Opinion

BROWN v. HANGLEY

Court
District Court, E.D. Pennsylvania
Filed
Aug 10, 2023
Cited by
0 cases
Authority
More cited than 29.0%

“In general, an amended pleading supersedes the original pleading and renders the original pleading a nullity. Thus, the most recently filed amended complaint becomes the operative pleading.”

How later courts described this case

  • “In general, an amended pleading supersedes the original pleading and renders the original pleading a nullity. Thus, the most recently filed amended complaint becomes the operative pleading.”
  • concluding that because “[a]ll of the defendants here . . . are alleged to be federal actors or to have acted under color of federal law, . . . the 1983 claim cannot stand.”
  • “Personal involvement requires particular ‘allegations of personal direction or of actual knowledge and acquiescence.’” (quoting Rode, 845 F.2d at 1207)
  • “In addition to the recognized immunity enjoyed by judicial and quasi-judicial officers, including prothonotaries, there exists an equally well-grounded principle that any public official acting pursuant to court directive is also immune from suit.”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF PENNSYLVANIA

WILLIE ANTHONY BROWN : CIVIL ACTION

Plaintiff pro se :

:

v. : NO. 23-CV-1265

:

MICHELLE HANGLEY, et al., :

Defendants :

M E M O R A N D U M

NITZA I. QUIÑONES ALEJANDRO, J. AUGUST 10, 2023

Currently before the Court is a Second Amended Complaint, (“SAC” (ECF No. 12)), filed

by Plaintiff Willie Anthony Brown, a self-represented litigant.1 In the SAC, Brown asserts claims

1 Since filing his initial Complaint, Brown has filed three Requests for Injunctive Relief. (See ECF

Nos. 10, 11, 12.) Brown’s first Request for Injunctive Relief is virtually identical to the Complaint, except

that it adds a claim against Philadelphia Public Defender Beverly Beaver and includes approximately 80

pages of Exhibits. (See ECF Nos. 10 at 8, 10-1 through 10-9.). Brown’s third Request for Injunctive Relief

is also virtually identical to both the Complaint and the first Request for Injunctive Relief but does not

include any Exhibits. (See ECF No. 12.). Despite titling these pleadings as Requests for Injunctive Relief,

Brown refers to them as “complaints” in the body of the documents. (See ECF No. 10 at 8, ECF No. 12 at

8.). Since these two filings are better construed as pleadings, the Clerk of Court will be directed to docket

ECF No. 10 and ECF No. 12 as “Amended Complaint” and “Second Amended Complaint,” respectively.

In general, an amended complaint, once submitted to the Court, serves as the governing pleading

in the case because an amended complaint supersedes the prior pleading. See Shahid v. Borough of Darby,

666 F. App'x 221, 223 n.2 (3d Cir. 2016) (per curiam) (“Shahid’s amended complaint, however, superseded

his initial complaint.” (citing W. Run Student Hous. Assocs. LLC v. Huntingdon Nat’l Bank, 712 F.3d 165,

171 (3d Cir. 2013)); see also Garrett v. Wexford Health, 938 F.3d 69, 82 (3d Cir. 2019), cert. denied, 140

S. Ct. 1611 (2020) (“In general, an amended pleading supersedes the original pleading and renders the

original pleading a nullity. Thus, the most recently filed amended complaint becomes the operative

pleading.”) (internal citations omitted); see also Argentina v. Gillette, 778 F. App’x 173, 175 n.3 (3d Cir.

2019) (holding that “liberal construction of a pro se amended complaint does not mean accumulating

allegations from superseded pleadings”).

Moreover, the Federal Rules of Civil Procedure do not contemplate piecemeal pleadings or the

amalgamation of pleadings, even in the context of a pro se litigant. See Bryant v. Raddad, No. 21-1116,

2021 WL 2577061, at *2 (E.D. Pa. June 22, 2021) (“Allowing a plaintiff to file partial amendments or

fragmented supplements to the operative pleading, ‘presents an undue risk of piecemeal litigation that

precludes orderly resolution of cognizable claims.’” (quoting Uribe v. Taylor, No. 10-2615, 2011 WL

1670233, at *1 (E.D. Cal. May 2, 2011)); Brooks-Ngwenya v. Bart Peterson’s the Mind Tr., No. 16-193,

2017 WL 65310, at *1 (N.D. Ind. Jan. 6, 2017) (“Piecemeal pleadings cause confusion and unnecessarily

against Philadelphia Court of Common Pleas Judge Michelle Hangley, Philadelphia Court of

Common Pleas Clerk of Court Eric Feder, the Philadelphia Court of Common Pleas, City of

Philadelphia Police Officer Duane White, Pennsylvania Governor Josh Shapiro, the

Commonwealth of Pennsylvania, Philadelphia Public Defender Beverly Beaver, the United States

Treasury Secretary Janet Yellen, and the United States. (SAC at 7, 8, 18.) Brown has also filed a

motion for leave to proceed in forma pauperis, (ECF No. 9), and a request for injunctive relief.

(See ECF No. 11.) For the reasons set forth, Brown is granted leave to proceed in forma pauperis,

and his claims against Hangley, Beaver, the Philadelphia Court of Common Pleas, the

Commonwealth of Pennsylvania, Yellen. the United States, and his official capacity claims against

Hangley, Feder, and Shapiro are dismissed, with prejudice, as frivolous. Brown’s claims against

Feder, Shapiro, and White are dismissed without prejudice for failure to state a claim. Brown’s

request for injunctive relief is denied without prejudice.2 Brown will be granted leave to file a

third amended complaint, to cure the deficiencies noted in this memorandum.

complicate interpretation of a movant’s allegations and intent[] . . . .”). Accordingly, the Court will screen

Brown’s Second Amended Complaint as the most recently filed pleading, which now governs his claims.

The Court notes that Brown has included his full Social Security number in the Complaint, the

Amended Complaint, and the Second Amended Complaint. Federal Rule of Civil Procedure 5.2 directs

litigants to include only the last four digits of their Social Security numbers in filings with the Court. The

Clerk of Court will be directed to mark these documents as case participants view only. Brown will be

directed to refrain from including his social security number in future filings.

2 The filing docketed as a Request for Injunctive Relief is titled “Petition to Vacate Existing Order” and

bears what appears to be a caption from the Family Division of the Philadelphia Court of Common Pleas.

(See ECF No. 11.) Brown appears to seek intervention in a proceeding in family court, the relevance of

which is unclear. The motion will be denied.

I. FACTUAL ALLEGATIONS3

Brown’s SAC is lengthy and largely incomprehensible. 4 Therein, Brown, inter alia,

engages in a rambling discussion of admiralty law, (SAC at 2-6), asserts that he has been the victim

of human trafficking for purposes of the Fair Credit Reporting Act5, (id. at 8, 12-15), and asserts

that Defendants are engaging in a wide-ranging conspiracy involving the sales and transport of

United States Treasury securities.6 (Id. at 9-12). Brown includes with his SAC a “Letter of Tax-

3 The factual allegations are taken from Brown’s SAC (ECF No. 12.) The Court adopts the

pagination supplied by the CM/ECF docketing system. Additionally, the Court includes facts reflected in

the publicly available state court docket for Brown’s underlying criminal proceeding, of which this Court

may take judicial notice. See Buck v. Hampton Twp. Sch. Dist., 452 F.3d 256, 260 (3d Cir. 2006).

4 Brown’s SAC is replete with the type of nonsensical language and legalisms often found in

pleadings filed by adherents to the so-called sovereign citizen movement, such as describing himself as

both a “natural person,” a “holder in due course” of a “vast pure express trust,” and a “’non-resident alien’

with respect to the ‘United States’ [ ] outside the general venue and jurisdiction of the ‘U.S.’” (SAC at 1,

2, 21.) He asserts that he is not required to obtain a Social Security number, and that he is exempt from

taxes because of his status. (Id. at 22.) “[L]egal-sounding but meaningless verbiage commonly used by

adherents to the so-called sovereign citizen movement” is nothing more than a nullity. See United States

v. Wunder, No. 16-9452, 2019 WL 2928842, at *5 (D.N.J. July 8, 2019) (discussing the futility of the

sovereign citizen verbiage in collection claim for student loan); United States v. Crawford, No. 19-15776,

2019 WL 5677750, at *1 (D.N.J. Nov. 1, 2019) (holding that criminal defendant’s attempt to use fake UCC

financing statements against prosecutor was a legal nullity); Banks v. Florida, No. 19-756, 2019 WL

7546620, at *1 (M.D. Fla. Dec. 17, 2019), report and recommendation adopted, 2020 WL 108983 (M.D.

Fla. Jan. 9, 2020) (collecting cases and stating that legal theories espoused by sovereign citizens have been

consistently rejected as “utterly frivolous, patently ludicrous, and a waste of . . . the court’s time, which is

being paid by hard-earned tax dollars.”).

5 The Fair Credit Reporting Act (“FCRA”) was enacted “to ensure fair and accurate credit reporting,

promote efficiency in the banking system, and protect consumer privacy.” Safeco Ins. Co. of Am. v. Burr,

551 U.S. 47, 52 (2007); see also SimmsParris v. Countrywide Fin. Corp., 652 F.3d 355, 357 (3d Cir. 2011)

(noting that the FCRA is intended “to protect consumers from the transmission of inaccurate information

about them, and to establish credit reporting practices that utilize accurate, relevant and current information

in a confidential and responsible manner” (quoting Cortez v. Trans Union, LLC, 617 F.3d 688, 706 (3d Cir.

2010))). The FCRA provides a means of recovery from consumer credit reporting agencies and furnishers

of credit information. None of the Defendants named in the SAC is a credit reporting agency or a furnisher

as those terms are defined in the FCRA. Any FCRA claim is therefore dismissed as not plausible.

6 Any claims based on this alleged conspiracy are dismissed as frivolous. See, e.g. Nduka v.

Williams, 410 F. Supp. 3d 719, 721-722 (E.D. Pa. 2019) (finding pro se plaintiff’s allegations of “the

existence of a wide-reaching conspiracy among various rappers, producers, and their ‘affiliates’ specifically

designed to thwart his success in the music industry by hacking devices and engaging in a social media

campaign to taunt [plaintiff]” were wholly incredible and warranted dismissal as factually frivolous

pursuant to § 1915(e)(2)(B)(i)).

Exempt Foreign Status” (id. at 19-25), a document titled “Sovereign Hierarchy Usufruct Galaxial”

(id. at 25-26), and an “Affidavit of Ownership of Registered Securities and Certificate of Title.”

(Id. at 29-44.) However, the SAC is devoid of comprehensible factual allegations describing any

event which could give rise to any claims against the named Defendants.

Early in the SAC, Brown asserts that Defendants commenced a case against him at CP-51-

CR-0006768-2022. (SAC at 2.) The publicly available docket in Commonwealth v. Brown, CP-

51-CR-6768-2022 (C.P. Philadelphia) reveals that Brown was arrested on June 20, 2022, and

charged with drug related offenses. Defendant White is identified as the arresting officer. (Id.)

Although the state court docket is not entirely clear, it appears that a waiver trial on the pending

charges was held on June 23, 2023, before Defendant Hangley. (Id.) The docket reflects that

Judge Hangley signed an order granting a Motion to Revoke/Release and Forfeit Bail on that date.

(Id.) The Court Summary cataloguing criminal proceedings against Brown reflects that a bench

warrant was issued, but again, it is not entirely clear when it was issued or whether it is currently

active. It appears that these criminal proceedings underlie Brown’s claims in this case.

In the SAC, Brown refers to due process and the Fourth and Fifth Amendments of the

United States Constitution. As such, this Court understands him to be asserting § 1983 claims

based on alleged constitutional violations. As recovery, he requests the return of unidentified

property, the dismissal of the charges brought against him in Commonwealth v. Brown,7 loss of

employment of all named Defendants,8 and an award of money damages. (Id. at 16-20.)

II. STANDARD OF REVIEW

Pursuant to 828 U.S.C. § 1915, the Court grants Brown leave to proceed in forma pauperis

because it appears that he is unable to pay the required filing fee. Accordingly, § 1915(e)(2)(B)(i)

requires the Court to dismiss the Complaint if it is frivolous. A complaint is frivolous if it “lacks

an arguable basis either in law or in fact,” Neitzke v. Williams, 490 U.S. 319, 325 (1989), and is

legally baseless if it is “based on an indisputably meritless legal theory.” Deutsch v. United States,

67 F.3d 1080, 1085 (3d Cir. 1995). Additionally, 28 U.S.C. § 1915(e)(2)(B)(ii) requires the Court

to dismiss the Complaint if it fails to state a claim. Whether a complaint fails to state a claim under

§ 1915(e)(2)(B)(ii) is governed by the same standard applicable to motions to dismiss under

7 The Court is not empowered to grant this relief. See Jaffery v. Atl. Cnty. Prosecutor’s Office, 695

F. App’x 38, 41-42 (3d Cir. 2017) (per curiam) (“[T]o the extent Jaffery seeks dismissal of

the charges against him as a result of constitutional violations, such relief is only available through a writ

of habeas corpus.”); Duran v. Weeks, 399 F. App’x 756, 759 (3d Cir. 2010) (per curiam) (“[T]o the extent

that Duran is seeking dismissal of the charges against him as a result of constitutional violations, he is

essentially asking for relief only available through habeas corpus.”)

8 The Court is not empowered to grant this relief. Buskirk v. Pa. Bd. of Prob. & Parole, No. 22-

1826, 2022 WL 4542094, at *2 (E.D. Pa. Sept. 28, 2022) (stating “the Court has no authority to terminate

the employment of a state employee”) (citing Teal v. Moody, No. 15-1402, 2019 WL 6702405, at *1 (M.D.

Fla. July 10, 2019) (“[T]o the extent Teal suggests that this Court reprimand the Defendants and/or

terminate their employment, this Court does not have the authority to reprimand state employees and/or

terminate their employment.”); Theriot v. Woods, No. 09-199, 2010 WL 623684, at *4-5 (W.D. Mich. Feb.

18, 2010) (holding that requesting injunctive relief in the form of ordering the firing of defendants is

“frivolous,” “entirely improper,” and “not available under 42 U.S.C. § 1983” and that the court “has no

authority under 42 U.S.C. § 1983 to . . . terminate the employment of [the defendants]”); see also, Joseph

v. Dep’t of Corr., No. 20-294, 2022 WL 4001116, at *6 (D. Al. Aug. 9, 2022), report and recommendation

adopted, 2022 WL 3996357 (D. Al. Sept. 1, 2022) (holding that “[m]oreover, it is not apparent that the

injunctive relief sought – the firing of Defendants from their positions within DOC – is an available remedy”

in a § 1983 claim noting that Supreme Court has continuously cautioned federal courts from assuming “a

greater role in decisions affecting prison administration.” (citing Shaw v. Murphy, 532 U.S. 223, 230

(2001); Turner v. Safley, 482 U.S. 78, 84–85 (1987)).

Federal Rule of Civil Procedure 12(b)(6), see Tourscher v. McCullough, 184 F.3d 236, 240 (3d

Cir. 1999), which requires the Court to determine whether the complaint contains “sufficient

factual matter, accepted as true, to state a claim to relief that is plausible on its face.” Ashcroft v.

Iqbal, 556 U.S. 662, 678 (2009) (quotations omitted); Talley v. Wetzel, 15 F.4th 275, 286 n.7 (3d

Cir. 2021). “At this early stage of the litigation,’ ‘[the Court will] accept the facts alleged in [the

pro se] complaint as true,’ ‘draw[] all reasonable inferences in [the plaintiff’s] favor,’ and ‘ask

only whether [that] complaint, liberally construed, . . . contains facts sufficient to state a plausible

[] claim.’” Shorter v. United States, 12 F.4th 366, 374 (3d Cir. 2021) (quoting Perez v. Fenoglio,

792 F.3d 768, 774, 782 (7th Cir. 2015)). Conclusory allegations do not suffice. Iqbal, 556 U.S.

at 678. As Brown is proceeding pro se, the Court construes his allegations liberally. Vogt v.

Wetzel, 8 F.4th 182, 185 (3d Cir. 2021) (citing Mala v. Crown Bay Marina, Inc., 704 F.3d 239,

244-45 (3d Cir. 2013)). Section 1915 also requires the dismissal of claims for monetary relief

brought against a defendant who is immune from such relief. See 28 U.S.C. § 1915(e)(2)(B)(iii);

Rauso v. Giambrone, 782 F. App’x 99, 101 (3d Cir. 2019) (per curium) (holding that §

1915(e)(2)(B)(iii) “explicitly states that a court shall dismiss a case ‘at any time’ where the action

seeks monetary relief against a defendant who is immune from such relief”).

Moreover, a complaint may be dismissed for failing to comply with Federal Rule of Civil

Procedure 8. Garrett v. Wexford Health, 938 F.3d 69, 91 (3d Cir. 2019). To conform to Rule 8, a

pleading must contain a short and plain statement showing that the plaintiff is entitled to relief.

See Travaline v. U.S. Supreme Court, 424 F. App’x 78, 79 (3d Cir. 2011). The United State Court

of Appeals for the Third Circuit, (the “Third Circuit”) recently explained that in determining

whether a pleading meets Rule 8’s “plain” statement requirement, the Court should “ask whether,

liberally construed, a pleading ‘identifies discrete defendants and the actions taken by these

defendants’ in regard to the plaintiff’s claims.” Garrett, 938 F.3d at 93 (citation omitted). A

pleading may still satisfy the “plain” statement requirement “even if it is vague, repetitious, or

contains extraneous information” and “even if it does not include every name, date, and location

of the incidents at issue.” Id. at 93-94. The important consideration for the Court is whether, “a

pro se complaint’s language . . . presents cognizable legal claims to which a defendant can respond

on the merits.” Id. at 94.

However, “a pleading that is so ‘vague or ambiguous’ that a defendant cannot reasonably

be expected to respond to it will not satisfy Rule 8.” Id. at 93; see also Fabian v. St. Mary’s Med.

Ctr., No. 16-4741, 2017 WL 3494219, at *3 (E.D. Pa. Aug. 11, 2017) (“Federal Rule of Civil

Procedure 8 requires that pleadings provide enough information to put a defendant on sufficient

notice to prepare their defense and also ensure that the Court is sufficiently informed to determine

the issue.”) (quotations omitted). Dismissals under Rule 8 are “‘reserved for those cases in which

the complaint is so confused, ambiguous, vague, or otherwise unintelligible that its true substance,

if any, is well disguised.’” Garrett, 938 F.3d at 94 (quoting Salahuddin v. Cuomo, 861 F.2d 40,

42 (2d Cir. 1988)).

III. DISCUSSION

Brown’s SAC is best understood as asserting claims for violations of his constitutional

rights arising from his arrest, prosecution and conviction on drug related charges. The vehicle by

which federal constitutional claims may be brought in federal court is 42 U.S.C. § 1983. “To state

a claim under § 1983, a plaintiff must allege the violation of a right secured by the Constitution

and/or laws of the United States, and must show that the alleged deprivation was committed by a

person acting under color of state law.” West v. Atkins, 487 U.S. 42, 48 (1988). “A defendant in

a civil rights action must have personal involvement in the alleged wrongs” to be liable. See Rode

v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988); Dooley v. Wetzel, 957 F.3d 366, 374 (3d Cir.

2020) (“Personal involvement requires particular ‘allegations of personal direction or of actual

knowledge and acquiescence.’” (quoting Rode, 845 F.2d at 1207)); see also Iqbal, 556 U.S. at 676

(explaining that “[b]ecause vicarious liability is inapplicable to . . . § 1983 suits, a plaintiff must

plead that each Government-official defendant, through the official’s own individual actions, has

violated the Constitution”). “Although a court can infer that a defendant had contemporaneous

knowledge of wrongful conduct from the circumstances surrounding a case, the knowledge must

be actual, not constructive.” Chavarriaga v. New Jersey Dept. of Corr., 806 F.3d 210, 222 (3d

Cir. 2015) (citing Baker v. Monroe Twp., 50 F.3d 1186, 1194 (3d Cir. 1995); Rode, 845 F.2d at

1201 n.6).

A. Brown’s Claims Against the Philadelphia Court of Common Pleas and the

Commonwealth of Pennsylvania

Brown asserts claims against the Philadelphia Court of Common Pleas and the

Commonwealth of Pennsylvania. (SAC at 18.) However, states are not considered “persons” for

purposes of § 1983. See Will v. Mich Dep’t. of State Police, 491 U.S. 58, 65-66 (1989). Also, the

Eleventh Amendment bars suits against a state and its agencies in federal court that seek money

damages. See Pennhurst State Sch. And Hosp. v. Halderman, 465 U.S. 89, 99-100 (1984); A.W.

v. Jersey City Public Schs., 341 F.3d 234, 238 (3d Cir. 2003). The Philadelphia Court of Common

Pleas, as part of Pennsylvania’s Unified Judicial System, shares the Commonwealth’s Eleventh

Amendment immunity for money damages claims filed in federal court. See Benn v. First Judicial

Dist. of Pa., 426 F.3d 233, 241 (3d Cir. 2005). Pennsylvania has not waived its Eleventh

Amendment immunity. See 42 Pa. Cons. Stat. § 8521(b). Accordingly, Brown’s claims against

the Commonwealth of Pennsylvania and the Philadelphia Court of Common Pleas are dismissed,

as frivolous.

B. Brown’s Claims Against Hangley, Feder, Shapiro and White

1. Individual Capacity Claims

Brown asserts a claim for money damages against Judge Michelle Hangley, the presiding

judge in his state court criminal case. The SAC includes only one specific factual allegation

describing any conduct engaged in by Hangley: she is alleged to have signed certified mail receipts

for an “Official Police Misconduct Complaint,” and a “Verified Complaint” that Brown alleges

were filed in his state court criminal case. (SAC at 14.) Brown’s claims against Hangley will be

dismissed as frivolous.

Judges are entitled to absolute immunity from civil rights claims that are based on acts

and/or omissions taken in their judicial capacity, so long as they do not act in the complete absence

of all jurisdiction. See Stump v. Sparkman, 435 U.S. 349, 355-56 (1978); Harvey v. Loftus, 505 F.

App’x 87, 90 (3d Cir. 2012) (per curiam); Azubuko v. Royal, 443 F.3d 302, 303-04 (3d Cir. 2006)

(per curiam). An act is taken in a judge’s judicial capacity if it is “a function normally performed

by a judge.” Gallas v. Supreme Ct. of Pa., 211 F.3d 760, 768 (3d Cir. 2000). Moreover,

“[g]enerally . . . ‘where a court has some subject matter jurisdiction, there is sufficient jurisdiction

for immunity purposes.’” Figueroa v. Blackburn, 208 F.3d 435, 443-44 (3d Cir. 2000) (quoting

Barnes v. Winchell, 105 F.3d 1111, 1122 (6th Cir. 1997)). Because judges must feel free to act

without fear of incurring personal liability for their actions in court, judicial immunity remains in

force even if the actions are alleged to be legally incorrect, in bad faith, malicious, or corrupt,

Mireles v. Waco, 502 U.S. 9, 11-12 (1991), or are taken as a result of a conspiracy with others.

Dennis v. Sparks, 449 U.S. 24, 27 (1980).

Brown does not allege that Hangley acted outside of her judicial capacity or without

jurisdiction. His claim against Hangley for money damages is legally baseless and is dismissed as

frivolous.

Brown also asserts claims for money damages against Eric Feder, identified as the Clerk

of Court for the Commonwealth of Pennsylvania, Pennsylvania Governor Josh Shapiro, and

Philadelphia Police Officer Duane White. (SAC at 7, 18.) The SAC does not include any factual

allegations describing conduct engaged in by Feder, Shapiro, or White. As a result, the Court

cannot discern the nature of any legal claims Brown may have or the basis for those claims. In

general, when presented with a pro se complaint, the Court must “apply the applicable law,

irrespective of whether a pro se litigant has mentioned it by name.” Holley v. Dep’ t of Veteran

Affairs, 165 F.3d 244, 248 (3d Cir. 1999). However, in this case the Court cannot determine the

factual basis of the claims Brown seeks to bring with sufficient clarity to apply the relevant law.

The SAC does not “provide enough information to put a defendant on sufficient notice to prepare

their defense and also ensure that the Court is sufficiently informed to determine the issue.”

Fabian, 2017 WL 3494219, at *3. Recently, in Wright v. United States, the Third Circuit affirmed

the District Court’s dismissal with prejudice of a pro se amended complaint where the amended

complaint failed to assert adequate factual allegations to put the named defendants on notice of the

claims against them. Id., No. 22-1164 (3d Cir, July 14, 2023) (per curiam). The Third Circuit

indicated, “[a]s the District Court noted, the second amended complaint lacked factual allegations

with respect to many named defendants. [ ] The balance of defendants has been left to guess the

specific factual nature and the legal basis of [the plaintiff’s] claims against them, such that they

are unable to properly answer or prepare for trial.” Id., slip op. at 6 (citing Salahuddin v. Cuomo,

861 F.2d 40, 42 (2d Cir. 1988)).

Brown’s case suffers from the same problem. There are no allegations describing Feder’s,

Shapiro’s, or White’s conduct, leaving them to guess at the nature and basis of the claims asserted

against them. Accordingly, the claims against Feder, Shapiro, and White are dismissed for failure

to state a plausible claim and because they do not comply with Federal Rule of Civil Procedure 8.

Because the Court cannot state with certainty that Brown can never state plausible claims against

these individuals, he is permitted to amend his SAC to “flesh out [his] allegations by . . . explaining

in the amended complaint the ‘who, what, where, when, and why’ of [his] claim.” See Davis v.

Internal Revenue Serv., No. 21-4728, 2022 WL 407639, at *3 (E.D. Pa. Feb. 9, 2022) (citing

Gambrell v. S. Brunswick Bd. of Educ., No. 18-16359, 2019 WL 5212964, at *4 (D.N.J. Oct. 16,

2019)).9

2. Official Capacity Claims

Brown asserts “doing business as” claims against Hangley, Feder, and Shapiro. (SAC at

7.) To the extent this can be understood as asserting official capacity claims against these

Defendants, Brown cannot plausibly do so. Official capacity claims against Judge Hangley and

Clerk of Court Feder are actually claims against the Pennsylvania Unified Judicial System. See

Kentucky v. Graham, 473 U.S. 159, 165-66 (1985) (“Official-capacity suits . . . ‘generally

represent only another way of pleading an action against an entity of which an officer is an

9 The Court will not speculate as to the possible basis of any claim Brown may seek to assert against

Feder, but notes that courts have held that clerks of court and clerk’s office employees enjoy quasi-judicial

immunity when performing duties required by statute or at the direction of judicial authority. See e.g.,

Lucarelli v. Norton, No. 06-53, 2006 WL 709319, at *7 (M.D. Pa. Mar. 17, 2006); Pokrandt v. Shields, 773

F. Supp. 758, 765 (E.D. Pa. 1991) (noting that courts have held that clerks of court are entitled to immunity

the same as judges); DeFerro v. Coco, 719 F. Supp. 379, 381 (E.D. Pa. 1989) (holding that absolute

immunity extends to court clerk because he was a “nonjudicial officials whose activities are integrally

related to the judicial process and involve the exercise of discretion comparable to that of a judge”);

Mercedes v. Barrett, 453 F.2d 391, 392 (3d Cir. 1971); Lockhart v. Hoenstine, 411 F.2d 455, 460 (3d Cir.

1969) (“In addition to the recognized immunity enjoyed by judicial and quasi-judicial officers, including

prothonotaries, there exists an equally well-grounded principle that any public official acting pursuant to

court directive is also immune from suit.”)

agent.’”). Since the Pennsylvania Unified Judicial System is an instrumentality of the

Commonwealth, those claims are also actually claims against the Commonwealth and are,

therefore, barred by Eleventh Amendment immunity as discussed above. See Benn 426 F.3d at

241. Similarly, Brown’s official capacity claims against Governor Shapiro are actually claims

against the Commonwealth of Pennsylvania and also may not proceed. These claims will be

dismissed with prejudice.

C. Brown’s Claims Against Yellen and the United States

Brown asserts claims against United States Treasury Secretary Janet Yellen and the United

States of America but does not assert any facts in the SAC describing any conduct engaged in by

either of these Defendants. (See SAC.) This is immaterial because Brown cannot state § 1983

claims against either of these Defendants. Yellen is not a state actor, but rather, as Secretary of

the Treasury, acts under color of federal law. Section 1983 claims allow imposition of liability for

actions taken under color of state law, not federal law. See Davis v. Samuels, 962 F.3d 105, 115

(3d Cir. 2020) (concluding that because “[a]ll of the defendants here . . . are alleged to be federal

actors or to have acted under color of federal law, . . . the 1983 claim cannot stand.”) (citation

omitted). Accordingly, Brown’s 1983 claims against Yellen must be dismissed. As to Brown’s

claims against the United States, they are barred by sovereign immunity. See Mierzwa v. United

States, 282 F. App’x. 973, 976 (3d Cir. 2008) (“The doctrine of sovereign immunity bars all suits

against the United States except where such immunity is explicitly waived by Congress.”)

(citations omitted).10 Brown’s § 1983 claims against Defendants Yellen and the United States are

dismissed with prejudice as legally baseless.

10 The Court notes the availability of Bivens v. Six Unknown Named Agents of Federal Bureau of

Narcotics, 403 U.S. 388, 392 (1971) as a vehicle for asserting constitutional claims against federal actors.

However, Bivens claims against the United States are also barred by sovereign immunity, absent a specific

waiver. See Corr. Servs. Corp. v. Malesko, 534 U.S. 61, 72 (2001); F.D.I.C. v. Meyer, 510 U.S. 471, 486

D. Brown’s Claims Against Public Defender Beaver

Brown asserts a claim against Public Defender Beaver and alleges that Beaver attempted

to compel him into forced peonage. (SAC at 8.) “[A] public defender does not act under color of

state law when performing a lawyer’s traditional functions as counsel to a defendant in a criminal

proceeding.” Polk Cnty. v. Dodson, 454 U.S. 312, 325 (1981) (footnote omitted). “Attorneys

performing their traditional functions will not be considered state actors solely on the basis of their

position as officers of the court.” Angelico v. Lehigh Valley Hosp., Inc., 184 F.3d 268, 277 (3d

Cir. 1999); see also Clark v. Punshon, 516 F. App’x 97, 99 (3d Cir. 2013) (per curiam) (noting

that a court-appointed attorney is not a state actor for purposes of § 1983); Webb v. Chapman, 852

F. App’x 659, 660 (3d Cir. 2021) (per curiam) (“[A]ttorneys representing individuals in criminal

proceedings generally are not state actors for purposes of § 1983.”); Singh v. Freehold Police

Dep’t, No. 21-10451, 2022 WL 1470528, at *2 (D.N.J. May 10, 2022) (“Plaintiff[‘s]

dissatisfaction with the representation provided by Mr. Moschella does not provide a basis for a

civil rights claim against him.”). Because Beaver in her role as a public defender is not a state

actor, Brown’s § 1983 claim against her will be dismissed with prejudice.

IV. CONCLUSION

For the foregoing reasons, the Court will grant Brown leave to proceed in forma pauperis,

dismiss his claims against Hangley, Beaver, the Philadelphia Court of Common Pleas, the

Commonwealth of Pennsylvania, Yellen and the United States, and his official capacity claims

against Hangley, Feder, and Shapiro with prejudice as frivolous, and dismiss Brown’s claims

n. 11 (1994); Jaffee v. United States, 592 F.2d 712, 717 (3d Cir. 1979). In light of the absence of factual

allegations describing any conduct engaged in by Yellen, the Court will not engage in a Bivens analysis of

Brown’s claims.

against Feder, Shapiro, and White without prejudice for failure to state a claim. Brown’s request

for injunctive relief will be denied. Brown will be granted leave to file a third amended complaint

only as to those claims dismissed without prejudice. An appropriate Order follows.

NITZA I. QUIÑONES ALEJANDRO, J.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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