noting that “a claim of sovereign immunity raises a jurisdictional defense” (internal quotation marks omitted)
How later courts described this case
- noting that “a claim of sovereign immunity raises a jurisdictional defense” (internal quotation marks omitted)
- “[T]o withstand a motion to dismiss, a complaint must contain enough allegations of fact to state a claim to relief that is plausible on its face.” (internal quotation marks omitted)
- “Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice.”
- “Educational institutions are accorded deference with regard to the level of competency needed for an academic degree.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
NICKLAUS ROHDE, )
)
Plaintiff, )
)
v. )
)
STATE OF OKLAHOMA ex rel. )
THE BOARD OF REGENTS OF ) Case No. CIV-20-1243-G
THE UNIVERSITY OF CENTRAL )
OKLAHOMA, a/k/a THE UNIVERSITY )
OF CENTRAL OKLAHOMA, an )
Oklahoma higher education institution, )
et al., )
)
Defendants. )
ORDER
Plaintiff Nicklaus Rohde has brought this lawsuit against Defendant State of
Oklahoma ex rel. The Board of Regents of the University of Central Oklahoma (“Board”)
and Defendants Amy Johnson and Amanda Horton (the “Individual Defendants”), alleging
violations of Plaintiff’s federal and state-law rights as a student at the University of Central
Oklahoma (“UCO” or “the University”). See Am. Compl. (Doc. No. 7). Now before the
Court is the Motion to Dismiss (Doc. No. 9), filed jointly by Defendants, and Plaintiff’s
Response (Doc. No. 10).
SUMMARY OF THE PLEADINGS
In his Amended Complaint, Plaintiff alleges that Defendants violated his rights in
connection with his enrollment and studies as a student at UCO. Plaintiff alleges that he
suffers from ADHD, Asperger Syndrome, OCD, and a form of Tourette’s and takes
medication to treat one or more of these medical conditions. See Am. Compl. ¶ 10.
Plaintiff states that he first enrolled at UCO for the fall semester of 2016, after transferring
from Oklahoma State University. See id. ¶ 11. Plaintiff states that, as part of his transfer
to UCO, he and his father communicated with UCO regarding Plaintiff’s medical
conditions, including providing documentation and records to UCO’s Disability Support
Services (DSS) office. See id. Plaintiff alleges DSS issued an Accommodation Letter to
Plaintiff with seven accommodations, advising professors to provide Plaintiff with copies
of lecture notes, class audio recordings, and extended time for exams and quizzes, as well
as other unspecified accommodations. See id. ¶ 12.
Plaintiff alleges that he intended to enter UCO’s graphic design program to pursue
a career in graphic design. See id. ¶ 13. Plaintiff states that he took graphic design classes
at UCO from fall 2017 to spring 2019, maintaining a GPA above the minimum 2.75 GPA
required by the graphic design program. See id. Plaintiff alleges that he made the Dean’s
honor roll multiple times and was invited to join the Sigma Alpha Pi National Society of
Leadership and Success at UCO. See id. ¶ 18.
Plaintiff alleges that “many professors in the Graphic Design program were
unwilling to implement University mandated disability accommodations.” Id. ¶ 14.
Specifically, Plaintiff alleges that Defendant Horton, a professor in the graphic design
program, refused to provide class notes and lecture slides, and otherwise generally did not
comply with Plaintiff’s Accommodation Letter. See id. Plaintiff alleges that Defendant
Horton told him the accommodations in the Accommodations Letter did not apply to the
UCO graphic design program, and that Defendant Horton told Plaintiff, “here in graphic
design, you are not going to be able to use this,” referring to the Accommodation Letter,
and that accommodations do not help “for deadlines in graphic design.” Id. Plaintiff
alleges that he received a B grade in Defendant Horton’s fall 2018 class and a C grade in
Defendant Horton’s spring 2019 class. See id. ¶¶ 14-15.
Plaintiff states that he completed and submitted in spring 2019 an application and
portfolio of his graphic design projects for advancement to Graphic Design II, which is
required for a Graphic Design major and degree. See id. ¶ 16. Plaintiff alleges that
Defendant Johnson, the Graphic Design Department Chair, signed a form rejecting
Plaintiff’s Graphic Design II application. See id. ¶ 17. The form reflected a “Permission
Not Given” score and stated that “the work does not show enough evidence of strong
design/illustration skills to warrant your success in the design industry.” See id. Plaintiff
alleges that Defendant Johnson stated that Plaintiff’s application score reflected a
department committee review of Plaintiff’s performance and work and that Defendant
Johnson concluded that Plaintiff “was not good at ambiguity” and “would not succeed in
meeting future business clients’ creative needs.” Id. ¶¶ 18, 21.
On May 1, 2019, Plaintiff and his father met with Defendant Johnson and Pam Platz
from UCO Student Services. Id. ¶ 22. Plaintiff alleges that Platz stated that it was “very
rare” for graphic design applicants to receive a “Permission Not Given” score, rather than
a “Permission Not Given at This Time” score, which would have allowed Plaintiff to
engage in additional efforts and submit another application for review. Id. ¶¶ 20, 22.
Plaintiff alleges that Plaintiff Johnson stated that there was “really no appeal” of the
decision on Plaintiff’s application. See id. ¶ 22.
After his graphic design application was rejected, Plaintiff states that he “was forced
to major in General Studies” and continued to take classes at UCO. See id. ¶ 24.
Plaintiff alleges that his tuition payments spent on graphic design classes are wasted
as result of Defendants’ actions and that his future graphic design career interests will be
harmed by the stigma associated with failure to complete UCO’s graphic design program.
See id. ¶ 23.
Plaintiff brings four causes of action. First, Plaintiff alleges that Defendant Board
and Defendants Horton and Johnson, in their official capacities, subjected Plaintiff to
improper discrimination in violation of the Americans with Disabilities Act (“ADA”)1 and
the Rehabilitation Act.2 See id. ¶¶ 29-36. Second, Plaintiff alleges pursuant to 42 U.S.C.
§ 1983 that Defendants Horton and Johnson, in their individual and official capacities,
violated Plaintiff’s substantive due process rights under the Fourteenth Amendment of the
United States Constitution. See id. ¶¶ 37-51. Third, Plaintiff alleges a breach of the express
and/or implied contractual relationship that existed between Defendant Board and Plaintiff
by virtue of his enrollment at UCO. See id. ¶¶ 52-56. Lastly, Plaintiff alleges that
Defendants Horton and Johnson, in their individual capacities, tortiously interfered with a
contractual relationship between Plaintiff and Defendant Board. See id. ¶¶ 57-59. In this
1 Title II of the ADA provides that “[n]o qualified individual with a disability shall, by
reason of such disability, be excluded from participation in or be denied the benefits of the
services, programs, or activities of a public entity, or be subjected to discrimination by any
such entity.” 42 U.S.C. § 12132.
2 Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794, prohibits discrimination
by reason of disability “under any program or activity receiving Federal financial
assistance.” 29 U.S.C. § 794(a).
lawsuit, Plaintiff seeks actual and compensatory damages, pre- and post-judgment interest
on damages, punitive damages against Defendants Horton and Johnson, and costs and
attorney’s fees. See id. at 18.
DISCUSSION
I. Applicable Standards
Defendants assert that Plaintiff’s allegations reflect that the Court lacks subject-
matter jurisdiction to hear certain of Plaintiff’s claims and, therefore, such claims should
be dismissed pursuant to Federal Rule of Civil Procedure 12(b)(1). See Muscogee (Creek)
Nation v. Okla. Tax Comm’n, 611 F.3d 1222, 1226 (10th Cir. 2010) (noting that “a claim
of sovereign immunity raises a jurisdictional defense” (internal quotation marks omitted)).
“A facial attack on the complaint’s allegations regarding subject matter jurisdiction
questions the complaint’s sufficiency and requires the court to accept the allegations as
true.” Smith v. United States, 561 F.3d 1090, 1097 (10th Cir. 2009); see also E.F.W. v. St.
Stephen’s Indian High Sch., 264 F.3d 1297, 1302-03 (10th Cir. 2001).
Defendants also seek dismissal of certain claims for “failure to state a claim upon
which relief can be granted” under Federal Rule of Civil Procedure 12(b)(6). Fed. R. Civ.
P. 12(b)(6). In analyzing a motion to dismiss under Rule 12(b)(6), the court “accept[s] as
true all well-pleaded factual allegations in the complaint and view[s] them in the light most
favorable to the plaintiff.” Burnett v. Mortg. Elec. Registration Sys., Inc., 706 F.3d 1231,
1235 (10th Cir. 2013). A complaint fails to state a claim on which relief may be granted
when it lacks factual allegations sufficient “to raise a right to relief above the speculative
level on the assumption that all the allegations in the complaint are true (even if doubtful
in fact).” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007) (footnote and citation
omitted); see Robbins v. Oklahoma, 519 F.3d 1242, 1247 (10th Cir. 2008) (“[T]o withstand
a motion to dismiss, a complaint must contain enough allegations of fact to state a claim to
relief that is plausible on its face.” (internal quotation marks omitted)). Bare legal
conclusions in a complaint are not entitled to the assumption of truth; “they must be
supported by factual allegations” to state a claim for relief. Ashcroft v. Iqbal, 556 U.S.
662, 679 (2009).
II. Disability Discrimination Claims
Defendant Board and the Individual Defendants, in their official capacities, move
to dismiss Plaintiff’s ADA claim pursuant to Federal Rule of Civil Procedure 12(b)(1)
based on Eleventh Amendment immunity,3 and move to dismiss Plaintiffs’ ADA and
Rehabilitation Act claims pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure
to state a plausible discrimination claim pursuant to those statutes.
Under the doctrine of sovereign immunity, embodied in the Eleventh Amendment,
“States may not be sued by private individuals in federal court” unless the states “consent
to it in unequivocal terms or unless Congress, pursuant to a valid exercise of power,
unequivocally expresses its intent to abrogate the immunity.” Bd. of Trs. of Univ. of Ala.
v. Garrett, 531 U.S. 356, 363 (2001); Muscogee (Creek) Nation, 611 F.3d at 1227 (internal
3 Defendants concede that this Court has jurisdiction over Plaintiff’s Rehabilitation Act
claim. See Defs.’ Mot. at 5; see Levy v. Kan. Dep’t of Soc. & Rehab. Servs., 789 F.3d 1164,
1168 (10th Cir. 2015).
quotation marks omitted).4 “Both the Tenth Circuit and the Oklahoma Supreme Court have
specifically determined that the boards of regents of Oklahoma universities are state
entities immune from lawsuit under the Eleventh Amendment.” Englehart v. Bd. of
Regents for Okla. Agric. & Mech. Colls., No. 15-CV-138, 2016 WL 3645193, at *4 (N.D.
Okla. June 30, 2016).5
“Oklahoma has not consented to be sued in federal court,” and so the Court
examines whether there has been a valid abrogation of sovereign immunity. Berry v.
Oklahoma, 495 F. App’x 920, 921 (10th Cir. 2012). Title II of the ADA incorporates by
reference section 505 of the Rehabilitation Act, codified at 29 U.S.C. § 794a, which
“authorizes suits by private citizens for money damages against public entities that violate
§ 12132.” United States v. Georgia, 546 U.S. 151, 154 (2006). The ADA further provides
that “[a] State shall not be immune under the eleventh amendment to the Constitution of
the United States from an action in [a] Federal or State court of competent jurisdiction for
a violation of this chapter.” 42 U.S.C. § 12202 (footnote omitted).
4 Pursuant to Ex parte Young, 209 U.S. 123 (1908)—inapplicable here—a plaintiff also can
avoid the Eleventh Amendment bar by suing state officers in their official capacities for
prospective injunctive relief. See Muscogee (Creek) Nation, 611 F.3d at 1232.
5 Suits against employees in their official capacities operate as a suit against the employer
itself. Kentucky v. Graham, 473 U.S. 159, 165-66 (1985) (“Official-capacity suits . . .
generally represent only another way of pleading an action against an entity of which an
officer is an agent. As long as the government entity receives notice and an opportunity to
respond, an official-capacity suit is, in all respects other than name, to be treated as a suit
against the entity.” (citation and internal quotation marks omitted)). The disability
discrimination claims against Defendants Johnson and Horton in their official capacities
are therefore dismissed as duplicative.
The Supreme Court recognized the latter statement “as an unequivocal expression
of Congress’s intent to abrogate state sovereign immunity.” Georgia, 546 U.S. at 154. In
Georgia, the Supreme Court explained that Congress doubtless has the power under section
5 of the Fourteenth Amendment to enforce that Amendment “by creating private remedies
against the States for actual violations of those provisions.” Id. at 158. “This enforcement
power includes the power to abrogate state sovereign immunity by authorizing private suits
for damages against the States.” Id. at 158-59. “Thus, insofar as Title II creates a private
cause of action for damages against the States for conduct that actually violates the
Fourteenth Amendment, Title II validly abrogates state sovereign immunity.” Id. at 159.
In Georgia, the Supreme Court established a three-step analysis for district courts
to determine whether Title II of the ADA validly abrogated States’ immunity regarding
specific claims in individual cases. See id.; Guttman v. Khalsa, 669 F.3d 1101, 1113 (10th
Cir. 2012). The Court must determine, on a claim-by-claim basis: “(1) which aspects of
the State’s alleged conduct violated Title II; (2) to what extent such misconduct also
violated the Fourteenth Amendment; and (3) insofar as such misconduct violated Title II
but did not violate the Fourteenth Amendment, whether Congress’s purported abrogation
of sovereign immunity as to that class of conduct is nevertheless valid.” Georgia, 546 U.S.
at 159. The Court addresses the first step of the Georgia analysis at the outset, as a finding
of allegations sufficient to state a claim for misconduct under Title II of the ADA is
necessary to reach the remaining steps. See id.; cf. Goonewardena v. New York, 475 F.
Supp. 2d 310, 323 (S.D.N.Y. 2007) (“If there is no violation of Title II, then the Georgia
analysis ends and the claim is dismissed on the ground that plaintiff has failed to state a
claim rather than that the court lacks jurisdiction due to sovereign immunity.”).
A. Whether the Alleged Conduct States a Violation of Title II of the ADA and
the Rehabilitation Act
Because the Rehabilitation Act and the ADA are “closely linked” to each other, the
Court evaluates Plaintiff’s Title II ADA claims together with his Rehabilitation Act claims.
Levy, 789 F.3d at 1170; see Miller ex rel. S.M. v. Bd. of Educ. of Albuquerque Pub. Schs.,
565 F.3d 1232, 1245 (10th Cir. 2009) (noting that the Rehabilitation Act and Title II
“involve the same substantive standards”); Rainwater v. Okla. ex rel. Bd. of Regents of
Univ. of Okla., No. CIV-19-382-R, 2020 WL 499698, at *2 (W.D. Okla. Jan. 30, 2020)
(“Title II of the ADA and § 504 of the Rehabilitation Act are coextensive with one another
. . . .”).
To state a claim under Title II, Plaintiff must plausibly allege that: “(1) he is a
qualified individual with a disability, (2) who was excluded from participation in or denied
the benefits of a public entity’s services, programs, or activities, and (3) such exclusion,
denial of benefits, or discrimination was by reason of a disability.” Robertson v. Las
Animas Cnty. Sheriff’s Dep’t, 500 F.3d 1185, 1193 (10th Cir. 2007); see 42 U.S.C. § 12132.
To state a claim under the Rehabilitation Act, Plaintiff must plausibly allege that: (1) he is
an individual with a disability; (2) he would be “otherwise qualified” to participate in the
relevant program or activity; (3) the program or activity receives federal financial
assistance; and (4) the program or activity has excluded, denied benefits to, or
discriminated against Plaintiff “solely by reason of” his disability. McGeshick v. Principi,
357 F.3d 1146, 1150 (10th Cir. 2004); 29 U.S.C. § 794(a)-(b).
Defendants argue for dismissal of Plaintiff’s Title II and Rehabilitation claims on
the basis that Plaintiff has failed to allege facts sufficient to show that he was denied
benefits to or excluded from UCO’s graphic design program because of his disability.6 In
response, Plaintiff relies heavily on Gossett v. Oklahoma ex rel. Board of Regents for
Langston University, 245 F.3d 1172 (10th Cir. 2001). Gossett, however, is a case involving
Title IX and constitutional due process claims, and it therefore has no bearing on the merits
of Plaintiff’s ADA and Rehabilitation Act statutory claims. Plaintiff likewise dedicates
much of his argument to the proposition that his 42 U.S.C. § 1983 claims are not precluded
by his ADA and Rehabilitation Act claims, citing Polson v. Davis, 895 F. 2d 705, 710 (10th
Cir. 1990), and Rainwater, 2020 WL 499698, at *2. Defendants did not raise this argument
as a ground for dismissal, and the Court need not address it here.
Plaintiff’s response to the merits of Defendants’ argument that Plaintiff fails to state
an ADA or Rehabilitation Act claim is contained in a single paragraph in which Plaintiff
asserts that he has suffered “unlawful disability discrimination that violated his
constitutional rights of due process” based on allegations that one professor did not fully
comply with and spoke dismissively of the University’s Accommodation Letter and that
6 Defendants do not contest that Plaintiff has adequately pled that he is disabled under Title
II and the Rehabilitation Act. See Nielson v. Moroni Feed Co., 162 F.3d 604, 607-08 (10th
Cir. 1998); 42 U.S.C. § 12112(a). Nor do Defendants contest that Plaintiff was qualified
to receive the benefits and services provided by UCO as required to establish a claim for
violation of the ADA or the Rehabilitation Act. See Robertson, 500 F.3d at 1194-95; 42
U.S.C. § 12131(2). There is no dispute that UCO receives federal financial assistance.
his Graphic Design II application unusually was denied without the ability to try again.
See Pl.’s Resp. at 5-6. Plaintiff fails to cite, much less apply, the controlling framework
for a disability discrimination claim under Title II of the ADA or the Rehabilitation Act.
Nor does Plaintiff mention or discuss the statutory or regulatory basis for the
accommodations he asserts the University should have provided. Plaintiff presents no
relevant legal argument for why his ADA and Rehabilitation Act claims should not be
dismissed.
Assessing Plaintiff’s allegations, the Court finds that Plaintiff’s disability
discrimination allegations are insufficient to state a plausible claim for relief.7 Plaintiff’s
principal allegation is that his Graphic Design II application was denied following a
department committee review and that the score his application received did not allow for
a second opportunity to apply. See Am. Compl. ¶¶ 17-18. Plaintiff does not state in his
Amended Complaint what Defendants should have done differently in considering his
application other than awarding it a higher score. To the extent Plaintiff would have UCO
change its program requirements, such an accommodation is not actionable. See
McGuinness v. Univ. of N.M. Sch. of Med., 170 F.3d 974, 979 (10th Cir. 1998) (“Requiring
the University of New Mexico to advance [the plaintiff] to the next level of the medical
school program would represent a substantial, rather than a reasonable accommodation.”);
7 Plaintiff does not specify or discuss his theory of disability discrimination. “Courts have
recognized three ways to establish a discrimination claim: (1) intentional discrimination
(disparate treatment); (2) disparate impact; and (3) failure to make a reasonable
accommodation.” J.V. v. Albuquerque Pub. Schs., 813 F.3d 1289, 1295 (10th Cir. 2016).
The Court’s reading of Plaintiff’s allegations is that he is pursuing a claim for failure to
accommodate.
Cunningham v. Univ. of N.M. Bd. of Regents, 531 F. App’x 909, 920 (10th Cir. 2013) (“To
the extent that [the plaintiff] avers UNM should have changed its program requirements,
such an accommodation would not be reasonable.”). Plaintiff does not allege that the
department committee review was influenced by or considered his disability status, and the
Court will not second-guess the academic decision of a university department committee
absent some allegation of unlawful discrimination in the decision-making process. See
Regents of Univ. of Mich. v. Ewing, 474 U.S. 214, 225 (1985) (“When judges are asked to
review the substance of a genuinely academic decision . . . they should show great respect
for the faculty’s professional judgment.”); McGuinness, 170 F.3d at 979 (“Educational
institutions are accorded deference with regard to the level of competency needed for an
academic degree.”).
Plaintiff also alleges that one professor, Defendant Horton, failed to comply with
the University’s Accommodation Letter by not providing Plaintiff with class notes and
lecture slides.8 See Am. Compl. ¶ 14. Plaintiff, however, does not cite or discuss any legal
authority, statutory or otherwise, to support his claim that these materials were required to
be provided in this context as a reasonable accommodation. The provisions of the
Accommodation Letter are not necessarily coextensive with the legal requirements under
8 Plaintiff’s allegation that he “found many professors in the Graphic Design program were
unwilling to implement University mandated disability accommodations” is insufficient to
state a plausible disability discrimination claim. Am. Compl. ¶ 14; see Iqbal, 556 U.S. at
678 (“Threadbare recitals of the elements of a cause of action, supported by mere
conclusory statements, do not suffice.”).
the ADA or Rehabilitation Act.9 To state a plausible claim, Plaintiff bears the burden, at
minimum, of demonstrating how alleged failures violate the legal standards of the ADA or
the Rehabilitation Act.
More broadly, Plaintiff alleges that his GPA at all times exceeded the standard for
the graphic design program, that he achieved the Dean’s Honor Roll multiple times, and
that he was invited to join an honor society at UCO. See Am. Compl. ¶¶ 13, 18. Plaintiff
alleges that he received passing grades in Defendant Horton’s classes, see id. ¶¶ 14-15, and
does not otherwise allege that Defendant Horton prevented him from continuing his
graphic design studies.10 Without more, these two alleged shortcomings by Defendant
Horton cannot support a theory of liability under the ADA and Rehabilitation Act. See
Cunningham, 531 F. App’x at 920 (affirming dismissal of ADA and Rehabilitation Act
claims in part because “[n]otwithstanding his accommodation request to UNM, [the
plaintiff] demonstrated that he did not need an accommodation to pass his medical school
classes or tests”).
B. Conclusion as to Disability Discrimination Claims
Plaintiff has failed to plead facts sufficient for the Court “to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 678.
Plaintiff’s unsupported assertions that the University should have done more to
accommodate him are the kind of “threadbare recitals” that are insufficient to survive a
9 Plaintiff does not provide or cite to the language of the Accommodation Letter.
10 Plaintiff alleges that Defendant Johnson told him that the committee review of his
graphic design application portfolio “was not about grades.” Am. Compl. ¶ 18.
motion to dismiss. See id. Because Plaintiff has not alleged facts sufficient for the Court
to conclude that Plaintiff has stated a claim under Title II of the ADA, the abrogation
analysis ends, and the Court need not reach the remaining steps under Georgia. See
Georgia, 546 U.S. at 159; Guttman, 669 F.3d at 1113. Because Plaintiff cannot meet the
requirements for abrogation, Plaintiff’s ADA Title II claim is therefore dismissed without
prejudice for lack of jurisdiction pursuant to Rule 12(b)(1).
The Court also concludes that Plaintiff fails to state a Rehabilitation Act claim for
the same reasons discussed above. Plaintiff’s Rehabilitation Act claim is therefore
dismissed without prejudice pursuant to Rule 12(b)(6).11
III. Section 1983 Claims
A. Section 1983 Official Capacity Claim
Defendants contend that Plaintiff’s 42 U.S.C. § 1983 substantive due process claim
against Defendants Horton and Johnson in their official capacities must be dismissed
because state officials cannot be sued in their official capacities under § 1983 for money
damages. The Court agrees. Section 1983 provides in relevant part:
Every person who, under color of any statute, ordinance, regulation, custom,
or usage, of any State or Territory or the District of Columbia, subjects, or
causes to be subjected, any citizen of the United States or other person within
the jurisdiction thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws, shall be liable to the party
injured in an action at law, suit in equity, or other proper proceeding for
redress . . . .
11 Even assuming that this Court had jurisdiction over Plaintiff’s ADA Title II claim,
Plaintiff has likewise failed to state a claim for violation of Title II pursuant to Rule
12(b)(6).
42 U.S.C. § 1983.
In Will v. Michigan Department of State Police, 491 U.S. 58, 71 (1989), the Supreme
Court held that a suable “person” under § 1983 does not include a State or a State official
sued in her official capacity for damages. Plaintiff does not address this or present any
contrary argument in his Response.
Plaintiff’s § 1983 claim against Defendants Horton and Johnson in their official
capacities for money damages is therefore dismissed pursuant to Rule 12(b)(6).12
B. Section 1983 Individual Capacity Claim
Defendants move to dismiss Plaintiff’s substantive due process claims against
Defendants Johnson and Horton in their individual capacities on the grounds that (a)
Plaintiff has failed to plead a substantive due process claim, and (b) Defendants Johnson
and Horton are shielded from liability by the doctrine of qualified immunity.
1. Substantive Due Process
“Claims for ‘substantive due process’ find their basis in the Fourteenth
Amendment’s protections against arbitrary government power.” Lindsey v. Hyler, 918
F.3d 1109, 1115 (10th Cir. 2019). “A violation of substantive due process may arise in
two ways—from (1) legislative acts that infringe on a fundamental right, or (2) official
conduct that deprives a person of life, liberty, or property in a manner so arbitrary as to
shock the judicial conscience.” Id. To succeed on a substantive due process claim, “an
12 “[A] state official in his or her official capacity, when sued for injunctive relief, would
be a person under § 1983 because official-capacity actions for prospective relief are not
treated as actions against the State.” Will, 491 U.S. at 71 n.10 (internal quotation marks
omitted). Plaintiff, however, does not seek injunctive relief. See Am. Compl. at 18.
individual must demonstrate that the government deprived him of life, liberty, or property
without due process of law.” Id.
“When analyzing executive action, ‘only the most egregious official conduct can be
said to be arbitrary in the constitutional sense.’” Onyx Props. LLC v. Bd. of Cnty. Comm’rs
of Elbert Cnty., 838 F.3d 1039, 1048-49 (10th Cir. 2016) (quoting Cnty. of Sacramento v.
Lewis, 523 U.S. 833, 846 (1998)). “[A] plaintiff asserting a substantive due process claim
based on an academic decision must show that the decision was the product of arbitrary
state action rather than a conscientious, careful and deliberate exercise of professional
judgment.” Gossett, 245 F.3d at 1182 (citing Ewing, 474 U.S. at 224-25). “A plaintiff
may make such a showing by evidence that the challenged decision was based on
‘nonacademic or constitutionally impermissible reasons,’ rather than the product of
conscientious and careful deliberation.” Id. (quoting Ewing, 474 U.S. at 225).
a. Defendant Johnson
Plaintiff’s substantive due process claim against Defendant Johnson, at its core, is
that she and the department committee misjudged Plaintiff’s fitness to progress further in
the University’s graphic design program. Plaintiff in various places in his complaint
criticizes the committee review process in general terms as “arbitrary,” “subjective,” and
“not an accurate reflection of Rohde’s performance in the program.” See Am. Compl. ¶¶
17, 19-20. Plaintiff does not, however, allege any facts demonstrating that Defendant
Johnson or the department committee based the decision on any nonacademic or
discriminatory reasons.
The Supreme Court instructs that judges may not override “a genuinely academic
decision” “unless it is such a substantial departure from accepted academic norms as to
demonstrate that the person or committee responsible did not actually exercise professional
judgment.” Ewing, 474 U.S. at 225. Plaintiff’s complaint describes a standard academic
process in the University’s graphic design program whereby a department committee
reviews student applications to approve progression to Graphic Design II. See Am. Compl.
¶¶ 16-19. The department committee returns a form with a score, including feedback on
skills such as “critical thinking” and “craft/presentation.” Id. This process, as alleged by
Plaintiff, cannot be described as “a substantial departure from academic norms.” Ewing,
474 U.S. at 225.
Plaintiff alleges that a student services representative told him the “Permission Not
Given” score his application received was “very rare.” See Am. Compl. ¶ 22. Accepting
this allegation as true, that fact does not mean the department committee decision was a
substantial departure from academic norms. To the contrary, it suggests that the
“Permission Not Given” score was available to the department committee in the normal
course.
Most importantly, Plaintiff has not alleged any bias or animus toward Plaintiff based
on his disability (or otherwise) that may have impermissibly affected Defendant Johnson
or the committee’s review of his application. Plaintiff relies on Gossett for the proposition
that “judicial deference to academic decisions loses force when, as here, the decisionmaker
is ‘accused of concealing nonacademic or constitutionally impermissible reasons’ for its
action.” Gossett, 245 F.3d at 1181 (quoting Ewing, 474 U.S. at 225). In Gossett, the
plaintiff, a male nursing student, alleged that the female nursing instructors discriminated
against him on the basis of his gender, giving him a failing score in a required class that
resulted in his forced withdrawal from the nursing school program. See id. at 1175-80.
The Tenth Circuit ruled that the plaintiff created a fact issue as to whether his withdrawal
from the nursing program was motivated by impermissible gender discrimination sufficient
to overcome summary judgement. See id. at 1182. Plaintiff here has not alleged any facts
that would similarly suggest that Defendant Johnson or the department committee harbored
discriminatory motive or rejected Plaintiff’s application for nonacademic reasons.13
In his Response, Plaintiff argues that the department committee’s decision was
discriminatory because it was “a subjective rejection” issued on an “ad hoc and arbitrary
basis.” Pl.’s Resp. at 5-6. This is nothing more than an expression of disagreement with
the department committee’s professional judgment, and it is not a sufficient basis for a
substantive due process claim against Defendant Johnson. Plaintiff’s substantive due
process claim against Defendant Johnson is therefore dismissed for failure to state a claim
upon which relief may be granted.
b. Defendant Horton
To state a claim for substantive due process, a plaintiff must allege the loss of life,
liberty, or property. See Hyler, 918 F.3d at 1115. Plaintiff here makes no such allegation
13 Plaintiff criticizes Defendant Johnson’s lack of familiarity with Plaintiff, noting that
Defendant Johnson “had no instruction time” with Plaintiff. See Am. Compl. ¶ 19.
as to Defendant Horton. While the Court recognizes that Plaintiff has a property interest
in his continued enrollment at UCO, see Gossett, 245 F.3d at 1181, there is no connection
between the allegations against Defendant Horton and Plaintiff’s continued enrollment at
UCO or progression within the graphic design program. Plaintiff does not allege that
Defendant Horton gave him failing grades in her classes or otherwise inhibited his ability
to continue his studies. See Am. Compl. ¶¶ 14-15. Because Plaintiff has not alleged any
deprivation of property by Defendant Horton, Plaintiff’s substantive due process claim
against Defendant Horton is dismissed. See Fed. R. Civ. P. 12(b)(6).
2. Qualified Immunity
Because Plaintiff has failed to allege that Defendants Johnson and Horton violated
a constitutional right, the Court need not determine whether they also would be entitled to
dismissal based on qualified immunity.
IV. State-Law Claims
A. Breach of Contract Claim
Defendant Board moves to dismiss Plaintiff’s breach of contract claim against it
based on Eleventh Amendment immunity. As discussed in Section II above, under the
doctrine of sovereign immunity, embodied in the Eleventh Amendment, “nonconsenting
States may not be sued by private individuals in federal court.” Garrett, 531 U.S. at 363.
The sole exceptions to State sovereign immunity are “(1) when Congress has abrogated the
states’ immunity, as in legislation enacted to enforce the Fourteenth Amendment; and (2)
when a state waives its immunity.” Pettigrew v. Okla. ex rel. Okla. Dep’t of Pub. Safety,
722 F.3d 1209, 1212 (10th Cir. 2013). Only the latter exception is potentially applicable
to Plaintiff’s state-law claims.
“Waiver of sovereign immunity must be knowing and voluntary, and the ‘test for
determining whether a State has waived its immunity from federal jurisdiction is a stringent
one.’” Id. at 1213 (quoting Coll. Sav. Bank v. Fla. Prepaid Postsecondary Educ. Expense
Bd., 527 U.S. 666, 675 (1999)). The Supreme Court has found waiver when a state
“expressly consented by statute to suit in federal court,” and “when it voluntarily invoked
federal jurisdiction by filing suit in federal court, moving to intervene in federal-court
litigation, or removing a case to federal court.” Id. (citing Port Auth. Trans-Hudson Corp.
v. Feeney, 495 U.S. 299, 308-09 (1990); Lapides v. Bd. of Regents, 535 U.S. 613, 619-24
(2002)). “A state can likewise enter into a contract that waives its Eleventh Amendment
immunity to suits related to the contract.” Id. “When a statute or other document
purportedly waives a state’s Eleventh Amendment immunity,” the Court “will give effect
to the waiver only where stated by the most express language or by such overwhelming
implication from the text as will leave no room for any other reasonable construction.” Id.
(alteration and internal quotation marks omitted).
Plaintiff argues against the application of state sovereign immunity by relying on
Hoover v. Kiowa Tribe of Oklahoma, 909 P.2d 59, 62 (Okla. 1995),14 and State Board of
Public Affairs v. Principal Funding Corp., 542 P.2d 503, 506 (Okla. 1975), for the
14 Though not noted by Plaintiff, this decision has been expressly overruled by the
Oklahoma Supreme Court. See Carl E. Gungoll Expl. Joint Venture v. Kiowa Tribe of
Okla., 975 P.2d 442, 444-45 (Okla. 1998).
proposition that Oklahoma law permits suits to enforce the terms of contracts entered into
by the State. These are both, however, Oklahoma Supreme Court cases discussing
Oklahoma law, and they do not purport to authorize suits in federal court against the state
for breach of contract. See Pettigrew, 722 F.3d at 1214-15 (citing State Board of Public
Affairs and noting the “unsettled question” of “whether the state could be sued in federal
court for breach of the Agreement”).
As the party asserting federal jurisdiction, Plaintiff bears “the burden of alleging the
facts essential to show jurisdiction.” U.S. ex rel. Stone v. Rockwell Int’l Corp., 282 F.3d
787, 797 (10th Cir. 2002) (internal quotation marks omitted). Plaintiff argues there is an
express or implied contract between Plaintiff and the University by virtue of his enrollment,
and that “some of the terms of which are found [in] the UCO student Handbook and other
UCO policies.” Pl.’s Resp. at 9. Plaintiff does not cite to or provide any terms from the
Handbook or UCO policies, much less direct the court to a contractual term that waives the
state’s Eleventh Amendment immunity. See Pettigrew, 722 F.3d at 1213; Patterson v.
Okla. ex rel. Bd. of Regents of Univ. of Okla., No. CIV-20-355-R, 2020 WL 5666055, at
*3 (W.D. Okla. Sept. 23, 2020) (dismissing breach of contract claim for lack of jurisdiction
when the plaintiff did “not provide the Court with any specific contract or contractual
provision, much less a provision that waived the University’s immunity”). In the absence
of any contract term waiving sovereign immunity, the Court concludes that Plaintiff’s
breach of contract claim is barred by the Eleventh Amendment.
Plaintiff also argues that the Court has jurisdiction over his breach of contract claim
based on supplemental jurisdiction pursuant to 28 U.S.C. § 1367(a). Supplemental
jurisdiction does not authorize district courts to exercise jurisdiction over claims against
nonconsenting states, however. See Raygor v. Regents of Univ. of Minn., 534 U.S. 533,
541-42 (2002); Pettigrew, 722 F.3d at 1213.
Plaintiff’s breach of contract claim is therefore dismissed for lack of jurisdiction
under Federal Rule of Civil Procedure 12(b)(1).
B. Tortious Interference Claim
Defendants move to dismiss Plaintiff’s claim for “intentional/tortious interference”
against Defendants Horton and Johnson in their individual capacities for failure to state a
claim. To state a claim for tortious interference, a plaintiff must plausibly allege that (1)
“[t]hat he or she had a business or contractual right that was interfered with”; (2) “[t]hat
the interference was malicious and wrongful, and that such interference was neither
justified, privileged nor excusable”; and (3) “[t]hat damage was proximately sustained as
a result of the complained interference.” Daniels v. Union Baptist Ass’n, 55 P.3d 1012,
1015 (Okla. 2001).
Defendants argue that Plaintiff’s tortious inference claim fails because Plaintiff has
not sufficiently pled the existence of a contract. See Defs.’ Mot at 18. The Court agrees
that Plaintiff must, at a minimum, include allegations in his complaint identifying a
contractual right that was interfered with. Plaintiff does not do so—Plaintiff does not allege
any specific terms or rights under a purported contract between the University and him.
To the extent Plaintiff is asserting that the Individual Defendants interfered with the general
student/university relationship, Plaintiff does not allege that he was expelled or suspended
or that his status as a student in good standing at UCO was in any way affected by the
actions of Defendants Johnson and Horton.15
Nor does Plaintiff allege facts sufficient to demonstrate that either Individual
Defendant acted maliciously and wrongly. Plaintiff relies on Martin v. Johnson, 975 P.2d
889, 891-92 (Okla. 1998), for the proposition that allegations of sexual harassment and
retaliation are sufficient to show malicious and wrongful interference with an employment
contract. The Court sees no parallel between Martin and the present case, and Plaintiff
offers none. Plaintiff also relies on Fulton v. People Lease Corp., 241 P.3d 255, 264-65
(Okla. Civ. App. 2010), for the proposition that Oklahoma courts recognize a tortious
interference cause of action by an employee against a supervisor for sexual harassment and
retaliation when the supervisor’s actions were not in good faith, intentional, and “not for
any legitimate purpose of the business enterprise.” The Court again sees no parallel
between Fulton and the present case, and Plaintiff offers none.
Plaintiff has therefore failed to allege a plausible tortious interference claim against
the Individual Defendants, and Plaintiff’s tortious interference claim is dismissed pursuant
to Federal Rule of Civil Procedure 12(b)(6).
15 Plaintiff alleges that he “continued to perform well in school at UCO following his
untimely dismissal from the graphic design program” and majored in General Studies. Am.
Compl. ¶ 24.
CONCLUSION
For the foregoing reasons, Defendants’ Motion to Dismiss (Doc. No. 9) is
GRANTED. All claims raised in the Amended Complaint are dismissed without prejudice.
A separate judgment shall be entered.
IT IS SO ORDERED this 30th day of September, 2021.
CHARLES B. GOODWIN
United States District Judge
24