Opinion

Solly v. Hoying

Court
District Court, S.D. Ohio
Filed
Jun 18, 2024
Cited by
0 cases
Authority
More cited than 28.4%

holding that “neither a State nor its officials acting in their official capacities are ‘persons’” who may be held liable for constitutional violations in a § 1983 action

How later courts described this case

  • holding that “neither a State nor its officials acting in their official capacities are ‘persons’” who may be held liable for constitutional violations in a § 1983 action
  • “Our cases have recognized successful equal protection claims brought by a ‘class of one[.]’ ”
  • taking judicial notice of information from the Bureau of Prison’s inmate locator service on its official website
  • “[A]ll class-of-one claims are subject to rational basis review.”

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF OHIO

EASTERN DIVISION AT COLUMBUS

GREGORY L. SOLLY, : Case No. 2:24-cv-1249

:

Plaintiff, :

: Chief Judge Algenon L. Marbley

vs. :

Magistrate Judge Elizabeth P. Deavers

:

LISA HOYING, CHAIRPERSON :

OHIO PAROLE BOARD, et al., :

:

Defendants. :

ORDER and

REPORT AND RECOMMENDATION

Gregory L. Solly, an Ohio prisoner proceeding without the assistance of counsel, recently

filed a Complaint with the Court. (ECF No. 6). He alleges that his constitutional rights were

violated during a June 2023 parole suitability hearing. (Id.). Plaintiff Solly has paid the filing

fees to proceed in this matter. (ECF No. 4).

The case is currently before the Court for the required screening of the Complaint under

28 U.S.C. § 1915A. At this time, the undersigned United States Magistrate Judge concludes that

three of Plaintiff’s claims may PROCEED to further development. The Undersigned

RECOMMENDS that the Court DISMISS the remaining claims and two Defendants.

I. Screening Standard

Because Plaintiff is a prisoner seeking “redress from a governmental entity or officer or

employee of a governmental entity,” the Court is required to screen his Complaint. 28 U.S.C.

§ 1915A(a). The Court must dismiss the Complaint, or any portion of it, that is frivolous,

malicious, fails to state a claim upon which relief may be granted, or seeks monetary relief from

a defendant who is immune from such relief. 28 U.S.C. § 1915A(b).

A complaint may be dismissed as frivolous when the plaintiff cannot make any claim

with a rational or arguable basis in fact or law. Neitzke v. Williams, 490 U.S. 319, 328-29

(1989); see also Lawler v. Marshall, 898 F.2d 1196, 1198 (6th Cir. 1990). An action has no

arguable legal basis when the defendant is immune from suit or when plaintiff claims a violation

of a legal interest which clearly does not exist. Neitzke, 490 U.S. at 327. An action has no

arguable factual basis when the allegations are delusional or rise to the level of the irrational or

“wholly incredible.” Denton v. Hernandez, 504 U.S. 25, 32 (1992); Lawler, 898 F.2d at 1199.

The Court need not accept as true factual allegations that are “fantastic or delusional” in

reviewing a complaint for frivolousness. Hill v. Lappin, 630 F.3d 468, 471 (6th Cir. 2010)

(quoting Neitzke, 490 U.S. at 328).

A complaint must also be dismissed if it fails to state a claim on which relief may be

granted. 28 U.S.C. §§ 1915A(b)(1). To state a claim for relief, a complaint must set forth “a

short and plain statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ.

P. 8(a)(2). The Court must construe the complaint in plaintiff’s favor, accept all well-pleaded

factual allegations as true, and evaluate whether the complaint contains “enough facts to state a

claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570

(2007).

“A claim has facial plausibility when the plaintiff pleads factual content that allows the

court to draw the reasonable inference that the defendant is liable for the misconduct alleged.”

Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Twombly, 550 U.S. at 556). However, a

complaint that consists of “labels and conclusions” or “a formulaic recitation of the elements of a

cause of action” is insufficient. Id. (quoting Twombly, 550 U.S. at 555).

In the interest of justice, this Court is also required to construe a pro se complaint

liberally and hold it “to less stringent standards than formal pleadings drafted by lawyers.”

Erickson v. Pardus, 551 U.S. 89, 94 (2007) (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)

and citing Fed. R. Civ. P. 8(f) [now (e)]). Even with this liberal construction, a pro se complaint

must still adhere to the “basic pleading essentials.” Wells v. Brown, 891 F.2d 591, 594 (6th Cir.

1989). Specifically, a pro se “complaint ‘must contain either direct or inferential allegations

respecting all the material elements’ to recover under some viable legal theory.” Barhite v.

Caruso, 377 F. App’x 508, 510 (6th Cir. 2010) (quoting Mezibov v. Allen, 411 F.3d 712, 716

(6th Cir. 2005). “Threadbare recitals of the elements of a cause of action, supported by mere

conclusory statements do not suffice.” Iqbal, 556 U.S. at 678.

II. Parties and Claims

Plaintiff Gregory L. Solly is a prisoner in the custody of the State of Ohio. (Complaint,1

PageID 66, ¶ 1). He was “convicted in 1980 of the murder of a five-year old boy.” Solly v.

Mausser, No. 2:15-cv-956, 2018 WL 1070504, at *1 (S.D. Ohio Feb. 27, 2018) (Marbley, C.J.);

see also State v. Solly, 6th Dist. Lucas No. L-83-279, 1983 WL 2335, at *1 (Dec. 23, 1983).

Plaintiff currently resides at the Allen/Oakwood Correctional Institution (“AOCI”) (id., PageID

64, 67, ¶ 3), where he is serving “an indefinite sentence of fifteen years to life, with parole

eligibility after serving fifteen years.” Solly v. Mausser, 2018 WL 1070504, at *1.2

It appears that the Ohio Parole Board (“OPB” or “the Board”) has considered Plaintiff’s

eligibility or suitability for parole on a few occasions. See “Plaintiff’s Notice To Reopen And To

1 For better readability, the Undersigned refers to the Complaint, of record as ECF No. 6, PageID 64-85, simply as

the “Complaint.” Paragraph numbers may be used for greater precision.

2 The Court may take judicial notice of these and other court records that are available online to members of the

public. See Lynch v. Leis, 382 F.3d 642, 648 n.5 (6th Cir. 2004) (citing Lyons v. Stovall, 188 F.3d 327, 332 n.3 (6th

Cir. 1999)).

Refile Case” in Solly v. Turner, No. 1:95-cv-387 (S.D. Ohio June 10, 2004) (discussing a ten-

year continuance); Solly v. Mausser, 2018 WL 1070504, at *9 (considering Plaintiff’s claims

based on his 2013 parole hearing and ten-year continuance, and noting his reference to two prior

hearings). The case that is currently before the Court concerns Plaintiff’s most recent parole

suitability hearings in June 2023. (Complaint, ¶ 17).

According to Plaintiff, the five participating Board members held a hearing in which

Plaintiff participated, but they could not reach a decision. (Complaint, ¶¶ 17-37). The matter

was referred to the Central Office Board of Review (“COBR”). (Id., ¶ 37). The members of the

COBR did not find Plaintiff suitable for parole and imposed a ten-year continuance, meaning

that the Board would next consider Plaintiff’s suitability for parole after ten years, or in 2033.

(Id., ¶ 41). The website of the Ohio Department of Rehabilitation & Correction (“ODRC”)

reflects that Plaintiff’s next parole board hearing will be in April 2033. Available at

https://appgateway.drc.ohio.gov/OffenderSearch/Search/Details/A160947 (last visited June 10,

2024).

Plaintiff’s claims in this case concern the proceedings before the Board and the COBR.

He asserts generally that he

does not claim immediate entitlement to parole, but instead lodges a challenge to

the procedures used during the parole process as generally improper or improper as

applied in his case and that such a challenge is cognizable under section 1983.

(Complaint, PageID 67).

Plaintiff primarily asserts that Defendants relied on false information in reaching their

decisions, and that they denied him the opportunity to present evidence or to correct or refute the

false information.3 (Complaint, ¶¶ 1(1)-(2), 23-24, 28, 38-39, 44-50, 53). He specifically alleges

that Defendants denied him to opportunity to submit letters from the victim’s sister. (Id., ¶¶ 1(4),

50). Relatedly, Plaintiff asserts that the COBR members “unconstitutionally increased Plaintiff’s

crime from 2nd degree murder to aggravated murder [2x], as a means to deny parole to Plaintiff,”

and demanded that Plaintiff “account for an offense more serious that the offense Plaintiff

actually committed.” (Id., ¶¶ 1(5), 40, 51). He also may allege that Defendants improperly held

him responsible for everything that happened to the victim, as shown in the autopsy photographs,

including what his two co-defendants did. (Id., PageID 83).

In addition, Plaintiff asserts that he should have been given a copy of his “parole

candidate information sheet,” which he says contains false information. (Complaint, ¶¶ 16, 43).

He asserts that certain Defendants intimidated and demeaned him at the hearing by asking

questions about his religion and showing photographs from the victim’s autopsy report. (Id., ¶¶

1(6), 26; ¶¶ 19, 27).

Plaintiff also appears to allege that Defendants used parole guidelines that do not apply to

him, which allowed them to impose a ten-year continuance, rather than the proper maximum of a

3 Plaintiff describes the “false information, misinformation, and disinformation” on which Defendants relied as

including the following:

a) tying up people (?) and detaining them;

b) plaintiff never possessing a commercial driver’s license;

c) plaintiff ever being a [unsupervised] inmate road driver;

d) never at liberty to work [unsupervised] within society for several years;

e) plaintiff never worked [unsupervised] at the prison’s water plant;

f) plaintiff never was at liberty to travel to cities throughout Ohio, [unsupervised] for approximately four

(4) years;

g) that plaintiff never resided at the unfenced honor camp at London Correction prison for approximately

ten (10) years, at liberty;

h) that plaintiff scalded the victim;

i) that their information [unknown to plaintiff] determines that plaintiff is a risk and threat to society;

j) that plaintiff’s crime is actually aggravated murder according to their information;

k) and other misinformation or disinformation that may be discoverable.

(Complaint, ¶ 53 (as in original); see also ¶¶ 28, 31-35).

five-year continuance. (Complaint, ¶¶ 41, 52). Finally, he asserts that he was punished more

severely than his co-defendant and other unidentified inmates. (Id., ¶¶ 1(3), 44-49).

Plaintiff raises these claims under 42 U.S.C. § 1983. (Complaint, PageID 66-67). He

sues nine defendants, all affiliated with the ODRC, the Ohio Adult Parole Authority (“OAPA”)

the Board, and/or COBR:

1. Lisa Hoying, OAPA Chairperson and COBR member,

2. Annette Chambers-Smith, ODRC Director,

3. Glenn Holmes, OPB Member,

4. Joe Brumfield, OPB Member,

5. Scott Windmer or Widmer, OPB Member,

6. Lance Presley or Pressley, OPB Member,

7. Steve Herron, OPB Member,

8. Scott R. Coleson, AOCI [Institutional] Parole Officer, and

9. Marc Houk, COBR Member.

(Complaint, PageID 64-65, 68). Although the Complaint is not entirely consistent in this respect,

it appears that five members of the Board participated in the board hearing: Defendants Holmes,

Brumfield, Widmer, Pressley, and Herron.4 (Id., ¶¶ 6-11, 17). Plaintiff says that Defendants

Houk and Hoying participated in the COBR hearing (id., ¶¶ 12-13, 39), along with Defendants

Holmes, Brumfield, Pressley, Herron, and perhaps Widmer. (Compare id., ¶¶ 39-40, 49, 51

(omitting Widmer) with ¶¶ 41, 50, 52-53 (including Widmer)). All Defendants are sued in their

4 At one place in the Complaint, Plaintiff says that Defendant Coleson was also “an active member presiding in

Plaintiff’s June 2023 parole hearing.” (Complaint, ¶ 11). This may be a clerical error. Coleson is not otherwise

described as a Board member in the Complaint but is instead described as a parole officer at AOCI where Plaintiff

resides. (Id., PageID 64). The only allegation against Coleson is that he “den[ied] Plaintiff’s request for a parole

candidate information sheet” prior to the Board hearing. (Id., ¶ 43; see also ¶ 16).

individual and official capacities. (Id., PageID 69).

For relief, Plaintiff seeks several declarations that generally correspond with his claims of

unconstitutional conduct. (Complaint, PageID 78-83). He also seeks injunctive relief (including

an order for a new parole hearing) and monetary damages. (Id., PageID 83-85).

III. Analysis

A. Some claims may proceed to further development.

At this early stage of the case, without the benefit of an answer or other briefing, the

Undersigned concludes that three claims in the Complaint, liberally construed, may PROCEED

to further development.

First, Plaintiff’s Fourteenth Amendment due process claim may proceed at this time.5

This encompasses Plaintiff’s partially overlapping allegations that Defendants:

a. relied on false information to deny him parole,

b. erroneously considered him to have been convicted of aggravated murder, rather than

second degree murder,

c. improperly held him responsible for injuries caused by his co-defendants,

d. refused to accept letters from the victim’s sister, and

e. denied him the opportunity to submit evidence to rebut the false information.

This claim may proceed against seven defendants: Holmes, Brumfield, Widmer, Pressley,

Herron, Hoying, and Houk.

5 See generally Dodson v. Mohr, No. 21-3778, 2022 WL 3954932, at *3 (6th Cir. July 28, 2022) (citing State ex rel.

Keith v. Ohio Adult Parole Auth., 141 Ohio St. 3d 375 (2014)) (“the OPB’s knowing reliance on false information in

a parolee’s file, which is prohibited under state law, can constitute a due process violation”).

Second, Plaintiff may proceed with his claim concerning the maximum length of a parole

continuance.6 This claim may proceed against the Defendants participating in the COBR

proceeding (as that is the body that imposed the continuance), which appears to be the same

seven defendants listed above.

Third, Plaintiff may proceed with his Eighth Amendment claim that certain Defendants

presented a “photo array” of the five-year old victim’s autopsy in order to “intimidate and to

psychologically and emotionally demean” him.7 (Complaint, PageID 79; see also ¶¶ 19, 27, and

PageID 83). This claim may proceed against Defendants Brumfield, Widmer, Pressley, and

Herron. (See id., ¶ 19 (Brumfield, Pressley, Widmer, and Herron); ¶ 27 (Widmer, Herron, and

Brumfield); PageID 79 (Brumfield, Widmer, and Herron).

The Undersigned expresses no opinion at this time on the merits of these claims or

whether there may be defenses or procedural bars that will prevent Plaintiff from ultimately

obtaining relief.

B. Some claims should be dismissed.

1. Official Capacity Claims for Damages

Plaintiff cannot bring a suit for damages against a state agency or its employees in their

official capacity. Turker v. Ohio Dep’t of Rehab. & Corr., 157 F.3d 453, 456 (6th Cir. 1998).

6 See generally Jennifer Muench-McElfresh, Reflections from the Bench: Ohio Sentencing Law, 21 Ohio St. J. Crim.

L. 33, 33-36 (2024) (providing a brief history of Ohio sentencing law); Richard v. Mohr, No. 2:13-cv-1013, 2014

WL 868242, at *6 (S.D. Ohio Mar. 5, 2014), aff’d, No. 14-3420 (6th Cir. Jan. 23, 2015) (discussing revisions to

Ohio Admin. Code. § 5120:1-1-10, which “formerly provided that if parole was denied at the first hearing, the board

was required to set a time for a continued hearing not more than five years after the date of the initial hearing,

‘unless the parole board determines sufficient cause has been demonstrated to set a date in excess of five years’” and

“was amended in 1998, and now requires the board to set the time ‘for a subsequent hearing, which shall not be

more than ten years after the date of the hearing.’”). This claim may raise ex post facto and/or other concerns.

7 Plaintiff made a similar factual statement about his 2013 parole hearing. See Solly v. Mausser, No. 2:15-cv-956,

2015 WL 6774313, at *1 (S.D. Ohio Nov. 6, 2015) (adopting report and recommendations) (“An officer also

questioned Plaintiff about an autopsy report of his victim; Plaintiff contends that this line of questioning was

intended to demean and verbally abuse him”). It does not appear that an Eighth Amendment claim was pursued in

that case.

“The Eleventh Amendment protects a state official from suit for monetary damages in his or her

official capacity because ‘a suit against a state official in his or her official capacity is not a suit

against the official but rather is a suit against the official’s office. . . . As such, it is no different

from a suit against the State itself.’” Zakora v. Chrisman, 44 F. 4th 452, 474 (6th Cir. 2022)

(quoting Will v. Mich. Dep’t of State Police, 491 U.S. 58, 63-64, 71 (1989) (citations omitted)).

See also Monell v. Dep’t of Soc. Services, 436 U.S. 658, 690 n.55 (1978) (holding that “neither a

State nor its officials acting in their official capacities are ‘persons’” who may be held liable for

constitutional violations in a § 1983 action).

Here, all Defendants are state officials or employees affiliated with one or more state

agencies or departments. (Complaint, PageID 68-69). Any claims for monetary damages against

them in their official capacities are therefore barred by the Eleventh Amendment.

2. Equal Protection Claims – Fourteenth Amendment

Throughout the Complaint, Plaintiff refers to his “First Amendment rights to equal

protection.” (See, e.g., Complaint, PageID 66-67). The Undersigned understands this as a

reference to the United States Constitution’s Equal Protection Clause, which is found in the

Fourteenth Amendment. The First Amendment does not contain an equal protection clause. It

provides:

Congress shall make no law respecting an establishment of religion, or prohibiting

the free exercise thereof; or abridging the freedom of speech, or of the press; or the

right of the people peaceably to assemble, and to petition the Government for a

redress of grievances.

U.S. Const. amend. I. The Fourteenth Amendment, however, provides in relevant part that: “No

State shall . . . deny to any person within its jurisdiction the equal protection of the laws.” U.S.

Const. amend. XIV. Accordingly, the Undersigned considers Plaintiff’s equal protection claims

to arise under the Fourteenth Amendment, rather than the First Amendment.

“The Equal Protection Clause of the Fourteenth Amendment ‘protects against invidious

discrimination among similarly-situated individuals or implicating fundamental rights.’” Davis

v. Prison Health Servs., 679 F.3d 433, 438 (6th Cir. 2012) (quoting Scarbrough v. Morgan Cnty.

Bd. of Educ., 470 F.3d 250, 260 (6th Cir. 2006)). “Equal protection challenges are ‘typically . . .

concerned with governmental classifications that affect some groups of citizens differently than

others.’” United States v. Green, 654 F.3d 637, 651 (6th Cir. 2011) (quoting Engquist v. Or.

Dep’t of Agric., 553 U.S. 591, 601, 170 L.Ed.2d 975 (2008)).

Plaintiff’s equal protection claim here has several facets. Most concretely, he alleges that

“defendants deliberately targeted plaintiff to being punished more severely than his co-

defendant, and other inmates similarly situated.” (Complaint, ¶¶ 1(3) (as in original), 44-49).

He asserts that Defendants granted parole to his co-defendant. (Id., ¶ 49). He does not identify

any other inmates who are similarly situated or provide facts to develop this claim, or make any

argument beyond this single, repeated assertion about other inmates.

Plaintiff raised an equal protection claim after his parole hearing in 2013. This Court

analyzed the claim as follows, on a motion for summary judgment:

Plaintiff alleges that Defendants violated his rights under the Equal Protection

Clause of the Fourteenth Amendment when they treated him differently than

similarly situated individuals and denied him parole. (See generally Fourth Am.

Compl.)

The Equal Protection Clause of the Fourteenth Amendment to the United States

Constitution forbids discrimination that “‘burdens a fundamental right, targets a

suspect class, or intentionally treats one differently than others similarly situated

without any rational basis for the difference.’” Loesel v. City of Frankenmuth, 692

F.3d 452, 461 (6th Cir. 2012) (quoting Rondigo, L.L.C. v. Twp. of Richmond, 641

F.3d 673, 681-682 (6th Cir. 2011)). The Equal Protection Clause prohibits only

intentional discrimination. Foster v. Michigan, 573 Fed.Appx. 377, 391 (6th Cir.

2014).

Here, Plaintiff does not argue, or demonstrate, that Defendants have burdened a

fundamental right. (See generally Fourth Am. Compl.; Opposition.) Notably,

Plaintiff apparently concedes that he does not have a fundamental right to parole.

(Opposition at 3-4.) This Court agrees. Jackson v. Jamrog, 411 F.3d 615, 619 (6th

Cir. 2005) (“Moreover, there is no fundamental right to parole under the federal

constitution.”). In addition, Plaintiff, a Caucasian inmate, does not assert, or

establish, a violation of the second kind, i.e., that he is a member of a suspect class.

“Without question, prisoners are not considered a suspect class for purposes of

equal protection litigation.” Jackson, 411 F.3d at 619 (6th Cir. 2005).

Plaintiff, therefore, asserts a violation of the third kind, i.e., Defendants

intentionally treated him differently than others similarly situated without any

rational basis for the difference. Loesel, 692 F.3d at 461; Superior Commc’ns v.

City of Riverview, No. 17-1234, 2018 WL 651382, at *10 (6th Cir. Feb. 1, 2018)

(noting that an alleged violation of the third kind of violation is a “class-of-one”

violation (internal quotation marks and citation omitted)); see also Village of

Willowbrook v. Olech, 528 U.S. 562, 564 (2000) (“Our cases have recognized

successful equal protection claims brought by a ‘class of one[.]’ ”). . . . Loesel, 692

F.3d at 461-68. In this analysis, “[c]lass-of-one claims are generally viewed

skeptically” and “a plaintiff must overcome a ‘heavy burden’ to prevail based on

the class-of-one theory.” [Loesel, 692 F.3d] at 461-62 (quoting TriHealth, Inc. v.

Bd. of Comm’rs, Hamilton Cnty., Ohio, 430 F.3d 783, 791 (6th Cir. 2005)). A

defendant “has no obligation to produce evidence to sustain the rationality of its

actions; its choice is presumptively valid and may be based on rational speculation

unsupported by evidence or empirical data.” TriHealth, Inc. v. Bd. of Comm’rs, 430

F.3d 783, 790 (6th Cir. 2005); see also Davis v. Prison Health Sys., 679 F.3d 433,

441 (6th Cir. 2012) (“[A]ll class-of-one claims are subject to rational basis

review.”).

Solly v. Mausser, No. 2:15-cv-956, 2018 WL 1070504, at *3-4 (S.D. Ohio Feb. 27, 2018)

(Marbley, C.J.). In that case, Plaintiff alleged he was treated differently based on his race. Id.

Here, he does not articulate any reason he was treated differently.8 And he does not provide any

information about comparators other than his co-defendant, who he says was granted parole.

(Complaint, ¶ 49).

Plaintiff raised a similar claim about his co-defendant in the previous case, which the

Court found to be factually untrue:

Plaintiff’s assertion that his Co-Defendant, Phillip Jovanovich, was treated less

harshly than him because Inmate Jovanovich was given “no multiple 10 yr flops”

is equally unavailing. (Opposition at PAGEID # 846.) . . . Notably, the record

reflects that, contrary to Plaintiff’s assertion that he was treated more harshly than

Inmate Jovanovich, this inmate “was likewise denied parole in 2013 and will not

8 Plaintiff also does not claim a fundamental right to parole, or that he is a member of a suspect class.

receive another release consideration until 2023, the same year in which Inmate

Solly will receive his next parole consideration.” (Imbrogno Affidavit, ¶ 20.)

Solly v. Mausser, 2018 WL 1070504, at *8 (emphasis added).

Inmate Jovanovich’s parole situation appears to have proceeded in lockstep with Plaintiff

again in 2023. Contrary to Plaintiff’s assertion in his new Complaint that his co-defendant was

granted parole (Complaint, ¶ 49), it appears that he was denied parole in 2023. See “Offender

Details” for Phillip Jovanovich, ODRC’s website, https://appgateway.drc.ohio.gov/Offender

Search/Search/Details/A161429 (last visited June 10, 2024). The ODRC’s records indicate that

the result of the “Latest Parole Board Hearing/Review Type” was a “CONTINUED HEARING.”

Id. Further, the continuance was for ten years, or until April 2033—the same as Plaintiff.

Compare id. with “Offender Details” for Gregory Solly, available at https://appgateway.drc.ohio.

gov/OffenderSearch/Search/Details/A160947 (last visited June 10, 2024)).

The Court need not uncritically accept Plaintiff’s factual assertion about his co-defendant

where it is demonstrably untrue. See Jenkins v. Nord, No. 1:23-cv-320, 2023 WL 7134590, at *4

(S.D. Ohio Sept. 25, 2023), report and recommendation adopted, 2023 WL 7131826 (S.D. Ohio

Oct. 30, 2023) (noting that the Prison Litigation Reform Act “gives courts ‘the unusual power to

pierce the veil of the complaint’s factual allegations and dismiss those claims whose factual

contentions are clearly baseless’” and that a court may consider “‘judicially noticeable facts’ that

bear upon the plaintiff’s allegations” in doing so) (internal citations omitted).9

9 The Court may take judicial notice of inmate information provided on the ODRC’s website. See Doss v. Corizon,

Inc., 636 F. Supp. 3d 807, 811 (W.D. Mich. 2022) (taking judicial notice of “information provided by a search of the

MDOC’s [Michigan Department of Corrections] website); Demis v. Sniezek, 558 F.3d 508, 513 n.2 (6th Cir. 2009)

(taking judicial notice of information from the Bureau of Prison’s inmate locator service on its official website); Oak

Ridge Env’t Peace All. v. Perry, 412 F. Supp. 3d 786, 810 (E.D. Tenn. 2019) (“Information taken from government

websites is self-authenticating under Fed. R. Evid. 902, and courts may accordingly take judicial notice of the

information found on these websites.”).

Because Plaintiff was treated the same as his co-defendant, and because he has not

identified any other inmates who were treated in any way different than him, or pled facts to

show they were similarly situated, or said anything at all beyond the conclusory statement that he

was treated differently than others, he has failed to state a plausible equal protection claim in this

respect. See Boone v. Nemesito, No. 1:20-cv-389, 2020 WL 3046011, at *10 (W.D. Mich. June

8, 2020) (calling the plaintiff’s allegation “hopelessly conclusory” where he identified one

comparator but provided little information about others); Project Reflect, Inc. v. Metropolitan

Nashville Bd. of Public Educ., 947 F. Supp. 2d 868, 881 (M.D. Tenn. 2013) (where the plaintiff

“fail[ed] to plead the existence of a similarly situated comparator . . . the Complaint does not

contain sufficient factual matter to state a plausible claim for relief under the Equal Protection

Clause”).

Plaintiff also alleges that Defendants: denied him a meaningful parole hearing, denied

him the opportunity to present evidence to refute false information, denied him the ability to

submit letters from the victim’s sister, intimidated him by asking about his religious beliefs,

“increased” his crime to aggravated murder, and refused to provide Plaintiff with a copy of his

“parole candidate information sheet.” (Complaint, ¶¶ 1(1), 1(2), 1(4), 1(5), 1(6), 16, 40, 43, 51).

As noted in Section III.A, some of these allegations may proceed as part of Plaintiff’s due

process claim. But he also labels these allegations violations of his equal protection rights. (Id.).

The claims, however, are not further explained and suffer from the same issue as his claims

discussed above—he has not identified anyone similarly situated who was treated differently or

described in what way they were treated differently than him. He has simply labelled these

perceived wrongs as a violation of the Equal Protection Clause, which is insufficient to state a

claim on which relief may be granted. Iqbal, 556 U.S. at 678 (a complaint that consists of labels

and conclusions is insufficient). For these reasons, Plaintiff’s equal protection claims should be

dismissed for failure to state a claim.

3. Religion Claim – First Amendment

Plaintiff asserts that a Defendant “intimidated” him with “imposing questions” about his

religious beliefs. (Complaint, ¶¶ 1(6), 26). “Plaintiff, [who] is Jewish, due to [recent] anti-

Semitic events, declined to respond.” (Complaint, ¶ 26). Plaintiff characterizes these questions

about his religious belief as violating his “substantive rights under the First Amendment.” (Id.,

PageID 79-80). There are no other allegations in the Complaint about religious issues. Notably,

Plaintiff does not allege he was denied parole because of his religion. His allegation appears to

be that the Defendant violated his rights just by asking the questions.

The Undersigned is unable to discern a violation of Plaintiff’s First Amendment rights in

this allegation. Concerning religion, the First Amendment says: “Congress shall make no law

respecting an establishment of religion, or prohibiting the free exercise thereof[.]” U.S. Const.

amend. I. Plaintiff does not suggest that the questions kept him from freely exercising his

religion, or that the questions amounted to a law, policy, or practice that established a religion.

See Nikolao v. Lyon, 875 F.3d 310, 316 (6th Cir. 2017) (quoting Mozert v. Hawkins Cty. Bd. of

Educ., 827 F.2d 1058, 1066 (6th Cir. 1987)) (“[A] litigant suffers an injury to [his or her] free

exercise rights when the state compels [him or her] “to do or refrain from doing an act forbidden

or required by one’s religion, or to affirm or disavow a belief forbidden or required by one’s

religion.’”); Smith v. Jefferson Cnty. Bd. of Sch. Comm’rs, 788 F.3d 580, 586 (6th Cir. 2015)

(discussing when a governmental action violates the Establishment Clause). The few facts

Plaintiff has included on this issue simply do not state a First Amendment claim.

If Plaintiff invoked the First Amendment but meant to cite the Equal Protection Clause of

the Fourteenth Amendment (as discussed above), the allegation that he was asked about his

religion does not present a plausible equal protection claim for the reasons described in the

previous section. Again, the Undersigned notes that Plaintiff does not allege that he was denied

parole on the basis of his religion. He simply says his rights were violated, which is not enough.

See also Solly v. Mausser, 2018 WL 1070504, at *3 (quoting Iqbal, 556 U.S. at 678) (Such a

“naked assertion[ ] devoid of further factual enhancement” is insufficient to state a plausible

claim for relief) (internal quotation marks and citation omitted).

Plaintiff’s claim concerning questions about his religion—whatever its basis—should be

dismissed. See generally Perkins v. Chandler, No. 5:12-cv-P12-R, 2013 WL 1966275, at *4

(W.D. Ky. May 10, 2013) (dismissing free exercise and equal protection claims where “Plaintiff

mention[ed] his ‘Islamic Religion,’ [but] allege[d] no facts even suggesting that Defendants

denied his parole because of his religion”) (citation omitted).

4. Cruel and Unusual Punishment Claim - Eighth Amendment

Plaintiff appears to allege that Defendants violated the Cruel and Unusual Punishments

Clause of the Eighth Amendment in three ways. First, by using the victim’s autopsy

photographs, as mentioned in Section III.A. This claim is proceeding.

Second, Plaintiff frames his allegation that Defendants’ records said he was convicted of

aggravated murder rather than second degree murder as an Eighth Amendment violation.

(Compare Complaint, ¶ 1(5) with ¶¶ 40, 51). This allegation is also proceeding, as part of

Plaintiff’s due process claim. Section III.A. But to the extent Plaintiff attempts to package it as

cruel and unusual punishment, it fails. Plaintiff says that Defendants relied on false information

“that Plaintiff’s crime is actually aggravated murder according to their information.”

(Complaint, PageID 78). This suggests, as Plaintiff alleges, that there was an error in the

Board’s records. It does not plausibly suggest anything other than inadvertence or negligence,

neither of which will support a Section 1983 claim. See generally Rhodes v. Michigan, 10 F.4th

665, 673 (6th Cir. 2021) (quoting Estelle v. Gamble, 429 U.S. 97, 105 (1976)) (“An accident,

although it may produce added anguish, is not on that basis alone to be characterized as wanton

infliction of unnecessary pain.”); Warren v. Doe, 28 F. App’x 463, 464 (6th Cir. 2002) (citing

Ritchie v. Wickstrom, 938 F.2d 689, 692 (6th Cir. 1991)) (“the district court properly dismissed

[the plaintiff’s] case because his allegations involved mere negligence that is not actionable

under § 1983”); Davis v. Caruso, No. 07-cv-11740, 2009 WL 877964, at *10 (E.D. Mich. Mar.

30, 2009) (concluding that the plaintiff did not state an Eighth Amendment claim concerning an

alleged clerical error where he speculated that a defendant may have intentionally made the

error, and calling the speculation an “unwarranted factual inference”). Thus, while this

allegation may proceed as part of a due process claim, it does not state a claim of cruel and

unusual punishment.

Third, Plaintiff alleges more generally that:

Defendants actions have caused psychological and emotional duress, depression,

and other post traumatic symptoms to Plaintiff’s mental health, each causing cruel

and unusual punishment, in violation of the Eight Amendment to the United States

Constitution.

(Complaint, PageID 67 (as in original)). This allegation does not state a claim either.

“The Eighth Amendment prohibition on cruel and unusual punishment protects prisoners

from the unnecessary and wanton infliction of pain.” Walker v. Baker, No. 23-1232, 2023 WL

6380124, at *3 (6th Cir. Sept. 27, 2023) (quoting Rafferty v. Trumbull Cnty., 915 F.3d 1087,

1093 (6th Cir. 2019)). The United States Court of Appeals for the Sixth Circuit has squarely

held that “the denial of parole does not implicate the Eighth Amendment’s prohibition on cruel

and unusual punishment.” Wampler v. Handwerk, No. 23-3010, 2023 WL 4353402, at *3 (6th

Cir. June 23, 2023), cert. denied, 144 S. Ct. 367 (2023) (citations omitted). Consequently, to the

extent that Plaintiff bases his Eighth Amendment claim on Defendants’ decision to deny parole

and impose a ten-year continuance, he fails to state a claim.

5. Claim against Parole Officer Coleson

Plaintiff makes one factual allegation against Defendant Coleson: that he denied

Plaintiff’s request for a copy of his “parole candidate information sheet” in April 2023, prior to

the parole hearings. (Complaint, ¶¶ 16, 43). Plaintiff believes the sheet contained false

information and says that Coleson’s denial prevented him from preparing and presenting

information to rebut that false information. (Id.). He labels the denial a violation of equal

protection and due process.10 (Id., ¶ 43).

With respect to a “parole candidate information sheet,” Plaintiff may be referring to a

non-public parole board record, as mentioned in Ohio Administrative Code § 5120:1-1-36. This

section provides, in part:

Notwithstanding paragraph (B) of this rule, the following non-public parole board

records shall be made available to representatives of approved media organizations,

government officials, victims of any offense of commitment or a subsequent parole

violation, or a licensed attorney at law designated by the victim or the inmate under

the conditions and according to the procedures set forth in this rule:

10 Throughout the pro se Complaint, Plaintiff refers to his “substantive” rights under various amendments. (See,

e.g., Complaint, ¶ 40 (alleging a “violation of Plaintiff’s substantive rights to the First Amendment Equal Protection

Clause; and the Fifth, Sixth, and Fourteenth Amendment Rights to Due Process of Law”)). He does so within his

allegation against Coleson. (Id., ¶ 43 (alleging “a denial of substantive rights to the Equal Protection of Law to the

First Amendment, and denial of substantive rights to Due Process of the Law to the Fourteenth Amendment”)). It

appears that Plaintiff may have included the reference to “substantive” rights to emphasize the importance of his

rights, rather than to raise a technical “substantive due process” claim (as compared to a “procedural due process”

claim). The discussion in this section presumes that Plaintiff is raising a procedural due process claim with respect

to Defendant Coleson. (See Complaint, PageID 67 (stating, in his Preliminary Statement: “Plaintiff does not claim

immediate entitlement to parole, but instead lodges a challenge to the procedures used during the parole process as

generally improper or improper as applied in his case”). In any event, the claim against Coleson would not succeed

as a “substantive due process” claim because Plaintiff has not identified a protectable interest (that is, he has no

protectable interest in parole), and because the alleged wrong—not providing a form upon request—does not shock

the conscience. See generally Kerchen v. Univ. of Michigan, 100 F.4th 751, 763-64 (6th Cir. 2024); Wampler v.

Handwerk, No. 23-3010, 2023 WL 4353402, at *2 (6th Cir. June 23, 2023).

(1) Parole board decision sheets

(2) Parole board criminal history risk score when administered

(3) Hearing officer sanction receipt

(4) Revocation order

(5) Post-release control result notification

(6) Parole candidate information sheets

Ohio Admin. Code § 5120:1-1-36(D) (emphasis added).

The Undersigned first notes that Section 1983 does not provide a remedy for alleged

violations of state law. See Williams v. Burgess, No. 5:21-cv-99, 2021 WL 5816830, at *4

(W.D. Ky. Dec. 7, 2021) (citing Laney v. Farley, 501 F.3d 577, 580 n.2 (6th Cir. 2007)) (“The

purpose of § 1983 is to remedy violations of federal law, not state law.”). Thus, to the extent that

Plaintiff’s claim is based solely on a perceived violation of the above Ohio Administrative Code

section, it fails.

It also fails as an equal protection claim, as mentioned briefly in Section III.B.2. More

specific to the “parole candidate information sheet,” Ohio’s Tenth District Court of Appeals (the

court that authored Ohio’s two published cases mentioning these sheets) has said that inmates are

not automatically entitled to receive them upon request. See generally State ex rel. Watson v.

Mohr, 10th Dist. Franklin No. 10AP-949, 2011-Ohio-402, ¶¶ 13-15, 46 (Oct. 20, 2011), aff’d on

other grounds, 131 Ohio St. 3d 338 (Mar. 15, 2012) (concluding that inmate was not entitled to

his parole candidate information sheet where he did not designate a licensed attorney to receive

it: “The administrative code clearly limits who may receive nonpublic records. Watson [the

inmate] cannot demand and receive them directly.”); Brust v. Ohio Parole Bd., 10th Dist.

Franklin No. 2AP-581, 2023-Ohio-4104, ¶ 33 (Nov. 14, 2023) (“ODRC is required to make

certain non-public parole board documents available to an inmate’s attorney, including the parole

candidate information sheets . . .”); cf. Bailey v. Wainwright, 951 F.3d 343, 345 (6th Cir. 2020)

(noting in a federal habeas corpus case that “several Ohio prisoners, including [the petitioner

Bailey, had] “successfully petitioned the Board for their parole candidate information sheets”).

Plaintiff here does not allege that he requested his parole candidate information sheet

through an attorney. (See Complaint, ¶ 16). Accordingly, under prevailing Ohio law, it appears

that plaintiff did not have a right to this document, much less a fundamental right to receive it.

See generally Johnson v. Bredesen, 624 F.3d 742, 746 (6th Cir. 2010) (“The Equal Protection

Clause prevents states from making distinctions that (1) burden a fundamental right; (2) target a

suspect class; or (3) intentionally treat one individual differently from others similarly situated

without any rational basis.”).

There is also no allegation that a similarly situated inmate received his sheet upon request

under the same circumstances as Plaintiff. For the reasons articulated in Section III.B.2, the

equal protection aspect of the claim against Coleson should be dismissed.

The due process aspect of the claim should also be dismissed. The Sixth Circuit has

recognized a narrow procedural due process claim for prisoners denied parole, where they

plausibly allege that their parole file contains false information. See, e.g., Dodson v. Mohr, No.

21-3778, 2022 WL 3954932, at *3 (6th Cir. July 28, 2022) (citing State ex rel. Keith v. Ohio

Adult Parole Auth., 141 Ohio St. 3d 375 (2014)) (“the OPB’s knowing reliance on false

information in a parolee’s file, which is prohibited under state law, can constitute a due process

violation”). Plaintiff is raising such a claim. See Section III.A.

The Ohio Supreme Court’s Keith case, on which the Sixth Circuit relied, has not been

extended to require parole officials to provide copies of parole files to prisoners. In fact, the

Ohio Supreme Court has said the opposite:

In Keith I, this court held that the OAPA was not required to conduct an extensive

investigation in every prisoner’s case to ensure the accuracy of its files. 141 Ohio

St.3d 375, 2014-Ohio-4270, 24 N.E.3d 1132, at ¶ 27. Nor does Keith I or Keith II

require the parole board to allow inmates to review their parole records and

formally respond prior to a hearing. Under current DRC policy, each inmate is

permitted to respond to the factual information discussed at the hearing and to

submit verbally or in writing any additional information that is pertinent. Ohio

Department of Rehabilitation and Correction, Policy No. 105-PBD-03, at 9,

https://drc.ohio.gov/Portals/0/Policies/DRC% 20Policies/105-PBD-03% 20(July%

202017).pdf?ver=2017-07-31-141430-577 (accessed Jan. 22, 2019). [The inmate]

was permitted to raise his claims, and he did have an error corrected. He has failed

to prove a clear legal right to review his parole record prior to a scheduled parole

hearing.

State ex rel. Brust v. Chambers-Smith, 156 Ohio St. 3d 331, 336, 2019-Ohio-857, 126 N.E.3d

1099 (emphasis added). See also Beckman v. Ohio Parole Bd., Franklin C.C.P. No. 21CV7757,

2022 WL 20611240, at *9 (Apr. 29, 2022) (citing Brust v. Chambers-Smith, 2019-Ohio-857, ¶

21) (finding no statutory support or support in Keith that would entitled prisoner to records);

Brust v. Ohio Parole Bd., 10th Dist. Franklin No. 22AP-581, 2023-Ohio-4104, ¶ 16 (Nov. 23,

2023) (noting that earlier Brust case “determined [that] inmates do not have a due process right

to review their parole record prior to a hearing”); Moore v. Ohio Parole Bd., 10th Dist. Franklin

No. 2023-Ohio-3651, ¶ 14 (June 1, 2023) (citing Brust v. Chambers-Smith, 2019-Ohio-857, ¶ 21)

(“an inmate seeking parole has no clear legal right to review his or her parole record prior to the

scheduled hearing”).

Accordingly, because Plaintiff’s claim here is outside the narrow due process claim

permitted in Keith and recognized by the Sixth Circuit, and because the Ohio Supreme Court has

explicitly said there is no right to records, Plaintiff does not state a plausible due process claim

against Coleson.

The sole allegation against Coleson should therefore be dismissed, and he should be

dismissed from the case as a defendant.

6. Claim against Director Chambers-Smith

With respect to this defendant, Plaintiff alleges only that she “is the Director for the Ohio

Department of Rehabilitation and Correction. She is sued in her individual and official

capacities.” (Complaint, ¶ 5). In the requests for relief, Plaintiff asks for a declaration that:

The actions of defendant Annette Chambers-Smith, as Director of the Ohio

Department of Rehabilitation and Correction’s, permits and promotes the actions

of Lisa Hoying, Glenn Holmes, Joe Brumfield, Lance Presley, Steve Herron, Scott

Widmer, and Marc Houk, violates plaintiff’s substantive rights under the First

Amendment Equal Protection, and Fourteenth Amendment.

(Id., PageID 81 (as in original)). Plaintiff does not say, however, what the Director’s “actions”

were. Similarly, Plaintiff seeks damages against the Director for “permitting defendants” to

punish him more severely than his co-defendant and other inmates. (Id., PageID 84).

It appears that Plaintiff seeks to hold the Director responsible on a respondeat superior,

vicarious liability, or supervisory liability basis for the behavior of others. But defendants

“cannot be held liable under section 1983 on a respondeat superior or vicarious liability basis.”

Street v. Corr. Corp. of Am., 102 F.3d 810, 818 (6th Cir. 1996) (quoting Harvey v. Harvey, 949

F.2d 1127, 1129-30 (11th Cir. 1992)). “Rather, individuals sued in their personal capacity under

§ 1983 are liable only for their own unconstitutional behavior.” Hollis v. Erdos, 480 F. Supp. 3d

823, 833 (S.D. Ohio May 12, 2020) (citing Murphy v. Grenier, 406 F. App’x 972, 974 (6th Cir.

2011)). Here, there are no allegations that the Director did anything to, about, or against

Plaintiff.

To the extent the Director may hold a supervisory position over the other defendants,

there are no allegations in the Complaint that would allow her to be held liable on that basis. To

do so, Plaintiff must allege “‘[a]t a minimum’ . . . that the defendant ‘at least implicitly

authorized, approved, or knowingly acquiesced in the unconstitutional conduct of the offending

officers.’” Graves v. Malone, 810 F. App’x 414, 420 (6th Cir. 2020) (quoting Peatross v. City of

Memphis, 818 F.3d 233, 242 (6th Cir. 2016)); see also Grinter v. Knight, 532 F.3d 567, 575 (6th

Cir. 2008) (citing Miller v. Calhoun County, 408 F.3d 803, 817 n. 3 (6th Cir. 2005)) (“Because §

1983 liability cannot be imposed under a theory of respondeat superior, proof of personal

involvement is required for a supervisor to incur personal liability.”). No such allegations are

made in the Complaint. Therefore, any claim against Annette Chambers-Smith should be

dismissed, and she should be dismissed as a defendant.

IV. Service

Because Plaintiff has paid the filing fee (ECF No. 4), he is responsible for service of process

on each Defendant against whom claims are proceeding. He is also responsible for providing the

copies necessary to complete service. See Fed. R. Civ. P. 4(c)(1) (“The plaintiff is responsible for

having the summons and complaint served within the time allowed by Rule 4(m) and must furnish

the necessary copies to the person who makes service.”).

If Plaintiff wishes to have to the Clerk of Court serve process for him, he shall submit to

the Clerk the following documents for each of the seven Defendants against whom a claim is

proceeding:

1. a service copy of the Complaint,

2. a fully completed Summons form,11 and

3. an addressed envelope bearing sufficient certified mail postage to serve the Summons

and Complaint on that Defendant.

Plaintiff shall submit these items within thirty days if he wishes the Clerk to serve process.

11 Plaintiff submitted Summons forms for Defendants along with the Complaint. (See ECF No. 1-3). However, the

Summons forms are incomplete and lack Plaintiff’s address.

V. Summary and Conclusion

Having screened the Complaint (ECF No. 6) as required under 28 U.S.C. § 1915A, the

Undersigned concludes that three of Plaintiff’s claims may PROCEED forward at this time:

a. his Fourteenth Amendment due process claim concerning the parole hearing,

b. his claim concerning the maximum length of a continuance, and

c. his Eighth Amendment claim concerning the autopsy photographs.

The first two claims may proceed against seven Defendants: Holmes, Brumfield, Widmer,

Pressley, Herron, Hoying, and Houk. The third claim may proceed against four Defendants:

Brumfield, Widmer, Pressley, and Herron. Section III.A.

The Clerk of Court is DIRECTED to return the incomplete Summons forms to Plaintiff

for the Defendants Holmes, Brumfield, Widmer, Pressley, Herron, Hoying, and Houk. (See ECF

No. 1-3). Plaintiff is responsible for having the Complaint and Summons form served on these

Defendants. Section IV.

The Undersigned RECOMMENDS that the Court DISMISS the remaining claims under

28 U.S.C. § 1915A, including:

1. the official capacity claims for damages (Section III.B.1),

2. the equal protection claims under the Fourteenth Amendment (Section III.B.2),

3. the religion claim under the First Amendment (Section III.B.3),

4. the Eighth Amendment claims based on denial of parole and an “increased” offense

(Section III.B.4),

5. the claim against Parole Officer Coleson (Section III.B.5), and

6. the claim against Director Chambers-Smith (Section III.B.6).

Plaintiff may file objections to this Recommendation in the manner described in the following

section. He is ADVISED that he must keep this Court informed of his address while this case is

pending and promptly file a Notice of New Address if he is transferred or released.

VI. Notice Regarding Objections to this Report and Recommendation

If any party objects to this Report and Recommendation (“R&R”), the party may serve

and file specific, written objections to it within fourteen days after being served with a copy

thereof. Fed. R. Civ. P. 72(b). All objections shall specify the portion(s) of the R&R objected to

and shall be accompanied by a memorandum of law in support of the objections. The Court may

extend the 14-day objections period if a timely motion for an extension of time is filed.

A Judge of this Court will make a de novo determination of those portions of the R&R to

which objection is made. Upon proper objection, a Judge of this Court may accept, reject, or

modify, in whole or in part, the findings or recommendations made herein, may receive further

evidence or may recommit this matter to the Magistrate Judge with instructions. 28 U.S.C. §

636(b)(1).

The parties are specifically advised that failure to object to the R&R will result in a

waiver of the right to have the District Judge review the R&R de novo, and will also operate as a

waiver of the right to appeal the decision of the District Court adopting the R&R. See Thomas v.

Arn, 474 U.S. 140 (1985); United States v. Walters, 638 F.2d 947 (6th Cir. 1981).

IT IS SO ORDERED.

June 18, 2024 s/ Elizabeth A. Preston Deavers

Elizabeth A. Preston Deavers

UNITED STATES MAGISTRATE JUDGE

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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