“The Due Process Clause of the Fifth Amendment and the equal protection component thereof apply only to actions of the federal 8 – OPINION AND ORDER government—not to those of state or local governments.”
How later courts described this case
- “The Due Process Clause of the Fifth Amendment and the equal protection component thereof apply only to actions of the federal 8 – OPINION AND ORDER government—not to those of state or local governments.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
JOSE BOTELLO, an individual,
Case No. 6:20-cv-00358-MC
Plaintiff,
OPINION AND ORDER
v.
CITY OF SALEM, an Oregon municipality;
MIKE GANDOLEFI, an individual,
Defendants.
MCSHANE, Judge:
Plaintiff Jose Botello brings a claim against Defendants Mike Gandolfi and the City of
Salem for racial discrimination pursuant to ORS 659A.030(1)(g) and 42 U.S.C. § 1983. PL.’s
Compl. J] 21-31, ECF No. 1. Defendants Mike Gandolfi and the City of Salem move to dismiss
Plaintiffs claim with prejudice. Def.’s Mot. 2, ECF No. 12; Def.’s Mot. 2, ECF No. 13.! Plaintiff
has failed to timely respond. For the reasons discussed below, Defendants’ Motions to Dismiss
(ECF Nos. 12 and 13) are GRANTED.
' The City joins in Mr. Gandolfi’s Motion and adopts his arguments regarding the Oregon Tort Claims Act, aiding
and abetting, and the First, Fifth, and Fourteenth Amendments. Def.’s Mot. 2, ECF No. 13. The Court, therefore,
only refers to Mr. Gandolfi’s Motion throughout this Opinion.
1 —- OPINION AND ORDER
BACKGROUND2
Plaintiff began working for the City as a Fleet Maintenance Technician in May 2005.
Pl.’s Compl. ¶ 6. Mr. Gandolfi was Plaintiff’s supervisor. Id. at ¶ 7. Plaintiff was the only Latino
in his department. Id. at ¶ 8. Mr. Gandolfi insulted, embarrassed, and harassed Plaintiff alone and
in front of his coworkers. Id. Mr. Gandolfi also scrutinized Plaintiff more closely. Id. at ¶ 9.
Plaintiff’s time-keeping practices were investigated while others with the same practices were
not. Id. at ¶ 10. Mr. Gandolfi watched almost everything Plaintiff did, including timing his
bathroom breaks. Id. On one occasion, Mr. Gandolfi told Plaintiff, “[A]fter lunch you can be
Tom’s bitch” in front of his co-workers. Id. at ¶ 11. On another occasion, Mr. Gandolfi read a
work order out loud, indicating that Plaintiff could not read English. Id. at ¶ 12. Mr. Gandolfi
regularly whistled at Plaintiff in front of others as if he were a dog. Id. at ¶ 13. Mr. Gandolfi did
not do any of these things to Plaintiff’s white coworkers. Id. at ¶ 14.
Plaintiff complained to human resources on September 20, 2018 that he was being treated
differently because of his race. Id. at ¶ 15. Human resources did nothing. Id. Mr. Gandolfi
continued to act inappropriately. Id. at ¶ 16. Plaintiff applied for a different City job in March
2019 and obtained a position that paid approximately $11.00 less than his previous job. Id.
Plaintiff filed this Complaint on March 4, 2020. ECF No. 1. Defendants filed Motions to Dismiss
on June 8. ECF Nos. 12 and 13. Plaintiff has failed to timely respond.3
STANDARDS
To survive a motion to dismiss under Fed. R. Civ. P. 12(b)(6), a complaint must contain
2 At the motion to dismiss stage, this Court takes all of Plaintiffs’ allegations as true. See Burget v. Lokelani Bernice
Pauahi Bishop Trust, 200 F.3d 661, 663 (9th Cir. 2000).
3 Because Plaintiff has failed to timely respond, Defendants’ claims will be analyzed in light of the Complaint only.
2 – OPINION AND ORDER
sufficient factual matter that “state[s] a claim to relief that is plausible on its face.” Bell Atlantic
Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim is plausible on its face when the factual
allegations allow the court to infer the defendant’s liability based on the alleged conduct.
Ashcroft v. Iqbal, 556 U.S. 662, 663 (2009). The factual allegations must present more than “the
mere possibility of misconduct.” Id. at 678.
When considering a motion to dismiss, the court must accept all allegations of material
fact as true and construe those facts in the light most favorable to the non-movant. Burget v.
Lokelani Bernice Pauahi Bishop Trust, 200 F.3d 661, 663 (9th Cir. 2000). However, the court is
“not bound to accept as true a legal conclusion couched as a factual allegation.” Twombly, 550
U.S. at 555. If the complaint is dismissed, leave to amend should be granted unless “the pleading
could not possibly be cured by the allegation of other facts.” Doe v. United States, 58 F.3d 494,
497 (9th Cir. 1995).
DISCUSSION
Defendants move to dismiss Plaintiff’s claims with prejudice, arguing that Plaintiff fails
to state a claim upon which relief may be granted. Def.’s Mot. 2.
I. Aiding and Abetting
Plaintiff alleges racial discrimination under ORS 659A.030. Pl.’s Compl. ¶¶ 21–25.
Defendants argue that this claim should be dismissed for four reasons. See Def.’s Mot. 9–16.
A. Oregon Tort Claims Act
Defendants argue that the Oregon Tort Claims Act (“OTCA”) bars Plaintiff’s claim for
aiding and abetting under ORS 659A.030(1)(g). Def.’s Mot. 9–10. “Under the OTCA, the public
body shall be substituted as the only defendant when a tort claim is brought against public
3 – OPINION AND ORDER
officials for actions taken within the scope of their employment.” Carlton v. Marion Cty., No.
CV03-6202-AA, 2004 WL 1442598, at *5 (D. Or. Feb. 19, 2004) (citing ORS § 30.265(1)); see
ORS § 30.265(2) (“The remedy provided by ORS 30.260 to 30.300 is exclusive of any other
action against any such officer, employee or agent of a public body whose act or omission within
the scope of the officer's, employee's or agent's employment or duties gives rise to the action. No
other form of civil action is permitted.”).
Here, Plaintiff alleges that Mr. Gandolfi acted in the course and scope of his employment.
See Pl.’s Compl. ¶¶ 4, 5, 7. Therefore, Plaintiff cannot maintain an ORS 659A.030(1)(g) claim
against Mr. Gandolfi. See Vineyard v. Soto, No. CIV. 10-1481-AC, 2011 WL 3705001, at *5 (D.
Or. July 21, 2011), report and recommendation adopted, No. CIV. 3:10-1481-AC, 2011 WL
3704177 (D. Or. Aug. 22, 2011) (finding that a plaintiff could not maintain a torts claims against
officers where the plaintiff did not allege that they acted outside the scope of their employment).
B. Notice Requirement
Defendants argue that Plaintiff fails to allege compliance with the OTCA’s notice
requirements. Def.’s Mot. 10. ORS 30.275(1)–(2) requires a plaintiff to give notice within 180
days of the alleged loss or injury before bringing an OTCA claim. Generally, a plaintiff may
remedy a failure to plead satisfaction of the notice requirement by repleading. Snegirev v. Mark,
No. 03:10-CV-00762-AC, 2012 WL 566592, at *8 (D. Or. Jan. 31, 2012), report and
recommendation adopted, 2012 WL 554414, at *1 (D. Or. Feb. 21, 2012) (citing Georgeson v.
State, 75 Or. App. 213, 215–16 (1985)). Where the window to provide notice has long passed,
however, a court may dismiss a state tort claim with prejudice for failure to provide notice. See
id. at *8.
4 – OPINION AND ORDER
Here, Plaintiff has failed to allege that he abided by the OTCA’s notice requirement.
Plaintiff complained to human resources on September 20, 2018 and applied for a new job in
March 2019. Pl.’s Compl. ¶¶ 15–16. Plaintiff filed his Complaint in March 2020. Plaintiff’s
window to provide notice has long passed. Therefore, amendment would be futile and the Court
dismisses Plaintiff’s state law claim with prejudice.
C. Aiding and Abetting Oneself
Defendants argue that Plaintiff has failed to state a claim for aiding and abetting because
he only alleges that Mr. Gandolfi discriminated against him. Def.’s Mot. 10–11. ORS
659A.030(1)(g) prohibits an employer or employee from aiding, abetting, inciting, compelling,
or coercing “the doing of any of the acts forbidden under this chapter or [attempting] to do so.”
Plaintiff alleges that Mr. Gandolfi “participated in, condoned, aided, abetted, and/or incited the
unlawful discrimination.” Pl.’s Compl. ¶ 5. Yet Plaintiff alleges that only Mr. Gandolfi
discriminated against Plaintiff and created a hostile work environment. See id. at ¶¶ 8–16.
One cannot aid and abet oneself. See Hannan v. Business Journal Publ’ns, Inc., No.
3:14–cv–00831–SB, 2015 WL 9265959, at *18 (D. Or. Oct. 2, 2015) (finding that the primary
actor in the alleged discrimination could not be liable for aiding and abetting); White v. Amedisys
Holding, LLC, No. 3:12-CV-01773-ST, 2012 WL 7037317, at *5–6 (D. Or. Dec. 18, 2012),
findings and recommendation adopted, No. 3:12–cv–01773–ST, 2013 WL 489674 (D. Or. Feb.
7, 2013) (explaining that an employee who is legally equivalent to the employer cannot be found
liable for aiding and abetting because “the employee would be aiding and abetting himself or
herself’”).
5 – OPINION AND ORDER
Therefore, Plaintiff fails to sufficiently state a claim against Mr. Gandolfi for aiding and
abetting.
D. Underlying Action
Finally, Defendants argue that Plaintiff fails to sufficiently allege employment
discrimination under ORS 659A.030 against the City and, therefore, fails to state a claim for
aiding and abetting. Def.’s Mot. 11–12. “The standard for establishing a prima facie case of
discrimination under Oregon law is identical to that used in the federal law.” Snead v. Metro.
Prop. & Cas. Ins. Co., 237 F.3d 1080, 1087 (9th Cir. 2001). To state a claim for race
discrimination, a plaintiff must plead that she: (1) belongs to a protected class, (2) satisfactorily
performed her job, (3) “suffered an adverse employment action;” and (4) was treated differently
than similarly situated employees not part of her protected class. Cornwell v. Electra Cent.
Credit Union, 439 F.3d 1018, 1028 (9th Cir. 2006).
Here, Plaintiff alleges that he applied for and obtained a different City job. Pl.’s Compl. ¶
16. This is not an adverse employment action under ORS 659.030(1)(a)–(b), which prohibits an
employer from discharging an employee because of their race or discriminating against them in
compensation or “terms, conditions, or privileges of employment.” Where a plaintiff was not
discharged but voluntarily resigned, the plaintiff must show that she was constructively
discharged. Hernandez-Nolt v. Washington Cty., 283 Or. App. 633, 641 (2017). To state a claim
for constructive discharge, a plaintiff must allege that:
(1) [T]he employer intentionally created or intentionally maintained specified working
condition(s); (2) those working conditions were so intolerable that a reasonable person in
the employee's position would have resigned because of them; (3) the employer desired
to cause the employee to leave employment as a result of those working
conditions or knew that the employee was certain, or substantially certain, to leave
6 – OPINION AND ORDER
employment as a result of those working conditions; and (4) the employee did leave the
employment as a result of those working conditions.
Id. at 641 (citing McGanty v. Staudenraus, 321 Or. 532, 557 (1995)). “If an employee chooses to
quit because of objectively tolerable working conditions, it cannot be fairly said that the
employer has induced the employee to resign rather than be fired. Objectively tolerable working
conditions simply are not an inducement to resign.” McGanty, 321 Or. at 556 (quotations and
citation omitted).
“Where a plaintiff fails to demonstrate the severe or pervasive harassment necessary to
support a hostile work environment claim, it will be impossible for her to meet the higher
standard of constructive discharge: conditions so intolerable that a reasonable person would
leave the job.” Brooks v. City of San Mateo, 229 F.3d 917, 930 (9th Cir. 2000). Courts determine
“whether an environment is sufficiently hostile or abusive by looking at all the circumstances,
including the frequency of the discriminatory conduct; its severity; whether it is physically
threatening or humiliating, or a mere offensive utterance; and whether it unreasonably interferes
with an employee's work performance.” Faragher v. City of Boca Raton, 524 U.S. 775, 787–88
(1998) (quotations and citations omitted). “Simple teasing, offhand comments, and isolated
incidents (unless extremely serious) will not amount to discriminatory changes in the ‘terms and
conditions of employment.’” Id. at 788. “For example, the mere utterance of an ethnic or racial
epithet which engenders offensive feelings in an employee is not, by itself, actionable under Title
VII. To state a claim under Title VII, sexual harassment must be sufficiently severe or pervasive
to alter the conditions of the victim's employment and create an abusive working environment.”
Ellison v. Brady, 924 F.2d 872, 876 (9th Cir. 1991) (quotations and citations omitted).
7 – OPINION AND ORDER
Here, Plaintiff alleges that Mr. Gandolfi scrutinized him more closely than others,
investigated his time-keeping practices, and watched him closely. Pl.’s Compl. ¶¶ 9–19. Plaintiff
also alleges that Mr. Gandolfi said he could be someone’s “bitch,” read aloud to him as if he
could not read English, and whistled at him. Id. at ¶¶ 11–13. Even taken together, these instances
of increased oversight and offhand comments and jokes, even if inappropriate, do not rise to the
level of an intolerable work environment.
For these reasons, Plaintiff’s claim for aiding and abetting under ORS 659A.030 is
dismissed.
II. Section 1983
A. First, Fifth, and Fourteenth Amendments
Plaintiff alleges that Defendants violated his First, Fifth, and Fourteenth Amendment
rights. Pl.’s Compl. ¶¶ 26–31.
First, Plaintiff fails to allege what First Amendment right Defendants violated and how or
when the violation occurred. See Pl.’s Compl. ¶ 27. Therefore, Plaintiff’s First Amendment claim
is dismissed. Second, Fifth Amendment claims against local governments are “plainly foreclosed
by the Constitution” because “the Fifth Amendment’s due process clause only applies to the
federal government.” Bingue v. Prunchak, 512 F.3d 1169, 1174 (9th Cir. 2008); see also Santa
Ana Police Officers Ass'n v. City of Santa Ana, 723 F. App'x 399, 402 (9th Cir. 2018) (finding
that the plaintiff’s Fifth Amendment claim was barred because “the Fifth Amendment applies
only to the federal government” and the federal government was not a defendant in that case);
Lee v. City of Los Angeles, 250 F.3d 668, 687 (9th Cir. 2001) (“The Due Process Clause of the
Fifth Amendment and the equal protection component thereof apply only to actions of the federal
8 – OPINION AND ORDER
government—not to those of state or local governments.”) (citation omitted). Because Plaintiff
has not named a federal defendant in his Complaint, his Fifth Amendment claim is dismissed.
Finally, Plaintiff alleges that Defendants violated his Fourteenth Amendment rights. Pl.’s
Compl. ¶ 27. Defendants argue that Plaintiff has failed to state claims for due process or equal
protection violations. Def.’s Mot. 18–21.
“[T]he procedural due process protections of the Fourteenth Amendment apply only to
deprivations of property interests.” Palm v. Los Angeles Dep't of Water & Power, 889 F.3d
1081, 1085 (9th Cir. 2018) (quoting McGraw v. City of Huntington Beach, 882 F.2d 384, 389
(9th Cir. 1989)). To prevail on a Fourteenth Amendment due process claim, a plaintiff must
prove “(1) a property interest protected by the Constitution; (2) deprivation of the interest by the
government; and a (3) lack of required process.” Larson v. Tillamook Youth Auth. Accountability
Camp, No. CV 05-1769-ST, 2007 WL 1080308, *17 (D. Or. Apr. 6, 2007) (quotations and
citation omitted). For a public employee to sufficiently state a Fourteenth Amendment claim
relating to her employment, she must allege a “property interest” in the terms and conditions of
such employment. Ulrich v. City & Cty. Of San Francisco, 308 F.3d 968, 975 (9th Cir. 2002)
(citing Bd. of Regents v. Roth, 408 U.S. 564, 577 (1972)). “That interest is established ‘by
existing rules or understandings that stem from an independent source such as state law—rules or
understandings that secure certain benefits and that support claims of entitlement to those
benefits.’” Id. (quoting Bd. of Regents, 408 U.S. at 577).
Here, Plaintiff alleges that “Defendants substantially burdened Plaintiff’s right to due
process by applying policies, customs, and practices that were vague and overbroad by vesting
Defendants with unbridled discretion to punish Plaintiff without objective standards or
9 – OPINION AND ORDER
guidelines.” Pl.’s Compl. ¶ 27(a). Yet Plaintiff has failed to allege a property interest in his
employment. Plaintiff has also failed to allege a deprivation because he voluntarily resigned from
his job and has not sufficiently alleged constructive discharge. See Ulrich, 308 F.3d at 974
(finding that where a public employee voluntarily resigns from her job, she cannot show that she
was denied a property interest); Larson, 2007 WL 1080308, *17 (D. Or. Apr. 6, 2007) (“[A]
showing that the plaintiff voluntarily resigned or the plaintiff’s failure to allege facts sufficient to
support a finding of constructive discharge is fatal to such a claim.”) (citation omitted).
Plaintiff also alleges that Defendants deprived him of “his right to be free from
discrimination on the basis of his race.” Pl.’s Compl. ¶ 27(b). To state a claim for violation of the
equal protection clause of the Fourteenth Amendment, “a plaintiff must show that the defendants
acted with an intent or purpose to discriminate against the plaintiff based upon membership in a
protected class.” Barren v. Harrington, 152 F.3d 1193, 1194–95 (9th Cir. 1998) (citations
omitted). Discriminatory purpose means “more than intent as volition or intent as awareness of
consequences.” Lee, 250 F.3d at 687 (9th Cir. 2001). Rather, it means that the individual took the
“course of action at least in part because of, not merely in spite of, its adverse effects upon an
identifiable group.” Id. (citations omitted).
Here, there was no deprivation, as explained above. Moreover, Plaintiff has failed to
show that Mr. Gandolfi acted with discriminatory purpose or intent. Plaintiff alleges that Mr.
Gandolfi scrutinized him more closely than others, investigated his time-keeping practices,
watched him closely, said he could be someone’s “bitch,” read aloud to him mockingly, and
whistled at him. Pl.’s Compl. ¶¶ 9–19. These allegations alone do not demonstrate that Mr.
Gandolfi acted with racial animus.
10 – OPINION AND ORDER
Plaintiff’s Fourteenth Amendment claims are dismissed.
B. Mr. Gandolfi
Defendants argue that Plaintiff cannot sue Mr. Gandolfi in his official capacity. Def.’s
Mot. 21–22. 42 U.S.C. § 1983 provides that:
Every person who . . . subjects, or causes to be subjected, any . . . person within the
jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by
the Constitution and laws, shall be liable to the party injured in an action at law.
“The term ‘person’ encompasses state and local officials sued in their individual capacities,
private individuals and entities which acted under color of state law, and local governmental
entities.” Stauffer v. City of Newberg, No. 3:17-CV-01295-YY, 2020 WL 1861675, at *6 (D. Or.
Mar. 20, 2020), report and recommendation adopted, No. 3:17-CV-01295-YY, 2020 WL
1855191 (D. Or. Apr. 13, 2020) (citation omitted). “[W]hen both an officer and the local
government entity are named in a lawsuit and the officer is named in official capacity only, the
officer is a redundant defendant and may be dismissed.” See id.
Here, Plaintiff does not specify whether he is suing Mr. Gandolfi in his official or
personal capacity. Plaintiff introduces Mr. Gandolfi as “an individual” in the case caption and the
body of the Complaint. Pl.’s Compl. 1, ¶ 5. Plaintiff’s allegations, however, indicate that he is
suing Mr. Gandolfi in his official capacity. See id. at ¶¶ 4 (“The City employees named or
referenced in this complaint acted under color of law. The City is responsible for the actions of
its officers, employees, and agents acting within the scope of their employment or duties.”), 5
(“At all material times, Gandolfi was an employee, agent, and officer of the City.”), 7 (“At all
times material to this complaint, Plaintiff was supervised by Gandolfi.”), 28 (“The deprivation of
Plaintiff's constitutional rights was pursuant to the official policies, practices, and/or customs of
11 – OPINION AND ORDER
Defendant, which are neither neutral nor of general applicability.). To the extent that Plaintiff is
suing Mr. Gandolfi in his official capacity, Plaintiff’s claims are dismissed.
Defendants also argue that Mr. Gandolfi in entitled to qualified immunity. Def.’s Mot.
22–24. Because Plaintiff’s claims are dismissed for the above reasons, the Court does not reach
qualified immunity.
CONCLUSION
Defendants’ Motions to Dismiss (ECF Nos. 12 and 13) are GRANTED. Plaintiff’s claims
are dismissed with prejudice.
IT IS SO ORDERED.
DATED this 31st day of July, 2020.
__s/Michael J. McShane_______________________
Michael J. McShane
United States District Judge
12 – OPINION AND ORDER