“A defendant in a civil rights action must have personal involvement in the alleged wrongs[.]”
How later courts described this case
- “A defendant in a civil rights action must have personal involvement in the alleged wrongs[.]”
- “Even if a plaintiff is not armed, it is reasonable for law enforcement to employ multiple rounds of non-lethal force if necessary to effectuate an arrest.”
- indicating that a party opposing a motion for summary judgment may not “rely merely upon bare assertions, conclusory allegations or suspicions”
- explaining that “speculation and conclusory allegations” do not satisfy non-moving party’s duty to “set forth specific facts showing that a genuine issue of material fact exists and that a reasonable factfinder could rule in its favor”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
MATTHEW GRAB, :
:
Plaintiff, : CIVIL ACTION NO. 20-1815
:
v. :
:
COLUMBIA BOROUGH d/b/a :
COLUMBIA POLICE DEPARTMENT; :
SCOTT LAPP, in his individual capacity :
as a Parole Agent with Pennsylvania Board :
of Probation & Parole; BRENT KEYSER, :
in his official & individual capacity as an :
Officer with Columbia Police Department; :
and JAMES JACOBS, in his official & :
individual capacity as a Sergeant with :
Columbia Police Department, :
:
Defendants. :
MEMORANDUM OPINION
Smith, J. January 10, 2022
This suit arises from a sidewalk altercation between the plaintiff, a parolee, and his parole
agent, during which the plaintiff attempted to flee on foot after the parole agent ordered him to
submit to being handcuffed. Before he could escape, the parole agent tasered the plaintiff once,
which caused the plaintiff to fall to the ground. After the plaintiff fell to the ground, other police
officers arrived on the scene, and one of them allegedly kicked the plaintiff multiple times. The
plaintiff argues that the parole agent may have been directly involved in the kicking, but his own
deposition testimony indisputably establishes that the parole agent was not the kicker.
The plaintiff was then arrested and transported to the police station for processing. Within
30 minutes of being escorted to and searched at the police station, the plaintiff was transported to
a local hospital where medical personnel treated him for a facial laceration.
The plaintiff initially brought this suit against the appropriate police department, the police
officers who reported to the scene, and his parole agent, alleging a violation of his right to be free
of excessive force under the Fourth Amendment, a Monell violation, failure to provide medical
care, and several related state law claims. The plaintiff later voluntarily agreed to dismiss all
defendants except the parole agent.
The parole agent has now filed a motion asking the court to grant him summary judgment
on all claims. Since the filing of the motion, the plaintiff withdrew the Monell claim and the claim
for failure to provide medical care. Thus, the only remaining claims are a Fourth Amendment
excessive force claim against the parole agent in his individual capacity, and state law claims for
assault and battery.
As discussed in more detail below, the court finds that the parole agent is entitled to
summary judgment on the plaintiff’s claims for excessive force relating to the parole agent’s use
of his taser and any claim that he kicked the plaintiff. Regarding the use-of-a-taser claim, the court
concludes that the parole agent is entitled to qualified immunity because the right at issue was not
clearly established at the time of the incident. Concerning the excessive force claim for being
kicked, there is no competent evidence in the record that the parole agent kicked the plaintiff, and
in fact, all of the record evidence is to the contrary. Finally, with regard to the plaintiff’s state law
claims, the court declines to exercise supplemental jurisdiction over these claims and will dismiss
them without prejudice to the plaintiff to pursue them in the appropriate state court.
I. PROCEDURAL HISTORY
The plaintiff, Matthew Grab (“Grab”), initiated this civil action by filing a complaint on
April 7, 2020, against the defendants, Columbia Borough d/b/a Columbia Police Department,
Chief Jack Brommer (in his official capacity as Chief of Police of the Columbia Police
Department), Parole Agent Scott Lapp (“Agent Lapp”) (in his individual capacity as a parole agent
with the Pennsylvania Board of Probation and Parole), and an unnamed John Doe. See Compl. at
1, Doc. 1. On July 30, 2020, Grab filed an amended complaint which removed the John Doe
defendant and added Officer Brent Keyser (“Officer Keyser”) (in his official and individual
capacity as an officer with the Columbia Police Department) and Sergeant James Jacobs
(“Sergeant Jacobs”) (in his official and individual capacity as a sergeant with the Columbia Police
Department) as named defendants. See Am. Comp. at 1, 2, Doc. No. 17. Three defendants, Officer
Keyser, Sergeant Jacobs, and Columbia Borough, filed an answer to the amended complaint on
August 13, 2020. See Doc. No. 21. On September 9, 2020, Agent Lapp separately filed his answer
to the amended complaint. See Doc. No. 31.
Between March 19, 2021, and March 23, 2021, this court approved three stipulations that
voluntarily dismissed all defendants in this action, except for Agent Lapp. See Stips. of Vol.
Dismissal, Doc. Nos. 43, 44, 45. On April 19, 2021, Agent Lapp filed the present motion for
summary judgment. See Doc. No. 51. Grab filed a response in opposition to Agent Lapp’s motion
on May 17, 2021. See Doc. No. 59. On May 24, 2021, Agent Lapp filed a reply to Grab’s response
in opposition. See Doc. No. 60. Agent Lapp’s motion for summary judgment is now ripe for
adjudication.
II. FACTUAL BACKGROUND
The majority of material facts in this case are undisputed. In May 2018, Grab was under
the supervision of the Pennsylvania Board of Probation and Parole (“PBPP”) as the result of a
probation sentence for a previous drug conviction. See Def.’s Statement of Undisputed Facts
(“Def.’s Facts”) at ¶ 1, Doc. No. 51-2; Pl.’s Resp. in Opp’n to Def.’s Facts (“Pl.’s Resp.”) at ¶ 1,
Doc. No. 59-3. Agent Lapp was Grab’s assigned parole agent and had previously served as Grab’s
parole agent for multiple periods of probation over the course of several years. See Def.’s Facts at
¶¶ 2–3; Pl.’s Resp. at ¶¶ 2–3. At the time of the incident, Grab had an approved residence on
Chestnut Street in Columbia, Pennsylvania, but also spent time at his girlfriend’s house on North
6th Street, also in Columbia. See Def.’s Facts at ¶¶ 5–6; Pl.’s Resp. at ¶¶ 5–6.
On May 10, 2018, while driving, Agent Lapp observed Grab’s car pass him going the
opposite direction. See Def.’s Facts at ¶ 7; Pl.’s Resp. at ¶ 7. Based on suspicions surrounding
Grab’s truthfulness about his recent activities, Agent Lapp made a U-turn and followed Grab to
the parking lot of Valentino’s Bar. See Def.’s Facts at ¶¶ 8–9; Pl.’s Resp. at ¶¶ 8–9. There, Agent
Lapp witnessed what he believed to be a drug transaction between Grab and an unnamed man in
the bar parking lot. See Def.’s Facts at ¶ 10; Pl.’s Resp. at ¶ 10. Planning to search Grab when he
exited his vehicle, Agent Lapp proceeded to Grab’s girlfriend’s address on North 6th Street, where
Grab had primarily been staying. See Def.’s Facts at ¶¶ 11–12; Pl.’s Resp. at ¶¶ 11–12. On the
way, Agent Lapp contacted the Columbia Borough Police Department (“CBPD”) and explained
that he would be searching Grab at the girlfriend’s address and asked them to provide backup. See
Def.’s Facts at ¶ 13; Pl.’s Resp. at ¶ 13. Shortly after Agent Lapp parked near the North 6th St.
address, Grab arrived and exited his vehicle. See Def.’s Facts at ¶ 14; Pl.’s Resp. at ¶ 14. Before
Grab could enter the residence, Agent Lapp got Grab’s attention and the two conversed on the
concrete sidewalk. See Def.’s Facts at ¶ 16; Pl.’s Resp. at ¶ 16.
During this conversation, the CBPD returned Agent Lapp’s earlier call and Agent Lapp
indicated both that he was currently with Grab and that officers should respond to his location. See
Def.’s Facts at ¶¶ 20–21; Pl.’s Resp. at ¶¶ 20–21. A CBPD vehicle arrived shortly thereafter, which
Grab observed. See Def.’s Facts at ¶ 22; Pl.’s Resp. at ¶ 22. Agent Lapp then told Grab to “cuff
up” and attempted to grab Grab’s hand, which Grab understood as Agent Lapp wanting to handcuff
him. See Def.’s Facts at ¶¶ 23–24; Pl.’s Resp. at ¶¶ 23–24. Grab pulled his hands away and said,
“cuff up for what; am I being violated?” and Agent Lapp answered, “not yet.” See Def.’s Facts at
¶ 25; Pl.’s Resp. at ¶ 25. Grab also asked if he was under arrest, which Agent Lapp answered in
the negative. See Def.’s Facts at ¶ 26; Pl.’s Resp. at ¶ 26.
Although Agent Lapp never indicated to Grab that he no longer needed to submit to being
handcuffed, or told him that he was free to leave, Grab turned and began proceeding down the
sidewalk away from Agent Lapp. See Def.’s Facts at ¶¶ 27–28; Pl.’s Resp. at ¶¶ 27–28. Grab’s
pace was somewhere between running and walking. See Def.’s Facts at ¶ 29; Pl.’s Resp. at ¶ 29.
Grab heard Agent Lapp pull something out and turned back to see Agent Lapp holding his taser,
at which point Grab quickened his pace to a run. See Def.’s Facts at ¶¶ 31–32; Pl.’s Resp. at ¶¶
31–32. After Grab took at least several steps, Agent Lapp discharged his taser, which struck Grab
in the back and caused Grab to fall to the ground.1 See Def.’s Facts at ¶¶ 33–34; Pl.’s Resp. at ¶¶
33–34.
While Grab was still on the ground, Agent Lapp attempted to handcuff Grab.2 See Def.’s
Facts at ¶ 35; Pl.’s Resp. at ¶ 35; see also Pl.’s Resp. at 15, Doc. No. 59-4. According to Grab, a
CBPD police officer who had arrived on the scene in the police vehicle kicked Grab multiple times
while he was on the ground.3 See Def.’s Facts at ¶¶ 36–41; Pl.’s Resp. at ¶¶ 36–41. As a result of
being kicked, Grab lost consciousness, and his next recollection was being in the back of a CBPD
1 It is disputed how many steps Grab took before Agent Lapp discharged his taser. Grab avers that it was three steps,
and Agent Lapp contends that it was four or five steps after Grab’s pace had increased to a run. See Def.’s Facts at ¶
33; Pl.’s Resp. at ¶ 33; see also Pl.’s Resp. at ¶ 29.
2 Grab denies this and offers his own deposition testimony in opposition, but in that testimony, Grab admitted that
Agent Lapp did try to handcuff him while he was on the ground, and that Agent Lapp was separate from the officer
that allegedly kicked Grab. See Mem. of Law in Supp. of Pl.’s Resp. in Opp’n to Def.’s Mots. for Summ. J. (“Pl.’s
Mem.”), Ex. A, Dep. of Matthew Allen Grab Tr. at 55, Doc. No. 59-4 (“I’m saying Scott Lapp was the one cuffing
me and whoever was in that cruiser is the one that kicked me in the face and all that other stuff.”).
3 See supra note 2. Grab now denies that Agent Lapp “was not involved” in his alleged beating and that Grab identified
who kicked him. See Pl.’s Resp. at ¶¶ 36–38. However, as already discussed, the record is clear that Grab testified that
a CBPD officer allegedly kicked him, and specifically denied that it was Agent Lapp who kicked him, and there is no
evidence to the contrary.
vehicle. See Def.’s Facts at ¶¶ 41–42; Pl.’s Resp. at ¶¶ 41–42. One of the CBPD officers on the
scene, Officer Brett Keyser, radioed for medical assistance, and Officer Keyser and another CBPD
officer provided Grab with medical care in the meantime. Def.’s Facts at ¶¶ 44–45; Pl.’s Resp. at
¶¶ 44–45. Shortly thereafter, Columbia Quick Response Service (“QRS”) arrived but could not
transport anyone. Def.’s Facts at ¶¶ 46, 48; Pl.’s Resp. at ¶¶ 46, 48. Grab, suffering from a facial
laceration but able to walk, was escorted to a CBPD vehicle for transport to the CBPD station.
Def.’s Facts at ¶¶ 46–47; Pl.’s Resp. at ¶¶ 46–47. An ambulance was rerouted to meet the parties
at the station. See Def.’s Facts at ¶ 49; Pl.’s Resp. at ¶ 49.
When the ambulance arrived at the station, the responding emergency personnel entered
the station and questioned Grab. See Def.’s Facts at ¶ 50; Pl.’s Resp. at ¶ 50. Grab was also
thoroughly searched while at the station, and that search yielded a bag of cocaine located in Grab’s
underwear.4 After approximately half an hour at the station, an ambulance transported Grab and
Agent Lapp to Lancaster General Hospital, where Grab was diagnosed with a fractured orbital.
Def.’s Facts at ¶¶ 54–56; Pl.’s Resp. at ¶¶ 54–56.
III. DISCUSSION
A. Standard of Review – Motions for Summary Judgment
A district court “shall grant summary judgment if the movant shows that there is no genuine
issue as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R.
Civ. P. 56(a). Additionally, “[s]ummary judgment is appropriate when ‘the pleadings, depositions,
answers to interrogatories, and admissions on file, together with the affidavits, if any, show that
there is no genuine issue as to any material fact and that the moving party is entitled to a judgment
4 Grab objects to the inclusion of the recovered cocaine as being unfairly prejudicial under Federal Rule of Evidence
403. While the court has included it, as there is no genuine factual dispute, the court notes that it played no role in the
analysis of the merits of the motion for summary judgment.
as a matter of law.’” Wright v. Corning, 679 F.3d 101, 103 (3d Cir. 2012) (quoting Orsatti v. N.J.
State Police, 71 F.3d 480, 482 (3d Cir. 1995)). An issue of fact is “genuine” if “the evidence is
such that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty
Lobby, Inc. 477 U.S. 242, 248 (1986). A fact is “material” if it “might affect the outcome of the
suit under the governing law.” Id.
The party moving for summary judgment has the initial burden “of informing the district
court of the basis for its motion, and identifying those portions of the pleadings, depositions,
answers to interrogatories, and admissions on file, together with the affidavits, if any, which it
believes demonstrate the absence of a genuine issue of material fact.” Celotex Corp. v. Catrett,
477 U.S. 317, 323 (1986) (internal quotation marks omitted). Once the moving party has met this
burden, the non-moving party must counter with “specific facts showing that there is a genuine
issue for trial.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986)
(internal quotation marks and citation omitted); see Fed. R. Civ. P. 56(c) (stating that “[a] party
asserting that a fact . . . is genuinely disputed must support the assertion by . . . citing to particular
parts of materials in the record . . .; or . . . [by] showing that the materials cited do not establish the
absence . . . of a genuine dispute”). The non-movant must show more than the “mere existence of
a scintilla of evidence” for elements on which the non-movant bears the burden of production.
Anderson, 477 U.S. at 252. Bare assertions, conclusory allegations, or suspicions are insufficient
to defeat summary judgment. See Fireman’s Ins. Co. v. DuFresne, 676 F.2d 965, 969 (3d Cir.
1982) (indicating that a party opposing a motion for summary judgment may not “rely merely
upon bare assertions, conclusory allegations or suspicions”); Ridgewood Bd. of Educ. v. N.E. for
M.E., 172 F.3d 238, 252 (3d Cir. 1999) (explaining that “speculation and conclusory allegations”
do not satisfy non-moving party’s duty to “set forth specific facts showing that a genuine issue of
material fact exists and that a reasonable factfinder could rule in its favor”). Additionally, the non-
moving party “cannot rely on unsupported allegations, but must go beyond pleadings and provide
some evidence that would show that there exists a genuine issue for trial.” Jones v. United Parcel
Serv., 214 F.3d 402, 407 (3d Cir. 2000). Thus, it is not enough to “merely [] restat[e] the
allegations” in the complaint; instead, the non-moving party must “point to concrete evidence in
the record that supports each and every essential element of his case.” Jones v. Beard, 145 F. App’x
743, 745–46 (3d Cir. 2005) (citing Celotex, 477 U.S. at 322). Moreover, arguments made in briefs
“are not evidence and cannot by themselves create a factual dispute sufficient to defeat a summary
judgment motion.” Jersey Cent. Power & Light Co. v. Twp. of Lacey, 772 F.2d 1103, 1109–10 (3d
Cir. 1985).
“When considering whether there exist genuine issues of material fact, the court is required
to examine the evidence of record in the light most favorable to the party opposing summary
judgment, and resolve all reasonable inferences in that party’s favor.” Wishkin v. Potter, 476 F.3d
180, 184 (3d Cir. 2007). The court must decide “not whether . . . the evidence unmistakably favors
one side or the other but whether a fair-minded jury could return a verdict for the plaintiff on the
evidence presented.” Anderson, 477 U.S. at 252. “Where the record taken as a whole could not
lead a rational trier of fact to find for the non-moving party, there is no ‘genuine issue for trial’”
and the court should grant summary judgment in favor of the moving party. Matsushita Elec. Indus.
Co., 475 U.S. at 587 (citation omitted). Further, when one party’s claims are “blatantly
contradicted by the record, so that no reasonable jury could believe it,” the court should not take
those claims as true for the “purposes of ruling on a Motion for Summary Judgment.” Scott v.
Harris, 550 U.S. 372, 380 (2007).
B. Analysis
In his motion for summary judgment, Agent Lapp argues that (1) Grab cannot establish
that he subjected him to excessive force regarding Agent Lapp’s use of his taser because (a) Agent
Lapp’s taser deployment was objectively reasonable under the circumstances and (b) he is entitled
to qualified immunity; (2) the evidence of record shows that Agent Lapp was not personally
involve in the kicks to Grab’s head; (3) there is no evidence that Agent Lapp denied Grab medical
care; (4) Grab cannot pursue a Monell claim against Agent Lapp; and (5) Grab’s state law claims
are barred by sovereign immunity. See Mem. of Law in Supp. of Def. Lapp’s Mot. for Summ. J.
(“Def.’s Mem.”) at 3–14, Doc. No. 51. The court will address each of these arguments in turn.
1. Excessive Force – Use of Taser
Agent Lapp’s first arguments pertain to his belief that he is entitled to summary judgment
concerning Grab’s excessive force claim relating to Agent Lapp tasing him in May 2018. Agent
Lapp contends that Grab has not established an excessive force claim because the evidence in the
record shows that Agent Lapp’s use of his taser was objectively reasonable under the
circumstances. See id. at 6–7. Grab argues that a genuine issue of material fact exists as to whether
Agent Lapp’s use of a taser on him, under the circumstances, constitutes excessive force because
there are several factual disputes, such as whether Grab was under arrest, whether Grab posed a
threat, and whether Agent Lapp intended to use his taser before Grab began running away.5 See
Pl.’s Mem. at 6, Doc. No. 59-1.
5 Grab additionally asks the court to consider whether a jury could conclude that “… Defendant’s subsequent beating
of Plaintiff, and Defendant’s failure to stop other officers from beating Plaintiff were objectively reasonable, and
therefore excessive in light of the circumstances.” See Resp. at 6, Doc. No. 59-1. The record is undisputed, from
Grab’s own testimony, that Agent Lapp was not the individual to have allegedly beaten or kicked Grab. Grab testified
under oath that, “I’m saying Scott Lapp was the one cuffing me and whoever was in that cruiser is the one that kicked
me in the face and stuff.” See Resp. at 15, Doc. No. 59-4. During that same deposition, when directly asked if a
Columbia police officer kicked Grab in the face, Grab answered “Absolutely. I know it wasn’t Agent Lapp, because
Agent Lapp was the one cuffing me.” Id. Thus, the factual record is undisputed in that Agent Lapp was not the person
alleged to have beaten Grab.
Claims of excessive force are analyzed under the Fourth Amendment's “‘reasonableness’
inquiry.” Graham v. Connor, 490 U.S. 386, 397 (1989). That inquiry “is an objective one: the
question is whether the officers’ actions are ‘objectively reasonable’ in light of the facts and
circumstances confronting them, without regard to their underlying intent or
motivation.” Id. (citing Scott v. United States 436 U.S. 128, 137–39 (1978) and Terry v. Ohio, 392
U.S. 1, 21 (1968)). The court “ask[s] whether, ‘from the perspective of the officer at the time of
the incident and not with the benefit of hindsight,’ the officers were objectively reasonable in their
use of force.” Brown v. Makofka, 644 F. App’x 139, 142 (3d Cir. 2016) (quoting Santini v. Fuentes,
795 F.3d 410, 417 (3d Cir. 2015)). In determining whether the force used was objectively
reasonable, the court should carefully consider “the facts and circumstances of each particular
case, including the severity of the crime at issue, whether the suspect poses an immediate threat to
the safety of the officers or others, and whether [the suspect] is actively resisting arrest or
attempting to evade arrest by flight.” Graham, 490 U.S. at 396 (citing Tennessee v. Garner, 471
U.S. 1, 8–9 (1985)).
The record is clear that Agent Lapp, under the suspicion that Grab had just engaged in a
drug-related activity, deployed his taser after Grab resisted being handcuffed and attempted to flee.
“Federal district courts in Pennsylvania have found use of a taser to overcome a suspect’s
resistance to be reasonable.” McNeil v. City of Easton, 694 F. Supp. 2d 375, 393 (E.D. Pa. 2010);
see also Geist v. Ammary, 40 F. Supp. 3d 467, 476 (E.D. Pa. 2014) (“The use of a Taser during an
arrest, especially when the suspect is resisting arrest, may be reasonable.”). Grab testified that he
knew Agent Lapp wanted to handcuff him, and that he ignored Agent Lapp’s orders. Instead, Grab
began to run away. Agent Lapp used his taser a single time to prevent Grab from fleeing the scene.
Thus, it would appear that Agent’s Lapp’s conduct was reasonable as a matter of law.
Nevertheless, the court notes that there are several facts a reasonable jury could consider
as evidence that a constitutional violation did occur. First, Agent Lapp specifically denied that
Grab was under arrest. Second, Agent Lapp deployed his taser without vocally warning Grab when
he was, at maximum, around five steps away. Third, there is nothing to suggest that Grab was a
danger to Agent Lapp, the other officers, any bystanders, or himself. Fourth, Agent Lapp tased
Grab on a concrete sidewalk, where there was some risk, no matter how small, that the taser
deployment could cause Grab to fall and injure himself on the hard surface. As other courts in this
district have recognized, evaluating whether the use of a taser was reasonable under the
circumstances requires the court to consider the risk of bodily harm caused by the defendant’s
actions against the threat to the public that the defendant tried to eliminate. Martin v. City of
Reading, 118 F. Supp. 3d 751, 762 (E.D. Pa. 2015) (citations omitted) (analyzing Third Circuit
cases weighing risk of falling against necessity of taser deployment).
At this moment, it is unnecessary for the court to determine whether a reasonable jury could
find that Agent Lapp violated Grab’s constitutional rights, because Agent Lapp is shielded by
qualified immunity. “Qualified immunity is an affirmative defense available to government
officials sued in their personal capacities.” Brown v. Cwynar, 484 F. App’x 676, 680 (3d Cir. 2012)
(affirming district court grant of qualified immunity to police officer who tased 73-year-old man
who refused to give officer his car keys). “Qualified immunity attaches when an official’s conduct
does not violate clearly established statutory or constitutional rights of which a reasonable person
would have known.” Rivas-Villegas v. Cortesluna, 142 S. Ct. 4, 7 (2021) (internal quotation marks
omitted) (citing White v. Pauly, 137 S. Ct. 548, 551 (2017)).
A right is clearly established “when it is sufficiently clear that every reasonable official
would have understood that what he is doing violates that right.” Id. (internal quotations marks
omitted) (citing Mullenix v. Luna, 577 U.S. 7, 11 (2015)). “This analysis requires a court to identify
the right at issue and determine if that right was clearly established at the time of the officer’s
action. With respect to the first task, courts must define the right allegedly violated at the
appropriate level of specificity.” Estep v. Mackey, 639 F. App’x 870, 873 (3d Cir. 2016) (“Estep
I”) (remanding denial of qualified immunity on account of district court not defining right at issue
with required level of specificity) (internal quotation marks omitted). The Supreme Court has
“repeatedly told courts not to define clearly established law at too high a level of generality.” City
of Tahlequah, Oklahoma v. Bond, 142 S. Ct. 9, 11 (2021).
The doctrine of qualified immunity protects “all but the plainly incompetent or those who
knowingly violate the law.” City of Tahlequah, Oklahoma, 142 S. Ct. at 11 (internal quotation
marks omitted). Here, Agent Lapp was neither. At the time of the incident, ample precedent existed
under which a reasonable officer could have believed it lawful to deploy non-lethal force to subdue
an individual either fleeing or failing to comply with law enforcement orders. See Estep v. Mackey,
Civ. A. No. 3:11-207, 2016 WL 1273249, at *2 (W.D. Pa. Mar. 31, 2016) (“Estep II”) (granting
qualified immunity on remand to police officer who deployed taser when plaintiff attempted to run
away while being escorted to police station);6 see also McNeil, 694 F. Supp. 2d at 393–95 (holding
that two taser applications on a plaintiff attempting to evade arrest did not amount to excessive
force and that officer was entitled to qualified immunity); Wargo v. Municipality of Monroeville,
6 Much like the facts currently before this court, Estep involved an officer who deployed a taser to prevent an
unhandcuffed individual from fleeing, after being confronted on suspicion of drug-related activities. See Estep II, 2016
WL 1273249. Initially, the district court denied the officer’s motion for summary judgment on qualified immunity
grounds, holding that genuine issues of material fact precluded it from finding that the officer’s use of his taser did
not constitute excessive force in violation of the Fourth Amendment. Id. at *3. The Third Circuit remanded the case,
directing the district court to “(1) identify with specificity the right at issue that [the officer’s] use of the taser allegedly
violated, and (2) determine whether that right was clearly established at the time [the officer] used the taser against
[the plaintiff].” Id. On remand, the district court found the officer to be entitled to qualified immunity because “even
if the jury were to conclude that his actions amounted to a constitutional violation at trial, a reasonable officer in his
position could have believed, in light of what was in the decided case law, that his conduct was lawful.” Id. at *6
(internal quotation marks omitted).
PA, 646 F. Supp. 2d 777, 786 (W.D. Pa. 2009) (“Even if a plaintiff is not armed, it is reasonable
for law enforcement to employ multiple rounds of non-lethal force if necessary to effectuate an
arrest.”); cf. Mierzwa v. United States, 282 F. App’x 973, 979 (3d Cir. 2008) (affirming district
court in finding that officer’s use of pepper spray to subdue non-compliant plaintiff was
reasonable). As to the use of tasers specifically, numerous courts of appeals, including the Third
Circuit, “ha[ve] approved the use of taser guns to subdue individuals who resist arrest or refuse to
comply with police orders.” Brown, 484 F. App’x at 681.
It appears that the clearly established right is question is whether a state parole officer may
use a taser to subdue a supervisee when that supervise flees from the officer by running down a
concrete sidewalk. The court has not located a case indicating that this action by a parole office
has been clearly established as a constitutional violation. As such, the court cannot find that the
right was clearly established at the time of the incident to put a reasonable officer in Agent Lapp’s
position on notice that his conduct was unlawful. Accordingly, Agent Lapp is entitled to qualified
immunity.
2. Excessive Force – Kicking
Agent Lapp also seeks summary judgment relating to any claim by Grab that he is liable
for any kicks to Grab’s head. Agent Lapp notes that there is no evidence in the record that he was
personally involved in kicking Grab’s head. See Def.’s Mem. at 9–10. Instead, the evidence, which
includes Grab’s own testimony, shows that a CBPD officer, if anyone, kicked him. See id. at 10–
11.
In response to these arguments, Grab contends that there is an issue of fact as to whether
Agent Lapp is liable for kicking him. See Pl.’s Mem. at 8. Grab argues that “given [Agent Lapp’s]
deployment of the taser right before the beating, there is a reasonable inference that [Agent Lapp]
was involved in the immediate events following the taser deployment.” Id. He also asserts that
“even if [Agent Lapp] was not involved (which is unbelievable), [Agent Lapp] had a duty to
intervene and stop [Grab’s] unlawful beating, which he failed to do.” Id. Finally, he claims that
“but for [Agent Lapp’s] actions prior to the beating, [Grab] would not have been beaten. A
tortfeasor is liable for subsequent torts if he sets those chain of events in motion.” Id. (citing
Palsgraf v. Long Island R.R. Co., 162 N.E. 99 (N.Y. 1928)).
None of the plaintiff’s arguments have any merit. “[I]n the face of [a] motion for summary
judgment, a § 1983 plaintiff must produce evidence supporting each individual defendant’s
personal involvement in the alleged violation to bring that defendant to trial.” Jutrowski v. Twp. of
Riverdale, 904 F.3d 280, 291 (3d Cir. 2018); see also Rode v. Dellarciprete, 845 F.2d 1195, 1207
(3d Cir. 1988) (“A defendant in a civil rights action must have personal involvement in the alleged
wrongs[.]”). Here, and as explained earlier in this opinion, Grab concedes that Agent Lapp was
not the individual who kicked him; instead, it was an unidentified CBPD officer. See supra at 5
n.3. Thus, Grab’s own evidence does not support a jury determination that Agent Lapp did
anything to him other than tase him, and there is no other evidence in the record that would create
an issue of fact that would allow this claim to move forward to trial.
Grab’s other arguments in support of liability are easily disposed of. First, contrary to
Grab’s assertion, merely using a taser to subdue Grab as he tried to flee does not support a
“reasonable inference” that Agent Lapp was involved in whatever happened afterwards, especially
when Grab himself said that Agent Lapp did not kick him. Second, Grab does not explain how the
Palsgraf foreseeability doctrine applicable to proximate cause determinations in negligence
actions has any applicability to an excessive force claim. Finally, although Grab makes a fleeting
reference to Agent Lapp failing to intervene, he never asserted such a claim in his amended
complaint to place the defendants on notice that he was pursuing such a claim.7 See generally Am.
Compl. at 2–9, Doc. No. 17. As such, the court will not consider any failure to intervene claim
here.
3. Refusal to Provide Medical Care and Monell Claims
Agent Lapp also moves for summary judgment on Grab’s refusal to provide medical care
and Monell claims. Grab’s response in opposition to Agent Lapp’s motion for summary judgment
includes voluntary withdrawals of Count II and Count III of the operative complaint. See Pl.’s
Mem. at 10. Accordingly, the claim for failure to provide medical care and the claim for violations
under Monell are dismissed and require no further analysis. See Id.
4. State Law Claims
In the final part of his motion, Agent Lapp asserts that the court should grant summary
judgment on Grab’s state law claims for assault and battery. Because the court has already
determined that Agent Lapp is entitled to summary judgment on Grab’s federal claims and only
the state law claims remain, the court must determine whether to exercise supplemental
jurisdiction over those claims. In such circumstances, the court,
“may decline to exercise supplemental jurisdiction” if the court “has dismissed all
claims over which it has original jurisdiction.” [28 U.S.C.] § 1367(c)(3) .... [I]n
most cases, pendent state law claims should be dismissed without prejudice “where
the claim over which the district court has original jurisdiction is dismissed before
trial.” Borough of W. Mifflin v. Lancaster, 45 F.3d 780, 788 (3d Cir. 1995). On the
other hand, “[w]here the original federal jurisdiction claim is proceeding to trial ...
considerations [of judicial economy, convenience, and fairness to the parties] will
normally counsel an exercise of district court jurisdiction over state claims based
on the same nucleus of operative facts.” Id.
7 This court recognizes that while “legally distinct, the fate of [a] plaintiff’s failure to intervene claim is closely linked
to that of [an] excessive force claim since, by definition, if there was no excessive force then there can be no failure
to intervene.” Abdullahi v. City of Madison, 423 F.3d 763, 767–68 (7th Cir. 2005). Nonetheless, Grab never brought
a failure-to-intervene claim at any point in this action, discovery is now closed, and he never sought leave to amend
his complaint to include such a claim. Asserting it as a possible ground for liability in a response to a motion for
summary judgment is wholly improper, and Grab has not asserted any basis why he should be permitted to proceed
with such a claim at this time.
Cindrich v. Fisher, 341 F. App’x 780, 789 (3d Cir. 2009) (per curiam).
After weighing considerations of judicial economy, convenience, and fairness to the
parties, the court declines to exercise supplemental jurisdiction over the state law assault and
battery claims and dismisses them without prejudice.
IV. CONCLUSION
For the reasons set forth above, the court finds that Agent Lapp is entitled to qualified
immunity on Grab’s excessive force claim because Agent Lapp’s conduct did not violate clearly
established statutory or constitutional rights by using non-lethal force on Grab under the
circumstances. Grab voluntarily withdrew his Monell claim and failure to provide medical care
claim. Accordingly, the court: (1) grants the defendant’s motion for summary judgment as to Agent
Lapp’s federal claims and, (2) declines to exercise supplemental jurisdiction over the remaining
state law claims and dismisses those claims without prejudice.
A separate order follows.
BY THE COURT:
/s/ Edward G. Smith
EDWARD G. SMITH, J.