no error when ALJ referred to “other factors” and “other reasons” in evaluating claimant’s credibility when he thereafter cited medical evidence, including MRIs and treatment notes in support of his determination
How later courts described this case
- no error when ALJ referred to “other factors” and “other reasons” in evaluating claimant’s credibility when he thereafter cited medical evidence, including MRIs and treatment notes in support of his determination
- noting that “it isn’t [the Court’s] obligation to search the record and construct a party’s arguments.”
- “Once an ALJ has found that a claimant has at least one severe impairment, a failure to designate another disorder as ‘severe’ at step two does not constitute reversible error....”
- “there is sufficient evidence in the record to support the ALJ’s determination that [the plaintiff’s] credibility about her pain and limitations was compromised by her drug-seeking behavior.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
AMY E. BEVEL, )
)
Plaintiff, )
)
v. ) Case No. CIV-18-1172-STE
)
ANDREW M. SAUL, )
Commissioner of the Social Security )
Administration,1 )
)
Defendant. )
MEMORANDUM OPINION AND ORDER
Plaintiff brings this action pursuant to 42 U.S.C. § 405(g) for judicial review of the
final decision of the Commissioner of the Social Security Administration denying Plaintiff’s
application for benefits under the Social Security Act. The Commissioner has answered
and filed a transcript of the administrative record (hereinafter TR. ____). The parties have
consented to jurisdiction over this matter by a United States magistrate judge pursuant
to 28 U.S.C. § 636(c).
The parties have briefed their positions, and the matter is now at issue. Based on
the Court’s review of the record and the issues presented, the Court AFFIRMS the
Commissioner’s decision.
I. PROCEDURAL BACKGROUND
Initially and on reconsideration, the Social Security Administration denied Plaintiff’s
application for benefits. Following a hearing, an Administrative Law Judge (ALJ) issued
1 On June 17, 2019, Andrew M. Saul was sworn in as the Commissioner of Social Security and
he is substituted as the proper Defendant. Fed. R. Civ. P. 25(d).
an unfavorable decision. (TR. 15-27). The Appeals Council denied Plaintiff’s request for
review. (TR. 1-4). Thus, the decision of the ALJ became the final decision of the
Commissioner.
II. THE ADMINISTRATIVE DECISION
The ALJ followed the five-step sequential evaluation process required by agency
regulations. , 431 F.3d 729, 731 (10th Cir. 2005); 20 C.F.R.
§ 404.1520. At step one, the ALJ determined that Plaintiff did not engage in substantial
gainful activity since January 1, 2014, her alleged onset date. (TR. 17). At step two, the
ALJ determined that Ms. Bevel had the following severe impairments: DDD (Disorders of
the back, discogenic and degenerative) and fibromyalgia. (TR. 17). At step three, the ALJ
found that Plaintiff’s impairments did not meet or medically equal any of the
presumptively disabling impairments listed at 20 C.F.R. Part 404, Subpart P, Appendix 1
(TR. 19).
At step four, the ALJ concluded that Ms. Bevel retained the residual functional
capacity (RFC) to: “[P]erform the full range of sedentary work as defined in 20 CFR
404.1567(a).” (TR. 19). With this RFC, the ALJ concluded that Ms. Bevel was unable to
perform any past relevant work. (TR. 26). However, because the ALJ concluded that Ms.
Bevel could perform the full range of sedentary work, he proceeded to assess the issue
of disability utilizing the Medical-Vocational Guidelines found at 20 C.F.R. Part 404,
Subpart P, Appendix 2 (“the Grids”). Social Security Ruling 83-11, Titles II And XVI:
Capability to Do Other Work--the Exertionally Based Medical-Vocational Rules Met, 1983
WL 31252 at (1983) (allowing application of the Grids when the claimant can perform all
of the exertional demand at a given level of exertion, i.e.—a full range of “sedentary”
work).
Because Ms. Bevel was considered a “younger individual,” with a high school
diploma or more, with no transferrable work skills, and was deemed capable of
performing a full range of sedentary work, the applicable “Grid” was Rule 201.28. 20
C.F.R. Part 404, Subpart P, Appendix 2; Rule 201.28. The ALJ applied this rule, and
concluded that Ms. Bevel was not disabled. (TR. 27).
III. STANDARD OF REVIEW
This Court reviews the Commissioner’s final “decision to determin[e] whether the
factual findings are supported by substantial evidence in the record and whether the
correct legal standards were applied.” , 602 F.3d 1136, 1140 (10th Cir.
2010). Under the “substantial evidence” standard, a court looks to an existing
administrative record and asks whether it contains “sufficien[t] evidence” to support the
agency’s factual determinations. , 139 S. Ct. 1148, 1154 (2019).
“Substantial evidence … is more than a mere scintilla … and means only—such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.”
, 139 S. Ct. at 1154 (internal citations and quotation marks omitted).
While the court considers whether the ALJ followed the applicable rules of law in
weighing particular types of evidence in disability cases, the court will “neither reweigh
the evidence nor substitute [its] judgment for that of the agency.” , 805
F.3d 1199, 1201 (10th Cir. 2015) (internal quotation marks omitted).
IV. ISSUES PRESENTED
Ms. Bevel alleges: (1) the ALJ erred at step two by failing to properly consider
Plaintiff’s depression, chronic pain disorder, and obesity; (2) the Appeals Council erred by
failing to consider certain evidence; (3) the ALJ erred in evaluating Plaintiff’s subjective
complaints; and (4) the ALJ erred in relying on the Grids at step five. (ECF No. 19:3-15).2
V. STEP TWO
At step two, the ALJ: (1) found that Ms. Bevel’s medically determinable mental
impairment of “Anxiety Disorders” was not considered a severe impairment and (2) made
no findings regarding whether Plaintiff’s chronic pain disorder and obesity were
considered severe impairments. (TR. 17-19). Ms. Bevel alleges error in these findings.
(ECF No. 19:3-6).3 The Court rejects this argument.
At step two, the ALJ found that Plaintiff suffered from two severe impairments.
(TR. 17). The Tenth Circuit Court of Appeals has held that “once an ALJ finds that a
claimant has at least one severe impairment, he does not err in failing to designate other
disorders as severe at step two, because at later steps the agency ‘will consider the
2 Ms. Bevel alleges an additional point of error—that the ALJ failed to consider the impact of her
obesity at step five. (ECF No. 19:14-15). This allegation will be subsumed in the discussion of the
ALJ’s reliance on the Grids. .
3 Within this specific allegation of error, Plaintiff also argues that the ALJ “miscast” two pieces of
evidence. (ECF No. 19:5-6). First, Plaintiff states that the ALJ noted “no evidence of … foraminal
stenosis” in “MRIs,” then referred to an MRI finding which showed “scattered borderline to mild
neural foraminal narrowing.” (ECF No. 19:5). Second, Ms. Bevel states that the ALJ incorrectly
referred to a “CT scan” as an “MRI.” (ECF No. 19:6). But Plaintiff does not argue how these
alleged misstatements are relevant to the findings at step two, or to the decision overall. ECF
No. 19. As a result, the Court will not further consider these arguments. ,
663 F. App’x 646, 649 (10th Cir. 2016) (noting that “it isn’t [the Court’s] obligation to search the
record and construct a party’s arguments.”).
combined effect of all the claimant’s impairments without regard to whether any such
impairment, if considered separately, would be of sufficient severity.’ ”
340 F. App’x 481, 484 (10th Cir. 2009) (quoting 20 C.F.R. § 404.1523). Consequently,
the undersigned “can easily dispose of” Plaintiff’s step-two challenge.
509 F.3d 1254, 1256 (10th Cir. 2007); 287 F. App’x 626, 629
(10th Cir. 2008) (“Once an ALJ has found that a claimant has at least one severe
impairment, a failure to designate another disorder as ‘severe’ at step two does not
constitute reversible error....”). Thus, the Court finds no error at step two.
VI. EVIDENCE SUBMITTED TO THE APPEALS COUNCIL
On January 12, 2018, Plaintiff appealed the ALJ’s decision to the Appeals Council.
(TR. 188). In doing so, Ms. Bevel submitted additional evidence in the form of a February
16, 2018 CT scan of her lumbar spine. (TR. 8-9). 4 The Appeals Council declined Plaintiff’s
request for review, and in doing so, stated:
You submitted Vantage Diagnostic Imaging report dated February 16, 2018
(2 pages). The Administrative Law Judge decided your case through
November 17, 2017. This additional evidence does not relate to the period
at issue. Therefore, it does not affect the decision about whether you were
disabled beginning on or before November 17, 2017.
(TR. 2). “[T]he Appeals Council’s dismissal of the additional evidence’s import on the
grounds that it was not temporally relevant indicates that it ultimately found the evidence
did not qualify for consideration at all.” , 525 F. App’x 710, 712 (10th Cir.
2013). This decision is supported by the regulations. 20 C.F.R. § 404.970(a)(5)
4 Plaintiff states that the report in question was an MRI, but in fact it was a CT scan.
ECF No. 19:6 TR. 8-9. The Court only notes the distinction because Plaintiff had chastised
the ALJ for making the same mistake with respect to a CT scan from January 24, 2013, which the
ALJ had referred to as an MRI. ECF No. 19:6; TR. 21 TR. 326.
(noting that temporal relevance is a requirement to warrant consideration by the Appeals
Council). Ms. Bevel alleges error in the Appeals Council’s failure to consider the additional
evidence,5 but the Court rejects this argument.
Whether evidence qualifies for consideration by the Appeals Council is a question
of law subject to review. 353 F.3d 1185, 1191 (10th Cir.
2003). Additional evidence should only be considered by the Appeals Council if it is “new,
material, and relates to the period on or before the date of the hearing decision, and
there is a reasonable probability that the additional evidence would change the outcome
of the decision.” 20 C.F.R. §§ 404.970(a)(5) (effective Jan. 17, 2017).6 Evidence is
considered “new” “if it is not duplicative or cumulative,” and it is considered “material” “if
there is a reasonable possibility that it would have changed the outcome.” 353
F.3d at 1191 (alterations omitted) (internal quotation marks omitted). Evidence is
considered “chronologically pertinent” if it relates to the time period on or before the
ALJ’s decision. If the Appeals Council erred in rejecting the evidence, remand is
warranted. , 389 F.3d 1139, 1142 (10th Cir. 2004).
5 (TR. 19:6-7).
6 The requirement that the additional evidence create a “reasonable probability” of changing the
outcome of the decision was added to the regulations on January 17, 2017, with compliance
required by May 1, 2017. 81 Fed. Reg. 90,987 (Dec. 16, 2016), 2016 WL 7242991 (F.R.).
The District of New Mexico has read the change as requiring a “heightened materiality standard.”
No. 18-CV-0731 SMV, 2019 WL 1129459, at *3, n.5 (D.N.M. Mar. 12, 2019
(noting that the new regulations “heightens the claimant’s burden to prove materiality: whereas
the previous test required merely a reasonable possibility of changing the outcome, now it
requires a reasonable probability of changing the outcome”). But the Tenth Circuit has not
announced such a bright-line rule.
Here, Ms. Bevel argues that the evidence is “new” because it “has not been in the
record previously.” (ECF No. 19:6). The Court disagrees. As stated, evidence is considered
“new” “if it is not duplicative or cumulative.” , . The record before the
ALJ included a CT scan of Ms. Bevel’s lumbar spine dated June 6, 2016. (TR. 513-514).
The CT scan submitted to the Appeals Council, dated February 16, 2018, is not considered
“new” because it is cumulative of the June 6, 2016 report. The findings from the two
scans are as follows:
June 6, 2016 CT scan February 16, 2018 CT scan
(included in the record before the ALJ) (submitted to the Appeals Council)
L1/2: The central canal and neural L1/2: The central canal and neural
foramina are patent. foramen are patent.
L2/3: The central canal and neural L2/3: The central canal and neural
foramina are patent. foramen are patent.
L3/4: There is mild facet hypertrophy. L3/4: There is mild facet hypertrophy
There is ligamentum flavum thickening with mild vacuum-disc phenomenon on
with mild calcifications on the right. the left facet joint. There is ligamentum
Central canal is patent. There is mild flavum thickening with mild calcification on
neural foraminal narrowing. the right. There is a small annular disc
bulge with borderline central canal
narrowing measuring 10 mm. There is
mild bilateral neuroforaminal narrowing.
L4/5: There are postsurgical changes L4/5: There are postsurgical changes.
with interbody fusion graft in place. There There is mild hypertrophy of the facet
is hypertrophy of the facet joints with mild joints with mild posterior endplate
posterior endplate spurring. The central spurring. The central canal is patent.
canal is patent. There is mild neural There is mild right with mild/moderate left
foraminal narrowing. neuroforaminal narrowing.
L5/S1: There is facet hypertrophy. The L5/S1: There is facet hypertrophy. The
central canal is patent. There is mild neural central canal is patent. There is
foraminal narrowing. mild/moderate neuroforaminal narrowing.
Both scans were performed at Vantage Diagnostic Imaging and in the 2018 report,
Dr. James Cooper specifically referenced the 2016 scan for comparison and stated: “there
has been no significant change since the prior examination.” (TR. 9). Based on the
findings in the reports themselves, as well as Dr. Cooper’s comparison, the Court
concludes that the 2018 scan was not “new” evidence, but instead was cumulative of the
2016 report, which had been included in the record before the ALJ.
Plaintiff contends that the evidence was “material” because “it reveals the
progression of Claimant’s worsening neuroforaminal narrowing, particularly at L4/5 and
L5/1, when compared to Claimants [sic] August 13, 2016 MRI.” (ECF No. 19:6). In support
of this statement, Ms. Bevel cites the administrative transcript at pages 8-9. (ECF No.
19:6). But these pages are Plaintiff’s February 16, 2018 CT scan, which refers to the June
6, 2016 scan for comparison, with no mention of an August 13, 2016 MRI. As stated, the
findings in the February 18, 2018 scan are not considered “new” for purposes of
consideration by the Appeals Council. Because the two scans render
cumulative/duplicative results, the Court also concludes that the evidence is not
considered “material”—i.e.—there is not a “reasonable possibility that [the February 2018
scan] would have changed the outcome.” .
Finally, regarding whether the evidence is “chronologically pertinent,” Ms. Bevel
makes no argument. (ECF No. 19:6-7). Even though the February 2018 scan post-dated
the ALJ’s decision, evidence can be considered “chronologically pertinent” if it “relates to
the time period before the ALJ’s decision.” , at 713. Here, an argument could be
made that the evidence relates to the period before the ALJ’s decision, as it essentially
mirrors evidence which was presented to the ALJ—the June 6, 2016 CT scan. But for
precisely reason, the evidence is not considered “new” or “material.” .
Because the evidence in question did not meet the three requirements for consideration
by the Appeals Council, the Court finds no error in the Appeals Council’s failure to consider
the evidence.
VII. THE ALJ’S EVALUATION OF PLAINTIFF’S SUBJECTIVE ALLEGATIONS
Ms. Bevel alleges error in the ALJ’s evaluation of Plaintiff’s subjective allegations.
(ECF No. 19:10-14). The Court disagrees.
A. ALJ’s Duty to Evaluate Plaintiff’s Subjective Allegations
Social Security Ruling 16-3p provides a two-step framework for the ALJ to consider
a claimant’s symptoms and determine the extent to which the symptoms are consistent
with the evidence in the record. SSR 16-3p, 2016 WL 1119029, at *2 (Mar. 16, 2016).
First, the ALJ must make a threshold determination regarding “whether there is an
underlying medically determinable physical or mental impairment(s) that could
reasonably be expected to produce an individual’s symptoms, such as pain.” , at *2.
Second, the ALJ will evaluate the intensity and persistence of the claimant’s symptoms to
determine the extent to which they limit an individual’s ability to perform work-related
activities. At step two, the ALJ will examine the objective medical evidence, the
claimant’s statements regarding her symptoms, information from medical sources, and
“any other relevant evidence” in the record. , at *4. SSR 16-3p also directs the ALJ to
consider the following seven factors in evaluating the intensity, persistence, and limiting
effects of the claimant’s symptoms:
• Daily activities;
• The location, duration, frequency, and intensity of pain or other symptoms;
• Factors that precipitate and aggravate the symptoms;
• The type, dosage, effectiveness, and side effects of any medication;
• Treatment, other than medication, an individual receives or has received
for relief of pain or other symptoms;
• Any measures other than treatment a claimant has used to relieve pain or
other symptoms; and
• Any other factors concerning an individual’s functional limitations and
restrictions due to pain or other symptoms.
, at *7. Finally, in evaluating a claimant’s subjective statements, the ALJ must “provide
specific reasons for the weight given to the [claimant’s] symptoms, [which are] consistent
with and supported by the evidence, and [ ] clearly articulated” for purposes of any
subsequent review. , at *9.
B. No Error in ALJ’s Evaluation of Plaintiff’s Subjective Allegations
Plaintiff’s allegations of error on this issue are two-fold. First, Ms. Bevel alleges
that the ALJ improperly relied on boilerplate language to discount her subjective
complaints. (ECF No. 19:10-11). Second, Plaintiff alleges the ALJ’s evaluation lacked
substantial evidence. (ECF No. 19:12-14). Neither argument has merit.
1. No Improper Use of Boilerplate Language
In formulating the RFC, the ALJ stated that he had considered Ms. Bevel’s
subjective allegations. (TR. 20). The ALJ then: (1) set forth the two-step framework under
SSR 16-3p, (2) summarized the Plaintiff’s hearing testimony, and stated:
[T]he claimant’s medically determinable impairments could reasonably be
expected to cause the alleged symptoms; however, the claimant’s
statements concerning the intensity, persistence and limiting effects of
these symptoms are not entirely consistent with the medical evidence and
other evidence in the record for the reasons explained in this decision.
(TR. 21). Ms. Bevel alleges that this explanation was nothing more than improper
boilerplate language and specifically, that the ALJ’s reference to “other evidence in the
record” was insufficient. (ECF No. 19:10-11, 13).
It is true, the Tenth Circuit Court of Appeals has held that the use of boilerplate
language, “in the absence of a more thorough analysis” is insufficient to support an ALJ’s
credibility determination. 362 F.3d 676, 679 (10th Cir. 2004). But
here, the ALJ did more than merely recite boilerplate. By means of explanation regarding
Plaintiff’s subjective allegations, the ALJ discussed:
• Objective evidence, including MRIs, and treatment notes;
• Plaintiff’s drug-seeking behavior;
• Ms. Bevel’s activities of daily living; and
• Plaintiff’s use of medications and other treatments.
(ECF No. 21-26). Because the ALJ referred to specific evidence in support of his decision
to discount Plaintiff’s credibility, the Court rejects this allegation of error.
, 695 F.3d 1156, 1170-71 (10th Cir. 2012) (no error when ALJ referred
to “other factors” and “other reasons” in evaluating claimant’s credibility when he
thereafter cited medical evidence, including MRIs and treatment notes in support of his
determination).
2. The ALJ’s Evaluation was Supported by Substantial Evidence
Despite Plaintiff’s allegations that the ALJ had employed improper boilerplate
reasoning, Ms. Bevel recognizes that the ALJ provided specific reasons in discounting
Plaintiff’s subjective allegations. (ECF No. 19:11-13). However, in her second allegation
of error on this issue, Plaintiff challenges the ALJ’s reliance on Ms. Bevel’s: (1) drug-
seeking behavior and (2) activities of daily living. These arguments are without merit.
First, as to Ms. Bevel’s drug-seeking behavior, the ALJ noted that Plaintiff received
treatment from Dr. Terrell Phillips from 2013 through March 4, 2016, when Plaintiff was
ultimately discharged from his care following three inappropriate urinalysis tests and
violating the narcotics contract she had signed. (TR. 22). After examining various
treatment notes from different providers and the MRI evidence, the ALJ found: “[Ms.
Bevel’s] pattern of drug-seeking behavior is inconsistent with the physicians’ instructions
and recommendations. Indeed, the level of narcotics the claimant was seeking is not
warranted by the objective findings of evidence as illustrated in the MRIs of her spine.”
(TR. 26). The ALJ also found that “[t]he most blatant example of the claimant’s drug
seeking behavior” was noted during an encounter with Allen Rural Family Medicine on
June 26, 2017. (TR. 25). The ALJ accurately described the situation thus:
[Plaintiff] was seen on the 26th [of June, 2017] and came back to get the
Norco prescription on the 29th. When she took it to the pharmacy, the
pharmacist informed the physician that [Plaintiff] had just filled a
prescription for Norco from another doctor on June 15th for 90 tablets. The
physician informed the pharmacist not to fill the prescription and that the
claimant needed to call their office. When she called, [the physician]
informed the claimant what the pharmacist had relayed to him and stated
that they would not be refilling any narcotics for her any longer but they
could see her for the next month while she is looking for a new doctor. The
physician stated that the claimant hung up on him.
(TR. 25).
Plaintiff argues that “it must be taken into consideration that Claimant’s doctors
have prescribed Valium and narcotic for pain and muscle spasms … [and] [i]f Claimant is
drug-seeking, it cannot be ignored that her doctors kept prescribing strong narcotics to
her.” (ECF No. 19:11).7 In support, Plaintiff relies on , 86 F.3d 176 (10th
Cir. 1996), but her reliance is misplaced. In , the ALJ discounted the plaintiff’s
allegations of disabling pain, finding that the pain had been effectively controlled by pain
medication. , at 179. However, in that case, the evidence also revealed that the
plaintiff was addicted to the pain medication and “[t]he net result of the ALJ’s decision
[would be] that [the plaintiff] would return to work, addicted, because her drug abuse
[would] keep her from feeling severe pain.” The Tenth Circuit found this rationale
unacceptable, stating:
[T]he ALJ cannot discredit a claimant’s assertions of disabling pain by
relying on her use of medicines to which the medical evidence clearly
indicates she is addicted, and which she should have long ago stopped
taking, but which presently provide adequate pain relief. [The treating
physician’s] statement, on which the ALJ relied, that [the plaintiff’s] pain is
“ controlled by medicines,” is clearly unsupported by the medical
evidence; addiction is not “effective control” of pain.
at 179-180. is not controlling in the instant case.
Unlike , there is no evidence that Ms. Bevel was addicted to the narcotics
she was prescribed and would be returning to work while so affected. Here, the evidence
showed: (1) Dr. Phillips discharged Ms. Bevel from his care following three inappropriate
urinalysis tests and for violating the pain medication contract and (2) the Allen Rural
7 Within this allegation of error, Ms. Bevel presents two additional arguments, but neither
provides a basis for reversal. First, Plaintiff states that the ALJ “ignores in spite of the drug-
seeking, no doctor has recorded Claimant’s complaints as exaggerated.” (ECF No. 19:11). But
“[t]he absence of evidence is not evidence.” 987 F.2d 1482, 1491 (10th
Cir. 1993). Thus, the lack of findings representing that Plaintiff had exaggerated her complaints
provides no basis on which to disrupt the ALJ’s findings. Second, Plaintiff states: “The ALJ’s …
failure to assess Claimant’s obesity and her chronic pain disorder—shows that the ALJ’s credibility
analysis is lacking.” (ECF No. 19:13). But Plaintiff does not further develop this argument and the
Court will, therefore, not consider it. , n. 2.
Family Medicine clinic also discharged Plaintiff from their care based on Plaintiff’s drug-
seeking behavior. . There is no evidence that Plaintiff was chemically dependent
on narcotics and would only be able to work while addicted to drugs. The ALJ properly
discounted Plaintiff’s subjective allegations by relying on her drug-seeking behavior and
no error exists. , 569 F.3d 1167, 1172 (10th Cir. 2009) (“there is
sufficient evidence in the record to support the ALJ’s determination that [the plaintiff’s]
credibility about her pain and limitations was compromised by her drug-seeking
behavior.”).
Second, Ms. Bevel argues that the ALJ improperly relied on Plaintiff’s activities of
daily living to discount her subjective allegations. (ECF No. 19:12-13). Specifically, Ms.
Bevel argues that the ALJ “failed to capture the essence of their performance, inferring
that ADLs are done on a daily basis and continually each day for eight hours … [and]
[m]inimal ADLs are not indicative of an ability to work on a full-time basis.” (ECF No.
19:12). The Court agrees with Ms. Bevel that it is well-established that a claimant’s
activities of daily living do not, , determine the claimant’s ability to work.
, 987 F.2d 1482, 1490 (10th Cir. 1993) (“sporadic performance
of household asks or work does not establish that a person is capable of engaging in
substantial gainful activity.”) (alteration and internal quotation marks omitted);
, 862 F.2d 802, 807 (10th Cir. 1988) (“[E]vidence that a claimant
engages in limited activities ... does not establish that the claimant can engage in light or
sedentary work activity.”). However, in addition to activities of daily living, the ALJ relied
on:
• Objective evidence, including MRIs and treatment notes;
• Plaintiff’s drug-seeking behavior; and
• Plaintiff’s use of medications and other treatments.
(TR. 21-26). Because the ALJ provided rationales in addition to Plaintiff’s “activities of
daily living,” the Court concludes that the ALJ’s evaluation of Plaintiff’s subjective
complaints was supported by substantial evidence. , 695
F.3d 1156, 1168 (10th Cir. 2012) (ALJ properly relied on plaintiff’s activities of daily living
as one factor to discount her credibility).
VIII. THE ALJ’S RELIANCE ON THE GRIDS
Ms. Bevel alleges the ALJ improperly relied on the Grids at step five. (ECF No.
19:7-10). The Court rejects this argument.
A. The Grids
At step five, the burden of proof shifts to the Commissioner “to show that the
claimant retains sufficient RFC [residual functional capacity] to perform work in the
national economy, given her age, education, and work experience.” , 602
F.3d 1136, 1139 (10th Cir. 2010) (alterations in original). One of the ways the
Commissioner can meet this burden is through use of “the Grids.” , 154
F.3d 1129, 1132 (10th Cir. 1998). The Grids are matrices of the “four factors identified
by Congress—physical ability, age, education, and work experience—and set forth rules
that identify whether jobs requiring specific combinations of these factors exist in
significant numbers in the national economy.” , at 1132 (citing
461 U.S. 458, 461–62 (1983). The Grids may provide a shortcut in certain
circumstances to determine whether a claimant can perform other work by obviating the
need for a vocational expert’s testimony. 966 F.2d 1326, 1332
(10th Cir. 1992).
Through the Grids, the Secretary has taken administrative notice of the number of
jobs that exist in the national economy at the various functional levels ( sedentary,
light, medium, heavy, and very heavy). 20 C.F.R. Part 404, Subpart P, Appendix 2, §
200.00(b). “Where the findings of fact made with respect to a particular individual’s
vocational factors and residual functional capacity coincide with all of the criteria of a
particular rule, the existence of jobs in the national economy for that claimant is
established, and the rule directs a conclusion as to whether the individual is or is not
disabled.” , at 1132 (citation and internal quotation marks omitted). However, the
Commissioner may not apply the Grids “conclusively in a given case unless the claimant’s
characteristics precisely match the criteria of a particular rule.” . An ALJ may not rely
on the Grids unless he determines that a claimant is able to perform a full range of work,
without any nonexertional impairments. , 508 F. App’x 705, 709 (10th
Cir. 2013).
B. No Error in the ALJ’s Reliance on the Grids
As support for this proposition, Plaintiff alleges error in the RFC determination
which, in turn, affected the step five findings. (ECF No. 19:7-10, 14-15). Specifically,
Plaintiff alleges: (1) the RFC failed to accommodate limitations owing to Plaintiff’s
fibromyalgia, degenerative disc disease, hypertension, obesity, and chronic pain disorder
and (2) the fibromyalgia is considered a nonexertional impairment which necessarily
precluded reliance on the Grids. (TR. 19:7-10, 14-15). The Court rejects these arguments.
1. No Error in the RFC
At step two, the ALJ found Plaintiff’s fibromyalgia and degenerative disc disease
to be severe impairments, but made no mention of Plaintiff’s hypertension, obesity, and
chronic pain disorder. (TR. 17). Even so, in formulating the RFC, the ALJ must discuss
the combined effect of all the claimant’s medically determinable impairments, both severe
and nonsevere. 727 F.3d 1061, 1065 (10th Cir. 2013). However, the
presence of an impairment, albeit severe, does not necessarily equate to corresponding
limitations in the RFC. , 2014 WL 7408430, at *2 (N.D. Okla. Dec. 30,
2014). The RFC need only include such limitations as the medical record substantially
supports. , at 650 (“Clearly, an ALJ doesn’t commit error by omitting
limitations not supported by the record”); , 438 F. App’x 735, 740 (10th
Cir. 2011) (rejecting plaintiff’s claim a limitation should have been included in his RFC
because “such a limitation has no support in the record”).
Here, Plaintiff alleges: (1) error in the RFC which failed to include limitations
stemming from her fibromyalgia, degenerative disc disease, hypertension, obesity, and
chronic pain disorder and (2) with such limitations, the ALJ could not conclusively rely on
the Grids at step five. (ECF No. 19:7-10). Ms. Bevel suggests that these impairments
would: (1) require unscheduled breaks to accommodate her need to recline and (2) cause
a reduction in her ability to concentrate and attend to tasks. (ECF No. 19:9-10). But Ms.
Bevel has not supported these allegations with any evidence in the record, nor identified
in the record work-related functional limitation necessitated by these conditions that
exceeds the limitations reflected in RFC. “[D]isability requires more than mere inability to
work without pain,” , 801 F.2d 361, 362 (10th Cir. 1986), and it is
Plaintiff’s burden to identify specific work-related limitations indicating that her pain or
complications from certain conditions was so severe as to be disabling.
, 482 U.S. 137, 146 n.5 (1987) (noting that the burden is on claimant to establish
disability in the first four steps of sequential analysis); , at 649 (rejecting
plaintiff’s argument regarding the alleged omission of certain limitations in an RFC
because “[plaintiff] doesn’t explain how [the RFC’s] restrictions fail to account” for his
impairments and “it isn’t our obligation to search the record and construct a party’s
arguments”). Accordingly, the Court concludes that Ms. Bevel has not met her burden to
establish that the ALJ erred in the RFC by failing to include limitations related to Plaintiff’s
fibromyalgia, degenerative disc disease, hypertension, obesity, and chronic pain disorder.
2. The Fibromyalgia did not Automatically Disqualify the ALJ’s
Reliance on the Grids
Plaintiff also argues that her fibromyalgia, by its nature, is a nonexertional
impairment that necessarily precluded reliance on the Grids at step five. (ECF No. 19:7-
8). In support, Plaintiff states that “the medical findings support Claimant’s allegations of
pain from the fibromyalgia” and that the ALJ engaged in “adjudicative sleight of hand” in
failing to include any limitations at step five. In support, Plaintiff cites ,
251 F. App’x 561, 566 (10th Cir. 2007). In , the Court found an “odd inconsistency”
between the ALJ’s finding of a mental impairment as “severe” at step two, but then finding
no limitations owing to the impairment at later steps in the disability determination.
Givens, at 567. But in Givens, the ALJ had given “no specific reasons, with reference to
the evidence, for his conclusions.” Jd. Here, the ALJ acknowledged Plaintiff’s fibromyalgia,
including her testimony regarding the effects of the condition and related medical
evidence. (TR. 20-21, 23-24). As discussed, no error exists in the ALJ’s evaluation of
Plaintiff's subjective allegations. See supra. And with respect to the medical evidence, the
ALJ extensively discussed Plaintiff’s treatment for fibromyalgia from Dr. Robert McArthur
for fibromyalgia, findings which Ms. Bevel does not challenge.
Unlike the situation in Givens, the ALJ adequately explained his treatment of
Plaintiff's fibromyalgia and his decision to not include any specific related limitations in
the RFC. Thus, with an RFC for a full range of sedentary work, the ALJ properly relied on
the Grids at step five.
ORDER
The Court has reviewed the medical evidence of record, the transcript of the
administrative hearing, the decision of the ALJ, and the pleadings and briefs of the parties.
Based on the forgoing analysis, the Court AFFIRMS the Commissioner’s decision.
ENTERED on September 27, 2019.
SHON T. ERWIN
UNITED STATES MAGISTRATE JUDGE
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