finding Rule 23(b)(1)(A) certification inappropriate because there was no indication that 17 individual adjudications would subject defendant to conflicting affirmative duties
How later courts described this case
- finding Rule 23(b)(1)(A) certification inappropriate because there was no indication that 17 individual adjudications would subject defendant to conflicting affirmative duties
- affirming certification under Rule 23(b)(1)(A) for purposes of interpreting a retirement plan, because individual actions would have risked establishing incompatible standards of conduct for the defendant
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION - CINCINNATI
HUNTER DOSTER, et. al., 5 Case No. 1:22-cv-84
Plaintiffs, : Judge Matthew W. McFarland
v
Hon. FRANK KENDALL, et. al.,
Defendants.
ORDER REGARDING PENDING MOTIONS (Docs. 21, 35, 52, 53, 54)
This matter is before the Court on several pending motions, including Plaintiffs’
Motion for Class Certification (Doc. 21), Defendants’ Motion to Sever (Doc. 35), Proposed
Intervenors’ Motion to Intervene (Doc. 52), Proposed Intervenors’ Motion for a
Preliminary Injunction (Doc. 53), and Emergency Motion for a Temporary Restraining
Order by Proposed Intervenors Johnathan Oberg and Johnathan Nipp (Doc. 54). All
motions are fully briefed and ripe for review. The Court's disposition of the Motion for
Class Certification resolves these pending motions.!_ As explained below, Plaintiffs’
Motion for Class Certification is GRANTED.
BACKGROUND
Plaintiffs in this action are United States Air Force servicemen. Plaintiffs brought
this case, on behalf of themselves and those similarly situated, against multiple Air Force
superiors in their official capacity, including, but not limited to, the Secretary of the Air
1 This Order does not have any effect on Defendants’ pending Motion to Dismiss (Doc. 51).
Force and the Surgeon General of the Air Force, as well as the United States of America
(collectively, “Defendants”). They seek redress for “the systematic efforts of the
Defendants, and those who report to them, to flagrantly violate” the Religious Freedom
and Restoration Act (“RFRA”) and the Free Exercise Clause of the First Amendment by
requiring all Airmen to obtain the COVID-19 vaccination without granting religious
accommodation requests for those who oppose receiving the vaccine due to their
sincerely held religious beliefs. (Verified Complaint (“Ver. Compl.”), Doc. 1, Pg. ID 1.)
This Court granted in part Plaintiffs’ Motion for a Preliminary Injunction (Doc. 13) on
March 31, 2022. The Court ordered the following:
1. Defendants, as well as any persons acting in concert with Defendants, are
enjoined and restrained from taking any disciplinary or separation
measures against the Plaintiffs named in this action for their refusal to get
vaccinated for COVID-19 due to their sincerely held religious beliefs. Such
disciplinary or separation measures include, but are not limited to, "adverse
administrative actions, non-judicial punishment, administration
demotions, administrative discharges, and courts-martial." (Dec. of Col.
Hernandez, Doc. 27-14, Pg. ID 1941);
2. Defendants, as well as any person acting in concert with Defendants, are
enjoined and restrained from taking any adverse action against Plaintiffs
on the basis of this lawsuit or their request for religious accommodation
from the COVID-19 vaccinef[.]
(Order Granting in Part and Denying in Part Plaintiffs’ Motion for Preliminary Injunction
and Issuing a Preliminary Injunction, Doc. 47, Pg. ID 3203-04.)
As of June 6, 2022, the Air Force had received 9,062 religious accommodation
requests, granting 86 of those requests while denying 6,343 requests. (DAF COVID-19
Statistics - June 7, 2022, https:/ /www.af.mil/ News/ Article-
Display / Article/3055214/ daf-covid-19-statistics-june-7-2022/ (last visited June 30,
2022.)) Following such denials, the Air Force had received 3,837 appeals from Airmen
whose initial religious accommodation requests were denied. (Id.) As of June 6, 2022, the
Air Force has granted only 23 of those appeals, denying 2,978. (Id.) A quick calculation
shows that the Air Force, either through initial requests or appeals, have granted
approximately 1% of religious accommodation requests between September 1, 2021,
when the Air Force vaccine requirement went into effect, and June 6, 2022. Despite the
Air Force’s apparent policy and practice of denying virtually all religious accommodation
requests, the Air Force has granted 729 medical exemption requests and 1,006
administrative exemption requests since implementing its COVID-19 vaccination
requirement policy September 1, 2021. (Id.)
Plaintiffs now seek class certification on behalf of:
All active-duty, and active reserve members of the United States Air Force
who: (i) submitted a religious accommodation request to the Air Force from
the Air Force’s COVID-19 vaccination requirement, where the request was
submitted or was pending, from September 1, 2021 to the present; (ii) were
confirmed as having had a sincerely held religious belief by or through Air
Force Chaplains; and (iii) either had their requested accommodation denied
or have not had action on that request.
(Motion for Class Certification (“Motion for Class Cert.”), Doc. 21, Pg. ID 952.)
LAW
This Court “maintains substantial discretion in determining whether to certify a
class.” In re Countrywide Fin. Corp. Mort. Lending Practices Litig., 708 F.3d 704, 707 (6th Cir.
2013). “The class action is an exception to the usual rule that litigation is conducted by
and on behalf of the individual named parties only.” Wal-Mart Stores, Inc. v. Dukes, 564
US. 338, 348 (2011) (citation omitted). “In order to justify a departure from that rule, a
class representative must be part of the class and possess the same interest and suffer the
same injury as the class members.” Zehentbauer Family Land, LP v. Chesapeake Expl., L.L.C.,
935 F.3d 496, 503 (6th Cir. 2019).
Class certification first requires the moving party to satisfy the Rule 23(a)
prerequisites. Dukes, 564 U.S. at 345. These prerequisites are known as “numerosity,
commonality, typicality, and adequate representation[.]” Id. at 349. Such prerequisites
“effectively limit the class claims to those fairly encompassed by the named plaintiff's
claims.” Id.
Additionally, “[a] class action may be maintained if Rule 23(a) is satisfied and if”
Rule 23(b)(1), (2), or (3) is also satisfied. Id. at fn. 8. Relevant here, Rule 23(b)(1)(a) is
satisfied if “ prosecuting separate actions by or against individual class members would
create a risk of . . . inconsistent or varying adjudications with respect to individual class
members that would establish incompatible standards or conduct for the party opposing
the class[.]” Fed. R. Civ. P. 23(b)(1)(a). Additionally, Rule 23(b)(2) is satisfied if “the party
opposing the class has acted or refused to act on grounds that apply generally to the class,
so that final injunctive relief or corresponding declaratory relief is appropriate respecting
the class as a whole[.]” Fed. R. Civ. P. 23(b)(2).
When determining whether class certification is appropriate, courts must “probe
behind the pleadings[,]” because certification is only proper after “a rigorous analysis”
into whether Rule 23’s prerequisites are met. Comcast Corp. v. Behrend, 569 U.S. 27, 33
(2013). Such rigorous analysis “will frequently entail overlap with the merits of the
plaintiffs underlying claim ... because a class determination generally involves
considerations that are enmeshed in the factual and legal issues comprising the plaintiff's
cause of action.” Id. at 33-34 (cleaned up). However, this “rigorous analysis is not... □
‘license to engage in free-ranging merits inquiries at the certification stage.’” Zehentbauer
Family Land, 935 F.3d at 504 (quoting Amgen Inc. v. Conn. Ret. Plans & Tr. Funds, 568 U.S.
455, 466 (2013)).
ANALYSIS
Plaintiffs argue that class certification is warranted because the Rule 23(a)
prerequisites are satisfied and because they satisfy both Rule 23(b)(1)(a) and Rule 23(b)(2).
Defendants do not contest Plaintiffs’ definition of the putative class, nor do they contest
that Plaintiffs established the numerosity requirement. Instead, Defendants challenge the
remaining Rule 23(a) prerequisites: commonality, typicality, and adequacy of
representation. Additionally, Defendants argue that Plaintiffs fail to satisfy Rule 23(b)(2)
but ignore Plaintiffs’ argument regarding Rule 23(b)(1)(a).
For the reasons that follow, Plaintiffs have satisfied the Rule 23(a) prerequisites, as
well as Rule 23(b)(1)(a) and Rule 23(b)(2). Thus, class certification is warranted.
Plaintiffs Have Satisfied the Rule 23(a) Prerequisites.
a. Numerosity
First, Plaintiffs must establish numerosity. To satisfy the numerosity requirement,
Plaintiffs must show that “the class is so numerous that joinder of all members is
impracticable[.]” Fed. R. Civ. P. 23(a)(1). “No numerical test exists” to satisfy the
numerosity requirement. Young v. Nationwide Mut. Ins. Co., 693 F.3d 532, 541 (6th Cir.
2012). However, “substantial numbers of affected [individuals] are sufficient to satisfy”
such requirement. Id.
Here, the Government does not contest that Plaintiffs satisfy Rule 23(a)’s
numerosity requirement, and the Court finds that Plaintiffs clearly demonstrate that the
putative class is numerous enough to merit certification. In their reply, “Plaintiffs seek a
class of: ‘All active-duty, and active reserve members of the United States Air Force and
Space Force who: (i) submitted a religious accommodation request to the Air Force from
the Air Force’s COVID-19 vaccination requirement, where the request was submitted or
was pending, from September 1, 2021 to the present; (ii) were confirmed as having had a
sincerely held religious belief by or through Air Force Chaplains; and (iii) either had their
requested accommodation denied or have not had action on that request.” (Reply in
Support, Doc. 46, Pg. ID 3105.) Plaintiffs contend that such class would include, at the
time Plaintiffs filed this motion, over 12,000 Airmen. (Motion for Class Cert., Doc. 21, Pg.
ID 955.) Thus, a substantial number of Airmen are affected in this case and joinder of all
Airmen seeking religious accommodations is impracticable. Plaintiffs’ proposed class
clearly satisfies the numerosity requirement.
b. Commonality
Second, Plaintiffs must establish commonality. Rule 23(a)(2), the commonality
prerequisite, “requires that for certification there must be ‘questions of law or fact
common to the class.’” In re Am. Med. Sys., Inc., 75 F.3d 1069, 1080 (6th Cir. 1996) (quoting
Fed. R. Civ. P. 23(a)(1)). While Rule 23(a)(2) “speaks of ‘questions’ in the plural,” the Sixth
Circuit has held that “there need only be one question common to the case.” Sprague v.
Gen. Motors Corp., 133 F.3d 388, 397 (6th Cir. 1998).
“Commonality requires the plaintiff to demonstrate that the class members ‘have
suffered the same injury[,]’” not merely demonstrate that the class members “have all
suffered a violation of the same provision of law.” Dukes, 564 U.S. at 349-50 (quoting Gen.
Tel. Co. of Sw. v. Falcon, 457 U.S. 147, 157 (1982)). Thus, “their claims must depend upon □
common contention.” [d. at 350. And the common contention “must be of such a nature
that it is capable of classwide resolution— which means that determination of its truth or
falsity will resolve an issue that is central to the validity of each one of the claims in one
stroke.” Id.
Plaintiffs argue that Rule 23(a)(2) is satisfied because “[aJll of the claims here
involve what is, essentially, claims for religious discrimination” and such claims all have
“common elements of proof to prove the claims at issue for each Plaintiff and for the
class.” (Motion for Class Cert., Doc. 21, Pg. ID 957.) Defendants disagree, arguing that
Plaintiffs must either: “(1) show that the employer ‘used a biased testing procedure’
common to the whole proposed class, or (2) provide ‘[s]ignificant proof that an employer
operated under a general policy of discrimination’ that would apply to the class” as
provided in Dukes, 564 U.S. at 353. (Response in Opposition (“Response in Opp.”), Doc.
34, Pg. ID 2205.) Additionally, Defendants argue that, due to the individualized analysis
required under RFRA, commonality cannot be established.
Here, Plaintiffs and the putative class members have all allegedly suffered the
same injury: violation of their constitutional rights. A putative class would consist only
of Airmen who have submitted religious accommodation requests, had an Air Force
Chaplain define their religious beliefs as sincerely held, and yet their religious
accommodation requests have been denied or delayed. The facts show Defendants have
engaged in a pattern of denying religious accommodation requests. Indeed, of the over
nine thousand religious exemption requests, only 109 have been granted by either initial
determination or appeal. ((DAF COVID-19 Statistics - June 7, 2022,
https:/ / www.af.mil/ News/ Article-Display / Article/3055214/ daf-covid-19-statistics-
june-7-2022/ (last visited June 30, 2022.)).) This amounts to only 1% of religious
accommodation requests being granted. (Id.) “[I]t is hard to imagine a more consistent
display of discrimination.” U.S. Navy SEALs 1-26 v. Austin, No. 4:21-cv-01236-O, 2022 WL
1025144, *5 (N.D. Tex. Mar. 28, 2022).
Importantly, damages stemming from the alleged violation need not be identical
for this Court to grant class certification. See Sterling v. Velsicol Chem. Corp., 855 F.2d 1188,
1197 (6th Cir. 1988) (“No matter how individualized the issue of damages may be, these
issues may be reserved for individual treatment with the question of liability tried as a
class action. Consequently, the mere fact that questions peculiar to each individual
member of the class remain after the common questions of the defendant's liability have
been resolved does not dictate the conclusion that a class action is impermissible”). Thus,
the putative class members face the same injury: violation of their constitutional freedom
by Defendants’ clear policy of discrimination against religious accommodation requests.
Additionally, Plaintiffs’ claims are capable of class-wide resolution. A finding in
favor of Plaintiffs on the RFRA or Free Exercise claims also resolves such claims by the
putative class because they involve the same common analysis: Does Defendants’ policy
and practice of discrimination by denying substantially all religious accommodation
requests by Airmen who maintain sincerely held religious beliefs further a compelling
governmental interest and is such policy and practice the least restrictive means to
achieve compelling governmental interests, if any exist? A finding for Plaintiffs or
Defendants would result in class-wide resolution, satisfying the commonality
requirement.
Defendants’ argument that, due to the “highly individualized nature of RFRA
claims|,]” commonality cannot be established, fails. (Response in Opp., Doc. 34, Pg. ID
2203.) Under these facts, analysis of the violation itself does not need to be “highly
individualized” because it arises from Defendants’ overt policy of denying substantially
all religious accommodation requests. The unity of analysis as to the violation establishes
commonality here. Whether a separate analysis is necessary regarding individualized
damages does not affect this conclusion. See Sterling, 855 F.2d at 1197. Thus, Defendants’
argument fails.
Thus, because putative class members have suffered the same injury as Plaintiffs
and class-wide resolution is possible for Plaintiffs’ RFRA and Free Exercise claims,
Plaintiffs have satisfied the commonality requirement pursuant to Fed. R. Civ. P. 23(a)(2).
c. Typicality
Third, Plaintiffs must establish typicality. To satisfy the typicality requirement,
Plaintiffs must establish that “the claims or defenses of the representative parties are
typical of the claims or defenses of the class...” Fed. R. Civ. P. 23(a)(3). “The commonality
and typicality requirements of Rule 23(a) tend to merge.” General Telephone Co. of
Southwest v. Falcon, 457 U.S. 147, fn. 13 (1982). This is because “[b]oth serve as guideposts
for determining whether under the particular circumstances maintenance of a class action
is economical and whether the named plaintiff's claim and the class claims are so
interrelated that the interests of the class members will be fairly and adequately protected
in their absence.” Id.
“{[MJany courts have found typicality if the claims or defenses of the
representatives and the members of the class stem from a single event or a unitary course
of conduct, or if they are based on the same legal or remedial theory.” Rikos v. Procter &
Gamble Co., 799 F.3d 497, 509 (6th Cir. 2015) (citing Charles Alan Wright, Arthur R. Miller
& Mary Kay Kane, 7A Federal Practice and Procedure § 1764 (3d ed. 2005)). The Sixth
Circuit has explained that the typicality test “limits the class claims to those fairly
encompassed by the named plaintiffs’ claims.” Sprague, 133 F.3d 388, 399 (6th Cir. 1998).
As the Sprague court explained:
Typicality determines whether a sufficient relationship exists between the
injury to the named plaintiff and the conduct affecting the class, so that the
court may properly attribute a collective nature to the challenged conduct .
. . A necessary consequence of the typicality requirement is that the
representative’s interests will be aligned with those of the represented
group, and in pursuing his own claims, the named plaintiff will also
advance the interests of the class members.
Id. (quotations omitted).
“The premise of the typicality requirement is simply stated: as goes the claim of the
named plaintiff, so go the claims of the class.” Id.
Plaintiffs argue that typicality is established here for the exact reasons that
commonality is established: because the class claims would all involve “claims of
religious discrimination and [would be] centered upon the Government's granting of
10
thousands of administrative and medical exemptions, and systemic denial of religious
exemptions.” (Motion for Class Cert., Doc. 21, Pg. ID 957.) The Government argues that
such similarities are not enough because the roles, responsibilities, levels of proximity,
likelihood of deployment or travel, and ability to telework varies from Airmen to Airmen.
Additionally, the Government argues that because “Plaintiffs’ putative class [would] also
include[] service members with a broad variety of religious beliefs and, consequently,
different reasons for objecting to the COVID-19 vaccine[,]” typicality cannot be
established. (Response in Opp., Doc. 34, Pg. ID 2215.)
Typicality is established here. Plaintiffs seek relief under RFRA and the Free
Exercise Clause of the First Amendment. These are also the only claims which would be
pursued by the putative class. Just as in the commonality element, Plaintiffs’ claims and
the class claims stem from a unitary course of conduct and are based on the same legal
and remedial theory. “The factual circumstances need not be identical for each of the class
members; some variation among members is permissible.” U.S. Navy SEALs 1-26, 2022
WL 1025144 at *7. Thus, the claims are typical of, and, in fact, identical to, the claims of
the entire class.
Defendants’ argument that factual differences between putative class members
disallow a finding of typicality is not persuasive. Defendants appear to again argue that
the Court must individually analyze each Airmen’s claims on the one hand, while
systematically denying all religious accommodation requests despite the factual
differences Defendants claim the Court should consider on the other. The Court
appreciates there may be minor factual differences between the members of the class,
11
including roles, responsibilities, levels of proximity, likelihood of deployment or travel,
and ability to telework, as well as different religious beliefs and reasons for objecting to
the COVID-19 vaccine. However, these minor differences do not outweigh that
Defendants’ typical response when receiving a religious accommodation request is to
deny it. The typicality of the putative class is reflected in the fact that Defendants have
indiscriminately denied almost all religious accommodation requests and their use of
form letters to deny the accommodation requests. (See DAF COVID-19 Statistics - June
7, 2022, https://www.af.mil/News/ Article-Display / Article/3055214/ daf-covid-19-
statistics-june-7-2022/ (last visited June 30, 2022.); see also Exhibit Comparison of
Command Religious Accommodation Denials, Doc. 46-3; Exhibit Comparison of Air
Force Surgeon General Religious Accommodation Denials, Doc. 46-4.) Such facts suggest
that Defendants do not individually weigh each applicant's belief or circumstances in
issuing their response, further cementing the typicality of the class.
Furthermore, these factual differences do not defeat typicality. Plaintiffs’ claims
are typical of the class because the claims stem for a unitary course of conduct:
Defendants’ overt policy to deny virtually all religious accommodation requests. And, in
cases where the executive implements a COVID-19 vaccine requirement and
discriminates against religious accommodation requests, this Court is not the first to find
that such conduct establishes typicality. See U.S. Navy SEALs 1-26, 2022 WL 1025144.
Thus, because the class claims are fairly encompassed by Plaintiffs’ claims and
such claims all stem from Defendants’ unitary course of conduct, Plaintiffs have satisfied
the typicality requirement pursuant to Fed. R. Civ. P. 23(a)(3).
12
d. Adequacy of Representation
Fourth, Plaintiffs must establish adequacy of representation. Rule 23(a)(4) allows
a court to certify a class only if “the representative parties will fairly and adequately
protect the interests of the class.” Fed. R. Civ. P. 23(a)(4). The commonality and typicality
requirements “also tend to merge with the adequacy-of-representation requirement,
although the latter requirement also raises concerns about the competency of class
counsel and conflicts of interest.” Dukes, 564 U.S. at 378, fn. 5 (quoting Falcon, 457 U.S. at
157-58, fn. 13). The Sixth Circuit has articulated a two-prong test to determine adequacy-
of-representation: “(1) the representative must have common interests with unnamed
members of the class, and (2) it must appear that the representatives will vigorously
prosecute the interests of the class through qualified counsel.” In re Am. Med. Sys., Inc., 75
F.3d at 1083.
Plaintiffs argue that the two-prong adequacy-of-representation test is satisfied
here. First, Plaintiffs argue that “Plaintiffs and the Class Members possess the same
interest and suffered the same injury: each of them requested a religious accommodation
and have either had it denied, or have not had it acted upon...” (Motion for Class Cert.,
Doc. 21, Pg. ID 958.) Second, Plaintiffs argue that the second prong is met because
“Plaintiffs are represented by qualified counsel with extensive experience prosecuting
class actions, constitutional matters, and religious freedoms cases.” (Id.) However,
Defendants argue that adequacy-of-representation is not satisfied because Plaintiffs and
the proposed putative class possess conflicts of interests due to separately filed lawsuits
“around the country challenging the COVID vaccine requirements for members of the
13
Air Force[,]” especially considering three separate lawsuits brought by Airmen also
purport to bring class action claims.” (Response in Opp., Doc. 24, Pg. ID 2219.)
First, Plaintiffs have common interests with unnamed members of the class. The
class includes Airmen who have been denied or delayed religious accommodations from
receiving a COVID-19 vaccine due to their sincerely held religious beliefs, just like
Plaintiffs. Despite the nine thousand Airmen seeking religious accommodations, less
than one percent have been granted. Thus, thousands of Airmen with sincerely held
religious beliefs, all of whom fall into the class, are facing punishment, including
involuntary separation. Plaintiffs and the class all have a common interest in injunctive
relief disallowing Airmen who seek religious accommodations from being punished for
abstaining from receiving the COVID-19 vaccine despite such sincerely held religious
beliefs. Therefore, the first prong of the adequacy-of-representation test is satisfied.
Second, it appears that the class representatives and counsel will vigorously
prosecute the class through qualified counsel. As described below, the Court finds
Plaintiffs’ counsel to be qualified to represent the class. Counsel all have experience in
representing classes actions and individuals seeking remedy for constitutional violations.
(See Declaration of Christopher Weist, Doc. 21-1.) Thus, the second prong of the
adequacy-of-representation test is also satisfied.
The Court is not persuaded by Defendants’ conflicts of interest argument. The
2 Additionally, Defendants argue that multiple Plaintiffs and the putative class have not exhausted their
administrative remedies, which bars a finding that common interests exist. (Response in Opp., Doc. 34, Pg.
ID 2221.) This Court has already ruled that such argument is not persuasive because exhaustion is futile.
(Order Granting in Part and Denying in Part Plaintiff's Motion for Preliminary Injunction and Issuing a
Preliminary Injunction, Doc. 47, Pg. ID 3182.) Thus, the Court need not address such argument.
14
Northern District of Texas ruled that no conflicts of interest existed in a case nearly
identical to this case, and that court’s reasoning is persuasive. In U.S. Navy SEALs 1-26,
the defendants, all Navy executives and officials, argued that class certification was not
watranted of all Navy servicemen due to the conflict created by concurrent litigation.
2022 WL 1025144 at *7. However, the court rejected the argument, stating that “the
injunctive relief that Plaintiffs seek will benefit all religiously opposed Navy
servicemembers who are presently involved in other mandate litigation. Potential class
members will not be harmed by class-wide relief. Likewise, Plaintiffs here will benefit
from injunctive relief granted in other courts.” Id. The court then found that no conflicts
exist, and the plaintiffs satisfied the adequacy of representative requirement. Id. at *8.
This Court agrees with the Northern District of Texas’s ruling in U.S. Navy SEALs
1-26. Simultaneous litigation does not present a conflict of interest for the class
representatives or counsel. This is because the injunctive relief would benefit all
religiously opposed Airmen who are currently pursuing litigation for the same purpose
as Plaintiffs. And Plaintiffs would benefit from injunctive relief granted in other courts.
Thus, Defendants’ argument that Plaintiffs cannot establish adequacy of representation
is unavailing.
Because Plaintiffs satisfied both prongs of the adequacy-of-representation test,
Plaintiffs have shown adequacy of representation as required by Fed. R. Civ. P. 23(a)(4).
Therefore, Plaintiffs have satisfied Fed. R. Civ. P. 23(a).
II. Plaintiffs Have Satisfied Rule 23(b).
In order for the Court to grant class certification, Plaintiffs must also show that
15
they may maintain a class action under Rule 23(b)(1), (2), or (3). Amchem Prod., Inc. v.
Windsor, 521 U.S. 591, 614 (1997). Plaintiffs seek certification of the class pursuant to Rule
23(b)(1)(A) and (2).
Rule 23(b)(1)(A) covers cases for which separate lawsuits by individual litigants
would risk establishing “incompatible standards of conduct for the party opposing the
class.” Fed. R. Civ. P. 23(b)(1)(A). This provision applies to cases where the defending
party is legally obligated to treat the members of the class alike or must treat all alike as
a matter of practical necessity. Amchem, 521 U.S. at 614.
The other potential class vehicle here, Rule 23(b)(2), permits class actions for
declaratory or injunctive relief when “the party opposing the class has acted or refused
to act on grounds that apply generally to the class, so that final injunctive relief or
corresponding declaratory relief is appropriate respecting the class as a whole.” Fed. R.
Civ. P. 23(b)(2).
For the reasons set forth below, the proposed class is certifiable under both Rule
23(b)(1)(A) and Rule 23(b)(2).
a. Plaintiffs Have Satisfied Rule 23(b)(1)(A).
Plaintiffs argue that this case is cognizable under Rule 23(b)(1)(A) because the First
Amendment and RFRA oblige the Defendants to treat the members of the class alike. The
Court agrees.
To start, Defendants do not contest that the proposed class is certifiable under Rule
23(b)(1)(A). And, upon examination, the class may proceed under that provision. Rule
23(b)(1)(A) serves to prevent defendants from being legally bound by contradictory
16
rulings. It is designed to avoid injunctive or declaratory “whipsawing” where different
courts require the same defendant to abide by incompatible or contradictory rulings.
Payne v. Tri-State CareFlight, LLC, 332 F.R.D. 611, 664 (D.N.M. 2019). The concern under
this provision is not primarily that different lawsuits would yield different results for
different plaintiffs; rather, the concern is that different judicial outcomes would impose
conflicting obligations on the same defendant or group of defendants. See id.; see also
Snead v. CoreCivic of Tennessee, LLC, No. 3:17-CV-0949, 2018 WL 3157283, at *14 (M.D.
Tenn. June 27, 2018).
This case presents just such a risk. Similar claims may be brought in another court.
That court and this Court may arrive at incompatible conclusions with respect to Airmen
who seek religious exemptions from the vaccine mandate. One court may find that
Defendants may enforce its vaccine mandate over and against religious objections, and
another court may find the opposite. Such a scenario would prevent Defendants from
pursuing a uniform course of conduct towards servicemembers. Compare Clemons v.
Norton Healthcare Inc. Ret. Plan, 890 F.3d 254, 280 (6th Cir. 2018) (affirming certification
under Rule 23(b)(1)(A) for purposes of interpreting a retirement plan, because individual
actions would have risked establishing incompatible standards of conduct for the
defendant); Spurlock v. Fox, No. 3:09-CV-00756, 2012 WL 1461361, at *3 (M.D. Tenn. Apr.
27, 2012) (finding Rule 23(b)(1)(A) certification appropriate so that defendants could
pursue a uniform course of conduct regarding a re-zoning plan) with Pipefitters Loc. 636
Ins. Fund v. Blue Cross Blue Shield of Michigan, 654 F.3d 618, 633 (6th Cir. 2011) (finding
Rule 23(b)(1)(A) certification inappropriate because there was no indication that
17
individual adjudications would subject defendant to conflicting affirmative duties).
Accordingly, there exists here the risk of inconsistent or varying adjudications that
would establish incompatible standards of conduct under which Defendants would have
to comply. Because this case presents a (b)(1)(A) risk, the proposed class is certifiable
under that provision.
b. Plaintiffs Have Satisfied Rule 23(b)(2).
Plaintiffs also maintain that a Rule 23(b)(2) class is appropriate, because
Defendants’ policy on vaccines applies to the class as a whole such that the entire class is
entitled to declaratory and injunctive relief. Defendants, on the other hand, argue that
Plaintiffs seek individualized determinations with regard to their religious
accommodation requests, rather than relief that addresses a singular, discrete issue that
affects the entire putative class. They contend that the analysis in religion cases is
individualized and specific, requiring a court to determine whether each and every class
member holds a sincerely held religious belief that precludes the use of a vaccine. The
Court agrees with Plaintiffs on this point and concludes that the proposed class may also
proceed under Rule 23(b)(2).
A class may proceed under (b)(2) if the parties opposing the class have “acted or
refused to act on grounds that apply generally to the class, so that final injunctive relief
or corresponding declaratory relief is appropriate respecting the class as a whole.” Fed.
R. Civ. P. 23(b)(2). This provision is met when the relief sought affects the entire class at
once. Dukes, 564 U.S. at 361-62. To qualify for class-wide injunctive relief, class members
must have suffered harm in essentially the same way and injunctive relief must
18
predominate over monetary damages. U.S. Navy SEALs 1-26, 2022 WL 1025144, at *8.
The proposed class satisfies the (b)(2) requirement. Defendants’ attempt to
characterize the relief sought as hinging on individualized determinations concerning
their religious accommodation requests and sincerely held religious beliefs. But the relief
the proposed class seeks is the same: a religious accommodation relating to the COVID-
19 vaccine mandate. And they have been harmed in “essentially the same way.” Id. They
face separation from the Air Force and other disciplinary measures. A single injunction
would provide relief to the entire class. See Dukes, 564 U.S. at 360. Indeed, the main
purpose of a (b)(2) class is to provide relief through a single injunction or declaratory
judgment. Cole v. City of Memphis, 839 F.3d 530, 542 (6th Cir. 2016). Because Defendants
have uniformly maintained a policy of overriding Airmen’s religious objections to the
COVID-19 vaccine, they have acted “on grounds that apply generally to the class.” Fed.
R. Civ. P. 23(b)(2). Moreover, the class definition requires that a Chaplain certify that the
airman’s religious beliefs are sincerely held. Finally, a single injunction would provide
the proposed class with the relief they seek from the harm they stand to suffer. U.S. Navy
SEALs, 2022 WL 1025144 at *9. Accordingly, the class may be certified under Rule
23(b)(2).
III. Temporary Restraining Order Covering the Class
Because the Plaintiffs have satisfied the necessary Rule 23 requirements, the
Court will certify the following class:
All active-duty and active reserve members of the United States Air Force
and Space Force, including but not limited to Air Force Academy Cadets,
Air Force Reserve Officer Training Corps (AFROTC) Cadets, Members of
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the Air Force Reserve Command, and any Airman who has sworn or
affirmed the United States Uniformed Services Oath of Office and is
currently under command and could be deployed, who: (i) submitted a
religious accommodation request to the Air Force from the Air Force’s
COVID-19 vaccination requirement, where the request was submitted or
was pending, from September 1, 2021 to the present; (ii) were confirmed as
having had a sincerely held religious belief by or through Air Force
Chaplains; and (iii) either had their requested accommodation denied or
have not had action on that request.
In its broad discretion to modify class definitions, the Court has modified the class
definition to more precisely delineate the scope of the class. Powers v. Hamilton Cnty. Pub.
Def. Comm'n, 501 F.3d 592, 619 (6th Cir. 2007). Furthermore, to facilitate briefing and
shepherd this matter to the next pretrial stage, the Court will issue a temporary
restraining order prohibiting Defendants from enforcing the vaccine mandate against any
of the above Class Members for the next 14 days following the entry of this Order. (See
Doc. 13, Plaintiffs’ Motion for an Emergency Temporary Restraining Order). Within that
timeframe, the parties will advise the Court, as laid out below, as to whether any
significant change precludes extending the current preliminary injunction to include all
Class Members.
IV. Rule 23(g)
This Court may appoint class counsel, pursuant to Fed. R. Civ. P. 23(g). “In
appointing class counsel, the court . . . must consider: (i) the work counsel has done in
identifying or investigating potential claims in the action; (ii) counsel’s experience in
handling class actions, other complex litigation, and the types of claims asserted in the
action; (iii) counsel’s knowledge of the applicable law; and (iv) the resources that counsel
will commit to representing the class[.]” Fed. R. Civ. P. 23(g)(1)(A). Additionally, “the
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court .. . may consider any other matter pertinent to counsel's ability to fairly and
adequately represent the interests of the class[.]” Fed. R. Civ. P. 23(g)(1)(B).
As demonstrated by the Declaration of Christopher Wiest and its exhibits, each
counsel for Plaintiffs has experience in handling complex litigation and constitutional
rights violation cases. (See Declaration of Christopher Weist, Doc. 21-1.) Additionally,
such experience demonstrates that counsel all have knowledge of the applicable law in
this case. Lastly, based on the advocacy of Plaintiffs’ counsel thus far, each have exhibited
that they are willing to commit the necessary resources to adequately represent the
Plaintiffs’ and putative class members’ interests in this case. Accordingly, the Court will
appoint Plaintiffs’ counsel as class counsel in this matter.
CONCLUSION
For the foregoing reasons, the Court ORDERS the following:
1. Plaintiffs’ Motion for Class Certification (Doc. 21) is GRANTED.
2. Such class SHALL consist of active-duty and active reserve members of the
United States Air Force and Space Force, including but not limited to Air Force
Academy Cadets, Air Force Reserve Officer Training Corps (AFROTC) Cadets,
Members of the Air Force Reserve Command, and any Airman who has sworn or
affirmed the United States Uniformed Services Oath of Office and is currently
under command and could be deployed, who: (i) submitted a religious
accommodation request to the Air Force from the Air Force’s COVID-19
vaccination requirement, where the request was submitted or was pending, from
September 1, 2021 to the present; (ii) were confirmed as having had a sincerely
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held religious belief by or through Air Force Chaplains; and (iii) either had their
requested accommodation denied or have not had action on that request.
3. Defendants’ Motion to Sever (Doc. 35) is DENIED AS MOOT.
4, Proposed Intervenors’ Motion to Intervene (Doc. 52), Proposed Intervenors’
Motion for Preliminary Injunction (Doc. 53), and Emergency Motion for
Temporary Restraining Order by Proposed Intervenors Johnathan Oberg and
Johnathan Nipp (Doc. 54) are DENIED WITHOUT PREJUDICE.
5. Plaintiffs’ counsel is APPOINTED as class counsel in this matter.
6. The Court ISSUES a TEMPORARY RESTRAINING ORDER prohibiting
Defendants from enforcing the vaccine mandate against any Class Member, to
expire 14 days from the entry of this Order.
7. Defendants are ORDERED to file a supplemental brief, no later than July 21, 2022
and no more than ten (10) pages in length identifying why this Court should not
grant a class-wide preliminary injunction. Plaintiffs may file a response, limited to
ten (10) pages, to Defendants’ supplemental brief by July 25, 2022.
IT IS SO ORDERED.
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
Wank, wo faley
By:
JUDGE MATTHEW W. McFARLAND
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