ALJ’s failure to comment upon lay witness testimony is harmless where “the testimony is similar to other testimony that the ALJ validly discounted, or where the testimony is contradicted by more reliable medical evidence that the ALJ credited”
How later courts described this case
- ALJ’s failure to comment upon lay witness testimony is harmless where “the testimony is similar to other testimony that the ALJ validly discounted, or where the testimony is contradicted by more reliable medical evidence that the ALJ credited”
- “Even under the new regulations, an ALJ cannot reject an examining or treating doctor’s opinion as unsupported or inconsistent without providing an explanation supported by substantial evidence.”
- “The revised social security regulations are clearly irreconcilable with our caselaw according special deference to the opinions of treating and examining physicians on account of their relationship with the claimant.”
- holding that the court “must uphold the ALJ’s decision where the evidence is susceptible to more than one rational interpretation”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
EUGENE DIVISION
KELLIE H.,1 Case No. 6:22-cv-01822-HL
Plaintiff, OPINION AND ORDER
v.
COMMISSIONER, SOCIAL
SECURITY ADMINISTRATION,
Defendant.
_________________________________________
HALLMAN, United States Magistrate Judge:
Plaintiff Kellie H. brings this action under the Social Security Act (the “Act”), 42 U.S.C.
§ 405(g), to obtain judicial review of a final decision of the Commissioner of Social Security
(“Commissioner”). The Commissioner denied plaintiff’s applications for Disability Insurance
Benefits (“DIB”) and Supplemental Security Income (“SSI”) under Titles II and XVI of the Act.
42 U.S.C. § 401 et seq. For the following reasons, the decision of the Commissioner is
AFFIRMED.
1 In the interest of privacy, this Opinion uses only the first name and the initial of the last name
for non-governmental parties and their immediate family members.
STANDARD OF REVIEW
42 U.S.C. § 405(g) provides for judicial review of the Social Security Administration’s
disability determinations: “The court shall have power to enter . . . a judgment affirming,
modifying, or reversing the decision of the Commissioner of Social Security, with or without
remanding the cause for a rehearing.” The court must affirm the Commissioner’s decision if it is
based on proper legal standards and the findings are supported by substantial evidence in the
record. Hammock v. Bowen, 879 F.2d 498, 501 (9th Cir. 1989). Substantial evidence is “more
than a mere scintilla. It means such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401 (1971) (quotation
omitted). The court must weigh “both the evidence that supports and detracts from the
[Commissioner’s] conclusion.” Martinez v. Heckler, 807 F.2d 771, 772 (9th Cir. 1986). “Where
the evidence as a whole can support either a grant or a denial, [the court] may not substitute [its]
judgment for the ALJ’s.” Massachi v. Astrue, 486 F.3d 1149, 1152 (9th Cir. 2007) (citation
omitted); see also Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005) (holding that the court
“must uphold the ALJ’s decision where the evidence is susceptible to more than one rational
interpretation”). “[A] reviewing court must consider the entire record as a whole and may not
affirm simply by isolating a specific quantum of supporting evidence.” Orn v. Astrue, 495 F.3d
625, 630 (9th Cir. 2007) (quotation omitted).
BACKGROUND
I. Plaintiff’s Application
Plaintiff alleges disability based on tingling/numbness from head to toe, tremors, vision
loss, short term memory loss, balance issues, aching joints, depression, fatigue, and immune
deficiencies. Tr. 63.2 At the time of her alleged onset date, she was 32 years old. Tr. 64. She has
completed high school and has past relevant work as a management trainee, sandwich maker,
cashier II, and home health aide. Tr. 23, 37.
Plaintiff protectively applied for DIB and SSI on December 10, 2019, alleging an onset
date of March 1, 2017. Tr. 65, 85. Her applications were denied initially on November 25, 2020,
and on reconsideration on March 18, 2021. Tr. 116, 125. Plaintiff subsequently requested a
hearing, which was held on October 21, 2021, before Administrative Law Judge (“ALJ”)
Katherine Weatherly. Tr. 30. Plaintiff appeared and testified at the hearing, represented by
counsel. Tr. 30-63. A vocational expert (“VE”), Keta Berkshire, also testified. Tr. 55-62. On
November 29, 2021, the ALJ issued a decision denying plaintiff’s claim. Tr. 24-25. Plaintiff
requested the Appeals Council review ALJ Weatherly’s decision, which was denied on
September 23, 2022. Tr. 1-6. Plaintiff then sought review before this Court.3
II. Sequential Disability Process
The initial burden of proof rests upon the claimant to establish disability. Howard v.
Heckler, 782 F.2d 1484, 1486 (9th Cir. 1986). To meet this burden, the claimant must
demonstrate an “inability to engage in any substantial gainful activity by reason of any medically
determinable physical or mental impairment which can be expected . . . to last for a continuous
period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A).
The Commissioner has established a five-step process for determining whether a person
is disabled. Bowen v. Yuckert, 482 U.S. 137, 140 (1987); 20 C.F.R. §§ 404.1520, 416.920. At
2 Citations to “Tr.” are to the Administrative Record. (ECF 12).
3 The parties have consented to the jurisdiction of a Magistrate Judge pursuant to 28 U.S.C. §
636. (ECF 6).
step one, the Commissioner determines whether a claimant is engaged in “substantial gainful
activity”; if so, the claimant is not disabled. Yuckert, 482 U.S. at 140; 20 C.F.R. §§ 404.1520(b),
416.920(b).
At step two, the Commissioner determines whether the claimant has a “medically severe
impairment or combination of impairments.” Yuckert, 482 U.S. at 140-41; 20 C.F.R. §§
404.1520(c), 416.920(c). A severe impairment is one “which significantly limits [the claimant’s]
physical or mental ability to do basic work activities[.]” 20 C.F.R. §§ 404.1520(c) & 416.920(c).
If not, the claimant is not disabled. Yuckert, 482 U.S. at 141.
At step three, the Commissioner determines whether the impairments meet or equal “one
of a number of listed impairments that the [Commissioner] acknowledges are so severe as to
preclude substantial gainful activity.” Id.; 20 C.F.R. §§ 404.1520(d), 416.920(d). If so, the
claimant is conclusively presumed disabled; if not, the analysis proceeds. Yuckert, 482 U.S. at
141.
At step four, the Commissioner determines whether the claimant can perform “past
relevant work.” Yuckert, 482 U.S. at 141; 20 C.F.R. §§ 404.1520(e), 416.920(e). If the claimant
can work, he is not disabled; if he cannot perform past relevant work, the burden shifts to the
Commissioner. Yuckert, 482 U.S. at 146 n. 5.
Finally, at step five, the Commissioner must establish that the claimant can perform other
work that exists in significant numbers in the national economy. Id. at 142; 20 C.F.R. §§
404.1520(e) & (f), 416.920(e) & (f). If the Commissioner meets this burden, the claimant is not
disabled. 20 C.F.R. §§ 404.1566, 416.966.
III. The ALJ’s Decision
At step one, the ALJ determined that plaintiff had not engaged in substantial gainful
activity since her alleged onset date of March 1, 2017. Tr. 17.
At step two, the ALJ determined that plaintiff has the following severe impairments:
“neuropathy, ocular migraines, anxiety, and depression.” Id.
At step three, the ALJ determined that plaintiff’s impairments did not meet or medically
equal the severity of a listed impairment. Tr. 18. The ALJ then resolved that plaintiff had the RFC
to do medium work except that she can occasionally climb ramps, stairs, ladders, ropes and
scaffolds; frequently balance; occasionally feel and finger bilaterally; can persist at simple, routine,
repetitive tasks; make simple work-related decisions; perform work with few if any changes in the
workplace; cannot do any assembly-line pace work; and is to avoid concentrated exposure to
vibration, pulmonary irritants, and workplace hazards. Tr. 19.
At step four, the ALJ found that plaintiff could not perform her past relevant work. Tr.
23.
At step five—considering plaintiff’s age, education, work experience, and RFC—the ALJ
found that a significant number of jobs existed in the national economy that plaintiff could
perform, including work as a farm worker, cleaner II, and automobile body repair helper. Tr. 24.
Thus, the ALJ concluded that plaintiff is not disabled. Tr. 24-25.
DISCUSSION
Plaintiff argues that the ALJ committed three errors: (1) failing to identify specific, clear
and convincing reasons for rejecting plaintiff’s subjective symptom testimony; (2) improperly
finding the medical opinions of Kristian Balle, DO, and Usha Honeyman, DC, ND, less than
fully persuasive; and (3) improperly rejecting the lay witness testimony of plaintiff’s father.
I. Subjective Symptom Testimony
Plaintiff contends that the ALJ failed to provide specific, clear and convincing reasons to
reject her symptom testimony. Pl.’s Opening Br. 12-17. Specifically, plaintiff contends that her
testimony could not be rejected simply because it was unsupported by the objective medical
evidence. Id. at 14-16.
A. Legal Standards
The ALJ is responsible for evaluating symptom testimony. SSR 16-3p, 2017 WL
5180304, at *1 (Oct. 25, 2017). There is a two-step process for evaluating a claimant’s testimony
about the severity and limiting effect of his symptoms. Vasquez v. Astrue, 572 F.3d 586, 591 (9th
Cir. 2009). First, the claimant must produce objective medical evidence of one or more
impairments that could reasonably be expected to produce some degree of symptoms.
Lingenfelter v. Astrue, 504 F.3d 1028, 1036 (9th Cir. 2007). The claimant need not show that the
impairment could reasonably be expected to cause the severity of the symptoms, but only show
that it could reasonably have caused some degree of the symptoms. Id.
Second, the ALJ must assess the claimant’s testimony regarding the severity of the
symptoms. Id. The ALJ can reject the claimant’s testimony “only by offering specific, clear and
convincing reasons for doing so.” Id. Thus, the ALJ must specifically identify the testimony that
they do not credit and must explain what evidence undermines the testimony. Holohan v.
Massanari, 246 F.3d 1195, 1208 (9th Cir. 2001). In other words, the “clear and convincing”
standard requires an ALJ to “show [their] work.” Smartt v. Kijakazi, 53 F.4th 489, 499 (9th Cir.
2022).
General findings are insufficient to support an adverse determination; the ALJ must rely
on substantial evidence. Holohan, 246 F.3d at 1208. To discredit a plaintiff’s testimony
regarding the degree of impairment, the ALJ must make a “determination with findings
sufficiently specific to permit the court to conclude that the ALJ did not arbitrarily discredit
claimant’s testimony.” Thomas v. Barnhart, 278 F.3d 947, 958 (9th Cir. 2002). The question is
not whether ALJ’s rationale convinces the court, but whether their rationale “is clear enough that
it has the power to convince.” Smartt, 53 F.4th at 499.
B. Plaintiff’s Testimony
At the hearing, plaintiff reported that she could not work on a regular, full-time basis
because she experiences tremors and loss of muscle control in her legs, has tingling, numbness,
and nerve pain throughout her body, has bouts of vision loss several times a day, and that the
tingling and numbness affects her grip, causing her to drop things, while also affecting her ability
to feel, such as a single instance of cutting herself without feeling it. Tr. 47-49. Plaintiff testified
that the tremors and loss of muscle control in her legs happens once a month, while her vision
loss, tingling and numbness, and nerve pain are constant. Tr. 47. Because of the intermittent
tremors and muscle weakness, she has been using a cane since 2017. Tr. 45. She further testified
that the tingling and numbness also affect her ability to stand and walk and that she must sit
when the symptoms are greater. Tr. 49. She continued, saying that she could only stand and walk
for about 30 minutes, and that she could only walk about three blocks. Tr. 49. When it came to
lifting, she testified to being able to lift up to 50 pounds but that she could lift no amount
frequently, stating that she could only have two active days a week and would then need to rest.
Tr. 50. She then stated that she could consistently lift 15 to 20 pounds for an hour and a half on
her active days. Tr. 51. For her nerve pain, she explained that she has one that centers on her
funny bone that is constant and every day, and a more severe level that happens once a month.
Tr. 52.
When it came to her memory, comprehension, and understanding, plaintiff testified that
she has a very limited memory span because of her Lyme disease. Tr. 51-52. She stated that she
can remember things for a couple of days, that she can’t hold numbers in her head for long, and
that she can no longer calculate her grocery list in her head. Tr. 52. Plaintiff stated that she takes
rifampin, citalopram, azithromycin, hydrocortisone, and promethazine for her symptoms. Tr. 41.
She explained that the citalopram makes her extremely nauseous, which is why she takes
promethazine, and that if she takes all of her medications at once they make her drowsy, so she
divides them into morning and night. Tr. 42-43.
The ALJ determined that her medically determinable impairments could reasonably be
expected to produce some degree of symptoms, but her “statements concerning the intensity,
persistence and limiting effects of these symptoms are not entirely consistent with the medical
evidence and other evidence in the record for the reasons explained in this decision.” Tr. 20. The
ALJ reasoned that plaintiff’s testimony of her disabling limitations was inconsistent with
evidence from the medical record. Tr. 20-21. Plaintiff argues only that the ALJ cannot reject her
testimony merely because it is unsupported by objective evidence.
C. Inconsistent Medical Record
An ALJ may reject a claimant's symptom testimony if that testimony is contradicted by
evidence in the medical record. Carmickle v. Comm'r of Soc. Sec. Admin., 533 F.3d 1155, 1161
(9th Cir. 2008). While an ALJ may also consider the lack of corroborating objective medical
evidence as one factor in “determining the severity of the claimant's pain,” Rollins v. Massanari,
261 F.3d 853, 857 (9th Cir. 2001), they cannot reject subjective pain testimony solely on that
basis. Robbins v. Soc. Sec. Admin., 466 F.3d 880, 883 (9th Cir. 2006); see also 20 C.F.R. §
404.1529(c)(2) (the Commissioner “will not reject your statements about the intensity and
persistence of your pain or other symptoms or about the effect your symptoms have on your
ability to work solely because the available objective medical evidence does not substantiate
your statements”).
Here, the ALJ concluded that plaintiff’s testimony regarding her pain, tingling and
numbness, grip issues, vision loss, and balance issues caused by tremors and loss of muscle
control, was contradicted by medical records showing that her neuropathy and ocular migraines
were adequately treated with medication, and by testing results showing that her reported
limitations did not exist. Tr. 20-21. As support for this conclusion, the ALJ pointed to records
showing ocular migraines were first considered in February 2018, she was subsequently given
medication and reported that her symptoms, such as her tremors, were improved in April and
May. Tr. 353, 424, 467. Plaintiff also testified that she could only stand and walk for short
distances and only for 30 minutes at a time, could only infrequently lift 15 to 20 pounds on her
active days, and that she had balance issues. However, Dr. Balle’s consultative examination
directly refute these claims, with Dr. Balle stating that plaintiff had no balance problems, that she
could walk for at least two-to-four hours, that she had no limitations in standing, and that she
could lift and carry over 25 pounds occasionally and less than 25 pounds frequently. Tr. 523,
528-529. Plaintiff also complained that the tingling and numbness in her hands caused her to
constantly drop things. Yet, Dr. Balle’s examination, and other evidence in the record,
contradicted this claim as well, with only a single record stating she had weak grip bilaterally
and some diminished sensation to pinprick, while testing noted that she had no issues with her
grasp. Tr. 348, 351, 354, 524-25. As for her vision, plaintiff’s ophthalmologist noted she had
normal visual fields and no evidence of vision loss, but that she might need new corrective
lenses. Tr. 535, 558.
Based on the record before the Court, the ALJ provided clear and convincing reasons,
supported by substantial evidence, for rejecting plaintiff’s subjective symptom testimony based
on contradictory medical evidence. An ALJ need not use the magic words, “I reject [this
evidence] because…” in order to discount evidence. Magallanes v. Bowen, 881 F.2d 747, 755
(9th Cir. 1989). A reviewing court is not “deprived of [its] faculties for drawing specific and
legitimate inferences from the ALJ's opinion.” Id. The ALJ’s citation to these objective findings
is “sufficiently specific to permit the court to conclude that the ALJ did not arbitrarily discredit
claimant’s testimony.” Thomas, 278 F.3d at 958 (9th Cir. 2002). This objective evidence is
therefore a clear and convincing reason, supported by substantial evidence, for discounting
plaintiff’s subjective symptom testimony.
II. Medical Opinions
Plaintiff alleges that the ALJ erred in finding the medical opinions of Kristian Balle, DO,
and Usha Honeyman, DC, ND, less than fully persuasive. Pl.’s Opening Br. 5-12. Specifically,
she argues that the ALJ improperly discounted Dr. Balle’s limitations regarding walking, lifting
and carrying, and Dr. Honeyman’s limitation that she would not be able to sustain full-time work
because of her fatigue, lack of concentration, ataxia, tremor, and intermittent loss of vision. Pl.’s
Opening Br. 8, 10.
A. Legal standards
For disability claims filed on or after March 27, 2017, new regulations for evaluating
medical opinion evidence apply. Revisions to Rules Regarding the Evaluation of Medical
Opinion Evidence (Revisions to Rules), 2017 WL 168819, 82 Fed. Reg. 5844, at *5867-68 (Jan
18, 2017). Under those revised regulations, the ALJ no longer “weighs” medical opinions but
instead determines which are most “persuasive.” 20 C.F.R. §§ 404.1520c(a). The new
regulations eliminate the hierarchy of medical opinions and state that the agency does not defer
to any particular medical opinions, even those from treating sources. Id.; see also Woods v.
Kijakazi, 32 F.4th 785, 792 (9th Cir. 2022) (“The revised social security regulations are clearly
irreconcilable with our caselaw according special deference to the opinions of treating and
examining physicians on account of their relationship with the claimant.”). Under the new
regulations, the ALJ primarily considers the “supportability” and “consistency” of the opinions
in determining whether an opinion is persuasive. 20 C.F.R. § 404.1520c(c). Supportability is
determined by whether the medical source presents explanations and objective medical evidence
to support their opinions. Id. § 404.1520c(c)(1). Consistency is determined by how consistent the
opinion is with evidence from other medical and nonmedical sources. Id. § 404.1520c(c)(2).
An ALJ may also consider a medical source’s relationship with the claimant by looking
at factors such as the length, purpose, or extent of the treatment relationship, the frequency of the
claimant’s examinations, and whether there is an examining relationship. Id. § 404.1520c(c)(3).
An ALJ is not, however, required to explain how she considered those secondary medical factors
unless she finds that two or more medical opinions about the same issue are equally well-
supported and consistent with the record but not identical. Id. § 404.1520c(b)(2)- (3).
The regulations require ALJs to “articulate . . . how persuasive [they] find all of the medical
opinions” and “explain how [they] considered the supportability and consistency factors.” Id. §
404.1520c(c)(b). The court must, moreover, continue to consider whether the ALJ’s analysis has
the support of substantial evidence. See 42 U.S.C. § 405(g); Woods, 32 F.4th at 792 (“Even
under the new regulations, an ALJ cannot reject an examining or treating doctor’s opinion as
unsupported or inconsistent without providing an explanation supported by substantial
evidence.”). Id.
B. Dr. Kristian Balle
Plaintiff first argues that the ALJ improperly discredited Dr. Balle’s opinion regarding a
two-to-four hour walking limitation, a limitation to occasional lifting and carrying over 25
pounds. The ALJ found that Dr. Balle’s opinion was not persuasive as it pertained to walking
and lifting and carrying. Tr. 22. The ALJ found that this portion of Dr. Balle’s opinion was
inconsistent with Dr. Balle’s testing and other medical evidence, such as consistent reports of
normal gait, normal strength, and generally normal sensation. Tr. 22 (citing Tr. 341-43, 347-48,
350-51).
Dr. Balle conducted a consultative examination on November 7, 2020. Tr. 521. In the
report, Dr. Balle noted that plaintiff had no limitations in sitting and standing, could walk for
two-to-four hours a day, could lift and carry over 25 pounds occasionally and less than 25
pounds frequently, and could occasionally handle, feel, and grasp. Dr. Balle further noted that
plaintiff had no limitations in bending, squatting, reaching, communicating, and no
environmental limitations. Tr. 528-29. Dr. Balle also noted that the assessed limitations for
walking, lifting and carrying, and handling, feeling, and grasping, were based on her neuropathy.
Id.
The ALJ found the walking and lifting and carrying limitations unpersuasive because it
was based on a “one-time examination” and because it was unsupported by other medical
evidence. Tr. 22. This Court agrees with Plaintiff that discounting Dr. Balle’s opinion because
plaintiff was seen only a single time is not a legitimate reason to discount a medical opinion,
especially considering that consultative examinations ordered by the agency are generally a one-
time examination. However, the ALJ’s finding that Dr. Balle’s opinion was not supported by
objective evidence in the record was supported by substantial evidence.
For example, Dr. Balle’s testing showed that plaintiff had no issues lifting and carrying
light objects, and no issues pinching, grasping, and manipulating both small and large objects.
Tr. 524-25. Other medical records also show that while plaintiff had a single instance of weak
grip bilaterally, all subsequent examinations showed normal strength and sensation. Tr. 343, 348,
351, 354, 360, 369. While Dr. Balle noted that plaintiff would have difficulties with fine motor
control due to her neuropathy because of diminished sensation to pin prick over dorsal hands and
distal lower extremities, this was not reflected in testing, which showed that plaintiff had no
issues with fine motor control. Tr. 524-25. Likewise, Dr. Balle noted that plaintiff could only
walk two-to-four hours a day, but noted that plaintiff had no balance issues, could squat and rise
with ease, could sit and rise without assistance, had no difficulty getting up and down from the
exam table, could walk on heels and toes, could stand on one foot bilaterally, and that tandem
walking was normal. Tr. 524. Plaintiff also had no joint swelling, erythema, effusion, tenderness
or deformity, nor did Dr. Balle note that she had a cane or walking stick for balance, despite her
concerns that she never knew when she would experience tremors or muscle weakness. Id. Dr.
Balle also assessed a limitation to occasionally lifting and carrying over 25 pounds and less than
25 pounds frequently, yet plaintiff had 5/5 strength across the board. Tr. 523.
Given that plaintiff had no issues with fine motor control, no grip or handling issues,
displayed normal strength and mostly normal sensation in her upper extremities, and presented
with no balance issues and full strength in her lower extremities, as well as a completely normal
gait, the ALJ’s rejection of Dr. Balle’s limitations for walking and lifting and carrying is
supported by substantial evidence.
C. Usha Honeyman, DC, ND
Plaintiff next argues that the ALJ failed to properly consider Honeyman’s medical
opinion for supportability and consistency. The ALJ found Honeyman’s medical opinion
unpersuasive because, as a naturopath, Honeyman is not an acceptable medical source, and her
opinion is not supported by her own records or other medical evidence in the record. Tr. 21.
Honeyman served as plaintiff’s treating naturopath starting November 19, 2018. Tr. 562.
She provided five records of plaintiff’s office visits from January 18, 2019, to May 21, 2021, of
which only three were in person. Tr. 514-20, 532. At issue is an assessment provided on
November 3, 2021, in which Honeyman states that plaintiff could not sustain full time work
primarily due to fatigue, lack of concentration, ataxia, tremor, and intermittent loss of vision. Tr.
563. Honeyman stated that ataxia and tremors make plaintiff’s coordination and movement
unpredictable, that her fatigue fluctuates, and that her neurological disease would limit her ability
to perform tasks. Id.
As a naturopath, Honeyman is not an acceptable medical source capable of establishing
an impairment. See 20 C.F.R. §§ 404.1502(a). At issue here, however, is not Honeyman’s
diagnoses, but the proffered medical opinion. While Honeyman is not an acceptable medical
source for the purposes of establishing an impairment, she may still offer a medical opinion. As
defined in 20 C.F.R. §§ 404.1502(d) and 404.1513(a)(2), a medical opinion is a statement from a
medical source, and a medical source, as it pertains to Honeyman, is an individual licensed as a
healthcare worker by a state working within their scope of permitted practice. Plaintiff
establishes that Honeyman is such a licensed individual, and the Commissioner does not argue
otherwise. See Pl.’s Br. 11.
As previously discussed, Honeyman’s diagnosis of Lyme disease as plaintiff’s
neurological condition is irrelevant. Moreover, Honeyman’s opinion as it relates to ataxia,
tremors, fatigue, lack of concentration, and intermittent loss of vision are unsupported. In the
only three in-person visits plaintiff had, Honeyman noted that plaintiff had normal findings in all
aspects, except for one report where she appeared cyanotic or jaundiced. Tr. 516, 518, 519.
Plaintiff argues that, aside from jaundiced or cyanotic skin color, Honeyman also observed
Adie’s pupil, flat affect, slowed movements, and episodic hypothermia. Pl.’s Opening Br. 11-12.
However, while Honeyman noted these signs and symptoms in her medical opinion, these are not
objective findings observed by Honeyman in any of her treatment records, and do not constitute
objective medical evidence as defined in 20 C.F.R. § 404.1502(f)-(g). Furthermore, none of
Honeyman’s purported symptoms support the severe limitations she assessed.
In sum, Honeyman’s finding that plaintiff is incapable of sustaining full time work due to
fatigue, lack of concentration, ataxia, tremor, and intermittent loss of vision is unsupported by
her own notes, which contain no findings of the above symptoms. Thus, the ALJ did not err in
finding Honeyman’s medical opinion unpersuasive.
III. Lay Witness Testimony
Plaintiff contends that the ALJ erred by failing to properly address the lay witness
testimony provided by plaintiff’s father by failing to provide reasons germane to the witness.
Pl.’s Opening Br. 17-18.
Lay testimony concerning a claimant’s symptoms or how an impairment affects the
ability to work is competent evidence that an ALJ must take into account. Molina v. Astrue, 674
F.3d 1104, 1114 (9th Cir. 2012) (citation and internal quotation omitted). The ALJ must provide
“reasons germane to each witness” to reject such testimony. Id. (citation and internal quotation
omitted). However, failure to discuss or weigh third-party testimony is harmless where the ALJ
validly discounts similar evidence. See id. at 1118-19 (ALJ’s failure to comment upon lay
witness testimony is harmless where “the testimony is similar to other testimony that the ALJ
validly discounted, or where the testimony is contradicted by more reliable medical evidence that
the ALJ credited”).
In the third-party report, plaintiff’s father stated that plaintiff suffers from depression, that
she has varying degrees of dizziness, vision black outs, can only concentrate for 10-15 minutes at
a time, can only walk one block or up to 50 yards, that she must re-read written instructions
several times, that she is easily confused, that she does laundry and some cleaning but it is
dependent on the severity of her dizziness, shakes, and nausea, and that she needs reminding to
take her medication. Tr. 297-301. The report also stated that she takes care of her pets, has no
problem taking care of her personal hygiene, and that she reads and watches television. Tr. 296,
299. Lastly, the report states that plaintiff’s Lyme disease causes nausea, dizziness, blackouts in
her vision, tingling and numbness, shakes, disorientation, and memory and concentration issues.
Tr. 302.
The ALJ found the lay witness testimony to be of “little evidentiary value” because the
“basis for many of the limitations is unsubstantiated in terms of a diagnosis and symptoms.” Tr.
20. Plaintiff argues this was not a reason “germane to the witness” because even though Lyme
disease is not a medically determinable impairment, she still suffers from her symptoms. Pl.’s Br.
17-18. The Commissioner argues that the ALJ did provide a reason germane to the witness, and
that the third-party report contains similar information to her subjective symptom testimony and,
therefore, the same reasons used to discount that testimony applies with equal force here. Def.’s
Br. 13-14. The Court agrees with the Commissioner.
The third-party report noted that Lyme disease was the cause of her symptoms, yet as
already established, Lyme disease is not a medically determinable impairment. Plaintiff further
argues that even without the diagnosis for Lyme disease, plaintiff still suffers from her
symptoms, including tremors, loss of vision, lack of concentration, and an inability to stand or
walk for any significant length of time. However, the issue is not whether she suffers from those
symptoms, but the degree to which she suffers. As discussed above, the degree of suffering is
unsupported, and the plaintiff has not pointed to any evidence that would support the degree
alleged, or even that some of the alleged symptoms exist.
Because the ALJ provided a reason germane to the witness, the ALJ did not err in
discounting the lay witness testimony.*
CONCLUSION
Based on the foregoing, pursuant to 42 U.S.C. § 405(g), sentence four, the
Commissioner’s decision is AFFIRMED.
IT IS SO ORDERED.
DATED this 20th day of May 2024.
ik DREW HALLMAN
United States Magistrate Judge
* Notably, this Court does not reach Commissioner’s second argument, which is that the ALJ
rejected the lay witness testimony for the same reasons as plaintiff's testimony because the two
were similar. See Valentine v. Comm'r Soc. Sec. Admin., 574 F.3d 685, 694 (9th Cir. 2009).
Because the ALJ does not make this finding, the Commissioner’s argument is a post-hoc
rationalization this Court cannot consider. See Bray v. Comm of Soc. Sec. Admin., 554 F.3d
1219, 1225-26 (9 Cir. 2009) (citing SEC v. Chenery Corp., 332 U.S. 194, 196 (1947)).