holding that “mere disagreement as to the proper medical treatment” is insufficient to state a constitutional violation
How later courts described this case
- holding that “mere disagreement as to the proper medical treatment” is insufficient to state a constitutional violation
- permitting federal courts to exercise discretion in deciding which of the two Saucier prongs should be addressed first
- affirming that as a matter of law, non-physician prison officials could not be considered deliberately indifferent for this reason
- affirming dismissal of prisoner’s deliberate indifference claim against non-medical prison officials
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
FRANK A. WESTON, : CIVIL ACTION NO. 1:19-CV-1212
:
Plaintiff : (Judge Conner)
:
v. :
:
JUSTIN H. LENSBOWER, et al., :
:
Defendants :
MEMORANDUM
Plaintiff Frank Weston (“Weston”), an inmate who was housed at all relevant
times at the Franklin County Jail, in Chambersburg, Pennsylvania, commenced this
action pursuant to 42 U.S.C. § 1983 asserting that defendants failed to provide him
adequate medical care for his back pain. (Doc. 1). Named as defendants are Justin
H. Lensbower and Sierra Helser (together, “PrimeCare defendants”), and Deputy
Warden Weller, Lieutenant Elliott, Officer Kirby, Officer Shindlerdecker, Officer
Metzler, and Officer French (collectively, “Franklin County defendants”). Before
the court are two Rule 12(b) motions (Docs. 20, 25) to dismiss filed by the PrimeCare
defendants and the Franklin County defendants, respectively. For the reasons set
forth below, the court will grant each pending motion.
I. Factual Background & Procedural History
Weston alleges that on December 7, 2017, he was getting out of the shower
when his back “gave out” and he began to experience back pain. (Doc. 1, at 4).
Weston proceed to walk “in a bent-over position” to his housing unit. (Id. at 4-5).
Weston claims that he asked defendant Kirby to call the medical department. (Id.
at 5). Defendant Kirby advised Weston that unless it was an emergency, he would
have to submit a sick call. (Id.) When defendant Kirby’s shift ended, he was
relieved by defendant Metzler around 10:30 a.m. (Id.) Weston asked defendant
Metzler to call the medical department. (Id.) Defendant Metzler called the medical
department at 12:30 p.m. (Id.)
At approximately 2:25 p.m., defendant nurse Helser came to the block, took
Weston’s vital signs, and requested that a wheelchair be brought to the cell block.
(Id. at 7). Weston was transported by wheelchair to the medical department where
he underwent an electrocardiogram (“EKG”) test and a urinalysis. (Id.) The EKG
revealed that Weston’s vital signs were normal, and the urine sample was abnormal.
(Id.) Weston was then taken by wheelchair back to his cell block. (Id.)
Weston asserts that he had difficulty ambulating around the cell block. (Id.)
Weston further alleges that defendant Helser subsequently asked to see him in the
classroom on the housing unit. (Id.) Weston claims that it was a struggle for him to
walk to the classroom. (Id.) Later that evening, medication was administered to
inmates on Weston’s housing unit. (Id.) Weston requested that he be provided his
medication in his cell as opposed to going the medication line. (Id.) Defendant
Helser allegedly denied his request to receive his medication in his cell because he
was “alright” and able to walk to the medication line. (Id. at 8, 11). Weston
protested that he did not want his medication brought to his cell, shouted expletives
to the nurse in charge, and demanded that he be transported to the hospital. (Id.)
Weston ultimately received a misconduct for his behavior. (Id. at 8, 10-11).
Weston filed a grievance concerning the medical treatment that he received.
(Id. at 6-8). Defendant Lensbower responded to the grievance as follows:
Your medical record was reviewed in response to your grievance
received. You claim you were not treated appropriately for your
complaint of back pain. You were assessed by medical by protocol.
You were told to rest by lying down. You were observed in dayspace
after this assessment sitting in a chair in dayspace. You had difficulty
ambulating during these times as noted on observation reports.
Medication was administered to you per protocol and policy. If you
have any further medical or mental health concerns, please feel free to
submit a sick call slip, the process for which can be found in your
inmate handbook.
(Id. at 9).
Defendants move to dismiss Weston’s complaint pursuant to Federal Rule of
Civil Procedure 12(b)(6). (Docs. 20, 25). Weston failed to respond to defendants’
motions and the time for responding has now passed.1 Therefore, the motions are
deemed unopposed and ripe for resolution.
II. Legal Standard
Rule 12(b)(6) of the Federal Rules of Civil Procedure provides for the
dismissal of complaints that fail to state a claim upon which relief can be granted.
FED. R. CIV. P. 12(b)(6). When ruling on a motion to dismiss under Rule 12(b)(6),
the court must “accept as true all [factual] allegations in the complaint and all
reasonable inferences that can be drawn therefrom, and view them in the light most
favorable to the plaintiff.” Kanter v. Barella, 489 F.3d 170, 177 (3d Cir. 2007)
1 Weston was directed to file a brief in opposition to defendants’ motions and
was admonished that failure to file an opposition brief would result in defendants’
motions being deemed unopposed. (Doc. 30) (citing M.D. PA. LOCAL RULE OF
COURT 7.6). (See also Doc. 7, Standing Practice Order in Pro Se Plaintiff Cases, at
2).
(quoting Evancho v. Fisher, 423 F.3d 347, 350 (3d Cir. 2005)). Although the court is
generally limited in its review to the facts contained in the complaint, it “may also
consider matters of public record, orders, exhibits attached to the complaint and
items appearing in the record of the case.” Oshiver v. Levin, Fishbein, Sedran &
Berman, 38 F.3d 1380, 1384 n. 2 (3d Cir. 1994); see also In re Burlington Coat
Factory Sec. Litig., 114 F.3d 1410, 1426 (3d Cir. 1997).
Federal notice and pleading rules require the complaint to provide “the
defendant notice of what the . . . claim is and the grounds upon which it rests.”
Phillips v. Cty. of Allegheny, 515 F.3d 224, 232 (3d Cir. 2008) (quoting Bell Atl. Corp.
v. Twombly, 550 U.S. 544, 555 (2007)). To test the sufficiency of the complaint in the
face of a Rule 12(b)(6) motion, the court must conduct a three-step inquiry. See
Santiago v. Warminster Twp., 629 F.3d 121, 130-31 (3d Cir. 2010). In the first step,
“the court must ‘tak[e] note of the elements a plaintiff must plead to state a claim.’”
Id. (quoting Ashcroft v. Iqbal, 556 U.S. 662, 675 (2009)). Next, the factual and legal
elements of a claim should be separated; well-pleaded facts must be accepted as
true, while mere legal conclusions may be disregarded. Id.; see also Fowler v.
UPMC Shadyside, 578 F.3d 203, 210-11 (3d Cir. 2009). Once the well-pleaded factual
allegations have been isolated, the court must determine whether they are sufficient
to show a “plausible claim for relief.” Iqbal, 556 U.S. at 679 (citing Twombly, 550
U.S. at 556); Twombly, 550 U.S. at 555 (requiring plaintiffs to allege facts sufficient
to “raise a right to relief above the speculative level”). A claim “has facial
plausibility when the plaintiff pleads factual content that allows the court to draw
the reasonable inference that the defendant is liable for the misconduct alleged.”
Iqbal, 556 U.S. at 678.
III. PrimeCare Defendants’ Motion
In order to establish an Eighth Amendment medical claim,2 a plaintiff “must
show (i) a serious medical need, and (ii) acts or omissions by prison officials that
indicate deliberate indifference to that need.” Natale v. Camden Cty. Corr. Facility,
318 F.3d 575, 582 (3d Cir. 2003) (citing Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir.
1999)). A serious medical need is “one that has been diagnosed by a physician as
requiring treatment or one that is so obvious that a lay person would recognize the
necessity for a doctor’s attention.” Monmouth Cty. Corr. Institutional Inmates v.
Lanzaro, 834 F.2d 326, 347 (3d Cir. 1987). In addition, “if unnecessary and wanton
infliction of pain results as a consequence of denial or delay in the provision of
adequate medical care, the medical need is of the serious nature contemplated by
the eighth amendment.” Id. (citation omitted). A prison official acts with deliberate
indifference to an inmate’s serious medical needs when he “knows of and
disregards an excessive risk to inmate health or safety; the official must both be
2 It is unclear whether Weston was a pretrial detainee or convicted prisoner
during his time at the Franklin County Jail. Pretrial detainees are protected by the
Due Process Clause of the Fourteenth Amendment, not the Cruel and Unusual
Punishment Clause of the Eighth Amendment. See Bell v. Wolfish, 441 U.S. 520,
535 n.16 (1979). However, the Fourteenth Amendment provides “at least as much
protection as does the Eighth Amendment,” and in cases involving allegations of
inadequate medical care, the Third Circuit Court of Appeals typically reviews both
claims using the Eighth Amendment standard. Gannaway v. Berks Cty. Prison,
439 F. App’x 86, 89 n.2 (3d Cir. 2011) (nonprecedential) (citing Natale v. Camden
Cty. Corr. Facility, 318 F.3d 575, 583 (3d Cir. 2003)). Thus, the court will address
Weston’s deliberate indifference claim pursuant to the Eighth Amendment
standard.
aware of facts from which the inference could be drawn that a substantial risk of
serious harm exists, and he must also draw the inference.” Farmer v. Brennan, 511
U.S. 825, 837 (1994). A mere difference of opinion between the prison’s medical staff
and the inmate regarding the diagnosis or treatment which the inmate receives
does not support a claim of cruel and unusual punishment. See Farmer v. Carlson,
685 F. Supp. 1335, 1339 (M.D. Pa. 1988); see also McCracken v. Jones, 562 F.2d 22, 24
(10th Cir. 1977); Smart v. Villar, 547 F.2d 112, 113 (10th Cir. 1976), cert. denied, 450
U.S. 1041 (1981).
Individual liability can be imposed under Section 1983 only if the state actor
played an “affirmative part” in the alleged misconduct and “cannot be predicated
solely on the operation of respondeat superior.” Evancho, 423 F.3d at 353 (quoting
Rode v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1998)). “A defendant in a civil
rights action must have personal involvement in the alleged wrongs. . . . Personal
involvement can be shown through allegations of personal direction or of actual
knowledge and acquiescence.” Rode, 845 F.2d at 1207-08; see also Rizzo v. Goode,
423 U.S. 362 (1976); Atkinson v. Taylor, 316 F.3d 257 (3d Cir. 2003). Such allegations,
however, must be made with appropriate particularity in that a complaint must
allege the particulars of conduct, time, place, and person responsible. Evancho,
423 F.3d at 354; Rode, 845 F.2d at 1207-08. Alleging a mere hypothesis that an
individual defendant had personal knowledge or involvement in depriving the
plaintiff of his rights is insufficient to establish personal involvement. Rode, 845
F.2d at 1208.
A. Defendant Lensbower
In the complaint, Weston fails to set forth any allegations against defendant
Lensbower and fails to demonstrate any personal involvement on the part of
Lensbower. The only reference to defendant Lensbower pertains to his denial of a
grievance, which was submitted as an attachment to the complaint. (Doc. 1, at 9).
To the extent that Weston attempts to hold defendant Lensbower liable based on
his involvement in the grievance procedure, this claim fails. It is well-established
that the “failure of a prison official to provide a favorable response to an inmate
grievance is not a federal constitutional violation.” Flanagan v. Shively, 783 F.
Supp. 922, 931-32 (M.D. Pa. 1992), aff’d, 980 F.2d 722 (3d Cir. 1992). Thus, insofar as
Weston’s claims against defendant Lensbower are premised on his denial of a
grievance, dissatisfaction with responses to an inmate’s grievances does not support
a constitutional claim. See Alexander v. Gennarini, 144 F. App’x 924 (3d Cir. 2005)
(concluding that involvement in the post-incident grievance process is not a basis
for § 1983 liability). Defendant Lensbower is entitled to dismissal from this action
based on lack of personal involvement in the alleged wrongful conduct.
B. Defendant Helser
Weston alleges that nurse Helser provided inadequate medical care for his
back pain when he was housed at the Franklin County Jail. Prison medical
personnel may be found to have acted with deliberate indifference where they
“prevent[ed] an inmate from receiving recommended treatment for serious medical
needs.” Lanzaro, 834 F.2d at 346-47. Weston can also establish deliberate
indifference by alleging facts showing that defendant Helser “den[ied] reasonable
requests for medical treatment . . . and such denial expose[d] [him] to undue
suffering or the threat of tangible residual injury.” Id. If the alleged inadequate
care “was a result of an error in medical judgment,” then Weston’s claims must fail.
Durmer v. O’Carroll, 991 F.2d 64, 69 (3d Cir. 1993). If, however, the failure to
provide adequate care was deliberate, and motivated by non-medical factors, then
Weston’s claims are actionable.
Weston alleges that defendant Helser ordered that he be transported by a
wheelchair after he injured his back, she performed diagnostic testing including an
EKG and urinalysis, and denied his request to receive medication in his cell. Based
on these allegations, defendant Helser did not exhibit a wanton disregard of
Weston’s medical needs, did not fail to provide any medical treatment, and did not
deny any requests for medication3. To the extent that Weston disagrees with
defendant Helser’s decision that he was required to obtain his medication on the
medication line, such disagreement does not give rise to a constitutional claim given
the considerable latitude afforded prison authorities in the treatment of prisoners.
See Spruill v. Gillis, 372 F.3d 218, 235 (3d Cir. 2004) (holding that “mere
disagreement as to the proper medical treatment” is insufficient to state a
constitutional violation); Hartman v. Corr. Med. Serv., 366 F. App’x 453, 455 (3d Cir.
2010) (dismissing plaintiff’s complaint as not based on an Eighth Amendment
deliberate indifference theory when “his allegations reflect . . . his disagreement
with the manner in which defendant . . . directed that all of [plaintiff]’s medications
3 Weston does not allege that he failed to receive his medication. (See Doc.
1).
be administered by medical staff”). Weston fails to allege facts from which it can
reasonably be inferred that defendant Helser exhibited a deliberate indifference to
his medical needs. The claims against defendant Helser will be dismissed.
IV. Franklin County Defendants’ Motion
A. Defendants Weller, Elliot, and Shindlerdecker
Weston’s claims against defendants Weller, Elliott, and Shindlerdecker must
be dismissed because his complaint is devoid of facts showing how they were
involved in his allegedly defective medical treatment.
With respect to defendant Weller, the Deputy Warden of the Franklin County
Jail, the complaint contains no allegations whatsoever as to her involvement in the
alleged inadequate medical care. (See Doc. 1). Aside from naming Deputy Warden
Weller as a defendant, Weston sets forth no allegations against her. A claim of a
constitutional deprivation cannot be premised merely on the fact that the named
defendant was the prison warden, or a prison supervisor, when the incidents set
forth in the complaint occurred. See Rode, 845 F.2d at 1207. Additionally, to the
extent that Weston attempts to hold defendant Weller liable based on her
supervisory role as Deputy Warden, it is well-established that officials may not be
held liable for unconstitutional conduct of their subordinates under a theory of
respondeat superior. See Rode, 845 F.2d at 1207. Accordingly, defendant Weller is
entitled to dismissal from this action.
As to defendant Elliott, Weston alleges that Officer Johns called Elliott when
Weston began yelling at the nurse administering medication on his housing unit.
Regarding defendant Shindlerdecker, Weston alleges that he was present when
defendant French told Weston that he must stand in the medication line to receive
his medication. The complaint does not set forth any further allegations against
defendants Elliot and Shindlerdecker and does not allege that they directly treated
or monitored Weston’s medical needs. Weston fails to allege sufficient facts to
establish that defendants Elliott and Shindlerdecker were personally involved in
the alleged inadequate medical care he received. Weston has thus failed to state a
claim against defendants Elliott and Shindlerdecker.
B. Defendants Kirby, Meltzer, and French
As stated supra, in order to establish an Eighth Amendment medical claim, a
plaintiff “must show (i) a serious medical need, and (ii) acts or omissions by prison
officials that indicate deliberate indifference to that need.” Natale, 318 F.3d at 582
(citing Rouse, 182 F.3d at 197). A serious medical need is “one that has been
diagnosed by a physician as requiring treatment or one that is so obvious that a lay
person would recognize the necessity for a doctor’s attention.” Lanzaro, 834 F.2d at
347.
In the complaint, Weston alleges that his back “gave out.” (Doc. 1, at 4).
Assuming arguendo that Weston’s back pain rises to the level of a serious medical
condition for purposes of the Eighth Amendment analysis, the court must
determine whether Weston has pled a deliberate indifference to that need. The
allegations in the complaint demonstrate that defendants Kirby, Meltzer, and
French were not deliberately indifferent to Weston’s serious medical need.
Weston’s single allegation that defendants Kirby and Meltzer failed to immediately
call the medical department does not state a constitutional claim upon which relief
may be granted. Weston alleges that he fell in the shower on the morning of
December 7, 2017 and received treatment later that afternoon. (Doc. 1, at 4). This
brief delay in Weston’s medical treatment does not rise to the level of deliberate
indifference and thus does not violate the Eighth Amendment. See Rhines v.
Bledsoe, 388 F. App’x 225, 228 (3d Cir. 2010) (holing that the failure to immediately
order an MRI upon prisoner’s request does not demonstrate deliberate
indifference); Bickel v. Miller, 2011 WL 4526960 (3d Cir. 2011) (holding that the
allegation of a brief delay in providing unspecified medicine to an inmate does not
state an Eighth Amendment claim).
Additionally, after defendant Metzler called the medical department, every
other allegation against the Franklin County defendants pertains to the time period
after Weston was being treated by prison medical staff. None of the Franklin
County defendants are medical professionals, and therefore cannot be considered
deliberately indifferent simply because they “failed to respond directly to the
medical complaints of a prisoner who was already being treated by the prison
doctor.” Durmer, 991 F.2d at 69 (affirming that as a matter of law, non-physician
prison officials could not be considered deliberately indifferent for this reason); see
also Smith v. O’Boyle, 251 F. App’x 87, 89 (3d Cir. 2007) (nonprecedential) (affirming
dismissal of § 1983 claim against prison officials because “[p]rison officials who are
not physicians are entitled to defer to the medical judgment of staff physicians”).
Absent a “belief or actual knowledge that medical personnel mistreated or failed to
treat a prisoner,” the Franklin County defendants, as non-physicians, cannot be
charged with the Eighth Amendment scienter requirement of deliberate
indifference. Innis v. Wilson, 334 F. App’x 454, 456-57 (3d Cir. 2009) (affirming
dismissal of prisoner’s deliberate indifference claim against non-medical prison
officials). Weston failed to allege this belief or actual knowledge. Further,
defendant French’s refusal to accommodate Weston’s request to receive his
medication in his cell fails to establish deliberate indifference because defendant
French was entitled to defer to the medical professional’s determination that
Weston was able to walk to the medication line. See Smith, 251 F. App’x at 89.
For all the foregoing reasons, Weston’s claims against defendants Kirby,
Meltzer, and French will be dismissed.
C. Qualified Immunity
Even if Weston had stated a colorable deliberate indifference claim, the
Franklin County defendants are nevertheless entitled to qualified immunity from
this claim for damages. In order to establish a civil rights claim, Weston must show
the deprivation of a right secured by the United States Constitution or the laws of
the United States. However, government officials performing “discretionary
functions,” are insulated from suit if their conduct did not violate a “clearly
established statutory or constitutional right[ ] of which a reasonable person would
have known.” Wilson v. Layne, 526 U.S. 603, 609, 119 S.Ct. 1692, 143 L.Ed.2d 818
(1999).
“The doctrine of qualified immunity protects government officials from
liability for civil damages insofar as their conduct does not violate clearly
established statutory or constitutional rights of which a reasonable person would
have known.” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (internal quotation
marks omitted). “Qualified immunity balances two important interests—the need
to hold public officials accountable when they exercise power irresponsibly and the
need to shield officials from harassment, distraction, and liability when they
perform their duties reasonably.” Pearson, 555 U.S. at 231. It “provides ample
protection to all but the plainly incompetent or those who knowingly violate the
law.” Malley v. Briggs, 475 U.S. 335, 341 (1986). “Thus, so long as an official
reasonably believes that his conduct complies with the law, qualified immunity will
shield that official from liability.” Sharp v. Johnson, 669 F.3d 144, 159 (3d Cir. 2012)
(citing Pearson, 555 U.S. at 244). Although qualified immunity is generally a
question of law that should be considered at the earliest possible stage of
proceedings, a genuine dispute of material fact may preclude summary judgment
on qualified immunity. Giles v. Kearney, 571 F.3d 318, 325-26 (3d Cir. 2009).
A qualified immunity determination involves a two-pronged inquiry: (1)
whether a constitutional or federal right has been violated; and (2) whether that
right was “clearly established.” Saucier v. Katz, 533 U.S. 194, 201 (2001), overruled
in part by Pearson, 555 U.S. at 236 (permitting federal courts to exercise discretion
in deciding which of the two Saucier prongs should be addressed first). As stated,
the court finds that Weston failed to establish the violation of a constitutional right.
The Franklin County defendants could not have recognized that their actions of
initially informing Weston to submit a request slip to the medical department, and
requiring Weston to walk to the medication line (as advised by medical personnel),
would violate “clearly established statutory or constitutional right[ ] of which a
reasonable person would have known.” Wilson, 526 U.S. at 609. Therefore, the
Franklin County defendants are protected from liability by qualified immunity.
V. Leave to Amend
When a complaint fails to present a prima facie case of liability, district courts
must generally grant leave to amend before dismissing the complaint. See Grayson
v. Mayview State Hosp., 293 F.3d 103, 108 (3d Cir. 2002); Shane v. Fauver, 213 F.3d
113, 116-17 (3d Cir. 2000). Specifically, the Third Circuit Court of Appeals has
admonished that when a complaint is subject to dismissal for failure to state a claim,
courts should liberally grant leave to amend “unless such an amendment would be
inequitable or futile.” Phillips, 515 F.3d at 245 (citing Alston v. Parker, 363 F.3d 229,
235 (3d Cir. 2004)). For the reasons set forth above, Weston’s claims against the
defendants are legally and factually flawed and thus incurable. Therefore, the court
concludes that curative amendment would be futile.
VI. Conclusion
We will grant defendants’ motions (Docs. 20, 25) to dismiss. An appropriate
order shall issue.
/S/ CHRISTOPHER C. CONNER
Christopher C. Conner
United States District Judge
Middle District of Pennsylvania
Dated: July 8, 2020