explaining that when dismissing a complaint pursuant to § 1915A, “a court employs the motion to dismiss standard set forth under Federal Rule of Civil Procedure 12(b)(6)”
How later courts described this case
- explaining that when dismissing a complaint pursuant to § 1915A, “a court employs the motion to dismiss standard set forth under Federal Rule of Civil Procedure 12(b)(6)”
- noting that “federal ADA claims for prospective injunctive relief against state officials are authorized by the Ex Parte Young doctrine”
- agreeing with the Second and Eighth Circuits that “Title II of the ADA does not provide for suits against state officers in their individual capacities”
- noting that “the District Court could have properly followed the holdings of those circuits which have concluded that there is no individual damages liability under Title II of the ADA, which provides an additional basis to affirm the dismissal of this claim”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
KEVIN COIT, :
Plaintiff : No. 1:19-cv-02036
:
v. : (Judge Kane)
:
JP LUTHER, et al., :
Defendants :
MEMORANDUM
On November 27, 2019, pro se Plaintiff Kevin Coit (“Plaintiff”), who is currently
incarcerated at the State Correctional Institution Rockview in Bellefonte, Pennsylvania (“SCI
Rockview”), initiated the above-captioned case by filing a complaint pursuant to 42 U.S.C.
§ 1983 against Defendants JP Luther (“Luther”), Lisa Hollibaugh (“Hollibaugh”), C. Wakefield
(“Wakefield”), Rivello (“Rivello”), Sunderland (“Sunderland”), Swissher (“Swissher”), K.
Grassmyer (“Grassmyer”), C. Shope (“Shope”), E. Stombaugh (“Stombaugh”), Ellenberger
(“Ellenberger”), Dickson (“Dickson”), T. Dell (“Dell”), J. Wasko (“Wasko”), D. Williams
(“Williams”), C. Garman (“Garman”), B. Fisher (“Fisher”), Ralph (“Ralph”), Debra Jadlocki
(“Jadlocki”), and Szelewski (“Szelewski”).1 (Doc. No. 1.) On December 5, 2019, Plaintiff filed
373 pages of exhibits to his complaint. (Doc. No. 10.) Presently before the Court is Defendants’
motion to dismiss Plaintiff’s complaint (Doc. No. 23) for failure to allege plausible Eighth
Amendment claims against them. The motion is fully briefed and ripe for disposition. For the
following reasons, the Court will grant in part and deny in part the motion to dismiss.
Defendants, however, have not addressed Plaintiff’s remaining claims in their motion to dismiss.
1 Plaintiff initially named Wakefiled, Saunderland, Jadlock, and Selewski as Defendants in this
matter. Defendants’ filings, however, reflect that the proper spellings of these Defendants’
names are those set forth above. The Court, therefore, will direct the Clerk of Court to amend
the docket in the above-captioned case to reflect the proper spelling.
Accordingly, pursuant to the Prison Litigation Reform Act of 1995 (“PLRA”),2 the Court will
screen Plaintiff’s complaint and partially dismiss it with leave to amend.
I. BACKGROUND
Plaintiff filed his complaint while he was incarcerated at SCI Smithfield, raising claims
regarding events that occurred during his incarceration there. (Doc. No. 1 at 2.) Plaintiff alleges
that on May 31, 2018, he “suffered from one of his many mental disorders.” (Id. at 3.) Plaintiff
told two corrections officers that he wanted to kill himself and showed those officers “cut marks”
on his arms. (Id.) Plaintiff requested “medical and mental health treatment [but] both request[s]
went unanswered.” (Id.) Plaintiff alleges that instead of providing help, Defendant Dickson
“only encouraged [his] self[-]harm despite Plaintiff’s extensive suicide history.” (Id.) Plaintiff
maintains that later that day, he “placed a noose around his neck and attempted to hang himself[,]
leaving a burn mark around [his] neck.” (Id.)
On June 16, 2018, Plaintiff “was again feeling suicidal and wanting to kill himself.” (Id.)
He began to cut his wrist and neck with a sharpened staple. (Id.) Plaintiff showed Defendants
Dell and Wasko and requested medical and mental health treatment. (Id.) He maintains that
Defendants Dell and Wasko “stated save us the trouble.” (Id.) Plaintiff indicated that he would
file a grievance, and Defendants Dell and Wasko “stated that would not be wise and things can
only get a lot worse.” (Id.) Plaintiff alleges he engaged in self-harm again on June 26, 2018 and
that his request for mental health treatment was denied. (Id.)
On February 8, 2019, Plaintiff alleges that he “received an inmate appeal for
misconduct.” (Id.) Plaintiff avers that he had received a misconduct for destroying state
2 See The Prison Litigation Reform Act of 1995, Pub. L. No. 104-134, 110 Stat. 1321 (Apr. 26,
1996).
property while engaged in self-harm despite a Department of Corrections (“DOC”) policy stating
that “inmates who destroy state property and engage in self harm will not be issued a
misconduct.” (Id.) Plaintiff alleges that Defendant Luther concluded that Plaintiff’s cuts did not
constitute a serious suicide attempt. (Id.) On February 11, 2019, Plaintiff spoke to Defendant
Swissher about Defendant Luther “giving subordinates orders that Plaintiff[’s] self[-]injury is not
a serious matter and thus does not require attention.” (Id. at 4.) Plaintiff maintains that
Defendant Swissher agreed with Defendant Luther and “stated nothing will be done.” (Id.)
On March 21, 2019, Plaintiff and another inmate were engaging in self-harm when C/O
Cantrell conducted security rounds. (Id.) Plaintiff avers that nothing was done to stop the self-
harm. (Id.) On March 22, 2019, Plaintiff raised “these concerns to Defendant Hollibaugh who
stated just leave it alone Coit.” (Id.) On May 4, 2019, Plaintiff “was feeling suicidal” and
expressed his feelings to Defendant Williams. (Id.) He avers that Defendant Williams did
nothing to provide Plaintiff mental health treatment. (Id.) Later that day, Defendant Williams
was conducting security rounds when Plaintiff showed him that he had been using a staple to
mutilate himself and cut his wrist. (Id.) Plaintiff avers that during that time, Defendant Ralph
“approached [his] door[, saw] wounds[,] and stated you have to go deeper Mr. Coit then we will
care.” (Id.)
Plaintiff avers further that at some time between March and May of 2019 Defendants
Luther, Rivello, Wakefield, Garman, Sunderland, Fisher, and Swissher had a meeting in which
they determined that Plaintiff’s acts of self-harm should not be taken seriously because Plaintiff
was only trying to be manipulative. (Id.) Plaintiff alleges that he learned of this meeting from
Lieutenant Morgan, Lieutenant Moore, and several corrections officers assigned to the
Behavioral Management Unit. (Id.)
On July 28, 2019, Plaintiff told Defendant Shope that he was hearing voices telling him
to kill himself. (Id. at 5.) Plaintiff avers that Defendant Shope “only encouraged Plaintiff to do
so.” (Id.) Plaintiff was left inside of his cell “for hours cutting [his] wrists with a staple.” (Id.)
Plaintiff also wrote on the walls with blood and threw blood on the window of his cell. (Id.)
Plaintiff avers that staff failed to provide treatment or respond to him because of Defendants
Luther, Rivello, Wakefield, Garman, Sunderland, Fisher, and Swissher “telling them to ignore
Plaintiff during bouts of depression and suicide attempts.” (Id.) On August 5, 2019, Plaintiff
told Defendants Wakefield, Sunderland, Luther, and Fisher that he was suicidal. (Id.) Defendant
Luther “stated they did not care because they did not have to deal with Plaintiff.” (Id.) Later, at
approximately 2:00 p.m., Defendant Fisher approached Plaintiff’s cell, and Plaintiff showed him
that he had cut his wrists and the walls were covered in blood. (Id.)
On August 9, 2019, Plaintiff was seen by medical staff, including Defendant Swissher,
because of his placement in a Psychiatric Observation Cell (“POC”) for suicide attempts. (Id.)
Plaintiff avers that medical staff determined that he needed further treatment than what was
offered at the Behavioral Management Unit at SCI Smithfield. (Id.) On August 12, 2019,
Plaintiff was discharged from the POC. (Id.) When he was placed back into his cell, he began to
cut his wrist with a razor provided by staff. (Id.) Plaintiff was again placed in the POC “but no
mental health treatment was provided during this period.” (Id.) Plaintiff avers that instead of
providing treatment, staff “punished [him] for exhibiting mental issues and retaliated [against
him] for filing grievances and lawsuits.” (Id.)
On August 21, 2019, Plaintiff told Defendant Fisher that he was suicidal and was cutting
himself. (Id.) Plaintiff avers that nothing was done to stop him. (Id.) The next day, Plaintiff
told Defendants Stombaugh and Fisher that he was feeling depressed and suicidal. (Id. at 6.)
Plaintiff began to cut himself with a razor and avers that he “was left to bleed for at least 30
minutes allowing [him] to cover [his] whole cell with blood.” (Id.) Plaintiff “laid down and
ceased self[-]harm due to lightheadedness and dizziness.” (Id.) On August 23, 2019, Lieutenant
Morgan came to Plaintiff’s cell and told Plaintiff to give him the razor. (Id.) Plaintiff “lied and
told Morgan that there was no razor.” (Id.) Plaintiff avers that he was then placed into a
restraint chair “despite the fact that [he] was doing nothing at this point.” (Id.) Plaintiff
maintains that he was later released from the restraint chair “only to be allowed to resume
self[-]harm.” (Id.)
On September 14, 2019, Plaintiff was in his cell while Defendant Stombaugh was passing
out meals. (Id.) Plaintiff avers that Defendant Stombaugh got verbally aggressive and began
making threats because Plaintiff had filed a grievance concerning what occurred on August 22,
2019. (Id.) Later that day, Certified Peer Specialist Williams came to Plaintiff’s cell to “resolve
the issue about not getting meal[s].” (Id.) Plaintiff avers that multiple corrections officers
brought meals to his cell door but refused to feed Plaintiff because of Plaintiff’s grievance
activity. (Id.) According to Plaintiff, he was standing at the door of his cell when an unnamed
Defendant “administered O/C [spray] for no reason.” (Id.)
On October 22, 2019, Plaintiff told Defendant Shope that he was suicidal. (Id. at 7.)
Plaintiff claims that Defendant Shope ignored him, so he covered his cell door window to get a
lieutenant to come and take him to the POC. (Id.) Plaintiff alleges that instead of getting the
lieutenant, Defendant Shope administered O/C spray. (Id.) The lieutenant arrived after
Defendant Shope used O/C spray. (Id.) Plaintiff was placed in a strip cage but refused a strip
search. (Id.) He avers that he was “[gassed] by Defendant Shope pursuant to orders from
Lieutenant Moore. (Id.) Plaintiff claims that he was not acting aggressively when this force was
used. (Id.) Later that day, when Plaintiff was back in his cell, he began to bite holes in his arms.
(Id.) He avers that Lieutenant Moore was notified but that nothing was done to stop him from
harming himself. (Id.) Plaintiff ultimately hit an artery by biting a hole in his arm. (Id.) At
approximately 10:30 p.m., an unknown corrections officer was conducting a security round and
saw that Plaintiff’s cell was covered in blood. (Id.) He called Lieutenant Glassko, who called
for medical. (Id.) Plaintiff avers that he was taken to medical but refused treatment because he
was suicidal. (Id.) However, he was not placed in the POC for mental health treatment. (Id.)
Instead, Plaintiff claims, he was placed in a cell and “left bleeding all night.” (Id. at 8.)
On October 23, 2019, Defendant Williams noticed that Plaintiff’s cell was covered in
blood and that the sink was filled with blood. (Id.) He called Lieutenant Morgan and Plaintiff
was removed from his cell and placed in a strip cage. (Id.) Plaintiff avers that he was later
placed in the POC “due to extreme blood loss” but that he “still refused medical treatment.” (Id.)
Plaintiff claims that he was “profusely bleeding” until approximately 9:00 a.m. (Id.) At that
time, an unknown lieutenant came to the POC to place Plaintiff in a restraint chair. (Id.)
Plaintiff maintains that he “complied but was becoming delusional due to blood loss and
aggressive due to blood loss.” (Id.) Plaintiff avers that the officers who placed him in the
restraint chair made the straps so tight that he could not feel his extremities, and that he had
bruising from the straps on his arms, buttocks, and backs of his ankles. (Id.) Plaintiff claims that
he was held in the restraint chair “for nine hours with no food and no exercise.” (Id.)
Ultimately, Plaintiff received an IV and nine (9) stitches for his wound. (Id.) He claims that he
lost consciousness several times that day because of blood loss. (Id. at 9.)
On October 31, 2019, Plaintiff filed a grievance regarding what occurred on October 22,
2019. (Id. at 8.) He avers that Defendant Fisher “took retaliatory actions on other inmates and
gave Plaintiff a copy of inmates[’] calls to family and another inmate[’s] legal mail.” (Id.)
Plaintiff claims that Defendant Hollibaugh retaliated against him by not processing his
grievance. (Id.) On November 8, 2019, Plaintiff asked security to preserve video footage for
October 31, 2019 “for evidence of placement of [his] grievance in [the] grievance box.” (Id. at
9.)
Plaintiff next avers that ever since his arrival at SCI Smithfield on March 31, 2018,
Defendants Hollibaugh, Grassmyer, and Jadlocki “have been hindering Plaintiff’s grievance
process.” (Id.) On August 22, 2019, Plaintiff maintains that Defendant Hollibaugh retaliated
against Plaintiff for filing grievances by placing him on a grievance restriction “because
grievance officers [were] stating Plaintiff[’s] suicide attempts were frivolous.” (Id.) According
to Plaintiff, this restriction is preventing him from filing a grievance about access to the law
library and how there is no keyboard available to do legal work. (Id.) Plaintiff alleges further
that Defendants have retaliated against him for filing grievances and lawsuits by not allowing
him access to the DOC’s abuse hotline and other measures used to report violations. (Id. at 10.)
Plaintiff alleges that Defendant Fisher is “intentionally singling [him out] due to
grievances and lawsuit[s].” (Id.) According to Plaintiff, Defendant Fisher “has issued [him]
misconducts for violations that all inmates do.” (Id.) For example, Plaintiff alleges that
Defendant Fisher wrote him up for misuse of the phone and avers that other prisoners misuse the
phone but are not written up for it. (Id.) He avers that Defendant Fisher gave him a copy of the
phone log to “create conflict between Plaintiff and other prisoners.” (Id.) Plaintiff maintains
that on October 20, 2019, Defendant Fisher circulated a memo telling staff in the Behavioral
Management Unit that Plaintiff may not use the abuse hotline. (Id.) Plaintiff asserts that this
restriction was not approved by Defendants Hollibaugh, Luther, Rivello, Wakefield, and
Sunderland and that Defendant Fisher “took it upon himself to place Plaintiff on such restriction
in order to retaliate.” (Id.) Plaintiff avers further that Defendant Fisher has placed on him a
“permanent spit hood,” which causes Plaintiff to become depressed because other inmates call
him “Hannibal Lecter.” (Id. at 11.) Plaintiff alleges further that Defendant Stombaugh has
retaliated against him for filing grievances by sexually harassing him. (Id.) Finally, Plaintiff
states that on November 4, 2019, he attended a rule violation hearing. (Id. at 9.) He avers that
Defendant Szelewski violated his due process rights and “stated during the sanction that[] it[’s]
all fair in love and war that’s what happens when people file grievances and lawsuits.” (Id.)
Based upon the foregoing, Plaintiff raises the following claims for relief: (1) First
Amendment violations regarding retaliation and access to the courts; (2) Eighth Amendment
violations regarding failure to protect, unconstitutional conditions of confinement, deliberate
indifference to medical needs, and excessive force; and (3) Fourteenth Amendment due process
and equal protection violations. (Id. at 12.) Plaintiff also raises a claim pursuant to the
Americans with Disabilities Act (“ADA”). (Id.) Plaintiff seeks unspecified injunctive relief as
well as damages. (Id. at 20.)
II. LEGAL STANDARD
A. Motion to Dismiss Pursuant to Federal Rule of Civil Procedure 12(b)(6)
Federal notice and pleading rules require the complaint to provide the defendant notice of
the claim and the grounds upon which it rests. See Phillips v. Cty. of Allegheny, 515 F.3d 224,
232 (3d Cir. 2008). The plaintiff must present facts that, accepted as true, demonstrate a
plausible right to relief. See Fed. R. Civ. P. 8(a). Although Federal Rule of Civil Procedure
8(a)(2) requires “only a short and plain statement of the claim showing that the pleader is entitled
to relief,” a complaint may nevertheless be dismissed under Federal Rule of Civil Procedure
12(b)(6) for its “failure to state a claim upon which relief can be granted.” See Fed. R. Civ. P.
12(b)(6).
When ruling on a motion to dismiss under Rule 12(b)(6), the court accepts as true all
factual allegations in the complaint and all reasonable inferences that can be drawn from them,
viewed in the light most favorable to the plaintiff. See Ashcroft v. Iqbal, 556 U.S. 662, 679
(2009); In re Ins. Brokerage Antitrust Litig., 618 F.3d 300, 314 (3d Cir. 2010). To prevent
dismissal, all civil complaints must set out “sufficient factual matter” to show that their claims
are facially plausible. See Iqbal, 556 U.S. at 678; Fowler v. UPMC Shadyside, 578 F.3d 203,
210 (3d Cir. 2009). The plausibility standard requires more than a mere possibility that the
defendant is liable for the alleged misconduct: “[W]here the well-pleaded facts do not permit the
court to infer more than the mere possibility of misconduct, the complaint has alleged – but it has
not ‘show[n]’ – ‘that the pleader is entitled to relief.’” See Iqbal, 556 U.S. at 679 (citing Fed. R.
Civ. P. 8(a)(2)).
Accordingly, the Third Circuit has identified the following steps that a district court must
take when reviewing a 12(b)(6) motion: (1) identify the elements that a plaintiff must plead to
state a claim; (2) identify any conclusory allegations contained in the complaint that are “not
entitled” to the assumption of truth; and (3) determine whether any “well-pleaded factual
allegations” contained in the complaint “plausibly give rise to an entitlement to relief.” See
Santiago v. Warminster Twp., 629 F.3d 121, 130 (3d Cir. 2010) (internal citations and quotation
marks omitted). The Third Circuit has specified that in ruling on a Rule 12(b)(6) motion to
dismiss for failure to state a claim, “a court must consider only the complaint, exhibits attached
to the complaint, matters of public record, as well as undisputedly authentic documents if the
complainant’s claims are based upon these documents.” See Mayer v. Belichick, 605 F.3d 223,
230 (3d Cir. 2010) (citing Pension Benefit Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d
1192, 1196 (3d Cir. 1993)).
In the context of pro se prisoner litigation, the court must be mindful that a document
filed pro se is “to be liberally construed.” See Estelle v. Gamble, 429 U.S. 97, 106 (1976). A
pro se complaint, “however inartfully pleaded,” must be held to “less stringent standards than
formal pleadings drafted by lawyers” and can be dismissed for failure to state a claim only if it
appears beyond a doubt that the plaintiff can prove no set of facts in support of his claim that
would entitle him to relief. See Haines v. Kerner, 404 U.S. 519, 520-21 (1972).
B. Screening and Dismissal of Prisoner Complaints
Under 28 U.S.C. § 1915A, federal district courts must “review . . . a complaint in a civil
action in which a prisoner seeks redress from a governmental entity or officer or employee of a
governmental entity.” See 28 U.S.C. § 1915A(a). If a complaint “is frivolous, malicious, or fails
to state a claim upon which relief may be granted,” the Court must dismiss the complaint. See
28 U.S.C. § 1915A(b)(1). District courts have a similar screening obligation with respect to
actions filed by prisoners proceeding in forma pauperis and prisoners challenging prison
conditions. See 28 U.S.C. § 1915(e)(2)(B) (“[T]he [C]ourt shall dismiss the case at any time if
the [C]ourt determines that . . . the action or appeal . . . is frivolous or malicious [or] fails to state
a claim on which relief may be granted . . . .”); 42 U.S.C. § 1997e(c)(1) (“The Court shall on its
own motion or on the motion of a party dismiss any action brought with respect to prison
conditions under section 1983 of this title . . . by a prisoner confined in any jail, prison, or other
correctional facility if the [C]ourt is satisfied that the action is frivolous, malicious, [or] fails to
state a claim upon which relief can be granted.”).
A complaint is frivolous if it lacks an arguable basis either in law or fact. See Mitchell v.
Horn, 381 F.3d 523, 530 (3d Cir. 2003) (citing Neitzke v. Williams, 490 U.S. 319, 327-28
(1989)). When deciding whether a complaint fails to state a claim on which relief may be
granted, district courts apply the standard governing motions to dismiss filed pursuant to Rule
12(b)(6) of the Federal Rules of Civil Procedure. See, e.g., Smithson v. Koons, No. 15-01757,
2017 WL 3016165, at *3 (M.D. Pa. June 26, 2017) (“The legal standard for dismissing a
complaint for failure to state a claim under § 1915A(b)(1), § 1915(e)(2)(B)(ii), or § 1997e(c)(1)
is the same as that for dismissing a complaint pursuant to Rule 12(b)(6) of the Federal Rules of
Civil Procedure.”); Mitchell v. Dodrill, 696 F. Supp. 2d 454, 471 (M.D. Pa. 2010) (explaining
that when dismissing a complaint pursuant to § 1915A, “a court employs the motion to dismiss
standard set forth under Federal Rule of Civil Procedure 12(b)(6)”).
C. Section 1983 Standard
Section 1983 is the vehicle by which private citizens may seek redress for violations of
federal constitutional rights committed by state officials. See 42 U.S.C. § 1983. The statute
states, in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress.
Id. “Section 1983 is not a source of substantive rights,” but is merely a means through which “to
vindicate violations of federal law committed by state actors.” See Pappas v. City of Lebanon,
331 F. Supp. 2d 311, 315 (M.D. Pa. 2004) (quoting Gonzaga Univ. v. Doe, 536 U.S. 273, 284-85
(2002)). To state a cause of action under Section 1983, a plaintiff must allege that: (1) the
conduct complained of was committed by persons acting under color of state law; and (2) the
conduct violated a right, privilege, or immunity secured by the Constitution or laws of the United
States. See Harvey v. Plains Twp. Police Dep’t, 421 F.3d 185, 189 (3d Cir. 2005) (quoting West
v. Atkins, 487 U.S. 42, 48 (1988)).
III. DISCUSSION
A. Claims Against Defendant Ellenberger
Defendants assert that any claims against Defendant Ellenberger are subject to dismissal
because Plaintiff’s complaint contains no allegations against him. (Doc. No. 29 at 5.) The Court
agrees with Defendants. Plaintiff names Defendant Ellenberger in the caption, but there are no
averments related to him in the body of the complaint. Plaintiff’s complaint, therefore, is subject
to dismissal with respect to Defendant Ellenberger for that reason alone. See Robinson v.
Wheary, No. 1:16-cv-2222, 2017 WL 2152365, at *1-2 (M.D. Pa. May 17, 2017) (dismissing
complaint where “the caption of the complaint name[d] numerous individual defendants, [but]
contain[ed] no well-pleaded factual averments relating to these specific defendants in the body of
the complaint”).
B. First Amendment Claims
1. Retaliation Claims
To state a retaliation claim under the First Amendment, a plaintiff bears the burden of
satisfying three (3) elements. First, a plaintiff must prove that he was engaged in a
constitutionally protected activity. See Rauser v. Horn, 241 F.3d 330, 333 (3d Cir. 2001).
Second, a plaintiff must demonstrate that he “suffered some ‘adverse action’ at the hands of
prison officials.” See id. (quoting Allah v. Seiverling, 229 F.3d 220, 225 (3d Cir. 2000)). This
requirement is satisfied by showing adverse action “sufficient ‘to deter a person of ordinary
firmness’ from exercising his First Amendment rights.” See id. (quoting Suppon v. Dadonna,
2013 F.3d 228, 235 (3d Cir. 2000)). Third, a prisoner must prove that “his constitutionally
protected conduct was ‘a substantial or motivating factor’ in the decision to discipline him.” See
id. at 333-34 (quoting Mount Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 287
(1977)).
The mere fact that an adverse action occurs after either a complaint or grievance is filed
is relevant, but not dispositive, for the purpose of establishing a causal link between the two
events. See Lape v. Pennsylvania, 157 F. App’x 491, 498 (3d Cir. 2005). Only when the facts of
a particular case are “unusually suggestive” of a retaliatory motive will temporal proximity, on
its own, support an inference of causation. See Krouse v. Am. Sterilizer Co., 126 F.3d 494, 503
(3d Cir. 1997). If a prisoner establishes a prima facie case of retaliation, the burden shifts to
prison officials to show, by a preponderance of the evidence, that “they would have made the
same decision absent the protected conduct for reasons reasonably related to a legitimate
penological interest.” See Rauser, 241 F.3d at 334. “This is often referred to as the ‘same
decision defense.’” Watson v. Rozum, 834 F.3d 417, 422 (3d Cir. 2016). If the prison officials
can make this showing, it defeats the retaliation claim. See Carter v. McGrady, 292 F.3d 152,
159 (3d Cir. 2002).
In his complaint, Plaintiff alleges that Defendants Stombaugh, Hollibaugh, Grassmyer,
Jadlocki, and Fisher retaliated against him for engaging in protected activity by filing grievances
and lawsuits. (Doc. No. 1.) It is well-settled that inmates engage in protected activity when they
file grievances and lawsuits. See Mearin v. Vidonish, 450 F. App’x 100, 102 (3d Cir. 2011).
Plaintiff suggests that Defendants took adverse action by placing him on grievance restriction,
denying him meals, denying him access to the abuse hotline, and issuing various misconducts.
In light of these allegations, the Court concludes that Plaintiff has set forth plausible First
Amendment retaliation claims. Accordingly, he may proceed on these claims at this time.
2. Access to the Courts Claim
Plaintiff also appears to suggest that his First Amendment right to access the courts was
violated because there were no keyboards in the law library to use for legal work. (Doc. No. 1 at
9.) It is well-settled that “prisoners have a constitutional right of access to the courts.” See
Bounds v. Smith, 430 U.S. 817, 821 (1977). “In order to state a claim of the denial of access to
the courts, a prisoner such as [Plaintiff] must allege that his efforts to pursue a legal claim were
hindered and he suffered an actual injury.” Ross v. Clerk of Courts of Court of Common Pleas
of Phila., 726 F. App’x 864, 865 (3d Cir. 2018) (citing Lewis v. Casey, 518 U.S. 343, 351
(1996)). “[P]risoners may only proceed on access-to-courts claims in two types of cases,
challenges (direct or collateral) to their sentences and conditions of confinement.” Monroe v.
Beard, 536 F.3d 198, 205 (3d Cir. 2008). A complaint raising an access to the courts claim
“must describe the underlying claim well enough to show that it is ‘more than mere hope,’ and it
must describe the ‘lost remedy.’” See Christopher v. Harbury, 536 U.S. 403, 416-18 (2002).
Plaintiff’s complaint, as pled, fails to set forth a plausible access to the courts claim.
Plaintiff fails to describe how the lack of keyboard in the law library prevented him from
pursuing either a challenge to his sentence or a challenge to his conditions of confinement. See
Heath v. Link, 787 F. App’x 133, 136 (3d Cir. 2019) (concluding same regarding legal
materials). Moreover, Plaintiff has not alleged any facts about the merits of his underlying
claims, let alone allege that he suffered an actual injury. See Presbury v. Wetzel, 789 F. App’x
294, 295 (3d Cir. 2020) (concluding same). Moreover, Plaintiff fails to allege that the named
Defendants were the ones who denied him access to the courts. See Rode v. Dellarciprete, 845
F.2d 1195, 1207 (3d Cir. 1988). Accordingly, Plaintiff’s access to the courts claim is subject to
dismissal.
C. Eighth Amendment Claims
The Eighth Amendment prohibits the infliction of cruel and unusual punishment on
prisoners. There are several types of Eighth Amendment claims, including claims alleging:
denial of, or inadequate access to, medical care; exposure to adverse conditions of confinement;
the use of excessive force; and failure to protect from assaults by other inmates. An Eighth
Amendment claim includes both objective and subjective components. See Wilson v. Seiter 501
U.S. 294, 298 (1991). Serious hardship to the prisoner is required to satisfy the Eighth
Amendment’s objective component. See id. The subjective component is met if the person or
persons causing the deprivation acted with “a sufficiently culpable state of mind.” See id.
1. Failure to Protect
Plaintiff vaguely suggests that Defendants violated his Eighth Amendment rights by
failing to protect him. (Doc. No. 1 at 12.) While unclear, it appears that Plaintiff suggests that
Defendant Fisher failed to protect him from assaults by other inmates by creating conflict
between Plaintiff and those other inmates. (Id. at 10). The Eighth Amendment requires prison
officials to “take reasonable measures to protect prisoners from violence at the hands of other
prisoners.” See Farmer v. Brennan, 511 U.S. 825, 833 (1994). An inmate raising a failure to
protect claim must allege that a prison official both knew of and chose to disregard an “excessive
risk to inmate health or safety.” See Beers-Capitol v. Whetzel, 256 F.3d 120, 133 (3d Cir. 2011)
(citing Farmer, 511 U.S. at 837). This knowledge requirement is subjective, “meaning that the
official must actually be aware of the existence of the excessive risk; it is not sufficient that the
official should have been aware.” See id.; see also Hamilton v. Leavy, 117 F.3d 742, 746 (3d
Cir. 1997). In the instant case, however, Plaintiff has failed to allege facts suggesting that
Defendant Fisher (or any other named inmate) knew that other inmates posed a risk to Plaintiff
and disregarded that risk. Accordingly, Plaintiff’s failure to protect claims are subject to
dismissal at this time.
2. Conditions of Confinement
Plaintiff also alleges that Defendants violated his Eighth Amendment rights by subjecting
him to unconstitutional conditions of confinement. (Doc. No. 1 at 12.) In order to state an
Eighth Amendment claim as to one’s conditions of confinement, a plaintiff must allege that: “(1)
he was incarcerated under conditions imposing a substantial risk of serious harm, (2) the
defendant-official was deliberately indifferent to that substantial risk to his health and safety, and
(3) the defendant official’s deliberate indifference caused him harm.” See Bistrian v. Levi, 696
F.3d 352, 367 (3d Cir. 2015). Conditions of confinement violate the Eighth Amendment if they,
“alone or in combination . . . deprive inmates of the minimal civilized measure of life’s
necessities.” See id. at 347. Such necessities include “adequate food, clothing, shelter, and
medical care.” See Farmer, 511 U.S. at 832.
Plaintiff vaguely alleges that he was denied meals by multiple corrections officers,
including Defendant Stombaugh. (Doc. No. 1 at 6.) “The deprivation of food constitutes cruel
and unusual punishment only if it denies a prisoner the ‘minimal civilized measure of life’s
necessities.’” Berry v. Brady, 193 F.3d 504, 507 (5th Cir. 1999) (quoting Talib v. Gilley, 138
F.3d 211, 214 n.3 (5th Cir. 1998)). “Whether the deprivation of food falls below this threshold
depends on the amount and duration of the deprivation.” Id.; see also Zanders v. Ferko, 439 F.
App’x 158, 160 (3d Cir. 2011) (concluding that the denial of lunch on one day and the denial of
breakfast and lunch the next day did not rise to the level of an Eighth Amendment violation). In
the instant case, Plaintiff’s complaint is devoid of facts regarding the amount and duration of the
alleged deprivation of meals. Accordingly, this claim is subject to dismissal at this time.
Plaintiff also appears to base his conditions of confinement claim on Defendants’ alleged
actions of failing to take steps to prevent him from injuring himself in his attempts to commit
suicide. To maintain such a claim, Plaintiff must set forth facts suggesting that (1) he “had a
‘particular vulnerability to suicide,’ (2) the custodial officer or officers knew or should have
known of that vulnerability, and (3) those officers ‘acted with reckless indifference’ to [his]
particular vulnerability.” See Hinton v. Mark, 544 F. App’x 75, 77 (3d Cir. 2013) (quoting
Colburn v. Upper Darby Twp., 946 F.2d 1017, 1023 (3d Cir. 1991)).3 In light of Plaintiff’s
allegations, the Court concludes that he has set forth a plausible Eighth Amendment claim
regarding conditions of confinement, namely, the failure to respond to his vulnerability to
suicide, against Defendants Dickson, Dell, Wasko, Swissher, Williams, Ralph, Luther, Rivello,
Wakefield, Garman, Sunderland, Fisher, Shope, and Stombaugh. Accordingly, Plaintiff will be
allowed to proceed on this claim at this time.
3. Deliberate Indifference to Medical Needs
To establish an Eighth Amendment claim based on a prison’s denial of medical care, an
inmate must allege acts or omissions by prison officials that were sufficiently harmful to
evidence deliberate indifference to a serious medical need. See Spruill v. Gillis, 372 F.3d 218,
235 (3d Cir. 2004); Natale, 318 F.3d at 582. The relevant inquiry is whether the defendant (1)
was subjectively deliberately indifferent to (2) the plaintiff’s objectively serious medical needs.
3 While the Colburn court set forth this standard in terms of pretrial detainees, the Third Circuit
has noted that the same standard may apply to convicted prisoners. See Hinton, 544 F. App’x at
77 n.3 (citing Wolosyzn v. Cty. of Lawrence, 396 F.3d 314, 319 n.5 (3d Cir. 2005)).
See Farmer v. Brennan, 511 U.S. 825, 834, 837 (1994); Chavarriaga v. N.J. Dep’t of Corr., 806
F.3d 210, 226 (3d Cir. 2015).
The “deliberate indifference” prong of the Eighth Amendment test requires that the
defendant actually know of and disregard “an excessive risk to inmate health or safety.” See
Farmer, 511 U.S. at 837. Circumstantial evidence may establish subjective knowledge if it
shows that the excessive risk was so obvious that the official must have known about it. See
Beers-Capitol v. Whetzel, 256 F.3d 120, 133 (3d Cir. 2001) (citing Farmer, 511 U.S. at 842).
The Third Circuit has found deliberate indifference when a prison official: (1) knows of a
prisoner’s need for medical treatment and intentionally refuses to provide it; (2) delays necessary
medical treatment for a non-medical reason; or (3) prevents a prisoner from receiving needed or
recommended medical treatment. See Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999).
Moreover, “[i]f a prisoner is under the care of medical experts . . . a non-medical prison official
will generally be justified in believing that the prisoner is in capable hands.” See Spruill, 372
F.3d at 236. Accordingly, “absent a reason to believe (or actual knowledge) that prison doctors
or their assistants are mistreating (or not treating) a prisoner, a non-medical prison
official . . . will not be chargeable with the Eighth Amendment scienter requirement of deliberate
indifference.” See id. In light of Plaintiff’s allegations, the Court concludes that he has set forth
plausible Eighth Amendment claims regarding the denial of medical care against Defendants
Dickson, Dell, Wasko, Swissher, Williams, Ralph, Luther, Rivello, Wakefield, Garman,
Sunderland, Fisher, Shope, and Stombaugh. Accordingly, Plaintiff will be permitted to proceed
on these claims at this time.
4. Excessive Force
The Eighth Amendment’s protection against cruel and unusual punishment is the
“primary source of substantive protection in cases where a[] [convicted] inmate challenges a
prison official’s use of force as excessive and unjustified.” See Brooks v. Kyler, 204 F.3d 102,
105 (3d Cir. 2000). The standard governing the Court’s inquiry as to whether a plaintiff has a
viable Eighth Amendment excessive force claim is “whether force was applied in a good faith
effort to maintain or restore discipline or maliciously and sadistically for the very purpose of
causing harm.” See Giles v. Kearney, 571 F.3d 318, 326 (3d Cir. 2009) (quoting Whitley v.
Albers, 475 U.S. 312, 319 (1986)). In making this determination, courts are tasked with
evaluating the following factors:
(1) the need for the application of force; (2) the relationship between the need and
the amount of force that was used; (3) the extent of injury inflicted; (4) the extent
of the threat to the safety of staff and inmates, as reasonably perceived by the
responsible officials on the basis of the facts known to them; and (5) any efforts
made to temper the severity of a forceful response.
Brooks, 204 F.3d at 106 (quoting Whitley, 475 U.S. at 321).
In his complaint, Plaintiff alleges that on September 14, 2019, he was standing at his door
“when defendant administered O/C for no reason at all.” (Doc. No. 1 at 6.) Plaintiff, however,
fails to identify the individual who administered O/C spray on that occasion. Plaintiff maintains
further that on October 22, 2019, Defendant Shope administered O/C spray right away instead of
de-escalating a situation where Plaintiff had covered his cell window “to get a [lieutenant] to
take [him]” to the POC. (Id. at 7.) Finally, Plaintiff alleges that on October 23, 2019, Officer
Hoy and six (6) unknown individuals placed him in a restraint chair for nine (9) hours and
tightened the straps to the point where Plaintiff could not feel his extremities and had bruising on
his arms, buttocks, and the backs of his ankles. (Id. at 8.) Plaintiff, however, has not named Hoy
and the six (6) John Does as Defendants in the above-captioned case. Thus, while Plaintiff can
proceed on his excessive force claim at this time, his claims regarding the use of excessive force
on September 14 and October 23, 2019 will be dismissed.
D. Fourteenth Amendment Claims
1. Due Process Claims
Plaintiff appears to assert that Defendants Hollibaugh, Grassmyer, and Jadlocki violated
his Fourteenth Amendment due process rights by placing him on grievance restriction. (Doc.
No. 1 at 9.) Prisoners, however, do not have a constitutional right to a grievance procedure. See
Caldwell v. Beard, 324 F. App’x 186, 189 (3d Cir. 2009). “It follows, therefore, that placing a
prisoner on grievance restriction does not deprive him of a due process right because no
protected liberty interest is implicated.” See Rosado v. Virgil, No. 09-156, 2011 WL 4527067,
at *9 (W.D. Pa. Sept. 28, 2011). Any due process claim based upon Plaintiff’s placement on
grievance restriction is, therefore, subject to dismissal.
Plaintiff maintains further that Defendant Szelewski violated his due process rights on
November 4, 2019, during a disciplinary hearing, by “stat[ing] during the sanction that[] it[’s] all
fair in love and war that[’s] what happens when people file grievances and lawsuits.” (Doc. No.
1 at 9.) The Supreme Court has recognized that “prison disciplinary proceedings are not part of a
criminal prosecution, and the full panoply of rights due a defendant in such proceedings does not
apply.” See Wolff v. McDonnell, 418 U.S. 539, 556 (1974). The Court, however, set forth five
requirements of due process in a prison disciplinary proceeding: (1) the right to appear before an
impartial decision-making body; (2) twenty-four hour advance written notice of the charges; (3)
an opportunity to call witnesses and present documentary evidence, provided the presentation of
such does not threaten institutional safety or correctional goals; (4) assistance from an inmate
representative; and (5) a written decision by the fact finders as to the evidence relied upon and
the rationale behind their disciplinary action. See id. These rights, however, apply only when
the prison “imposes atypical and significant hardship on the inmate in relation to the ordinary
incidents of prison life.” See Sandin v. Conner, 515 U.S. 472, 484 (1995). Without more facts
regarding Plaintiff’s disciplinary hearing and its outcome, the Court cannot conclude that
Plaintiff has set forth a plausible procedural due process claim against Defendant Szelewski at
this time.
Plaintiff may also be suggesting that Defendant Szelewski denied him due process for
retaliatory reasons. The Third Circuit has held that “[r]etaliation may be actionable, however,
even when the retaliatory action does not involve a liberty interest.” See Allah v. Seiverling, 229
F.3d 220, 224 (3d Cir. 2000). Such a procedural due process claim, however, requires threshold
proof that the inmate was engaged in constitutionally protected conduct. See Smith v.
Mensinger, 293 F.3d 641, 653 (3d Cir. 2002) (citing Sandin, 515 U.S. at 486); see also Allah,
229 F.3d at 224. However, even if the discipline is initiated in retaliation for a protected act, due
process is satisfied where the plaintiff has an opportunity to confront and challenge the
retaliatory misconduct reports. See Smith, 293 F.3d at 653-54; see also Thomas v. McCoy, 467
F. App’x 94, 97 (3d Cir. 2012) (per curiam) (“Due process is satisfied where an inmate is
afforded an opportunity to be heard and to defend against the allegedly false misconduct
reports.”). Moreover, a retaliatory discipline claim fails when there is “some evidence” to
support the determination. See Nifas v. Beard, 374 F. App’x 241, 244 (3d Cir. 2010) (citing
Henderson v. Baird, 29 F.3d 464, 469 (8th Cir. 1994)). In the instant case, however, Plaintiff
fails to allege that he did not have the opportunity to confront and challenge the allegedly
retaliatory misconduct report. Thus, any retaliatory due process claim that he asserts against
Defendant Szelewski is also subject to dismissal at this time.
2. Equal Protection Claims
Plaintiff also appears to suggest that Defendant Fisher violated his equal protection rights
by issuing Plaintiff misconducts for misuse of the phone and not issuing misconducts to other
inmates for the same violations. (Doc. No. 1 at 10.) He maintains that Defendant Fisher
“intentionally [singled him out] due to grievances and lawsuit[s].” (Id.) The Equal Protection
Clause requires all persons “similarly situated” to be treated alike by state actors. See City of
Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439 (1985). Traditionally, “[i]n order to
establish a prima facie case of discrimination under the Equal Protection Clause, [plaintiffs]
need[] to prove that they were members of a protected class [such as race or gender] and that
they received different treatment than that received by similarly-situated individuals.” See
Oliveira v. Twp. of Irvington, 41 F. App’x 555, 559 (3d Cir. 2002).
However, where a plaintiff alleges that he alone “has been intentionally treated
differently from others similarly situated and that there is no rational basis for the difference in
treatment,” he may raise a “class of one” equal protection claim. See Engquist v. Or. Dep’t of
Agric., 553 U.S. 591, 598 (2008). To maintain such a claim, a plaintiff must establish that he has
been irrationally singled out for disparate treatment. See id. “[A]t the very least, to state a claim
under [a class of one theory], a plaintiff must allege that (1) the defendant treated him differently
from others similarly situated, (2) the defendant did so intentionally, and (3) there was no
rational basis for the difference in treatment.” Mosca v. Cole, 217 F. App’x 158, 164 (3d Cir.
2007). In light of Plaintiff’s allegations, the Court concludes that he has set forth a plausible
Fourteenth Amendment equal protection claim against Defendant Fisher. Accordingly, Plaintiff
will be allowed to proceed on this claim at this time.
E. ADA Claims
Finally, Plaintiff vaguely suggests that Defendants’ actions violated his rights under the
ADA. (Doc. No. 1 at 12.) Title II of the ADA, “which prohibits ‘a public entity’ from
discriminating against a ‘qualified individual with a disability’ on account of that individual’s
disability, covers inmates in state prisons.” See Pa. Dep’t of Corr. v. Yeskey, 524 U.S. 206, 208
(1998) (quoting 42 U.S.C. §§ 12141 & 12132). To maintain a claim under the ADA, Plaintiff
must allege that “he is a qualified individual with a disability, who was precluded from
participating in a program, service, or activity, or otherwise was subject to discrimination, by
reason of his disability.” See Furgess v. Pa. Dep’t of Corr., 933 F.3d 285, 289 (3d Cir. 2019).
While the Third Circuit has not addressed the issue precedentially, most courts “have
held that Title II does not authorize suits against government officers in their individual
capacities.” See Williams v. Hayman, 657 F. Supp. 2d 488, 502 (D.N.J. 2008); see also Bowens
v. Wetzel, 674 F. App’x 133, 136 (3d Cir. 2017) (noting that “the District Court could have
properly followed the holdings of those circuits which have concluded that there is no individual
damages liability under Title II of the ADA, which provides an additional basis to affirm the
dismissal of this claim”); Matthews v. Pa. Dep’t of Corr., 613 F. App’x 163, 169-70 (3d Cir.
2015) (agreeing with the Second and Eighth Circuits that “Title II of the ADA does not provide
for suits against state officers in their individual capacities”). Plaintiff, therefore, cannot
maintain his ADA claims for damages against Defendants in their individual capacities.
The Court must next consider Plaintiff’s ADA claims against Defendants in their official
capacities. Plaintiffs may sue under Title II of the ADA for prospective injunctive relief against
state officials. See Koslow v. Commonwealth, 302 F.3d 161, 179 (3d Cir. 2002) (noting that
“federal ADA claims for prospective injunctive relief against state officials are authorized by the
Ex Parte Young doctrine”). Although Plaintiff’s complaint sets forth a detailed recitation of
facts, the complaint, as pled, does not specify how these facts demonstrate that he is a qualified
individual with a disability and that he “was precluded from participating in a program, service,
or activity, or otherwise was subject to discrimination, by reason of his disability.” See Furgess,
933 F.3d at 289. Accordingly, any ADA claims against Defendants in their official capacities
are subject to dismissal at this time.
F. Leave to Amend
Courts are cautioned that because of the applicable pleading standard, a plaintiff should
generally be granted leave to amend before dismissing a claim that is merely deficient. See
Grayson v. Mayview State Hosp., 293 F.3d 103, 108 (3d Cir. 2002). The federal rules allow for
liberal amendment in light of the “principle that the purpose of pleading is to facilitate a proper
decision on the merits.” See Foman v. Davis, 371 U.S. 178, 182 (1962) (citations and internal
quotations omitted). The Court may deny a motion to amend where there is “undue delay, bad
faith or dilatory motive on the part of the movant, repeated failure to cure deficiencies by
amendments previously allowed, undue prejudice to the opposing party by virtue of allowance of
the amendment, [or] futility of the amendment.” See id. The Court must also determine that a
proposed amendment would be futile if the complaint, as amended, would not survive a motion
to dismiss for failure to state a claim. See In re NAHC, Inc. Sec. Litig., 306 F.3d 1314, 1332 (3d
Cir. 2002). Here, it is neither clear that amendment would be futile nor is there any basis to
believe to permit amendment would be inequitable with respect to Plaintiff’s claims against
Defendant Ellenberger; First Amendment access to the courts claim; Eighth Amendment claims
regarding failure to protect, denial of meals, and the use of excessive force on September 14 and
October 23, 2019; Fourteenth Amendment due process claim against Defendant Szelewski; and
ADA claims against Defendants in their official capacities. Accordingly, Plaintiff will be
granted leave to file an amended complaint with respect to these claims. However, for the
reasons set forth above, it would be futile to grant Plaintiff leave to amend his Fourteenth
Amendment due process claim against Defendants Hollibaugh, Grassmyer, and Jadlocki as well
as his ADA claims against Defendants in their individual capacities. Accordingly, those claims
will be dismissed with prejudice.
IV. CONCLUSION
For the foregoing reasons, the Court will grant in part and deny in part Defendants’
motion to dismiss. (Doc. No. 23.) The motion will be granted with respect to Plaintiff’s claims
against Defendant Ellenberger and denied in all other respects. Moreover, pursuant to 28 U.S.C.
§§ 1915A(b)(1) and 1915(e)(2)(B)(ii), Plaintiff’s First Amendment access to the courts claim;
his Eighth Amendment claims regarding failure to protect, denial of meals, and the use of
excessive force on September 14 and October 23, 2019; his Fourteenth Amendment due process
claim against Defendant Szelewski; and his ADA claims against Defendants in their official
capacities will be dismissed without prejudice. His Fourteenth Amendment due process claim
against Defendants Hollibaugh, Grassmyer, and Jadlocki as well as his ADA claims against
Defendants in their official capacities will be dismissed with prejudice. Plaintiff will be granted
leave to file an amended complaint with respect to his claims against Defendant Ellenberger; his
First Amendment access to the courts claim; his Eighth Amendment claims regarding failure to
protect, denial of meals, and the use of excessive force on September 14 and October 23, 2019;
his Fourteenth Amendment due process claim against Defendant Szelewski; and his ADA claims
against Defendants in their official capacities. An appropriate Order follows.