“Certification is not to be routinely invoked whenever a federal court is presented with an unsettled question of state law.”
How later courts described this case
- “Certification is not to be routinely invoked whenever a federal court is presented with an unsettled question of state law.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
TERRY CRONKITE, )
)
Plaintiff, )
)
v. ) Case No. CIV-20-250-G
)
STATE OF OKLAHOMA ex rel. )
OKLAHOMA ATTORNEY GENERAL, )
)
Defendant. )
ORDER
Now before the Court are the Partial Motion to Dismiss (Doc. No. 4) filed through
counsel by Defendant State of Oklahoma ex rel. Oklahoma Attorney General, and the
Motion to Certify Questions to the Oklahoma Supreme Court (Doc. No. 12) filed through
counsel by Plaintiff Terry Cronkite. The Motions are fully briefed and at issue. See Doc.
Nos. 7, 8, 11, 13, 14.
I. BACKGROUND
Plaintiff brings this action against his former employer, asserting claims of
discrimination and retaliation based on age and disability. Plaintiff claims that he suffers
from heart conditions that limit his ability to perform certain physical activities. See Pet.
(Doc. No. 1-1) ¶ 9. On January 31, 2019, Defendant notified Plaintiff that he would be
involuntarily transferred from his position as Chief Investigator for Defendant to the
position of Drug Agent for the Oklahoma Bureau of Narcotics. Id. ¶¶ 7, 13. As the position
of Drug Agent would require physical activities that would adversely affect his heart
conditions, Plaintiff advised Defendant of his medical conditions and requested “the
reasonable accommodation of being allowed to continue in his current position.” Id. ¶¶
14-16. Plaintiff contends that Defendant denied the requested accommodation and
terminated his employment. See id. ¶¶ 19-20. He was 71 years old at the time. Id. ¶ 21.
Plaintiff asserts that Defendant’s actions constitute disability discrimination and
retaliation in violation of the Americans with Disabilities Act (“ADA”), 42 U.S.C. §§
12111 et seq., section 504 of the Rehabilitation Act, 29 U.S.C. § 794, and the Oklahoma
Anti-Discrimination Act (“OADA”), Okla. Stat. tit. 25, §§ 1101 et seq., as well as age
discrimination in violation of the Age Discrimination in Employment Act (“ADEA”), 29
U.S.C. §§ 621 et seq, and the OADA. In its Partial Motion to Dismiss, Defendant seeks
dismissal of Plaintiff’s ADA, ADEA, and OADA claims as barred by sovereign immunity.
Defendant also argues that retaliation is not a cognizable claim under the OADA. See
Def.’s Partial Mot. Dismiss (Doc. No. 4) at 4-9 (citing Fed. R. Civ. P. 12(b)(1), 12(b)(6)).
In his Response, Plaintiff concedes that dismissal is appropriate as to his ADA and ADEA
claims but contests Defendant’s challenges to his OADA claims. See Pl.’s Resp. Partial
Mot. Dismiss (Doc. No. 7) at 2-6; Pl.’s Surreply Partial Mot. Dismiss (Doc. No. 11) at 1-
7.
Following the briefing of Defendant’s Partial Motion to Dismiss, Plaintiff filed a
motion seeking certification of the following questions to the Oklahoma Supreme Court:
(1) Does the OADA prohibit employment-based retaliation? (2) Does the OADA provide
a remedy to employment-based retaliation? (3) If the answer to questions 1 and/or 2 is no,
may a plaintiff who was retaliated against after challenging a discriminatory employment
practice bring a public policy Burk1 claim? See Pl.’s Mot. Certify (Doc. No. 12) at 1. In
response to the Motion to Certify, and in a subsequent Notice to the Court, Defendant
withdrew the challenges in its Partial Motion to Dismiss related to the OADA claims.
Consequently, Defendant requests that the Court grant dismissal of Plaintiff’s ADA and
ADEA claims, deem its objections to the OADA claims withdrawn, and deny Plaintiff’s
Motion to Certify as moot. See Def.’s Resp. Mot. Certify (Doc. No. 13) at 1-3; Def.’s
Notice (Doc. No. 19) at 1-4.
II. DISCUSSION
The decision to certify a question of state law “rests in the sound discretion of the
federal district court.” Allstate Ins. Co. v. Brown, 920 F.2d 664, 667 (10th Cir. 1990) (citing
Lehman Brothers v. Schein, 416 U.S. 386, 391 (1974)). Federal courts, however, should
restrain from using the procedure “every time an arguably unsettled question of state law
comes across [their] desks.” Pino v. United States, 507 F.3d 1233, 1236 (10th Cir. 2007);
see Armijo v. Ex Cam, Inc., 843 F.2d 406, 407 (10th Cir. 1988) (“Certification is not to be
routinely invoked whenever a federal court is presented with an unsettled question of state
law.”). Certification may be appropriate “where the question before [the court] (1) may be
determinative of the case at hand and (2) is sufficiently novel that [the court] feel[s]
uncomfortable attempting to decide it without further guidance.” Pino, 507 F.3d at 1236.
Plaintiff seeks certification of its questions to the Oklahoma Supreme Court despite
Defendant’s withdrawal of its challenges to the OADA claims, arguing that Defendant may
1 Burk v. K-Mart Corp., 770 P.2d 24 (Okla. 1989).
raise the challenges again at a later stage of the litigation. See Pl.’s Reply Mot. Certify
(Doc. No. 14) at 1. Even so, as Defendant has expressly withdrawn the challenge that is
the subject of Plaintiff's proposed questions for certification, the issue is not “before [the
court].” Pino, 507 F.3d at 1236; see Def.’s Resp. Mot. Certify at 1-3; Def.’s Notice at 1-
4. The Court need not decide the propriety of certification unless Defendant raises the
challenge again at a subsequent point in this litigation.
CONCLUSION
For the reasons discussed herein, the Court ORDERS that:
(1) Defendant’s Partial Motion to Dismiss (Doc. No. 4) is GRANTED IN PART.
Plaintiff's discrimination and retaliation claims under the ADA and Plaintiff's
discrimination claim under the ADEA are dismissed without prejudice.
Plaintiffs OADA claims remain pending, as Defendant’s Rule 12(b)(1) and
12(b)(6) challenges to those claims are withdrawn.
(2) Plaintiff's Motion to Certify Questions to the Oklahoma Supreme Court (Doc.
No. 12) is DENIED without prejudice.
IT IS SO ORDERED this 17th day of March, 2021.
(Vauba B. Kodo
United States District Judge