a “substantial risk of serious harm” requires more than “a mere suspicion that the attack will occur”
How later courts described this case
- a “substantial risk of serious harm” requires more than “a mere suspicion that the attack will occur”
- private plaintiff “lacks standing to compel investigation or prosecution of another”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF OREGON
ARACELY HERNANDEZ, Case No. 3:18-cv-01763-MK
Plaintiff, OPINION AND ORDER
v.
COFFEE CREEK CORRECTIONAL;
CPL. KIDWELL; C/O KIRSHMANN;
C/O BLAIR; CPL. MOODY; and SERGEANT
JANE AND JOE DOE,
Defendants.
___________________________________
KASUBHAI, Magistrate Judge:
Plaintiff Aracely Hernandez (“Plaintiff”), an adult in custody (“AIC”) at the Coffee Creek
Correctional Facility, filed suit under 42 U.S.C. § 1983. Plaintiff alleges that Defendants used
excessive force against her, failed to protect her from assault by another AIC and failed to provide
adequate medical care and treatment to her after the assault. Defendants now move for summary
judgment arguing that that Plaintiff cannot establish the necessary elements to prevail on any of
1 - OPINION AND ORDER
her claims, and that they are otherwise entitled to qualified immunity. For the reasons explained
below, Defendants’ motion is granted in part and denied in part.
FACTUAL BACKGROUND
Plaintiff alleges she was physically and sexually assaulted by AIC Ashely Dooley in the
shower on October 12, 2016. Compl. at 4 (ECF No. 2). Plaintiff states that during the assault, she
fell to the shower stall floor, fought back by “scooting backwards” against the wall and pushing
Dooley’s arms “outwards away,” and yelled “rape” repeatedly. Id. Dooley then began “punching
[Plaintiff] in the face, grabbed Plaintiff by the hair and began pounding Plaintiff’s head against the
wall.” Id. At that point, prison officials came running in and ordered the two to stop fighting. Id.
Plaintiff claims Dooley, who was fully clothed, “surrendered outside the shower stall,” and was
handcuffed. Compl. at 4-5. Plaintiff states that she was “left sitting naked inside the shower stall,”
when Defendant Kidwell “opened the shower curtain and pepper sprayed [her].” Id.
Plaintiff was told to get dressed and was taken to segregation where she was given a
decontamination shower. Id. at 5. Plaintiff alleges that she called the Prison Rape Elimination Act
(“PREA”) hotline to report that she had been sexually assaulted and was in “excruciating pain.”
Id. Plaintiff developed blisters from the pepper spray in her arm pits, under her breasts, c-section,
genitalia, and anus. Id. She also had bruises, scratches and burning inside her vagina. Id.
Plaintiff alleges that she requested but was denied medical attention and a rape
examination. Compl. at 5-6. Plaintiff states she reported the rape within 96 hours but was ignored.
Id. at 6. Plaintiff alleges that she was eventually seen by a nurse nine days after the assault who
told her that the prison did not have rape kits on site. Id. Despite spending nearly 30 days in
segregation and being issued a disciplinary report, all charges against Plaintiff were dropped. Id.
2 - OPINION AND ORDER
Plaintiff alleges that, in the three days leading up to the assault, Dooley harassed and bullied
her in front of prison officials. Specifically, Plaintiff states that Dooley threw Plaintiff’s food tray
to the floor and that Defendant Blair witnessed the incident. Compl. at 5; Spooner Decl. Ex. 1 at 5
(ECF No. 96). Plaintiff alleges Dooley broke her glasses and threw them in the garbage, which
Defendant Moody either saw or was told about. Compl. at 5; Spooner Decl. Ex. 1 at 5-6. Finally,
on the day of the assault, Plaintiff alleges Dooley kicked her in the back as she was going down
the stairs. Compl. At 5; Spooner Decl. Ex. 1 at 6. Plaintiff reported the incident to Defendant
Kirschenman who said she would “check [the] video footage.” Id.
LEGAL STANDARD
To prevail on a motion for summary judgment motion, the moving party must show there
is no genuine dispute as to any material fact and they are entitled to judgment as a matter of law.
Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The court must construe
the evidence and draw all reasonable inferences in the light most favorable to plaintiff. Torres v.
City of Madera, 648 F.3d 1119, 1123 (9th Cir. 2011). In civil actions brought by a pro se plaintiff,
the court construes the pleadings liberally. Alvarez v. Hill, 518 F.3d 1152, 1158 (9th Cir. 2008).
DISCUSSION
Defendants argue they are entitled to summary judgment because Plaintiff’s claims that
Defendants failed to investigate and prosecute are not cognizable under § 1983. Defendants also
argue that Plaintiff cannot establish her Eighth Amendment claims and that they are entitled to
qualified immunity.
1. Failure to Investigate and Prosecute
To the extent that Plaintiff alleges Defendants failed to properly investigate and prosecute
the alleged assault, Defendants argue they are entitled to summary judgment because any such
3 - OPINION AND ORDER
claims are not cognizable under 42 U.S.C. § 1983. In response, Plaintiff states that “it is the duty
of the defendants to protect plaintiff’s rights,” including her “rights as a victim.” Pl.’s Resp. in
Opp’n at 14 (ECF No. 115). However, “[t]here is no statutory or common law right, much less a
constitutional right, to investigation.” Fisher v. Smith, 2008 WL 11409586, at *5 (C.D. Cal. Mar.
24, 2008) (quoting Mitchell v. McNeil, 487 F.3d 374, 378 (6th Cir. 2007)). Moreover, it has long
been established that “a private citizen lacks a judicially cognizable interest in the prosecution or
nonprosecution of another.” Linda R.S. v. Richard D., 410 U.S. 614, 619 (1973); see also Graves-
Bey v. City & Cnty. of San Francisco, 669 Fed. Appx. 373, 374 (9th Cir. 2016) (private plaintiff
“lacks standing to compel investigation or prosecution of another”). Accordingly, Defendants are
entitled to summary judgment as a matter of law as to these claims.
2. Eighth Amendment Claims
Defendants argue Plaintiff has failed to establish her Eighth Amendment claims that they
used excessive force against her, that they failed to protect her from Dooley’s assault and that they
provided inadequate medical care to her after the assault. To state a claim under the Eighth
Amendment, Plaintiff must plead facts to plausibly suggest that Defendants: (1) exposed her to a
substantial risk of serious harm; and (2) did so with deliberate indifference. See Farmer v. Brennan,
511 U.S. 825, 837, 842 (1994).
a. Excessive Force
The core judicial inquiry for determining whether prison officials have violated the Eighth
Amendment by using excessive physical force is “whether force was applied in a good-faith effort
to maintain or restore discipline, or maliciously and sadistically to cause harm.” Hudson v.
McMillian, 503 U.S. 1, 7 (1992) (citing Whitley v. Albers, 475 U.S. 312 (1986)). To make this
determination, a court may evaluate the need for application of force, the relationship between that
4 - OPINION AND ORDER
need and the amount of force used, the extent of any injury inflicted, the threat reasonably
perceived by the responsible officials, and any efforts made to temper the severity of a forceful
response. Id. at 6-7.
Here, Defendants contend that Kidwell’s use of pepper spray was reasonable because
Kidwell deployed pepper spray after giving two orders to stop fighting in an attempt to break up
the altercation between Plaintiff and Dooley. Defs.’ Mot. Summ. J. at 12 (ECF No. 93). They argue
Kidwell pepper sprayed both Plaintiff and Dooley, as evidenced in photographs showing that
Dooley “had the remnants of orange [pepper] spray in her hair.” Id. In response, Plaintiff argues
that Kidwell unnecessarily used pepper spray only against her, and only after Dooley, the initial
aggressor, was removed from the shower stall and handcuffed. Compl. at 4-5; Spooner Decl. Ex.
1 at 10; Pl.’s Resp. in Opp’n at 12-13. Plaintiff claims the orange substance in Dooley’s hair is
VO5 shampoo, not pepper spray. Pl.’s Resp. in Opp’n at 12. Plaintiff concedes, however, officers
responded to the altercation and at least one order to “stop fighting” was given prior to Kidwell
deploying pepper spray. Id. at 4. Defendants contend that, even if Dooley was the initial aggressor
as Plaintiff claims, the record demonstrates that Kidwell deployed pepper spray to stop the fighting
and not for improper purposes. Defs.’ Mot. Summ. J. at 12. As to this claim, Plaintiff has raised a
genuine issue of material fact as to whether Kidwell’s use of pepper spray was excessive.
Defendants argue that Kidwell is nevertheless entitled to qualified immunity. Qualified
immunity protects government officials “from liability for civil damages insofar as their conduct
does not violate clearly established statutory or constitutional rights of which a reasonable person
would have known.” Pearson v. Callahan, 555 U.S. 223, 231 (2009). In ruling on the issue of
qualified immunity, the first inquiry is whether the facts show the defendant's conduct violated a
constitutional right. Saucier v. Katz, 533 U.S. 194, 201 (2001). The second inquiry asks whether
5 - OPINION AND ORDER
the constitutional right in question was “clearly established” at the time the conduct at issue
occurred. Id. The Supreme Court clarified that although courts may apply these questions in order,
courts have the discretion to end the inquiry if either question is answered affirmatively. Pearson,
555 U.S. at 236. “The relevant, dispositive inquiry in determining whether a right is clearly
established is whether it would be clear to a reasonable officer that his conduct was unlawful in
the situation he confronted.” Saucier, 533 U.S. at 202. As to an excessive force claim, the inquiry
is “whether force was applied in a good-faith effort to maintain or restore discipline, or maliciously
and sadistically to cause harm.” Hudson, 503 U.S. at 7.
Here, Plaintiff has presented evidence that she was not fighting, but was alone, naked in a
shower stall at the time Kidwell pepper-sprayed her. Pl.’s Resp. in Opp’n at 4. She contends that
order was restored prior to Kidwell entering the shower stall and pepper spraying her, and that she
did so “simply to apply punishment.” Id. Viewing this evidence in the light most favorable to
Plaintiff, she has raised a triable issue of fact as to the reasonableness of Kidwell’s actions
sufficient to overcome qualified immunity. See Saucier, 533 U.S. at 202 (for a constitutional right
to be clearly established, “[t]he contours of the right must be sufficiently clear that a reasonable
official would understand that what he is doing violates that right”); Ramirez v. Scribner, No. 1:04-
CV-06418-OWW-DLB PC, 2008 WL 4792541 (E.D. Cal. Oct. 29, 2008), report and
recommendation adopted, No. 1:04-CV-06418-OWW-DLB PC, 2008 WL 5377662 (E.D. Cal.
Dec. 19, 2008) (officials not entitled to qualified immunity on claims of excessive force where
plaintiff presented evidence that he was not threatening or attempting to attack officials, that he
was pepper sprayed while attempting to speak with correctional officials, and that he was suddenly
shot when he was arguing with an official). Accordingly, Defendants’ motion for summary
judgment is denied as to Plaintiff’s excessive force claim against Kidwell.
6 - OPINION AND ORDER
b. Failure to Protect
Defendants argue that Plaintiff has failed to establish the personal involvement of Blair,
Moody and Kirschenman and they are entitled to summary judgment on Plaintiff’s failure to
protect claim. As a general rule, “liability under § 1983 must be based on the personal involvement
of the defendant.” Barren v. Harrington, 152 F.3d 1193, 1194 (9th Cir. 1998). Indeed, “state
officials are not subject to suit under § 1983 unless they play an affirmative part in the alleged
deprivation of constitutional rights.” King v. Atiyeh, 814 F.2d 565, 568 (9th Cir. 1987).
Accordingly, “[a] plaintiff must allege facts, not simply conclusions, that show that an individual
was personally involved in the deprivation of his civil rights.” Barren, 152 F.3d at 1194.
The Eighth Amendment requires prison officials to take reasonable measures to guarantee
the safety of inmates in their custody. Farmer, 511 U.S. at 833. A prison official’s failure to protect
an inmate from assault by another inmate is a violation of the Eighth Amendment if the alleged
deprivation is “objectively, sufficiently serious,” and the prison official acted with “deliberate
indifference.” Id. at 834. Thus, a plaintiff must show that she was “incarcerated under conditions
posing a substantial risk of serious harm,” and that prison officials acted with a “sufficiently
culpable state of mind” – that officials knew she faced a substantial risk of serious harm and
disregarded that risk by “failing to take reasonable measures to abate it.” Id. at 834, 846.
In her deposition, Plaintiff testified that, in the three days leading up to the assault, Blair
witnessed Dooley knock Plaintiff’s food tray to the ground, Moody was told about the tray incident
by an unidentified AIC and Kirschenman told Plaintiff she would review video footage of Dooley
allegedly kicking Plaintiff in the back. See Spooner Decl. Ex. 1 at 4-6. These facts do not show
that Defendants acted or failed to act to protect Plaintiff against a risk posed by Dooley and
Plaintiff has therefore failed to establish their personal involvement. Moreover, even if these
7 - OPINION AND ORDER
allegations did establish Defendants’ personal involvement, there is no evidence that Defendants
were both “aware of facts from which the inference could be drawn that a substantial risk of serious
harm exist[ed],” and also drew the inference. Farmer, 511 U.S. at 837; see also Berg v. Kincheloe,
794 F.2d 457, 459 (9th Cir. 1986) (a “substantial risk of serious harm” requires more than “a mere
suspicion that the attack will occur”). Accordingly, Defendants are entitled to summary judgment
as to Plaintiff’s failure to protect claim.
c. Inadequate Medical Care and Treatment
To sustain an Eighth Amendment claim based on inadequate medical care and treatment,
Plaintiff must first show that she suffered from or faced an objectively “serious medical need.”
Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006). “A medical need is serious when the failure
to treat it could result in significant injury or the unnecessary and wanton infliction of pain.” Id. In
addition, Plaintiff must allege facts sufficient to demonstrate that Defendants acted with
“deliberate indifference” to her serious medical needs. Erickson v. Pardus, 551 U.S. 89, 90 (2007).
Prison officials may demonstrate deliberate indifference by denying, delaying, or intentionally
interfering with medical treatment, or by the manner in which they provide medical treatment.
Estelle v. Gamble, 429 U.S. 97, 105 (1976). If a prisoner alleges a delay in receiving medical
treatment, the delay must have led to “significant harm” to establish deliberate indifference. Hallett
v. Morgan, 296 F.3d 732, 746 (9th Cir. 2002).
Plaintiff alleges she was denied medical care after she was physically and sexually
assaulted by Dooley. Compl. at 5-6. Defendants argue they provided adequate medical treatment
after Plaintiff’s physical assault, and that Plaintiff failed to report that she had been sexually
assaulted for more than a month. Defs.’ Mot. Summ. J.at 14-15. Medical records show that Plaintiff
saw medical staff within an hour of the assault on October 12, 2016. Hannon Decl. Ex. 1 at 25
8 - OPINION AND ORDER
(ECF No. 99). The medical note includes that Plaintiff reported that she hit “her head on the back
and front while involved in altercation on unit,” that “pepper spray was deployed on unit” and
Plaintiff was “given [a] shower”. Id. Plaintiff was seen again on October 14, 2016, and noted her
breast was scratched and that she was concerned she would develop fungus on her “private parts”
because she “fell naked in the shower.” Id. Plaintiff was seen again on November 9, 2016, noting
she had back problems “since I was assaulted a month ago.” Id. at 24. Plaintiff first reported that
she was sexually assaulted on November 15, 2016. Id. at 23. The Court notes that Plaintiff’s
medical records show that Plaintiff was seen by medical at least twenty-six times between October
12, 2016, and March 7, 2017. See Hannon Decl. Ex. 1.
Based on these facts, Plaintiff cannot establish the objective or subjective elements
required, and has not raised a genuine issue of material fact that her treatment “was medically
unacceptable under the circumstances” or was chosen “in conscious disregard of an excessive risk”
to her health. Hamby v. Hammond, 821 F.3d 1085, 1092 (9th Cir. 2016) (citation omitted).
Accordingly, Defendants are entitled to summary judgment as to Plaintiff’s inadequate medical
care and treatment claim.
CONCLUSION
For the reasons explained above, Defendants’ Motion for Summary Judgment (ECF No.
93) is DENIED with respect to Plaintiff’s excessive force claim against Defendant Kidwell. The
motion is GRANTED in all other respects against all other named Defendants, and they are
terminated from this action.
DATED this 9th day of August 2022.
s/ Mustafa T. Kasubhai
MUSTAFA T. KASUBHAI (He / Him)
United States Magistrate Judge
9 - OPINION AND ORDER