holding that where “amendment would be futile,” the court may dismiss a claim with prejudice
How later courts described this case
- holding that where “amendment would be futile,” the court may dismiss a claim with prejudice
- “[A] suit against a state official in his or her official capacity is not a suit against the official but rather is a suit against the official’s office.”
- noting that “[t]he law of the state in which the district court sits governs the capacity of a governmental entity to sue or to be sued” and upholding dismissal of suit against county jail under Utah law
- “[T]he law favors the resolution of legal claims on the merits.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
DEDRICK LEMONT HICKEY, )
)
Plaintiff, )
)
v. ) Case No. CIV-20-1134-R
)
OKLAHOMA COUNTY SHERIFF’S )
DEPARTMENT, et al., )
)
Defendants. )
REPORT & RECOMMENDATION
Plaintiff, appearing pro se, brings this action under 42 U.S.C. § 1983,
seeking relief from conditions at the Oklahoma County Detention Center. Doc.
1, at 3-4.1 United States District Judge David L. Russell referred the matter to
the undersigned for initial proceedings consistent with 28 U.S.C.
§ 636(b)(1)(B), (C). Docs. 4, 14.
Plaintiff names as Defendants the Oklahoma County Sheriff’s
Department and Public Defender Nicole Burns. Doc. 1, at 1-2. As well, Plaintiff
names as Defendants “Jail Administrators,” “Detention Officers,” and Sheriff
P.D. Taylor, whom he alleged “had power and control over [him]” while he “was
a prisoner at his jail,” Doc. 1, at 1-2; id. Ex. 1, at 1. Defendant Oklahoma
1 Citations to a court document are to its electronic case filing designation
and pagination. Except for capitalization, quotations are verbatim unless
otherwise indicated.
County Sheriff’s Department moved to dismiss Plaintiff’s claims against it,
arguing Plaintiff’s complaint must be dismissed as the Sheriff’s Department
lacks capacity to be sued. Doc. 36, at 1. Defendant Public Defender Burns also
moved to dismiss, arguing that she was not acting under color of state law
while she performed traditional functions of defense counsel. Doc. 39, at 5.
The Court should grant the motions to dismiss filed by the Oklahoma
County Sheriff’s Department and Public Defender Nicole Burns and dismiss
Plaintiff’s claims against them with prejudice.2 The Court should also dismiss
Plaintiff’s claims against Sheriff Taylor, Jail Administrators, and Detention
Officers without prejudice under Fed. R. Civ. P. 4, as Plaintiff failed to serve
any of these Defendants.
I. Plaintiff’s claims.
2 Plaintiff did not respond to Defendants’ motions to dismiss, and his time
to do so has lapsed. See Doc. 41 (establishing deadline for Plaintiff’s response).
The Court may therefore, in its discretion, consider Respondent’s motion
confessed. LCvR7.1(g). The undersigned has considered the merits, though,
and finds dismissal appropriate. See Issa v. Comp USA, 354 F.3d 1174, 1178
(10th Cir. 2003) (When the non-moving party fails to file a response to a motion
to dismiss for failure to state a claim, “the district court must still examine the
allegations in the plaintiff’s complaint and determine whether the plaintiff has
stated a claim upon which relief can be granted.”); Walker v. United Parcel
Serv., Inc., 240 F.3d 1268, 1272 (10th Cir. 2001) (“[T]he law favors the
resolution of legal claims on the merits.”) (quoting Gocolay v. N.M. Fed. Sav. &
Loan Ass’n, 968 F.2d 1017, 1021 (10th Cir. 1992)).
2
Plaintiff raises several claims related to jail conditions. He claims he has
not been given “[a]ccess to law library and legal services like notary and
grievance process.” Doc. 1, at 3. He argues that “without these services it is
very difficult to defend yourself pro se.” Id. at 4. He also claims he undergoes
“cruel and unusual punishment and unsanitary living conditions like bed bugs,
mold on feeding trays, four or more days of not coming out of [his] cell for
showers or recreation” and, due to these conditions, “mental anguish.” Id. at 3.
He also alleges suffering from overcrowding, “like three people in a two man
cell and one [of] us having to sleep on the floor.” Id.
Plaintiff claims the jail is “putting [him] in danger by putting [him] in
living conditions or on pods with gangs, races, and staff members that [he has]
had physical conflict with in the past.” Doc. 1, Ex. 1, at 3. He also alleges
“[t]hreats being made . . . by staff members about what [they’re] going to do to
[him] and [his] safety.” Id. Specifically, he alleges he was twice attacked in the
shower by a detention officer who “walked up on [him] while [he] was in the
shower and sprayed [him] with his pepper spray because [he] wasn’t getting
out of the shower fast enough.” Id. at 2. He also alleges misappropriation of his
trust fund account, racial discrimination, and lack of medical services for the
bed bug bites he has endured. Id. at 1, 3.
3
Unrelated to jail conditions and treatment by jail staff, Plaintiff claims
“Public Defender Nicole Burns withheld information from [him] about [his]
case and also gave [him] false information about the case.” Id. at 3. He alleges
he “asked her to file motions and help [him] with [his] defense and she refused.”
Id.
He seeks “[a]ny relief that is available,” his release, and $750,000.00 in
damages. Doc. 1, at 7. He also requests that the Court appoint him counsel. Id.
II. The Court’s construction of pro se pleadings.
This Court construes a pro se litigant’s pleadings liberally and holds
them “to a less stringent standard than formal pleadings drafted by lawyers.”
Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991); see Haines v. Kerner,
404 U.S. 519, 520 (1972) (per curiam). The Court, however, may not serve as
Plaintiff’s advocate, creating arguments on his behalf. See Yang v. Archuleta,
525 F.3d 925, 927 n.1 (10th Cir. 2008). Additionally, a litigant’s pro se status
does not excuse him from complying with the fundamental requirements of the
Federal Rules of Civil Procedure. See Ogden v. San Juan Cty., 32 F.3d 452, 455
(10th Cir. 1994).
III. The Court should grant the motions to dismiss filed by the
Oklahoma County Sheriff’s Department and Public Defender
Burns.
A. Fed. R. Civ. P. 12(b)(6).
4
A party may move to dismiss a claim under Fed. R. Civ. P. 12(b)(6) for
“failure to state a claim upon which relief can be granted.” Fed. R. Civ. P.
12(b)(6). Dismissal is proper when the plaintiff has failed to plead “enough
facts to state a claim to relief that is plausible on its face.” Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 570 (2007).
“The court’s function on a Rule 12(b)(6) motion is not to weigh potential
evidence that the parties might present at trial, but to assess whether the
[complaint] alone is legally sufficient to state a claim for which relief may be
granted.” Dubbs v. Head Start, Inc., 336 F.3d 1194, 1201 (10th Cir. 2003)
(citations omitted). In reviewing sufficiency, “[a]ll well-pled factual allegations
are accepted as true and viewed in the light most favorable to the nonmoving
party.” Peterson v. Grisham, 594 F.3d 723, 727 (10th Cir. 2010).
B. Oklahoma County Sheriff’s Department’s motion to
dismiss.
The Oklahoma County Sheriff’s Department asserts that Plaintiff
cannot state a claim against it because it lacks capacity to be sued because it
has no legal identity distinct from that of Oklahoma County. Doc. 36, at 1-2.
Section 1983 creates a private right of action “against any person who,
under color of state law, deprives another individual of ‘any rights, privileges
or immunities secured by the Constitution and laws.’” Ripley v. Wyo. Med. Ctr.,
5
Inc., 559 F.3d 1119, 1121-22 (10th Cir. 2009) (quoting 42 U.S.C. § 1983). A
governmental entity’s capacity to be sued, though, is determined “by the law
of the state where the court is located.” Fed. R. Civ. P. 17(b); see also White v.
Utah, 5 F. App’x 852, 853 (10th Cir. 2001) (noting that “[t]he law of the state
in which the district court sits governs the capacity of a governmental entity
to sue or to be sued” and upholding dismissal of suit against county jail under
Utah law).
Under Oklahoma law, “any person, corporation, partnership, or
unincorporated association [has] capacity to . . . be sued in this state.” Okla.
Stat. tit. 12 § 2017(B). And while each organized county may be sued, id. tit.
19 § 1, such a suit must be filed against the board of county commissioners,
id. § 4.
As a result, this Court has held that the Oklahoma County Sheriff’s
Department lacks capacity to be sued under Oklahoma law. West v. Okla. Cty.
Jail, Case No. CIV-09-528-F, 2009 WL 1751468, at *2 (W.D. Okla. June 18,
2009); see also Dent v. Craig, 2020 WL 3578050, at *2 (E.D. Okla. July 1, 2020)
(“With respect to the Wagoner County Sheriff’s Department, courts in this
circuit have repeatedly determined that local police departments do not have
legal identities apart from the municipalities or counties they serve.”)
(collecting cases).
6
Plaintiff has therefore failed to state a claim against the Oklahoma
County Sheriff’s Department.
C. Public Defender Burns’ motion to dismiss.
Public Defender Burns asserts that Plaintiff cannot state a claim against
her because, in general, public defenders cannot be sued for actions entailing
their traditional functions as counsel to a defendant in a criminal proceeding.
Doc. 39, at 4-5.
To the extent that Plaintiff sues Burns in her individual capacity, he
must allege his rights were violated by a person acting under color of state law
to obtain relief under § 1983. Hall v. Whitman, 584 F.3d 859, 864 (10th Cir.
2009). “[A] public defender does not act under color of state law when
performing a lawyer’s traditional functions as counsel to a defendant in a
criminal proceeding.” Polk Cty. v. Dodson, 454 U.S. 312, 325 (1981); see also
Harris v. Champion, 51 F.3d 901, 910 (10th Cir. 1995). Plaintiff’s allegations
against Public Defender Burns fall squarely within the realm of defense
counsel’s traditional functions: he alleges “she refused” to “file motions and
help [him] with [his] defense,” Doc. 1, Ex. 1, at 3. See Ruiz v. Lavery, 853 F.
App’x 314, 315 (10th Cir. 2021) (Defendant public defender was not acting
under color of state law when he allegedly “fail[ed] to adequately conduct
discovery.”); Reese v. Denton, No. 18-744-D, 2019 WL 2612663, at *1 (W.D.
7
Okla. Mar. 13, 2019) (Defendant public defender was not acting under color of
state law when he allegedly “caused critical motions to be denied and pressured
Petitioner to enter a guilty plea.”), adopted, 2019 WL 1579697 (W.D. Okla. Apr.
12, 2019).
To the extent Plaintiff sues Burns in her official capacity, his claims
against her are tantamount to claims against the Office of the Public Defender.
See Will v. Mich. State Police, 491 U.S. 58, 71 (1989) (“[A] suit against a state
official in his or her official capacity is not a suit against the official but rather
is a suit against the official’s office.”). Such state agencies are immune to
Section 1983 suits under the Eleventh Amendment, U.S. CONST. amend. XI,
unless the state has waived immunity. Id. at 66. The State of Oklahoma has
not done so. See Okla. Stat. tit. 51, § 152.1(B) (“[I]t is not the intent of the state
to waive any rights under the Eleventh Amendment to the United States
Constitution.”). Therefore, Plaintiff’s claims against Burns in her official
capacity fail under the Eleventh Amendment.
Plaintiff has failed to state a claim against Burns, either in her
individual or her official capacity.
IV. The Court should dismiss Plaintiff’s claims against Sheriff P.D.
Taylor, Jail Administrators, and Detention Officers under Fed.
R. Civ. P. 4.
8
Plaintiff originally named as Defendants Sheriff P.D. Taylor, Jail
Administrators, and Detention Officers but failed to effect service upon them.
Doc. 1, at 1-2, Ex. 1, at 1; Doc. 31.
Fed. R. Civ. P. 4 requires a plaintiff to effect service upon each defendant
within ninety days of filing the complaint or by the court-appointed deadline.
See Fed. R. Civ. P. 4(m). If a plaintiff fails to satisfy this service requirement,
the court must dismiss the claims against any unserved defendants. See id. (“If
a defendant is not served within 90 days after the complaint is filed, the court—
on motion or on its own after notice to the plaintiff—must dismiss the action
without prejudice against that defendant or order that service be made within
a specified time.”).
The Court warned Plaintiff of his duty to serve each Defendant. Doc. 15.
When Plaintiff failed to serve any Defendant, the Court ordered Plaintiff to
either show good cause or cure this deficiency by effecting service. Doc. 22. The
Court also warned Plaintiff that further inaction could result in dismissal
under Fed. R. Civ. P. 4(m). Id. Plaintiff eventually informed the Court that he
had failed to comply with the service requirement because the prison had
transferred him after an unrelated outbreak of violence. Docs. 25, 27. Given
these circumstances, the Court again extended Plaintiff’s service deadline.
Doc. 27.
9
By this time, Plaintiff informed the Court, Defendants Taylor and Jail
Administrators were “no longer associated with the Oklahoma County
Sheriff[’]s Department,” so Plaintiff could not obtain their addresses to serve
them. Doc. 31. Plaintiff instead requested leave to “proceed with process and
service upon the two Defendants, Oklahoma County Sheriff[’]s Department
and Public Defender Nicole Burns.” Id. Indeed, the undersigned’s review of the
docket reveals Defendants Taylor, Jail Administrators, and Detention Officers
were never served.
Dismissal is warranted under Fed. R. Civ. P. 4 when the court has
advised the plaintiff that failure to comply with the service requirement could
result in dismissal and provided sufficient time for the plaintiff to show good
cause for his lack of compliance. Smith v. Glanz, 662 F. App’x 595, 597-98 (10th
Cir. 2016) (upholding dismissal under Fed. R. Civ. P. 4(m) where “the district
court first notified [plaintiff] of its intention to dismiss the claims against
[defendants] for failure of service and gave [plaintiff] time to show good cause
for the failure of service.”).3
3 As well, a court may dismiss an action under Fed. R. Civ. P. 41(b) if the
plaintiff “fails to prosecute or to comply with these rules or a court order.” Fed.
R. Civ. P. 41(b). Courts have consistently interpreted this rule to permit sua
sponte dismissal. Huggins v. Supreme Court of the U.S., 480 F. App’x 915, 916-
17 (10th Cir. 2012); AdvantEdge Bus. Grp. v. Thomas E. Mestmaker & Assocs.,
Inc., 552 F.3d 1233, 1236 (10th Cir. 2009) (“‘A district court undoubtedly has
10
After the Court so advised Plaintiff, he opted not to effect service upon
Defendants Taylor, Jail Administrators, and Detention Officers. See Doc. 31.
The undersigned therefore recommends dismissal of Plaintiff’s claims against
Taylor, Jail Administrators, and Detention Officers because these Defendants
were never served, as required by Fed. R. Civ. P. 4.
V. Recommendation and notice of right to object.
The undersigned recommends the Court grant Defendant Oklahoma
County Sheriff’s Department’s and Defendant Public Defender Nicole Burns’
motions to dismiss, Docs. 36, 39, and dismiss Plaintiff’s claims against them
with prejudice. See Curley v. Perry, 246 F.3d 1278, 1284 (10th Cir. 2001)
(holding that where “amendment would be futile,” the court may dismiss a
claim with prejudice). The undersigned recommends the Court dismiss
Plaintiff’s claims against Defendants Sheriff Taylor, Jail Administrators, and
Detention Officers without prejudice under Fed. R. Civ. P. 4.4
discretion to sanction a party for failing to prosecute or defend a case, or for
failing to comply with local or federal procedural rules.’” (citation omitted)).
And if dismissal is without prejudice, the court may dismiss without attention
to the non-exhaustive list of factors that, by contrast, must inform a dismissal
with prejudice. AdvantEdge Bus. Grp., 552 F.3d at 1236 & n.2.
4 Plaintiff requests that an attorney be appointed to represent him in this
matter. Doc. 1, at 7. Adoption of this Report and Recommendation and
dismissal of Plaintiff’s complaint would moot Plaintiff’s request for counsel.
11
The undersigned advises Plaintiff of his right to file an objection to this
Report and Recommendation with the Clerk of Court on or before November 8,
2021. See 28 U.S.C. § 636(b)(1) and Fed. R. Civ. P. 72(b)(2). The undersigned
further advises Plaintiff that failure to file a timely objection to this Report and
Recommendation waives her right to appellate review of both factual and legal
issues contained herein. Moore v. United States, 950 F.2d 656, 659 (10th Cir.
1991).
This Report and Recommendation terminates the referral to the
undersigned Magistrate Judge in this matter.
ENTERED this 18th day of October, 2021.
SUZANNE MITCHELL
UNITED STATES MAGISTRATE JUDGE
12