“[M]atters of public record are fair game in adjudicating Rule 12(b)(6) motions, and a court’s reference to such matters does not convert a motion to dismiss into a motion for summary judgment.”
How later courts described this case
- “[M]atters of public record are fair game in adjudicating Rule 12(b)(6) motions, and a court’s reference to such matters does not convert a motion to dismiss into a motion for summary judgment.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF OKLAHOMA
)
MELISSA PHILLIPS, )
)
Plaintiff, ) Case No. CIV-21-00955-PRW
)
v. )
)
CHARLIE ROGERS, MIKE ELROD, and )
LISA ERIKSON ENDRES, )
)
Defendants. )
)
)
ORDER
On October 6, 2021, Plaintiff Melissa Phillips, proceeding pro se, filed an Amended
Complaint (Dkt. 4) against Pittsburgh County Commissioner Charlie Rogers, Pittsburgh
County Commissioner Mike Elrod, and Assistant General Counsel in the Office of General
Counsel Lisa Endres, in their individual capacities alleging claims under 42 U.S.C. § 1983
and Oklahoma state law. Now before the Court are two motions to dismiss, the first by
Defendants Charlie Rogers and Mike Elrod (Dkt. 11) and the second by Defendant Lisa
Endres (Dkt. 37). Defendants argue that the Amended Complaint should be dismissed in
its entirety because Plaintiff failed to plausibly state claims against any of them in their
individual capacity. For the reasons outlined below, the Court GRANTS the motions to
dismiss as to all federal claims only, and DECLINES to exercise supplemental jurisdiction
over the remaining state law claims.
Background
Plaintiff’s allegations appear to stem from road maintenance on or near Rockbend
Road, which was allegedly performed by Pittsburg County officials at the direction of
Defendant Rogers.1 Throughout her Amended Complaint, Plaintiff accuses Defendants
Rogers and Elrod of colluding with Defendant Endres to fund and carry out said roadwork.
She does not otherwise explain their respective involvement in facilitating the project.
Plaintiff maintains that a “private road” near her property was damaged as result of this
county project and claims this constitutes an unconstitutional taking of land and a trespass,
amongst other things. But she also does not purport to own the road she claims was
damaged. Nor does she allege that the construction otherwise damaged any of her property.
Unrelatedly, Plaintiff also claims that Defendants Elrod and Rogers discriminated against
her but alleges no specific facts in support of such claims.
Legal Standard
In reviewing a Rule 12(b)(6) motion to dismiss, all well-pleaded allegations in the
complaint must be accepted as true and viewed “in the light most favorable to the
plaintiff.”2 While a complaint need not recite “detailed factual allegations,” “a formulaic
recitation of the elements of a cause of action will not do.”3 The pleaded facts must
1 At this stage of the proceedings, the Court accepts non-movant’s well-pleaded allegations
as true, so the account presented in this section reflects Plaintiff’s allegations.
2 Alvarado v. KOB-TV, L.L.C., 493 F.3d 1210, 1215 (10th Cir. 2007) (quoting David v.
City & Cnty. of Denver, 101 F.3d 1344, 1352 (10th Cir. 1996)).
3 Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007) (internal quotation marks and
citations omitted).
establish that the claim is plausible.4 And while pro se pleadings are construed liberally
and held to a less stringent standard than formal pleadings drafted by lawyers,5 the Court
will not assume the role of advocate for the pro se litigant.6 Conclusory allegations without
supporting factual averments are insufficient to state a claim on which relief can be based.
Discussion7
From the face of the Amended Complaint, Plaintiff attempts to present both federal
and state law claims based on Defendants’ alleged involvement in the county road
construction project. She asserts various 42 U.S.C. § 1983 claims against Defendants for
4 Id.
5 Haines v. Kerner, 404 U.S. 519, 520−21 (1972).
6 Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991).
7 The Court notes that Defendants have attached to their motions various exhibits that are
central to the arguments set forth in the Amended Complaint and other public records
which indicate that the damaged road at issue was a public road, rather than a private road.
It is well-established that when a party refers to documents central to its argument in a
complaint and a defendant then attaches those documents to a motion to dismiss, “district
courts have discretion in deciding whether to consider such materials” without converting
the motion to one for summary judgment. See Pragar v. LaFaver, 180 F.3d 1185, 1189
(10th Cir. 1999). Moreover, a “court is permitted to take judicial notice of its own files and
records, as well as facts which are a matter of public record.” Van Woudenberg v. Gibson,
211 F.3d 560, 568 (10th Cir. 2000), overruled on other grounds by McGregor v. Gibson,
248 F.3d 946, 955 (10th Cir. 2001) (citing St. Louis Baptist Temple, Inc. v. FDIC, 605 F.2d
1169, 1172 (10th Cir. 1979)); Banco Santander de P.R. v. Lopez-Stubbe, 324 F.3d 12, 19
(1st Cir. 2003) (“[M]atters of public record are fair game in adjudicating Rule 12(b)(6)
motions, and a court’s reference to such matters does not convert a motion to dismiss into
a motion for summary judgment.”). Thus, as a preliminary matter, the Court declines to
convert the motions to dismiss into motions for summary judgment but will consider the
attached exhibits for the purpose of deciding the motions.
allegedly damaging, and thereby “taking,” private property without providing just
compensation in violation of the Fifth Amendment and the Due Process Clause of the
Fourteenth Amendment. Her Amended Complaint also includes cursory reference to
discrimination by Defendant Rogers and Elrod which, when construed liberally, could
perhaps implicate a violation of Plaintiff’s rights under the Equal Protection Clause of the
Fourteenth Amendment. In addition to her federal claims, Plaintiff asserts various state law
tort claims for trespass, intentional infliction of emotional distress, and defamation.
But in both motions to dismiss, Defendants correctly point out that the Amended
Complaint contains few specific factual allegations to support such claims, as most of
Plaintiff’s assertions are vague and conclusory in nature. Because bald assertions and legal
conclusions, standing alone, do not satisfy pleading standards, Defendants argue that all
federal and state claims must be dismissed. Defendants also maintain that they are entitled
to qualified immunity, barring any conceivable § 1983 claims alleged here. And to the
extent any remaining tort claims survive and are considered timely, Defendants ask this
Court to decline to exercise supplemental jurisdiction over them.
The Court agrees with Defendants that Plaintiff has not stated a § 1983 claim upon
which she may obtain relief. To establish a § 1983 claim against public official, Plaintiff
must sufficiently plead both that they acted under color of state law and that there was
“some form of personal involvement on the part of the individual defendants.”8 It is not
8 Bruner v. Baker, 506 F.3d 1021, 1026 (10th Cir. 2007) (citing Coleman v. Turpen, 697
F.2d 1241, 1246 n.7 (10th Cir. 1982)).
enough for Plaintiff to “show a defendant was in charge of other state actors who actually
committed the violation.”9 She must “establish ‘a deliberate, intentional act by the
supervisor to violate constitutional rights.’”10
Even accepting her nonconclusory facts as true, Plaintiff fails to state a plausible
claim pursuant to 42 U.S.C. § 1983 because her Amended Complaint, amongst other
things, does not identify or describe the actions of officials she seeks to hold personally
liable. As to the federal takings claim, Plaintiff vaguely suggests that Defendants
authorized and funded a county roadwork project near Plaintiff’s property, purportedly
causing damage to a nearby road. She does not otherwise clarify what sort of personal
involvement any or all Defendants had or what sort of deliberate, intentional acts any or all
of them took to facilitate the project or any alleged constitutional violations that resulted.11
The Court need not speculate as the burden rests on the Plaintiff to provide fair notice of
the grounds for the claims made against each of the Defendants. And at present, Plaintiff’s
generalized allegations do not meet this burden.
Moreover, any alleged involvement in carrying out the roadwork project does not
appear to constitute an unconstitutional taking of property or denial of due process anyway.
9 Serna v. Colo. Dep’t of Corrections, 455 F.3d 1146, 1151 (10th Cir. 2006).
10 Id. (quoting Jenkins v. Wood, 81 F.3d 988, 994–95 (10th Cir. 1996)).
11 Robbins v. Oklahoma, 519 F.3d 1242, 1249–50 (10th Cir. 2008) (explaining that in
§ 1983 cases, where the defendants are a “government agency and a number of government
actors sued in their individual capacities[,] . . . the complaint [must] make clear exactly
who is alleged to have done what to whom, to provide each individual with fair notice as
to the basis of the claims against him or her, as distinguished from collective allegations
against the state.”).
It is generally “a property owner” that is entitled to compensation “as soon as the
government takes [her] property without paying for it.”12 And although Plaintiff maintains
that she was not compensated for the purported damage to the “private road,” she also does
not claim to own that road. The Amended Complaint is otherwise devoid of any discernable
factual allegations which might indicate that any of her private property was actually
damaged or “taken” by the county officials. Thus, for these reasons, the Court finds that
the Amended Complaint fails to state a § 1983 claim for taking of property under either the
Fifth or Fourteenth Amendments, and as such, these claims are dismissed.
Plaintiff’s § 1983 discrimination claims against Defendant Elrod and Rogers
likewise fail for similar reasons. She claims she was subjected to discrimination when she
complained to county officials about the roadwork, which she maintains is in line with
Defendant Rogers’ alleged “history of gender discrimination.”13 Beyond that, the
Amended Complaint states that Defendants “[gave] away public land to private citizens in
gross discrimination against plaintiff, gender, ethnicity and disability.”14 The Amended
Complaint again neither clarifies each Defendant’s personal involvement in the alleged
discrimination nor describes any acts actually taken by them. Plaintiff also does not
contend that any Defendant treated her differently from anyone else or was motivated by
some class-based discriminatory intent sufficient to make out a plausible equal protection
12 Knick v. Twp. of Scott, Pennsylvania, 139 S. Ct. 2162, 2170 (2019).
13 Am. Compl. (Dkt. 4) at 9.
14 Id. at 3.
claim under § 1983. As such, Plaintiff fails to place Defendants on fair notice as to any
federal discrimination-based claims. These claims accordingly must be dismissed too.
Only Plaintiff’s state law claims thus remain. And the pretrial dismissal of all federal
claims—leaving only state-law claims—“generally prevents a district court from
reviewing the merits of the state law claim[s].”15 This is not an inflexible rule, as a district
court has discretion to adjudicate the merits of the state-law claims when “the values of
judicial economy, convenience, fairness, and comity” indicate that retaining jurisdiction
over the state-law claims would be appropriate.16 But “in the usual case in which all
federal-law claims are eliminated before trial, the balance of factors to be considered under
the pendent jurisdiction doctrine . . . will point toward declining to exercise jurisdiction
over the remaining state-law claims.”17 After considering the relevant factors, the Court
declines to exercise jurisdiction over Plaintiff’s remaining state law claims.
Conclusion
The Court finds that Plaintiff has failed to plausibly state a § 1983 claim of against
Defendants for which she can recover. Accordingly, as to Plaintiff’s federal claims, the
Motions to Dismiss (Dkt. 11 & 37) are GRANTED and said claims are therefore
15 McWilliams v. Jefferson Cnty., 463 F.3d 1113, 1117 (10th Cir. 2006); see also 28 U.S.C.
1367(c)(3) (stating that a district court may decline to exercise supplemental jurisdiction
over state-law claims if “the district has dismissed all claims over which it has original
jurisdiction”).
16 Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343, 349−50 (1988).
17 Id. at 350 n.7.
DISMISSED WITHOUT PREJUDICE. The Court DECLINES to exercise jurisdiction
over the remaining state law claims.
IT IS SO ORDERED this 31st day of May 2022.
PATRICK R. WYRICK
UNITED STATES DISTRICT JUDGE