“. . . courts have broad discretion in determining whether or not to accept materials beyond the pleadings. 5A Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 1366 (1990
How later courts described this case
- “. . . courts have broad discretion in determining whether or not to accept materials beyond the pleadings. 5A Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 1366 (1990
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT FOR THE
EASTERN DISTRICT OF OKLAHOMA
WILLIAM SEAN BUCKNER, )
)
Plaintiff, )
)
v. ) Case No. CIV-22-146-JAR
)
CITY OF SALLISAW, OKLAHOMA; )
LT. HOUSTON MURRAY, individually )
and in his official capacity; )
CHIEF OF POLICE TERRY FRANKLIN, )
individually and in his official )
capacity, )
)
Defendants. )
OPINION AND ORDER
This matter comes before the Court on Defendant Houston Murray’s
Motion to Dismiss (Docket Entry #16) and Defendant City of Sallisaw’s
and Terry Franklin’s Motion to Dismiss (Docket Entry #17). The parties
presented oral argument on the Motions at a hearing before the Court.
Plaintiff commenced this action in this Court on May 12, 2022. He
alleges that he was subjected to a traffic stop by Defendant Houston
Murray, a lieutenant with the Sallisaw Oklahoma Police Department. The
allegations in the Verified Complaint indicate that on October 23, 2021,
Plaintiff and his wife were driving on Highway 64 in Sallisaw, Oklahoma
around 6:25 p.m. Plaintiff passed a City of Sallisaw police patrol SUV
and noted that the vehicle turned around, activated his lights, and
accelerated to drive up on Plaintiff’s vehicle. Plaintiff exited the
highway and pulled into a motel parking lot. The police vehicle followed
and parked directly behind Plaintiff’s vehicle.
Defendant Murray exited his vehicle. Plaintiff states that he
rolled down the driver’s side window. Defendant Murray identified
himself and stated that the reason for the traffic stop was a burned out
head lamp. Plaintiff exited his vehicle to observe the lights.
Plaintiff’s lights were on high beam and his wife changed them to low
beam and Plaintiff alleges both lights were illuminated. He informed
Defendant Murray that the light issue had been resolved. Plaintiff
alleges Defendant Murray stated that he did not care and that his camera
on his vehicle would prove otherwise.
Plaintiff states that he returned to his vehicle and closed the
door. He asked Defendant Murray if he was going to write a citation and
Defendant Murray informed him that he was going to give him a warning
but because of Plaintiff’s attitude, he intended to write a citation.
Plaintiff states that he “argued that both headlamps were in working
order and [Defendant Murray] didn’t care.”
Defendant Murray asked for Plaintiff’s driver’s license,
registration, and proof of insurance. Plaintiff immediately provided
his license and registration but did not have a paper copy of his
insurance verification and sought to access a digital copy. Plaintiff
alleges Defendant Murray took Plaintiff’s license and registration to
his vehicle and returned with a completed citation for a lack of proof
of insurance and defective headlamps. Plaintiff states that he tried
to show Defendant Murray the digital insurance verification but he stated
it was too late.
As Defendant Murray presented the citation to Plaintiff, another
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nearby vehicle made a loud noise, making it difficult for Plaintiff to
hear Defendant Murray. After the noise subsided, Defendant Murray asked
“are you going to sign this citation?” Plaintiff answered “No”, but
states he was going to say “No, before I read it.” He then states he
told Defendant Murray three times that he would sign the citation.
Nevertheless, Plaintiff alleges Defendant Murray backed from Plaintiff’s
window, placed his hand on his gun, and ordered Plaintiff to exit his
vehicle because he was placing him under arrest.
Plaintiff again allegedly offered to sign the citation but
Defendant Murray told him it was too late and he was going to jail.
Plaintiff was handcuffed and contends the cuffs were “extremely tight”
which cause him pain. Defendant Murray responded by telling Plaintiff
to “stop resisting.” Defendant Murray told Plaintiff and his wife that
he was impounding the vehicle parked on the motel’s property. Plaintiff
asked that the vehicle not be impounded because it would force his wife
to walk home some four miles away, offering instead for his wife to drive
the vehicle home. Plaintiff alleges Defendant Murray stated that he
didn’t care and was going to impound Plaintiff’s vehicle. Defendant
Murray placed Plaintiff in the backseat of his vehicle. Plaintiff
alleges that Defendant Murray placed handcuffs on his wrist “so tight
that it pealed skin off forcing me to flinch so he could yell Stop
resisting arrest and place a charge of resisting arrest, which is
documented with photographs at the jail intake. . . .”
Defendant Murray transported Plaintiff to the police department.
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During the trip, Plaintiff alleges that he demanded that Defendant Murray
charge him with every violation that he threatened and impound his
vehicle and force his wife to walk home. Plaintiff was booked into the
jail and posted bond.
During the course of the encounter, Plaintiff alleges Defendant
Murray “asked if I was Native American, which is highly offence (sic)
to me as I belong to the Cherokee Nation, in which he had my driver’s
license, he ran my Cherokee License plates in his computer, and confirmed
the vehicle was registered to me, with Cherokee Tags. I understood this
to be a highly offense (sic) remark and that his actions was (sic) based
on the fact that I belong to the Cherokee Tribe.” Plaintiff states
that, after his arrest, he has not received a traffic citation or notice
to appear in any court.
Plaintiff also alleges that Defendant Murray has a history of
similar conduct and mistreatment of citizens and has failed to follow
the policies and procedures of the Sallisaw Police Department.
Plaintiff identifies a “John Doe” who was harassed by Defendant Murray
and “to protect him from retaliation.” He also alleges Defendant Murray
has been the subject of internal investigations by the Sallisaw Police
Department.
Plaintiff alleges Defendant Terry Franklin, the Sallisaw Police
Chief, has not adequately trained or supervised Defendant Murray. He
also states that Defendant Murray has been permitted to continue in his
job despite multiple complaints and instances of misconduct.
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Plaintiff alleges three causes of action against the Defendants:
(1) Discrimination against a Native American in violation of 42
U.S.C. § 1981. Plaintiff asserts disparate treatment by
Defendant Murray because of his status as a member of the
Cherokee Nation and because he had a tag issued by the
Cherokee Nation;
(2) Deprivation of civil rights in violation of his Fourteenth
Amendment rights as enforced through 42 U.S.C. § 1983.
Plaintiff contends Defendant Murray was acting under color of
law when he violated Plaintiff’s civil rights in respect to
a lack probable cause, unlawful detention, false arrest
without legal authority, use of excessive force, and injury
to his person.
(3) Failure to train and supervise in violation of 42 U.S.C. §
1983. Plaintiff alleges Defendant Franklin and the Sallisaw
Police Department did not have adequate training in place and
did not adequately supervise Defendant Murray. To that end,
Plaintiff seeks for the Court to impose a “proactive
Injunction” upon Defendant Franklin and the Sallisaw Police
Department requiring and precluding certain conduct outlined
in the Complaint.
As an initial matter, Defendants request that this Court take
judicial notice of the dash camera video and body camera video from
Defendant Murray’s patrol unit and his person for purposes of considering
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these motions to dismiss. Needless to say, Defendants dispute
Plaintiff’s recitation of the facts arising from the incident between
Defendant Murray and Plaintiff and his wife as stated in the Complaint
and provide flash drives containing the referenced videos. This Court,
however, does not find that the videos are the type of exhibits which
are typically considered in connection with a Rule 12(b)(6) motion to
dismiss. Consideration of evidence which is outside of the pleadings
without converting the dismissal motion to one for summary judgment is
error. Lowe v. Town of Fairland, Okla., 143 F.3d 1378, 1381 (10th Cir.
1998)( “. . . courts have broad discretion in determining whether or not
to accept materials beyond the pleadings. 5A Charles Alan Wright & Arthur
R. Miller, Federal Practice and Procedure § 1366 (1990). Reversible
error may occur, however, if the district court considers matters outside
the pleadings but fails to convert the motion to dismiss into a motion
for summary judgment.”). Other courts considering similar requests have
also declined to consider such videos at the motion to dismiss stage,
finding it more appropriately addressed in a request for summary
judgment. See Estate of Holmes by & through Couser v. Somers, 387 F.
Supp. 3d 1233 (D. Kan. 2019), aff'd sub nom. Couser v. Gay, 959 F.3d
1018 (10th Cir. 2020). The sole exception found occurred where the
plaintiff incorporated the body camera video in the allegations of the
Complaint and did not dispute the video’s authenticity, a circumstance
not present in this case. See Harris v. Romero, 2021 WL 1169985, at *8
(D. Colo. Mar. 29, 2021), appeal dismissed, (10th Cir. June 3, 2022).
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Therefore, Defendants’ motions will be considered without regard to the
video evidence.
Section 1981 Claim for Racial Discrimination
Plaintiff asserts a claim under a claim under 42 U.S.C. § 1981,
alleging Defendant Murray engaged in discrimination based upon
Plaintiff’s citizenship in the Cherokee Nation and his status as a Native
American. Plaintiff states that he was subjected to “disparate
treatment” because he had a vehicle tag issued by the Cherokee Nation
and due to his tribal membership. In order to prevail on a claim under
§ 1981, a plaintiff must demonstrate: “(1) that the plaintiff is a member
of a protected class; (2) that the defendant had the intent to
discriminate on the basis of race; and (3) that the discrimination
interfered with a protected activity as defined in § 1981.” Barfield v.
Com. Bank, N.A., 484 F.3d 1276, 1278 (10th Cir. 2007) quoting Hampton
v. Dillard Dep't Stores, Inc., 247 F.3d 1091, 1102 (10th Cir. 2001).
The activities which are protected under § 1981 are expressly stated as
follows:
§ 1981. Equal rights under the law
(a) Statement of equal rights
All persons within the jurisdiction of the United
States shall have the same right in every State
and Territory to make and enforce contracts, to
sue, be parties, give evidence, and to the full
and equal benefit of all laws and proceedings for
the security of persons and property as is enjoyed
by white citizens, and shall be subject to like
punishment, pains, penalties, taxes, licenses, and
exactions of every kind, and to no other.
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(b) “Make and enforce contracts” defined
For purposes of this section, the term “make and
enforce contracts” includes the making,
performance, modification, and termination of
contracts, and the enjoyment of all benefits,
privileges, terms, and conditions of the
contractual relationship.
(c) Protection against impairment
The rights protected by this section are protected
against impairment by nongovernmental
discrimination and impairment under color of State
law.
42 U.S.C.A. § 1981.
Plaintiff’s § 1981 claim suffers from two deficiencies on the face
of the Complaint – (1) the traffic stop involved in this case does not
entail the type of protected activity set out in § 1981; and (2) no
intentional racial discrimination has been stated in the Complaint. A
review of the allegations as made by Plaintiff does not involve the
making or enforcement of contracts or any of the other activities
provided by § 1981. As a result, the claim cannot be maintained.
Further, even if the type of racial discrimination contemplated by
§ 1981 could on some level be gleaned from the Complaint, the allegations
do not give rise to intentional discrimination. Plaintiff complains
that Murray asked if he was Native American. The Supreme Court’s
decision in McGirt v. Oklahoma, 207 L. Ed. 2d 985, 140 S. Ct. 2452 (2020)
determined that the reservations of the Muscogee (Creek) Nation had not
be disestablished and that the state courts had no jurisdiction over the
Muscogee Nation’s citizens on reservation land to prosecute crimes under
the Major Crimes Act. Since the McGirt decision and its progeny, this
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Court takes judicial notice from its own dockets it has become necessary
for law enforcement to ascertain if the suspect that they are detaining
are citizens of Native American nations in order to determine whether
the appropriate venue for prosecution is state, federal, or tribal
courts. The various Indian Nations in Oklahoma do not issue their own
driver’s licenses as other states within the United States. Therefore,
the Native American citizenship of a particular individual is not readily
ascertainable in a traffic stop, for instance, without questioning. No
racially discriminatory intent can reasonably be derived from the mere
question of tribal citizenship. Plaintiff may have considered the
remark offensive, but it was not constitutionally violative. As a
result, Plaintiff’s § 1981 claim will be dismissed.
Section 1983 Claims
A traffic stop such as the one involved in this case is a seizure
which implicates the Fourth Amendment protecting citizens against
unreasonable searches and seizures. United States v. White, 584 F.3d
935, 944-45 (10th Cir. 2009). The initial stop is appropriate if the
officer observes a violation of a traffic ordinance. United States v.
Botero-Ospina, 71 F.3d 783, 787 (10th Cir. 1995). Plaintiff appears to
believe from his Complaint that he was stopped for either not having his
lights turned on at a particular time of day or having his lights turned
on at a particular time of day. Murray apparently pulled Plaintiff over
for having a headlight out. It would appear from the report attached
to the Motion that the basis for the stop was the inoperable headlight.
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Therefore, the stop appears to be justified. Because this Court is not
considering the evidence extraneous to the Complaint at this time, the
basis for the arrest will be subject to discovery and may be more
appropriately addressed by summary judgment. Similarly, the
circumstances surrounding the force used during the course of the arrest
will be subject to further discovery to determine whether it was
excessive under the circumstances.
State Law Claims
Defendants point out that Plaintiff references state law claims
over which supplemental jurisdiction will be exercised. This Court
agrees that no state law claims are identified in the Complaint.
Official Capacity Claim Against Murray and Franklin
Murray and Franklin challenge Plaintiff’s assertion of an official
capacity claim against him as duplicative of the claim asserted against
the City of Sallisaw. An official capacity claim is treated as a suit
against the municipality. McDonald v. Wise, 769 F.3d 1202, 1214-15
(10th Cir. 2014). Since this is the case, the official capacity claims
against Murray and Franklin will be dismissed.
Municipal Liability Claim Against City of Sallisaw
The City of Sallisaw asserts that Plaintiff has failed to identify
a plausible claim against it because he has not identified a
constitutionally violative policy and his failure to train claim lacks
sufficient factual support. The City seeks dismissal of the claims
against it under Fed. R. Civ. P. 12(b)(6), alleging the claims fail to
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meet the plausibility standard enunciated in United States Supreme Court
cases of Bell Atlantic Corp. v. Twombly, 550 U.S. 544 (2007) and Ashcroft
v. Iqbal, 556 U.S. 662 (2009). Clearly, Bell Atlantic changed the legal
analysis applicable to dismissal motions filed under Fed. R. Civ. P.
12(b)(6), creating a “refined standard” on such motions. Khalik v.
United Airlines, 671 F.3d 1188, 1191 (10th Cir. 2012)(citation omitted).
Bell Atlantic stands for the summarized proposition that “[t]o survive
a motion to dismiss, a complaint must contain sufficient factual matter,
accepted as true, to ‘state a claim for relief that is plausible on its
face.’” Ashcroft v. Iqbal, 129 S.Ct. 1937, 1949 (2009) quoting Bell
Atlantic, 550 U.S. at 570. The Supreme Court did not parse words when
it stated in relation to the previous standard that “a complaint should
not be dismissed for failure to state a claim unless it appears beyond
doubt that the plaintiff can prove no set of facts in support of his
claim which would entitle him to relief” is “best forgotten as an
incomplete, negative gloss on an accepted pleading standard.” Bell
Atlantic, 550 U.S. at 546.
The Tenth Circuit has interpreted the plausibility standard as
referring “to the scope of the allegations in the complaint: if they
are so general that they encompass a wide swath of conduct, much of it
innocent, then the plaintiffs ‘have not nudged their claims across the
line from conceivable to plausible.’” Robbins v. Oklahoma, 519 F.3d
1242, 1247 (10th Cir. 2008). The Bell Atlantic case, however, did not
intend the end of the more lenient pleading requirements of Fed. R. Civ.
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P. 8(a)(2). Khalik, 671 F.3d at 1191. Rather, in Khalik, the Tenth
Circuit recognized the United States Supreme Court’s continued
endorsement of Rule 8's “short and plain statement” requirement in the
case of Erickson v. Pardus, 551 U.S. 89 (2007) wherein the Supreme Court
found “[s]pecific facts are not necessary; the statement need only ‘give
the defendant fair notice of what the . . . claim is and the grounds
upon which it rests.’” Id. at 93.
While the claim is admittedly tenuous on the facts alleged, this
Court will not require Plaintiff to amend the Complaint with additional
factual details. The claim as plead provides sufficient notice to the
City of the failure to train claim against it at this time.
Qualified Immunity of Murray
Murray contends he is entitled to qualified immunity. “At the
motion to dismiss stage, it is the defendant’s conduct as alleged in the
complaint that is scrutinized for objective legal reasonableness.”. . .
The Court evaluates “(1) whether the facts that a plaintiff has alleged
make out a violation of a constitutional right, and (2) whether the right
at issue was clearly established.” Keith v. Koerner, 707 F.3d 1185,
1188 (10th Cir. 2013). At least insofar as an excessive force claim is
alleged, both of these elements are met. Qualified immunity will be
denied at this time until further facts surrounding the force employed
is developed.
Declaratory and Injunctive Relief
Plaintiff has failed to set forth a sufficient basis for
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declaratory or injunctive relief in the Complaint and does not justify
the inclusion of such relief in his response to the Motions. These
assertions for relief will be dismissed.
Punitive Damages Against the City of Sallisaw
Plaintiff concedes that punitive damages cannot be recovered from
the City of Sallisaw. This avenue of damages will be dismissed.
IT IS THEREFORE ORDERED that Defendant Houston Murray’s Motion to
Dismiss (Docket Entry #16) is hereby GRANTED, in part, in that the §
1981 claim, §1983 official capacity claim, and any asserted state law
claims are hereby DISMISSED. The remainder of the Motion is hereby
DENIED.
IT IS FURTHER ORDERED that Defendant City of Sallisaw’s and Terry
Franklin’s Motion to Dismiss (Docket Entry #17) is hereby GRANTED, in
part, in that the §1983 official capacity claim against Franklin, any
asserted state law claims, any declaratory or injunctive relief, and the
claim for punitive damages are hereby DISMISSED. The remainder of the
Motion is hereby DENIED.
IT IS SO ORDERED this __3_1_s_t day of March, 2023.
______________________________
JASON A. ROBERTSON
UNITED STATES MAGISTRATE JUDGE
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