stating elements of supervisory liability under § 1983
How later courts described this case
- stating elements of supervisory liability under § 1983
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
ALLEN ALEXANDER PARKS, )
)
Plaintiff, )
)
v. ) Case No. CIV-20-205-D
)
BOARD OF COUNTY COMMISSIONERS )
OF OKLAHOMA COUNTY, et al., )
)
Defendants. )
O R D E R
This case is before the Court for review of the Report and Recommendation [Doc.
No. 39] issued by United States Magistrate Judge Amanda Maxfield Green under 28 U.S.C.
§ 636(b)(1)(B) and (C). Upon initial screening of the Amended Complaint [Doc. No. 27]
pursuant to 28 U.S.C. § 1915A and § 1915(e)(2)(B), Judge Green finds that certain parties
and claims should be dismissed but Plaintiff has stated plausible claims under 42 U.S.C.
§ 1983 that should proceed. See R&R at 29-32.
Plaintiff Allen Alexander Parks, who appears pro se, has filed a written objection
[Doc. No. 45] that is timely under the prison mailbox rule. Thus, the Court must “make a
de novo determination of those portions of the report or specified proposed findings or
recommendations to which objection is made” and “may accept, reject or modify, in whole
or in part, the findings and recommendations made by the magistrate judge.” See 28 U.S.C.
§ 636(b)(1); Fed. R. Civ. P. 72(b)(3). Liberally construing the Objection,1 the Court finds
1 “[A] pro se litigant’s pleadings are to be construed liberally and held to a less stringent
standard than formal pleadings drafted by lawyers,” but “the district court cannot assume the role
for the following reasons that Judge Green’s findings and conclusions are correct and
should be adopted.
Upon de novo review of Judge Green’s analysis of the issues presented by screening
the Amended Complaint, the Court overrules Plaintiff’s specific objections as follows:
1) Dismissal of two individuals described in various ways by Plaintiff but
identified in his pleading as “Defendant No. 8, ‘John or Jane Doe’ (Name Unknown) Head
Administrator of Medical Policy for Armor Correctional Health Incorporated
Headquarters” and “Defendant No. 9, ‘John or Jane Doe’ (Name Unknown) Head
Administrator of Medical Policy for Armor Correctional Health - OCDC Division.” See
Am. Compl., attach. 1 [Doc. No. 27-1] at 4 (ECF page numbering).2
Plaintiff argues in his Objection that Judge Green overlooks certain pages of
“Declaration Three” to his Amended Complaint that show medical administrators for the
corporate defendants participated in implementing an unconstitutional policy regarding
prescription eyeglasses and may have supervisory liability for the denial of prescription
eyeglasses to him. See Obj. at 8-10. Plaintiff’s allegations concern an established policy
stated in the Oklahoma County Detention Center’s Inmate Handbook that requires inmates
to make their own payment arrangements for prescription eyeglasses. See Am. Compl.
attach. 4 [Doc. No. 27-4] at 36 (Inmate Handbook, p.34). Upon consideration of Plaintiff’s
of advocate for the pro se litigant.” Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836, 840
(10th Cir. 2005) (quoting Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991)).
2 Throughout this Order, all citations to Plaintiff’s filings utilize page numbers assigned
by the Court’s electronic case filing system.
pleading, the Court finds no basis for a plausible § 1983 claim against any administrator
employed by the corporate defendants for the alleged failure to provide prescription
eyeglasses to Plaintiff.3
2) Dismissal of official-capacity claims against all defendants except the Board
of County Commissioners of Oklahoma County (the “County”) and Armor Correctional
Health, Inc. (“Armor”).
Plaintiff does not object to Judge Green’s finding that his claims against Defendants
in their official capacities are redundant of claims against the entities subject to municipal
liability under § 1983. He instead argues that the proposed dismissals are premature until
Defendants are located and served. However, it is notice to the entity that is required to
impose liability, and the entities are named defendants to be served.4
3) Dismissal of § 1983 municipal liability claims against the County and Armor
for the alleged failure of nurses and jail employees to treat Plaintiff’s high blood pressure.
Plaintiff objects to Judge Green’s finding that his factual allegations fail to show the
alleged constitutional violation – withholding treatment in retaliation for Plaintiff’s filing
grievances – resulted from a municipal custom or policy of retaliation. According to
Plaintiff’s allegations, the conduct was directed specifically at him under directions from
Sheriff P.D. Taylor and Danny Honeycutt. This alleged conduct is addressed elsewhere in
3 See, e.g., Burke v. Regalado, 935 F.3d 960, 997 (10th Cir. 2019) (stating elements of
supervisory liability under § 1983).
4 Plaintiff also objects to a recommendation for dismissal of individual-capacity claims
against the entities. See Obj. at 2. Plaintiff apparently misunderstands the concept of “individual
capacity,” which applies only to individual defendants and not legal entities.
the R&R as a claim against Sheriff Taylor and Mr. Honeycutt. Plaintiff argues in his
Objection that Judge Green overlooks “Declarations Two, Three, Four, and Five” to the
Amended Complaint that show a widespread informal policy or custom of retaliation
against Plaintiff by denying him treatment. The basis of Judge Green’s recommendation
is a lack of factual allegations to show an official policy or custom of withholding medical
care from jail inmates as retaliatory punishment. Notably, the Inmate Handbook expressly
prohibits retaliation and reprisal. See Am. Compl. attach. 4 [Doc. No. 27-4] at 7, 26-27
(Inmate Handbook, pp.5, 24-25). After examining Plaintiff’s pleading and considering his
arguments, the Court finds that Plaintiff has failed to state a plausible § 1983 claim of
municipal liability based on a policy of retaliatory denial of medical care to inmates who
filed grievances.
4) Dismissal of § 1983 municipal liability claim against Armor for the alleged
failure to provide Plaintiff with prescription eyeglasses.
Plaintiff objects to the finding that he has not stated a plausible claim against Armor
for the denial of prescription eyeglasses based on his same allegations and argument
regarding the failure of Armor’s administrators to deviate from the jail’s policy of not
furnishing prescription eyeglasses to indigent inmates. See Obj. at 34. For the same
reasons, the Court is not persuaded by this argument.
5) Dismissal of § 1983 municipal liability claims against the County and Armor
for retaliation against Plaintiff for exercising his First Amendment right to file grievances.
Plaintiff objects to the finding that he has failed to state a plausible claim against the
County and Armor for First Amendment retaliation based on his same allegations and
argument regarding a retaliatory policy of refusing to treat his high blood pressure. See
Obj. at 35. For the same reasons, the Court is not persuaded by this argument.
6) Dismissal of a § 1983 claim against Defendants for the violation of Plaintiff’s
rights under the Due Process Clause.
Plaintiff objects to a finding that he has failed to state a § 1983 claim for denial of
due process based on allegations that nurses and jail staff falsified his medical records to
prevent him from proving he was denied treatment of serious medical needs. Plaintiff
argues that the Due Process Clause of the Fourteenth Amendment applies to pretrial
detainees and Judge Green overlooks a right of substantive due process.5 Plaintiff appears
to misunderstand the issue presented. Judge Green is addressing “Claim 5 – Denial of Due
Process (Deliberately Indifferent Malicious Falsification of Medical Reports).” See Am.
Compl., attach. 2 at 9. Judge Green recognizes Plaintiff had a Fourteenth Amendment right
to medical care and finds he has stated claims for violation of that right in his pleading.
See R&R at 9-10 (quoting Lance v. Morris, 985 F.3d 787, 793 (10th Cir. 2021), and Strain
v. Regalado, 977 F.3d 984, 989-90 (10th Cir. 2020). The issue presented regarding Claim 5
is a discrete right to accurate medical records. The Court is not persuaded that such a
constitutional right exists.
7) Dismissal of § 1983 claims against the County, Armor, Sheriff Taylor, and
Mr. Honeycutt for failure to train or supervise the individual defendants.
5 Throughout the relevant time, Plaintiff was awaiting trial in a state criminal case. See
State v. Parks, Case No. CF-2016-7670, J. & Sent. (Okla. Cty, Okla. June 18, 2018), aff’d, No. F-
2018-628 (Okla. Crim. App. Jan. 16, 2020) (unpublished summary opinion).
Plaintiff objects to a finding that his pleading fails to state a plausible § 1983 claim
in “Claim 6 – Deliberately Indifferent Failure to Train and/or Supervise” (Am. Compl.
attach. 2 at 11). He relies in his Objection on the same allegations and arguments that he
presented in support of municipal liability claims for retaliatory denial of medical
treatment. See Obj. at 37-38.6 Upon examination, the Court finds no basis in these
materials for a claim of failure to train or supervise against the County or Armor for the
reasons stated by Judge Green. Plaintiff alleges the alleged constitutional violations
occurred as a result of retaliation directed specifically at him, not any deficiency in training
or supervision of subordinate employees.
In summary, for the reasons explained by Judge Green in her thorough 33-page
Report, the Court finds that this action should be dismissed as to some claims and
Defendants and should proceed only on the plausible § 1983 claims stated in the Amended
Complaint, which are summarized on pages 29 and 30 of the R&R and shown in the chart
on pages 31 and 32.
IT IS THEREFORE ORDERED that the Report and Recommendation [Doc.
No. 39] is ADOPTED in its entirety. This action shall proceed on the claims adequately
stated in the Amended Complaint, as identified on pages 29 through 32 of the R&R.
Accordingly, this action is DISMISSED as to Defendants Armor Correctional Health, Inc.,
Armor Correctional Health – OCDC Division, Head Administrator of Medical Policy for
6 Judge Green addressed this claim only regarding municipal liability of the County and
Armor because she found Plaintiff’s pleading stated plausible claims against Sheriff Taylor and
Mr. Honeycutt for their alleged direct participation in the underlying violations of Plaintiff’s
constitutional rights. See R&R at 26-27 n.2.
Armor, Head Administrator of Medical Policy for Armor OCDC, all Defendants in their
official capacities except the Board of County Commissioners of Oklahoma County, and
any individual-capacity claims against Defendant Board of County Commissioners of
Oklahoma County. Further, Plaintiff's § 1983 claims alleging falsification of medical
reports and failure to train or supervise are DISMISSED without prejudice.
IT IS SO ORDERED this 21 day of July, 2022.
\ by Q QP:
TIMOTHY D. DeGIUSTI
Chief United States District Judge