

disposing of the test-driving results and the logbook, therefore the third requirement is

satisfied. (Doc. 72, at 72-77, 100); see Orion Drilling Company, LLC, 2018 WL 4344980, at *3.

Finally, the fourth element of a spoliation claim requires Plaintiff to establish that the duty to

preserve the evidence for litigation purposes was reasonably foreseeable to Defendants at the

time of the disposal. See Bull, 665 F.3d at 73; Bistrian v. Levi, 448 F. Supp. 3d 454, 468 (E.D.

Pa. 2020).

The foreseeability of litigation at the time at which the documents were disposed is

heavily contested. Plaintiff asserts that the documents were thrown away after the lawsuit was

filed so the requirement is satisfied. Defendants respond that Iman was not notified of the

filing of the lawsuit until after he disposed of the documents. Though the duty to preserve

generally arises no later then when a lawsuit is filed, courts in the Third Circuit have not

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addressed situations where the defendant was not aware of the filing of the lawsuit, as is the

case here. See Bistrian v. Levi, 448 F. Supp. 3d 454, 468 (E.D. Pa. 2020). The only reported

case which the Court could find addressing this issue comes from the Southern District of

Mississippi, in which a motorist was killed after her automobile collided with an AMTRAK

train. Wright By and Through Wright v. Illinois Central R. Co., 868 F.Supp. 183, 185 (S.D. Miss.

1994). In that case, maintenance reports were destroyed by the defendant ten months after the

complaint was filed. Wright, 868 F.Supp. at 188. The individual who destroyed the records,

however, stated in an affidavit that he was unaware of the lawsuit at the time he destroyed

the records and there was no evidence to contradict this. Wright, 868 F.Supp. at 188.

Explaining that spoliation sanctions arise only when documents have been destroyed in bad

faith, the court held that bad faith was not established in this case. Wright, 868 F.Supp. at 188.

In the Third Circuit, bad faith is also a requirement for spoliation to occur. Bull, 665

F.3d at 79. Iman testified that he threw the test-driving results away in June or July of 2019,

after the lawsuit was filed in May 2019, because he had no place to store them. (Doc. 72, at

73-75). Iman stated that he was not sure whether he threw them away after the lawsuit was

filed and clarified that the reason that could be possible was because his attorney spent time

trying to locate him. (Doc. 72, at 74-75). Gure’s logbook was also disposed of by Iman shortly

following the crash because “I didn’t have a place to store it so I got rid of it.” (Doc. 72, at

100). As in Wright, there is no evidence to contradict Iman’s testimony that he was unaware

of litigation when he disposed of the evidence at issue and that he disposed of the documents

because he lacked storage capacity. See Wright, 868 F.Supp. at 188. Plaintiff has the burden

of establishing that Defendants disposed of the evidence in bad faith, with litigation being

reasonably foreseeable. See Bull, 665 F.3d at 77. There is no evidence that Defendants had

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been notified of the litigation at the time of destruction and Plaintiff does not identify evidence

to contradict Iman’s testimony that he disposed of the documents because he had no place to

store them.3 (Doc. 72, at 72-77, 100).

As such, Plaintiff fails to carry his burden of establishing that the duty to preserve the

evidence for litigation purposes was reasonably foreseeable to Defendants at the time of the

disposal and that they disposed of the evidence in bad faith. See Bull, 665 F.3d at 77. Plaintiff’s

Motion for Spoliation shall be DENIED as to Defendants’ records of test-driving results and

Gure’s logbook. (Doc. 64). This denial is without prejudice to Plaintiff revisiting this motion

or seeking further or particular jury instructions on this issue at the time of trial, should the

record established at trial dictate such renewal of the motion.

C. MOTION IN LIMINE TO PRECLUDE PLAINTIFF FROM INTRODUCING

EVIDENCE, ARGUMENT, OR TESTIMONY REGARDING ABDIRIZAK GURE’S

GUILTY PLEA TO A SUMMARY CITATION ISSUED FOLLOWING THE

ACCIDENT

Defendant seeks to preclude evidence of a citation Defendant Gure was issued in

relation to the accident that forms the basis of this case. (Doc. 53). Gure was cited for a

violation of 75 Pa. C.S.A. § 4303(b) regarding rear lighting requirements in relation to this

accident. (Doc. 55, at 7). “Gure pled guilty because it was easier to simply pay the fine then

to travel back to Pennsylvania to fight the ticket,” according to Defendants. (Doc. 55, at 7).

3 The accident itself was not sufficient to provide Defendants with notice that litigation

was reasonably foreseeable. See Turturro v. United States, 43 F. Supp. 3d 434, 460 (E.D. Pa.

2014) (rejecting plaintiff’s argument that litigation was reasonably foreseeable the day after a

plane crash); Burke v. TransAm Trucking Inc., No. 03:06-CV-2090, 2009 WL 10685128, at *5

(M.D. Pa. 2009) (identifying notice from plaintiffs to defendants to preserve records

pertaining to the incident as the point at which litigation was reasonably foreseeable); Ogin v.

Ahmed, 563 F. Supp. 2d 539, 544 (M.D. Pa. 2008) (noting that defendants had notice of

potential litigation on December 6, 2005, which was the date a litigation hold was sent from

plaintiff to defendant – two months after the accident occurred).

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As an initial matter, this issue is governed by federal procedure rather than

Pennsylvania law. Salas v. Wang, 846 F.2d 897, 904 (3d Cir. 1988) (“[I]f [evidentiary] rules

[between state and federal courts] conflict we must apply the federal rules so long as they are

rationally capable of classification as procedural.”); see Rain v. Pavkov, 357 F.2d 506, 510 (3d

Cir. 1966) (holding that district court had erred by applying Pennsylvania law to exclude

evidence of a guilty plea to reckless driving charge because it was admissible as an admission

against interest and rules of evidence are generally procedural). Under the Federal Rules of

Evidence there are two questions: (1) is evidence inadmissible hearsay, and (2) is it

inadmissible under the balancing test of Rule 403. Malantonio, 2017 WL 633997, at *1.

In determining whether the traffic citation is inadmissible hearsay, the Court must

consider the trustworthiness of the citation. United Ststes v. Versaint, 849 F.2d 827, 831-32 (3d

Cir. 1988); Prescott v. R&L Transfer, Inc., No. 3:11-CV-203, 2015 WL 12564232, at *4 (W.D.

Pa. Apr. 21, 2015). In Prescott, the Court found the police report mentioning a citation to lack

sufficient guarantee of trustworthiness, as plaintiff had not been found guilty and had not paid

a fine, and it was unclear whether a citation was even issued or whether the plaintiff had been

charged. Prescott, 2015 WL 12564232, at *4. However, in the present case, the citation was

issued, Gure was charged, and a guilty plea was entered. As such, the Court finds that there

is a guarantee of trustworthiness this citation that did not exist in Prescott.

Therefore, the Court turns to the question of whether the evidence is inadmissible

under Rule 403. The Court finds that the probative value of the citation outweighs any

potential unfair prejudice. First, the issuance of the citation has probative value in helping the

jury determine the facts of the accident and whether Gure contributed to the accident. See

Grosek v. Panther Transp., Inc., No. 3:07-CV-1592, 2009 WL 905035, at *4 (M.D. Pa. 2009)

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(finding that the fact that defendant driver pleaded guilty to failing to stop at a red light would

be admissible under federal law because the issue was whether the driver ran a red light and

injured the plaintiff, so the guilty plea would make a fact of consequence to the litigation more

likely). Second, Defendants would not be unfairly prejudiced by admission of this

indisputably true citation. “The Third Circuit has specifically held that a plea of guilty to a

driving offense is admissible in an action for personal injuries based upon the same facts and

circumstances” as the driving offense. Malantonio, 2017 WL 633997, at *2 (citing Rain, 357

F.2d at 509). As in Malantonio, Gure’s guilty plea to a traffic citation will not be precluded

and Gure may testify to the circumstances surrounding the plea. See Malantonio, 2017 WL

633997, at *2.

For the foregoing reasons, the Court will DENY Defendants’ Motion to Preclude

evidence of the citation. (Doc. 53).

D. MOTION IN LIMINE TO PRECLUDE EVIDENCE AND TESTIMONY OF

SHELTON’S PAST CRIMINAL HISTORY (DOC. 54)4

Plaintiff seeks to preclude testimony and evidence of his past criminal history for

purposes of impeachment. This history includes two criminal convictions: one for business

theft involving less than $2500 and one for criminal mischief. (Doc. 71, at 5). Federal Rule of

Evidence 609 governs the use of criminal convictions in order to impeach. Fed. R. Evid. 609.

Relevant to the instant case, Rule 609(a)(2) directs that use of the conviction must be admitted

“if the court can readily determine that establishing the elements of the crime required

proving—or the witness’s admitting—a dishonest act or false statement.” Fed. R. Evid.

4 Defendants submit that Shelton’s past criminal history should be admissible for

purposes of impeachment. (Doc. 82, at 3).

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609(a)(2). However, Rule 609(b) says that if more than 10 years have passed since the

conviction or release from confinement, whichever is later, evidence of the conviction is

admissible only if (1) its probative value, supported by specific facts and circumstances,

substantially outweighs its prejudicial effect; and (2) the proponent gives an adverse party

reasonable written notice of the intent to use it so that the party has a fair opportunity to

contest. Fed. R. Evid. 609(b).

In accordance with the standards set forth under Federal Rule of Evidence 609, the

Court will grant the motion in limine with respect to Shelton’s business theft conviction. (Doc.

54). Shelton’s conviction for business theft occurred in the early 2000s, so more than 10 years

have passed since the conviction or release from confinement. (Doc. 71, at 5; Doc. 82, at 4).

The age of the conviction coupled with its lack of relation to the case at hand means that its

probative value does not substantially outweigh its prejudicial effect, thus it is inadmissible

under Rule 609(b). Fed. R. Evid. 609(b).

Defendants submit that Shelton’s 2019 criminal mischief conviction must be admitted

under Rule 609(a)(2). (Doc. 82, at 4). As discussed supra, Rule 609(a)(2) requires admission

of evidence of a criminal conviction “if the court can readily determine that establishing the

elements of the crime required proving—or the witness’s admitting—a dishonest act or false

statement.” Fed. R. Evid. 609(a)(2). Defendants establish that Shelton entered a guilty plea

to the charge of criminal mischief by intentionally or recklessly causing another to suffer

pecuniary loss by deception or threat. (Doc. 82-1, at 3) (showing a guilty plea to charge of

criminal mischief under 18 Pa.C.S. § 3304(a)(3)). Threatening or deceiving another in order

to cause pecuniary loss constitutes a dishonest act or false statement. See e.g. Jackson v. City of

Pittsburgh, No. 07-111, 2010 WL 2511380, at *2 (W.D. Pa. Jun. 17, 2010). Therefore, the

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Court must allow evidence of Shelton’s 2019 criminal mischief conviction. See Fed. R. Evid.

609(a)(2).

In accordance with the standards set forth under Federal Rule of Evidence 609, the

Court will GRANT the motion in limine with respect to Shelton’s business theft conviction

and DENY the motion in limine with respect to Shelton’s criminal mischief conviction. (Doc.

54); see Fed. R. Evid. 609. Defendants will be permitted to use this conviction for purposes of

impeachment. See (Doc. 82, at 3).

E. MOTION IN LIMINE TO PRECLUDE EVIDENCE OF NEGLIGENT

ENTRUSTMENT (DOC. 58)

Defendants seek to preclude Plaintiff from presenting any evidence or testimony of

negligent entrustment against Defendants. (Doc. 58). Defendants assert that Defendant YaYa

did not own or control the tractor or trailer involved in the accident, rather Gure owned the

tractor and Young Stars owned the trailer. (Doc. 59, at 5). Therefore, YaYa cannot have

negligently entrusted a vehicle to Gure. (Doc. 59, at 5). Furthermore, Plaintiff has not

produced evidence showing that Young Stars or YaYa were on notice of Gure’s propensity

“to use the vehicle in such manner as to create an unreasonable risk of harm to others,” so as

to subject them to liability for negligent entrustment. (Doc. 59, at 4-5) (quoting City of Phila.

v. Beretta U.S.A. Corp., 277 F.3d 415, 422 n.9 (3d Cir. 2002)). Plaintiff responds that YaYa and

Young Stars can be held liable for negligent entrustment arising from leasing the equipment

to Gure and employing Gure to move materials. (Doc. 81, at 29-30). Furthermore, evidence

of Defendants’ “willful ignorance” of FMCR requirements that Gure be properly trained

and/or qualified gives rise to its negligent entrustment claim. (Doc. 81, at 30-33).

Under Pennsylvania law,

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It is negligent to permit a third person to use a thing or engage in an activity

which is under the control of the actor, if the actor knows or should know that

such person intends or is likely to use the thing or to conduct himself in the

activity in such a manner as to create an unreasonable risk of harm to others.

Christiansen v. Silfies, 667 A.2d 396, 400 (Pa. Super. 1995) (quoting Restatement

(Second) of Torts § 308).

It is clear from the law that Defendants need not have owned the tractor or trailer to be held

liable for negligent entrustment, as Defendants assert.5 (Doc. 59, at 5). In Christiansen, the

court held that a non-owner lessee of a tractor-trailer and employer of the driver, along with

the owner of the tractor-trailer, could be held liable for negligent entrustment.6 Christiansen,

667 A.2d at 398, 400. Here, Gure was employed by YaYa, who leased the trailer from Young

Stars, the owner. (Doc. 35, ¶ 2; Doc. 40-1, ¶ 2). These relationships to Gure are sufficient to

give rise to claims of negligent entrustment, thus Defendants’ claim that only owners are

subject to such liability fails. (Doc. 59, at 4-5).

Defendants’ assertion that Plaintiff has failed to produce evidence that Young Stars or

YaYa were on notice of Gure’s potential to create an unreasonable risk of harm to others

through use of the vehicle also fails. (Doc. 59, at 5). A party’s lack of thorough vetting prior

to entrusting its vehicle to a third party, as well as lack of monitoring usage of that vehicle,

may give rise to a claim of negligent entrustment. Spencer v. Johnson, --- A.3d ----, at *16 (Pa.

Super. Mar. 18, 2021). Plaintiff has produced evidence through Iman’s testimony that

Defendants failed to conduct a proper background check or monitor Gure’s usage of the

5 In the case cited by Defendants, the text says “actor” where Defendants say “owner.”

(Doc. 59, at 4-5); City of Phila. v. Beretta U.S.A. Corp., 277 F.3d 415, 422 n.9 (3d Cir. 2002).

6 The Court notes that the driver of the tractor-trailer must have been found causally

negligent before the owner and lessor/employer could be found liable for negligent

entrustment. Christiansen, 667 A.2d at 400.

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vehicle. (Doc. 81, at 320-360). As such, Plaintiff has produced evidence sufficient to give rise

to his claim of negligent entrustment. See Spencer, --- A.3d ----, at 16. Defendants’ Motion In

Limine to preclude Plaintiff from introducing evidence, argument, or testimony of alleged

negligent entrustment shall be DENIED. (Doc. 58).

F. MOTION IN LIMINE TO PRECLUDE TESTIMONY AND REPORT OF KEN LACEY

AND TO PRECLUDE EVIDENCE, ARGUMENT, OR TESTIMONY REGARDING

YAYA’S VIOLATIONS OF THE FEDERAL MOTOR CARRIER SAFETY

REGULATIONS, YAYA’S UNSATISFACOTRY RATING BY THE DOT, AND

YAYA BEING PUT OUT OF SERVICE ON APRIL 15, 2018 (DOC. 60)

Defendants seek to preclude testimony and the report of Ken Lacey on grounds that

(1) Lacey does not possess skill or knowledge greater than the average layman; (2) Lacey’s

statements about violations of the FMCSRs are not relevant to the accident and are highly

prejudicial; (3) FMCSR violations discussed by Lacey involve other drivers; (4) Lacey’s

opinions are based on guess and conjecture and will not aid the trier of fact; and (5) Lacey’s

statements are conclusory and inflammatory. (Doc. 61). Plaintiff submits that Lacey is a

trucking industry expert whose “well-reasoned opinions are based on his extensive experience

in the trucking industry and will aid the trier of fact[.]” (Doc. 81, at 33).

As an initial matter, Lacey has previously been recognized in the Middle District of

Pennsylvania as an expert witness. Hood v. Sellers, No. 3:17-CV-00275, 2018 WL 3429708

(M.D. Pa. Jul. 16, 2018). In Hood, Lacey testified to the applicable standard of care, and how

that standard is informed by federal regulations, in a trucking accident. Hood, 2018 WL

3429708, at *1. Lacey is employed by KJL Safety and Claims Services, LLC as a safety,

claims, and transportation operations consultant to the transportation industry. (Doc. 81, at

419). In this position, Lacey works with transportation companies to improve safety

performance. (Doc. 81, at 419-20). Lacey writes that KJL “offers post-crash review for

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prevention, litigation, and other uses” which “requires an assessment of the overall safety

situation involved in the incident, both to evaluate what safe or unsafe practices had an impact

(sic) so that changes may be made to existing safety and compliance program(s) to prevent

similar occurrences in the future.” (Doc. 81, at 420). Defendants’ motion will not be granted

on grounds that “Lacey does not possess skill or knowledge greater than the average layman.”

(Doc. 61, at 6).

Lacey’s opinions regarding Defendants’ compliance with the FMCSRs are based on

more than guess and conjecture. Lacey opines that YaYa “recklessly and dangerously

permitted Gure, an individual not qualified, trained, retrained or monitored as required by

the Pennsylvania Commercial Drivers Manual, and [FMCSRs], to operate its CMV.” (Doc.

81, at 425). Lacey bases this testimony on “the non-existence of any documents produced by

Defendants as required by FMCSR 391 which would be found in the driver’s qualification

and/or personnel files required by FMCSR Part 391.” (Doc. 81, at 426). These missing

documents include a Motor Vehicle Record, an annual review, a list of violations, an

employment application, drug and alcohol testing results, and employment history. (Doc. 81,

at 426-27). Qualifying, training, retraining, and monitoring a driver are affirmative acts where

the absence of documentation can show lack of action. Thus, Lacey’s opinion on this issue is

based on more than guess and conjecture. (Doc. 61, at 8).

Other opinions for which Lacey provides sufficient support include that YaYa was not

knowledgeable about the FMCSRs and did not train its drivers in FMCSRs, and that YaYa

failed to comply with FMCSR requirements for inspection, repair, and maintenance. (Doc.

81, at 427-28). Lacey supports these conclusions with Iman’s deposition testimony to the

effect that he became too busy to comply with FMCSR requirements, along with the lack of

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documents which are required to show compliance. (Doc. 81, at 427-28). Lacey provides

support for his conclusion that Iman willfully lacked compliance with FMCSRs with Iman’s

testimony that he knew it would be reckless for a motor carrier to disregard or ignore the

FMCSRs but that he ignored them anyway. (Doc. 81, at 428). Finally, Lacey supports his

position that YaYa failed to have inspections performed or to maintain its CMVs as required

by the FMCSRs by citing FMCSA audit results. (Doc. 81, at 430).7

“Situations in which the failure to qualify the opinion have resulted in exclusion are

typically those in which the expert testimony is speculative, using such language as

‘possibility.’” Schulz v. Celotex Corp., 942 F.2d 204, 208 (3d Cir. 1991). Here, there are three

speculative conclusions made by Lacey which will be precluded. First, Lacey states that YaYa

“was in no way complying with the FMCSRs,” and that YaYa “recklessly and dangerously

made a conscious decision to deliberately disregard the FMCSRs and was shut down as a

result.” (Doc. 81, at 425, 428). Though Lacey provides support for non-compliance with

certain FMCSRs, a blanket statement that YaYa “in no way” complied with the FMCSRs

and that YaYa disregarded the entirety of the FMCSRs is speculative and unsupported.

Second, Lacey states that “Gure was not a qualified driver under the FMCSR Part 391 at the

time of said collision with the Shelton vehicle.” (Doc. 81, at 426). Lacey is permitted to

conclude that YaYa failed to qualify Gure as required by FMCSR 391, however it would be

speculative and would invite unfair prejudice for Lacey to state that Gure was generally not

a qualified driver under FMCSR 391. (Doc. 81, at 426). Finally, Lacey opines that “[i]t’s

likely YaYa never had [certain] documents” required by the FMCSRs, as well as that a

7 Since no claim can arise from alleged defective lights on the trailer, inspection and

maintenance of the vehicle are irrelevant. See (Doc. 42; Doc. 43).

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mechanical issue could have been the cause of the trailer’s lack of illumination. (Doc. 81, at

428, 430). Lacey provides no basis for his conclusion that YaYa likely never had the required

documents, therefore this opinion is purely speculative and will be precluded. Furthermore,

it is also speculative to opine that because YaYa failed to have inspections done, mechanical

issues may have caused the crash. (Doc. 81, at 430). There is no evidence of any mechanical

defects, so such speculation will not be permitted. Lacey also grounds this opinion in terms

of a “definite possibility,” a level of confidence which indicates speculation. See Schulz, 942

F.2d at 208.

Finally, only FMCSR violations which involve Gure or relate to the accident shall be

admitted. See Achey v. Crete Carrier Corp., No. 07-CV-3592, 2009 WL 9083282, at *7 (requiring

evidence of a relationship between FMCSR violations and the accident at issue before

allowing punitive damages to arise from the violations). Any FMCSR violations which are

not connected to this accident cannot give rise to damages, so are not relevant to this matter.

See Achey, 2009 WL 9083282, at *7. Of the violations found during the February 8, 2018

compliance review, the only violations which shall be admitted are (1) “failure to require a

driver to provide a list of traffic violations every 12 months,” as pertaining to Gure; (2) “using

a driver who had not completed and furnished an employment application,” as pertaining to

Gure; and (3) failing to maintain record of annual review.8 (Doc. 81, at 424). The DOT’s

rating of “unsatisfactory” which was issued subsequent to the accident, as well as the fact that

YaYa was subsequently put out of service are also precluded from admittance due to

irrelevance. See Knecht v. Balanescu, No. 4:16-CV-00549, 2017 WL 4883198, at *8 (M.D. Pa.

8 The Court notes that all claims against Defendants YaYa and Young Stars arising

from alleged defective lights in the trailer at issue have been dismissed. (Doc. 42; Doc. 43).

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Oct. 30, 2017) (explaining that evidence of statutory and regulatory violations which have no

bearing on the causation of an accident should generally be withheld).9 Any discussion of

Gure’s conduct after the accident shall be precluded as irrelevant. Discussion of four-way

flashers after the accident, however, will be allowed as the absence of flashers immediately

following the accident make it more or less likely that flashers were on at the time of the

accident. (Doc. 61, at 9).

Defendants’ Motion shall be GRANTED to the extent that any discussion or opinion

regarding inspection or maintenance of vehicles shall be precluded; any statement to the effect

that Defendants failed to comply with or disregarded the entirety of the FMCSRs shall be

precluded; the opinion that Gure was not a qualified driver under the FMCSRs shall be

precluded;10 any opinion that Defendants never possessed certain documents shall be

precluded; any discussion of February 18, 2018 FMCSR violations besides those specifically

identified in the immediately preceding paragraph shall be precluded; any discussion of the

DOT’s “unsatisfactory” rating and YaYa being put out of service shall be precluded; and any

discussion of Gure’s conduct immediately following the accident shall be precluded.11 The

Motion shall be DENIED in all other respects. (Doc. 60)

9 As discussed supra, there is no allegation that either driver was under the influence at

the time of the accident, thus any mention of drug and alcohol testing shall be precluded.

10 Lacey may introduce evidence and opine that Defendants failed to properly qualify

Gure pursuant to the FMCSRs.

11 This does not include the presence of four-way flashers immediately following the

accident.

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G. MOTION IN LIMINE TO PRECLUDE EVIDENCE OF “PREVENTABLE”

DETERMINATION AND SHELTON’S TERMINATION OF EMPLOYMENT (DOC.

63)

Plaintiff asserts that Shelton’s termination should be precluded as a remedial measure

pursuant to Rule 407 so is inadmissible. (Doc. 70, at 4). Furthermore, Shelton’s post-accident

employment status is irrelevant to the driver’s conduct on the day in question and does not

make it more or less likely that Defendants were negligent, according to Plaintiff. (Doc. 70,

at 4-5). Plaintiff submits that the decision to terminate him was not based upon evidence from

this case and that it would be unfairly prejudicial because he was terminated for violating

internal company policy rather than Federal regulations or Pennsylvania law. (Doc. 70, at 5).

Defendants respond that Shelton’s termination was not a remedial measure because

there is no indication that any policies were changed. (Doc. 83, at 7). Defendants further

assert that Shelton’s termination poses little prejudice, so the probative value of this evidence

is not substantially outweighed by any unfair prejudice. (Doc. 83, at 6). Finally, Defendants

contend that Shelton’s termination can at least be used for purposes of determining his wage

loss claim. (Doc. 83, at 6).

A “driver’s employment status post-accident does not make it more likely or less likely

that he was negligent on the day in question. Additionally, it does not make it more or less

likely that the trucking company negligently entrusted the truck to him on the day in

question.” Zawicki v. Armstrong, No. 3:16-CV-453, 2017 WL 6206290, at *6 (M.D. Pa. Dec.

8, 2017). This holding precluded evidence that a truck driver was suspended for three days

following the accident at issue. Zawicki, 2017 WL 6206290, at *6. Following this guidance,

Plaintiff’s Motion In Limine to preclude evidence of Shelton’s termination will be

GRANTED. (Doc. 63). Shelton’s employment status may still be used for damages purposes.

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Plaintiff submits that evidence of R&L Trucking’s internal safety investigation which

determined that the accident was “preventable” should be precluded. (Doc. 70, at 6). The

standard for determining preventability under R&L guidelines and determining negligence

under Pennsylvania law are not the same, according to Plaintiff. (Doc. 70, at 6). Therefore, it

would mislead the jury if this evidence were introduced because it would incorrectly signal

that a finding that Shelton was comparatively negligent has already been made. (Doc. 70, at

7). Plaintiff asserts that the preventability standard is not meant to determine “fault,” rather

only whether “the driver failed to do everything that reasonably could have been done to

avoid the accident.” (Doc. 70, at 7).

Defendants contend that evidence of R&L’s internal investigation that determined

Shelton violated its cell phone policy is of high probative value. (Doc. 83, at 5). It would be

unfair to exclude evidence of the internal investigation and admission that its driver could

have prevented the accident. (Doc. 83, at 5).

R&L’s internal investigation findings are inadmissible pursuant to Federal Rule of

Evidence 403. Relevant evidence may be excluded under Rule 403 if its “probative value is

substantially outweighed by the danger of unfair prejudice,” or “an undue tendency to suggest

decision on an improper basis, commonly, though not necessarily, an emotional one.” Fed.

R. Evid. 403, Notes of the Advisory Committee of the Proposed Rules. In Villalba v. Consol.

Freightways Corp. of Delaware, No. 98 C 5347, 2000 WL 1154073, at *6 (N.D. Ill. Aug. 14,

2000), a trucking company’s internal accident review was precluded because “the standard

for determining preventability and the standard for determining negligence under Illinois law

are not necessarily the same.” Villalba, 2000 WL 1154073, at *6. The court held that the

differing standards could confuse and mislead the jury, thus the evidence was precluded.

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Villabla, 2000 WL 1154073, at *6. Contrary to Defendants’ assertion, this persuasive

reasoning remains the same no matter which party attempts to use the evidence and no matter

who bears the burden of proof. See (Doc. 83, at 4-5). Thus, Plaintiff’s Motion In Limine shall

be GRANTED as to R&L’s preventability determination. (Doc. 63).

H. MOTION IN LIMINE TO PRECLUDE PLAINTIFF FROM PRESENTING

EVIDENCE, ARGUMENT, OR TESTIMONY OF TROOPER NICKLAS’S

OBSERVATIONS AS TO THE GURE VEHICLE AFTER THE ACCIDENT (DOC. 65)

Defendants submit that Trooper Nicklas did not witness the accident so any

observations he made are irrelevant as to the happening of the accident. (Doc. 66, at 5).

Trooper Nicklas’s testimony would also be highly prejudicial, so should be precluded under

Rule 403, according to Defendants. (Doc. 66, at 5). Plaintiff responds that Trooper Nicklas’s

testimony is relevant to the investigation of the accident, and there is no reason it would be

unfairly prejudicial. (Doc. 81, at 15).

In Pardue v. Elkadi, No. 3:07-CV-355, 2008 WL 42556, at *1-2 (M.D. Pa. Feb. 14,

2008), the defendant argued that the testimony of a police officer who investigated a car

accident and prepared a report should be precluded. Pardue, 2008 WL 42556, at *1. The court

noted that the officer “investigated the scene of the accident shortly after it occurred,” and

inspected the physical evidence. Pardue, 2008 WL 42556, at *1. The officer’s testimony was

allowed. Pardue, 2008 WL 42556, at *2. As in Pardue, Nicklas investigated the scene of the

accident shortly after it occurred. (Doc. 81, at 232-262); see Pardue, 2008 WL 42556, at *1.

Such testimony is admissible, thus Defendants’ Motion In Limine to Preclude Trooper

Nicklas’s Observations shall be DENIED. (Doc. 65).

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I. MOTION IN LIMINE TO PRECLUDE PLAINTIFF FROM PRESENTING

EVIDENCE, ARGUMENT, OR TESTIMONY OF NEGLIGENT HIRING,

SUPERVISION, AND/OR RETENTION AGAINST DEFENDANTS YAYA

TRANSPORT LLC AND/OR YOUNG STARS (DOC. 67)

Defendants assert that because Gure was acting as an independent contractor at the

time of the accident, liability for negligent hiring, supervision, or retention should be

precluded. (Doc. 68, at 5-7). Even if Gure were deemed an employee, Plaintiff has not

produced evidence to suggest he had a history of accidents or that his Commercial Driver’s

License had been revoked or suspended. (Doc. 68, at 7). Furthermore, Defendant Young Stars

had no contractual relationship with Gure because Young Stars only owned the trailer and

leased it to YaYa. (Doc. 68, at 8). Plaintiff responds that Gure was a statutory employee of

both YaYa and Young Stars under the FMCSRs at all times relevant to the crash. (Doc. 81,

at 18). Additionally, the records contain ample evidence of negligent or reckless hiring,

supervision, or retention, according to Plaintiff. (Doc. 81, at 24-28).

Trucking companies have “an obligation to hire drivers who operate their vehicles in

a safe manner.” Brezenski v. World Truck Transfer, Inc., 755 A.2d 36, 44 (Pa. Super. 2000).

Under the FMCSRs, drivers of a commercial motor vehicle, including independent contractors

while in the course of operating the motor vehicle, are defined as employees of an employer. 49

C.F.R. § 390.5 (emphasis added). An employer is “any person engaged in a business affecting

interstate commerce who owns or leases a commercial motor vehicle in connection with that

business, or assigns employees to operate it[.]” 49 C.F.R. § 390.5. These definitions supersede

the traditional common law distinctions between employees and independent contractors.

Ooida Risk Retention Group, Inc. v. Williams, 579 F.3d 469, 475 n.2 (5th Cir. 2009) (citing

Consumers County Mut. Ins. Co. v. P.W. & Sons Trucking, Inc., 307 F.3d 362, 366 (5th Cir. 2002)).

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The FMCSRs leave no doubt that Gure, the driver of a commercial motor vehicle, was an

employee of both YaYa and Young Stars, who assigned Gure to operate the vehicle and who

owned the vehicle. As such, Gure is considered an employee under 49 C.F.R. § 390.5.

Additionally, the record contains evidence that the driver training program provided to Gure,

as well as the hiring process, were inadequate. (Doc. 81, at 76-77).

For the foregoing reasons, Defendants’ Motion In Limine to preclude evidence,

argument, or testimony of negligent hiring, supervision, or retention shall be DENIED. (Doc.

67).

IV. CONCLUSION

For the foregoing reasons, the parties’ motions in limine are granted or denied as

follows:

1. Defendants’ Motion to Preclude Plaintiff from offering any evidence, argument, or

testimony addressing the lighting on Defendants’ tractor at the time of the accident

is GRANTED (Doc. 51);

2. Plaintiff’s Motion for Spoliation is DENIED (Doc. 64);

3. Defendants’ Motion to Preclude evidence of Gure’s traffic citation is DENIED

(Doc. 53);

4. Plaintiff’s Motion to Preclude evidence of his past convictions is GRANTED as to

Shelton’s business theft conviction and DENIED as to Shelton’s criminal mischief

conviction (Doc. 54);

5. Defendants’ Motion to Preclude Plaintiff from introducing evidence, argument, or

testimony of alleged negligent entrustment is DENIED (Doc. 58);

6. Defendants’ Motion to preclude the expert report and evidence of FMCSR

violations, the DOT rating, and the fact that YaYa was put out of service is

GRANTED to the extent that any discussion or opinion regarding inspection or

maintenance of vehicles is be precluded; any statement to the effect that

Defendants failed to comply with or disregarded the entirety of the FMCSRs is

precluded; the opinion that Gure was not a qualified driver under the FMCSRs is

precluded; any opinion that Defendants never possessed certain documents is

precluded; any discussion of February 18, 2018 FMCSR violations besides those

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specifically identified in the discussion of this motion is precluded; any discussion

of the DOT’s “unsatisfactory” rating and YaYa being put out of service is

precluded; and any discussion of Gure’s conduct immediately following the

accident is precluded. The Motion is DENIED in all other respects (Doc. 60);

7. Plaintiff’s Motion to Preclude evidence of Shelton’s termination and of R&L’s

preventability determination is GRANTED (Doc. 63);

8. Defendants’ Motion to Preclude Trooper Nicklas’s observations is DENIED (Doc.

65); and

9. Defendants’ Motion to Preclude evidence, argument, or testimony of negligent

hiring, supervision, or retention is DENIED (Doc. 67).

An appropriate Order follows.

Dated: June 1, 2021 s/ Karoline Mehalchick

KAROLINE MEHALCHICK

United States Magistrate Judge

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