only a substantial deprivation of food to a prisoner sets forth a viable Eighth Amendment claim
How later courts described this case
- only a substantial deprivation of food to a prisoner sets forth a viable Eighth Amendment claim
- finding that “the alleged deprivation of three meals over two days fails to rise to the level of a constitutional violation”
- holding one meal per day for fifteen days provides sufficient nutrition to sustain normal health and does not offend the Constitution
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
BERNARDO LLOYD, No. 4:20-CV-1107
Plaintiff, (Judge Brann)
v.
WILLIAM BARR, et al.,
Defendants.
MEMORANDUM OPINION
AUGUST 27, 2020
I. BACKGROUND
Bernardo Lloyd, an immigration detainee confined at the Clinton County
Correctional Facility, McElhattan, Pennsylvania, filed this pro se civil rights
complaint pursuant to 42 U.S.C. § 1983. 1 The named Defendants are the
Department of Homeland Security (“DHS”), Immigration and Customs
Enforcement (“ICE”); United States Citizenship and Immigration Services
(“USCIS”); William Barr, United States Attorney General; and Angela Hover,
Warden, Clinton County Correctional Facility.2 Plaintiff complains of failing to
receive his evening meal on the night of May 7, 2020. Plaintiff’s application to
proceed in forma pauperis will be granted based on the information contained
1 Doc. 1.
2 Id.
therein and the Clerk will be ordered to file the complaint, should he choose to do
so.
At this time, the Court must review the complaint pursuant to 28 U.S.C. §
1915(e)(2)(B) and 1915A to determine whether it should be dismissed as frivolous
or malicious, for failure to state a claim upon which relief may be granted, or
because it seeks monetary relief from a defendant who is immune from suit. For
the reasons set forth below, the complaint will be dismissed, with leave for
Plaintiff to file an amended complaint.
II. FACTUAL ALLEGATIONS
The allegations of the complaint will be construed as true for purposes of
this screening. Plaintiff alleges that he is “an ardent Muslim who willfully
participates in all Muslim events including this year 2020 Ramadan ceremony.”3
On May 7, 2020, Plaintiff was “diligently fasting and awaiting his evening meal as
did other Muslim participants.”4 At approximately 7:30 pm, “the normal time the
food car delivers the meals, the courier began passing out the Styrofoam dinner
trays to the Muslim Ramadan participants”, but “as the trays began disappearing,
none remained and another participant and Mr. Lloyd stood puzzled as to that was
taken place.”5 Plaintiff inquired of the lieutenant as to why there was no dinner
3 Doc. 1 at 2.
4 Id.
5 Id.
tray for him and for the other Ramadan participant; the lieutenant informed
Plaintiff that their names had been removed from the Ramadan list, stating, “I
don’t know why you’re off the list, but you can’t practice Ramadan anymore and I
have no dinner meal for neither of you.”6 The lieutenant further indicated that “the
kitchen is closed so even if I wanted to feed you I can’t get into the kitchen.”7
At that time, Plaintiff states that he “felt so degraded and an instant feeling
of disgust and humiliation came upon [him]” and he “quickly sought a seat,”
feeling “emotionally drained” after “fasting all day and now to hear [he] can’t eat,
nor continue [his] religious practice ” and “was removed from participating in
Ramadan this year was devastating.”8
On June 29, 2020, Lloyd filed the instant complaint, requesting
compensatory and punitive damages, as well as injunctive relief, for alleged
violations of his First, Eighth and Fourteenth Amendment rights, and the Religious
Land Use and Institutionalized Persons Act (“RLUIPA”).9
III. STANDARD OF REVIEW
A. Standard for Sua Sponte Dismissal
Per the Prison Litigation Reform Act, Pub.L. No. 104–134, §§ 801–810, 110
Stat. 1321–66 to 1321–77 (Apr. 26, 1996) (“PLRA”), district courts must review
6 Id.
7 Id.
8 Id.
9 Id.
complaints in those civil actions in which a prisoner is proceeding in forma
pauperis,10 seeks redress against a governmental employee or entity,11 or brings a
claim with respect to prison conditions.12 The PLRA directs district courts to sua
sponte dismiss any claim that is frivolous, is malicious, fails to state a claim upon
which relief may be granted, or seeks monetary relief from a defendant who is
immune from such relief.
According to the Supreme Court's decision in Ashcroft v. Iqbal, “a pleading
that offers ‘labels or conclusions’ or ‘a formulaic recitation of the elements of a cause
of action will not do’.”13 To survive sua sponte screening for failure to state a
claim,14 the complaint must allege “sufficient factual matter” to show that the claim
is facially plausible.15 “A claim has facial plausibility when the plaintiff pleads
factual content that allows the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged.”16 Moreover, while pro se pleadings
10 See 28 U.S.C. § 1915(e)(2)(B),
11 See 28 U.S.C. § 1915A(b)
12 See 42 U.S.C. § 1997e.
13 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Bell Atlantic Corp. v.
Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)).
14 “The legal standard for dismissing a complaint for failure to state a claim pursuant to 28
U.S.C. § 1915(e)(2)(B)(ii) is the same as that for dismissing a complaint pursuant to Federal
Rule of Civil Procedure 12(b)(6).” Schreane v. Seana, 506 F. App’x 120, 122 (3d Cir.2012)
(per curiam) (citing Allah v. Seiverling, 229 F.3d 220, 223 (3d Cir.2000)); Mitchell v. Beard,
492 F. App’x 230, 232 (3d Cir.2012) (per curiam) (discussing 28 U.S.C. § 1997e(c)(1));
Courteau v. United States, 287 F. App’x 159, 162 (3d Cir.2008) (discussing 28 U.S.C. §
1915A(b)).
15 Fowler v. UPMS Shadyside, 578 F.3d 203, 210 (3d Cir.2009) (citation omitted).
16 Belmont v. MB Inv. Partners, Inc., 708 F.3d 470, 483 n. 17 (3d Cir.2012) (quoting Iqbal,
556 U.S. at 678).
are liberally construed, “pro se litigants still must allege sufficient facts in their
complaints to support a claim.”17
B. Section 1983 Actions
A plaintiff may have a cause of action under 42 U.S.C. § 1983 for certain
violations of his constitutional rights. Section 1983 provides in relevant part:
Every person who, under color of any statute, ordinance, regulation,
custom, or usage, of any State or Territory or the District of Columbia,
subjects, or causes to be subjected, any citizen of the United States or
other person within the jurisdiction thereof to the deprivation of any
rights, privileges, or immunities secured by the Constitution and laws,
shall be liable to the party injured in an action at law, suit in equity, or
other proper proceeding for redress, except that in any action brought
against a judicial officer for an act or omission taken in such officer's
judicial capacity, injunctive relief shall not be granted unless a
declaratory decree was violated or declaratory relief was unavailable.
Thus, to state a claim for relief under § 1983, a plaintiff must allege, first,
the violation of a right secured by the Constitution or laws of the United States,
and second, that the alleged deprivation was committed or caused by a person
acting under color of state law.18
17 Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 245 (3d Cir.2013) (citation omitted).
18 See Harvey v. Plains Twp. Police Dep’t, 635 F.3d 606, 609 (3d Cir.2011) (citations
omitted); see also West v. Atkins, 487 U.S. 42, 48 (1988).
IV. DISCUSSION
A. Personal Involvement
“A defendant in a civil rights action must have personal involvement in the
alleged wrongs, liability cannot be predicated solely on the operation of respondeat
superior.”19 Personal involvement can be shown through allegations of personal
direction or of actual knowledge and acquiescence.20 As set forth in Rode,
A defendant in a civil rights action must have personal involvement in
the alleged wrongs.... [P]ersonal involvement can be shown through
allegations of personal direction or of actual knowledge and
acquiescence. Allegations of participation or knowledge and
acquiescence, however, must be made with appropriate particularity.21
Moreover, the filing of a grievance, participation in “after-the-fact” review
of a grievance, or dissatisfaction with the response to an inmate’s grievance, do not
establish the involvement of officials and administrators in any underlying
constitutional deprivation.22
19 Rode v. Dellarciprete, 845 F.2d at 1207-08; see also Sutton v. Rasheed, 323 F.3d 236, 249
(3d Cir. 2003).
20 Rode, 845 F.2d at 1207.
21 Id. at 1207.
22 See Pressley v. Beard, 266 Fed. Appx. 216, 218 (3d Cir. 2008) (not precedential) (“The
District Court properly dismissed these defendants and any additional defendants who were
sued based on their failure to take corrective action when grievances or investigations were
referred to them.”); Brooks v. Beard, 167 Fed. Appx. 923, 925 (3d Cir. 2006) (not
precedential) (holding that allegations that prison officials responded inappropriately to
inmate’s later-filed grievances do not establish the involvement of those officials and
administrators in the underlying constitutional deprivation).
Aside from naming Defendant Barr in the caption of the complaint, there are
no allegations against this Defendant in the body of the complaint. Because
Plaintiff fails to provide any allegations of personal involvement in his complaint
against any Defendant Barr, this Defendant will be dismissed without prejudice, as
Plaintiff has failed to state a claim upon which relief may be granted.
Additionally, any claim against Defendant Warden Hover which appear to solely
arise out of the alleged failure of Defendant Hover to satisfactorily resolve
Plaintiff’s prison complaints and grievances is also to be dismissed.
B. Claims against DHS, ICE and USCIS
Lloyd’s complaint asserts claims against the DHS, ICE and USCIS, under 42
U.S.C. § 1983. However, any such claims are to be dismissed with prejudice.
As stated in the statute itself, § 1983 applies only in cases of persons acting
under color of state law.23 It is accordingly well-settled that liability under § 1983
will not attach for actions taken under color of federal law.24 Any actions taken by
DHS, ICE or USCIS against Lloyd would have been under the authority of federal
law, not state law.25 Lloyd, accordingly, cannot state a claim against these
Defendants under § 1983, and his claims are to be dismissed with prejudice.
23 See 42 U.S.C. § 1983. (emphasis added).
24 Brown v. Philip Morris Inc., 250 F.3d 789, 800 (3d Cir. 2001); see also Bethea v. Reid,
445 F.2d 1163, 1164 (3d Cir. 1971).
25 See Johnson v. U.S. Attorney’s, No. CIV.A 10-1643, 2010 WL 2991409, at *2 (E.D. Pa.
July 27, 2010).
C. Eighth Amendment Claim
“[T]he treatment a prisoner receives in prison and the conditions under
which he is confined are subject to scrutiny under the Eighth Amendment.”26 “No
static test determines whether conditions of confinement are ‘cruel and unusual.’
These terms must ‘draw [their] meaning from the evolving standards of decency
that mark the progress of a maturing society”.”27 Conditions of prison confinement
violate the Eighth Amendment only if they “deprive inmates of the minimal
civilized measure of life’s necessities.”28 “[P]rison officials must ensure that
inmates receive adequate food, clothing, shelter, and medical care and must ‘take
reasonable measures to guarantee the safety of inmates’.”29 Courts have stressed
the duration of the exposure to the alleged unconstitutional conditions and the
“totality of the circumstances” as critical to a finding of cruel and inhumane
treatment.30
Plaintiff’s complaint of a “purported deprivation of a single meal is not of
such magnitude as to rise to the level of a constitutional violation.”31 Rather, “[a]
26 Helling v. McKinney, 509 U.S. 25, 31 (1993).
27 Tillery v. Owens, 719 F. Supp. 1256, 1261 (W.D. Pa. 1989) (citing Rhodes, 452 U.S. at 346).
28 Rhodes, 452 U.S. at 347.
29 Farmer, 511 U.S. at 832 (quoting Hudson v. Palmer, 468 U.S. 517, 526–27(1984)).
30 Rhodes, 452 U.S. at 362–63.
31 See Robles v. Coughlin, 725 F.2d 12, 15 (2d Cir. 1983) (only a substantial deprivation of
food to a prisoner sets forth a viable Eighth Amendment claim).” Lindsey v. O’Connor, 327
Fed. Appx. 319, 321 (3d Cir. 2009).
systematic failure to provide food in sufficient quantity to maintain normal health
violates the Eighth Amendment.”32 Isolated incidents simply do not rise to the
level of a constitutional infraction.33
In sum, the denial of a single meal cannot lead to the denial of sufficient
nutrition in a way which shocks the conscious and departs from minimal civilized
standards of life’s necessities. Consequently, this claim is subject to dismissal.
D. Free Exercise Claim
Plaintiff alleges that his right to practice his religion properly or freely was
violated by the denial of his Ramadan meal and by the removal of his named from
the list of Ramadan participants .
The First Amendment states that “Congress shall make no law respecting an
establishment of religion, or prohibiting the free exercise thereof ...”34 “Inmates
clearly retain protections afforded by the First Amendment, ... including its
directive that no law shall prohibit the free exercise of religion.”35 Nevertheless,
“[t]he mere assertion of a religious belief does not automatically trigger First
32 Feliciano v. Burset, No. 79-4 PG, 2010 WL 4922700 (D.P.R. Dec. 2, 2010).
33 See e.g., Gonzales v. Martinez, 892 F.2d 1046 (9th Cir. 1990) (finding no violation when
inmate denied breakfast and lunch for a three-week period but fed nutritionally adequate
dinner); Cunningham v. Jones, 667 F.2d 565, 566 (6th Cir. 1982) (holding one meal per day
for fifteen days provides sufficient nutrition to sustain normal health and does not offend
the Constitution); Zanders v. Ferko, 439 Fed. Appx. 158, 160 (3d Cir. 2011)(finding that
“the alleged deprivation of three meals over two days fails to rise to the level of a
constitutional violation”).
34 U.S. Const. amend. I.
35 DeHart v. Horn, 227 F.3d 47, 50 (3d Cir.2000) (en banc) (quoting O’Lone v. Shabazz, 482
U.S. 342, 348 (1987).
Amendment protections, however. To the contrary, only those beliefs which are
both sincerely held and religious in nature are entitled to constitutional
protection.”36
In this case, Plaintiff has identified that he is of the Muslim faith. “The Free
Exercise Clause of the First Amendment is violated when the government has
‘placed a substantial burden on the observation of a central religious belief or
practice’ and no ‘compelling governmental interests justifies the burden.”37 “In
order to establish a substantial burden, [a plaintiff] must ... allege state action that
is either compulsory or coercive in nature.”38
Plaintiff does not allege facts in the complaint that any of the named
Defendants placed a substantial burden of the observation of a central religious
belief or practice. Indeed, Plaintiff’s only complaint is that he was not on the list
for his Ramadan meal and failed to receive his evening meal. There are no
allegations that the named Defendants substantially burdened Plaintiff’s ability to
continue his practice of his faith during the holy period of Ramadan. Accordingly,
36 Id. at 51.
37 Torres v. Davis, 506 F. App’x 98, 101 (3d Cir.2012) (per curiam) (quoting Hernandez v.
Comm’r, 490 U.S. 680, 699 (1989); see also Chavis v. United States, No. 14–2578, 2014
WL 3547851, at *5 (D.N.J. July 17, 2014).
38 Anspach ex rel. Anspach v. City of Phila. Dep’t of Public Health, 503 F.3d 256, 272 (3d
Cir.2007) (citing Lee v. Weisman, 505 U.S. 577, 621, 112 S.Ct. 2649, 120 L.Ed.2d 467
(1992)) (remaining citations omitted).
the free exercise claim will be dismissed without prejudice for failure to state a
claim upon which relief can be granted.
E. Religious Land Use and Institutionalized Persons Act (RLUIPA)
Claim
Plaintiff also claims that his rights under RLUIPA were violated when he
failed to receive his evening meal.
Section 3 of RLUIPA states that “[n]o government shall impose a substantial
burden on the religious exercise of a person residing in or confined to an
institution....”39 “A plaintiff-inmate bears the burden to show that a prison
institution’s policy or official practice has substantially burdened the practice of
that inmate's religion.”40 According to the Third Circuit, a substantial burden
exists where an inmate “is forced to choose between following precepts of his
religion and forfeiting benefits otherwise generally available to other inmates
versus abandoning one of the precepts of his religion in order to receive a
benefit....”41 A substantial burden also exists where “the government puts
substantial pressure on an adherent to substantially modify his behavior and to
violate his beliefs.”42 Citing to RLUIPA’s legislative history, the Third Circuit has
explained that what constitutes a “substantial burden” should be defined broadly.43
39 42 U.S.C. § 2000cc–1(a).
40 Washington v. Klem, 497 F.3d 272, 277–78 (3d Cir.2007).
41 Id. at 280.
42 Id.
43 Id.
Here, the issue is whether the failure to serve Plaintiff his evening Ramadan
meal amounts to a “substantial burden” and whether this is pursuant to a “policy or
official practice.” The Third Circuit has observed that prisoners have a
“constitutional right not to be forced into a Hobson’s choice of eating food that
offends one’s religious beliefs, or eating very little or not at all.”44
In Norwood v. Strada, the prisoner-plaintiff was not served his appropriate
halal diet for three days during an emergency prison lockdown.45 The District
Court granted the defendant’s motion for summary judgment and held that the
brief denial of religious meals did not substantially burden the plaintiff’s religion.46
The Third Circuit agreed and concluded that the three day time period, especially
under the lock down circumstance, constituted “a mere de minimis intrusion.”47 By
extension, the Court finds that a single isolated incident of missing one evening
meal in the case at bar did not substantially burden Plaintiff’s religion.
Even if Plaintiff could prove that the failure to receive his evening Ramadan
meal presented a “substantial burden,” he has failed to allege that this was due to a
44 Norwood v. Strada, 249 Fed. App’x. 269, 272 (3d Cir.2007) (non-precedential); see also
Jupiter v. Johnson, No. 10–01968, 2011 WL 4527803 (M.D. Pa. Apr. 26, 2011) (“A prisoner
who is consistently not provided meals in accordance with his religious beliefs is
substantially burdened in the exercise of his religion.”).
45 Id. at 270 n. 1.
46 Id. at 270–71.
47 Id. at 272.
“policy or official practice.”48 Accordingly, the Court will dismiss Plaintiff’s
RLUIPA claim.
V. CONCLUSION
Generally, “plaintiffs who file complaints subject to dismissal under Rule
12(b)(6) should receive leave to amend unless amendment would be inequitable or
futile.”49 Because Plaintiff may be able to remedy the aforementioned pleading
defects regarding the claim that he was removed from the list of Ramadan
participants, the Court will grant Plaintiff an opportunity to amend his complaint.
For the foregoing reasons, this Court will dismiss the complaint without
prejudice for failure to state a claim upon which relief may be granted, with leave
to amend granted and, dismiss, with prejudice, Defendants DHS, ICE and USCIS.
An appropriate Order follows.
BY THE COURT:
s/ Matthew W. Brann
Matthew W. Brann
United States District Judge
48 See Washington, 497 F.3d at 277–78.
49 Grayson v. Mayview State Hosp., 293 F.3d 103, 114 (3d Cir. 2002).