Opinion

Shine-Johnson v. Mike Dewine

Court
District Court, S.D. Ohio
Filed
Mar 4, 2022
Cited by
0 cases
Authority
More cited than 28.3%

noting the deliberate indifference standard “entails ‘more than mere negligence’ and instead is akin to ‘subjective recklessness as used in the criminal law.’”

How later courts described this case

  • noting the deliberate indifference standard “entails ‘more than mere negligence’ and instead is akin to ‘subjective recklessness as used in the criminal law.’”
  • applying Federal Rule of Civil Procedure 12(b)(6) standards to review under 28 U.S.C. §§ 1915A and 1915(e)(2)(B)(ii)
  • “[A] general objection to a magistrate judge’s report, which fails to specify the issues of contention, does not suffice to preserve an issue for appeal . . . .”
  • holding that defendant waived appeal of district court’s denial of pretrial motion by failing to timely object to magistrate judge’s report and recommendation

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF OHIO

EASTERN DIVISION

JOSEPH SHINE-JOHNSON, et al.,

Plaintiffs,

Civil Action 2:20-cv-5919

v. Judge Sarah D. Morrison

Magistrate Judge Elizabeth P. Deavers

MIKE DEWINE, et al.,

Defendants.

REPORT AND RECOMMENDATION

This matter is now before the Court for an initial screen of Plaintiffs’ Amended

Complaint, ECF No. 59, under 28 U.S.C. §§ 1915(e)(2), 1915A to identify cognizable claims

and to recommend dismissal of Plaintiffs’ Amended Complaint, or any portion of it, which is

frivolous, malicious, fails to state a claim upon which relief may be granted, or seeks monetary

relief from a defendant who is immune from such relief. 28 U.S.C. §§ 1915(e)(2), 1915A.

For the reasons that follow, the Undersigned RECOMMENDS that Plaintiffs be

PERMITTED to proceed with their collective claims against Defendant David Gray in his

individual capacity, but that Plaintiffs’ remaining collective claims be DISMISSED in their

entirety. The Undersigned FURTHER RECOMMENDS that that Plaintiffs Antonio

Henderson, Jarron Earley-Tabor, James Goodson, Richard J. Taborn, Troy Mason, and Lonnie

Hill’s individual medical deliberate indifference claims against Defendant Joseph Murphy be

PERMITTED to proceed.

I.

This is not the first time the Court has performed an initial screen on Plaintiffs’ claims.

On April 12, 2021, the Undersigned issued an Order and Report and Recommendation,

recommending that the Court dismiss Plaintiffs’ claims in their entirety and advising Plaintiff

James Goodson that he had the right to file a separate action to pursue claims for medical

deliberate indifference. (ECF No. 38.) After various Plaintiffs filed objections, the Undersigned

withdrew the Order and Report and Recommendation and granted all Plaintiffs leave to file an

Amended Complaint. (ECF No. 45.) On May 11, 2021, Plaintiffs timely filed an Amended

Complaint. (ECF No. 59.)

Plaintiffs’ Amended Complaint expands upon the allegations set forth in Plaintiffs’

original Complaint, adding specific allegations relating to certain Defendants and providing

additional factual detail to support Plaintiffs’ theory of the case. Plaintiffs are fourteen inmates

at Belmont Correctional Institution (“BCI”) and collectively allege that Defendants are not

adhering to proper social distancing and other public health-related protocols in light of the

COVID-19 pandemic. (See generally ECF No. 59.) Specifically, Plaintiffs allege that

Defendants “are directly responsible for the operations of [BCI] during Covid-19 and have failed

to correct the overcrowding in an emergency and are [] complicit in creating the dangerous

environment for the deadly disease to rapidly spread.” (Id. at PAGEID # 658.) Plaintiffs also

allege that Defendants have decided to let COVID-19 “run its course” through BCI, and that

Defendants’ deliberate indifference to Plaintiffs’ health and well being “places them in

significant danger of contracting this deadly virus and/or any infectious disease in the future.”

(See id. at PAGEID ## 658-664.) Separately, six Plaintiffs – Antonio Henderson, Jarron Earley-

Tabor, James Goodson, Richard J. Taborn, Troy Mason, and Lonnie Hill – also allege that they

“are in need of chronic care for serious medical needs” but have been denied that chronic care.

(See id.at PAGEID ## 668-669.)

Plaintiffs assert claims against the following Defendants in their individual and official

capacities: (1) Mike DeWine, Governor; (2) Amy Acton, State of Ohio Department of Health

Director; (3) Annette Chambers-Smith, Director of the Ohio Department of Rehabilitation and

Corrections (“ODRC”); (4) Ernie Moore, Deputy Director of the ODRC; (5) Eddy Bobby,

Regional Director of the ODRC; (6) Dr. Eddy Andrews, Medical Director of the ODRC; (7)

Karen Stanforth, Chief Medical Inspector; (8) David Gray, Warden of BCI; (9) Joseph Murphy,

BCI Healthcare Administrator; (10) Patrick Haley, Institutional Inspector for BCI; and (11) BCI

Unit Manager Taylor. (Id. at ¶¶ 4-15.)

Plaintiffs seek the following relief: (a) a declaration that “the acts and omissions

describe[d] herein violated [Plaintiffs’] right[s] under the [C]onstitution and laws of the [United

States]”; (b) a preliminary and permanent injunction “ordering all said Defendants . . . to

eliminate the overcrowding of inmates and reduce the population and correct housing units to the

ACA standards for the Institution to which inmates are incarcerated to reduce the risk of

COVID-19”; (c) injunctive relief “to provide a compassionate release and or pardon to Said

Plaintiffs from custody and or all inmates who are allowed for release within indefinitely and or

sanctions to eliminate overcrowding and or until all safe prison conditions are met and COVID-

19 pandemic subsides”; (d) compensatory damages in the amount of $2.5 million against each

Defendant, jointly and severally, who acted in their individual capacities; (e) punitive damages in

the amount of $400,000 against each Defendant who acted in their individual capacity; and (f)

costs and any additional relief the Court deems just, proper, and equitable. (Id. at ¶¶ 92-99.)

II.

Congress enacted 28 U.S.C. § 1915, the federal in forma pauperis statute, seeking to

“lower judicial access barriers to the indigent.” Denton v. Hernandez, 504 U.S. 25, 31 (1992).

In doing so, however, “Congress recognized that ‘a litigant whose filing fees and court costs are

assumed by the public, unlike a paying litigant, lacks an economic incentive to refrain from

filing frivolous, malicious, or repetitive lawsuits.’” Id. at 31 (quoting Neitzke v. Williams, 490

U.S. 319, 324 (1989)). To address this concern, Congress included subsection (e)1 as part of the

statute, which provides in pertinent part:

(2) Notwithstanding any filing fee, or any portion thereof, that may have been

paid, the court shall dismiss the case at any time if the court determines that--

* * *

(B) the action or appeal--

(i) is frivolous or malicious;

(ii) fails to state a claim on which relief may be granted; or . . . .

28 U.S.C. § 1915(e)(2)(B)(i) & (ii); Denton, 504 U.S. at 31. Thus, § 1915(e) requires sua sponte

dismissal of an action upon the Court’s determination that the action is frivolous or malicious, or

upon determination that the action fails to state a claim upon which relief may be granted.

To properly state a claim upon which relief may be granted, a plaintiff must satisfy the

basic federal pleading requirements set forth in Federal Rule of Civil Procedure 8(a). See also

Hill v. Lappin, 630 F.3d 468, 470–71 (6th Cir. 2010) (applying Federal Rule of Civil Procedure

12(b)(6) standards to review under 28 U.S.C. §§ 1915A and 1915(e)(2)(B)(ii)). Under Rule

8(a)(2), a complaint must contain a “short and plain statement of the claim showing that the

1 Formerly 28 U.S.C. § 1915(d).

pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Thus, Rule 8(a) “imposes legal and factual

demands on the authors of complaints.” 16630 Southfield Ltd., P’Ship v. Flagstar Bank, F.S.B.,

727 F.3d 502, 503 (6th Cir. 2013) (emphasis in original).

Although this pleading standard does not require “‘detailed factual allegations,’ . . . [a]

pleading that offers ‘labels and conclusions’ or ‘a formulaic recitation of the elements of a cause

of action,’” is insufficient. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic

Corp. v. Twombly, 550 U.S. 544, 555 (2007)). A complaint will not “suffice if it tenders ‘naked

assertion[s]’ devoid of ‘further factual enhancement.’” Id. (quoting Twombly, 550 U.S. at 557).

Instead, to survive a motion to dismiss for failure to state a claim under Rule 12(b)(6), “a

complaint must contain sufficient factual matter . . . to ‘state a claim to relief that is plausible on

its face.’” Id. (quoting Twombly, 550 U.S. at 570). Facial plausibility is established “when the

plaintiff pleads factual content that allows the court to draw the reasonable inference that the

defendant is liable for the misconduct alleged.” Id. “The plausibility of an inference depends on

a host of considerations, including common sense and the strength of competing explanations for

the defendant’s conduct.” Flagstar Bank, 727 F.3d at 504 (citations omitted). Further, the Court

holds pro se complaints “‘to less stringent standards than formal pleadings drafted by lawyers.’”

Garrett v. Belmont Cnty. Sheriff’s Dep’t., No. 08-3978, 2010 WL 1252923, at *2 (6th Cir. April

1, 2010) (quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)). This lenient treatment, however,

has limits; “‘courts should not have to guess at the nature of the claim asserted.’” Frengler v.

Gen. Motors, 482 F. App’x 975, 976–77 (6th Cir. 2012) (quoting Wells v. Brown, 891 F.2d 591,

594 (6th Cir. 1989)).

III.

Plaintiffs bring their collective claims against Defendants under 42 U.S.C. § 1983, which

provides in relevant part as follows:

Every person who, under color of any statute, ordinance, regulation, custom, or

usage, of any State or Territory or the District of Columbia, subjects, or causes to

be subjected, any citizen of the United States or other person within the jurisdiction

thereof to the deprivation of any rights, privileges, or immunities secured by the

Constitution and laws, shall be liable to the party injured in an action at law, suit in

equity, or other proper proceeding for redress[.]

Id. In order to proceed under Section 1983, a plaintiff must prove both that (1) the perpetrator

acted under color of state law; and (2) the conduct deprived the complainant of rights, privileges,

or immunities secured by the Constitution or laws of the United States. Parratt v. Taylor, 451

U.S. 527, 535 (1981); Brandon v. Allen, 719 F.2d 151, 153 (6th Cir.1983), rev’d and remanded

sub nom, Brandon v. Holt, 469 U.S. 464 (1985). As a general rule, a plaintiff proceeding under

Section 1983 must allege that the deprivation of his rights was intentional or at least the result of

gross negligence. See Davidson v. Cannon, 474 U.S. 344, 348 (1986). Mere negligence is not

actionable under Section 1983. Chesney v. Hill, 813 F.2d 754, 755 (6th Cir. 1987).

Here, Plaintiffs bring claims against the Governor of Ohio and against various prison

officials, including ODRC officials and certain officials at BCI. The Court will address the

claims against each “group” of Defendants in turn.

A. Defendant DeWine

As was true with Plaintiff’s original Complaint, Plaintiffs’ allegations against Defendant

DeWine are limited. At the outset, Plaintiffs allege that Defendant DeWine “announced the

existence of COVID-19’s community spread . . . and restricted large gatherings within Ohio.”

(ECF No. 59 at ¶ 16.) Plaintiffs also allege that Defendant DeWine “said he would test every

inmate in Ohio prisons and that has not been done,” and that through the State of Ohio

government website Defendant DeWine “also falsifies information about the deaths and ‘social

distancing’ practices her at [BCI].” (Id. at ¶¶ 17, 50.) Plaintiffs also take issue with Defendant

DeWine’s invocation of an Ohio statute to release certain prisoners, alleging that he went

“outside of [his] authority” and created criteria “outside of the codified statute which basically

excluded all inmates.” (Id. at ¶ 80.) Plaintiffs also allege that Defendant DeWine is “directly

responsible for the lack of compliance with the standards [at BCI],” is “aware of the lack of

compliance,” and “[has] done nothing to correct it.” (Id. at ¶ 43.)

Such allegations are insufficient to state a claim against Defendant DeWine, however,

because Plaintiffs again have failed to allege that Defendant DeWine has any specific connection

to the actions which Plaintiffs contend are unconstitutional. Construing the Amended Complaint

liberally in Plaintiffs’ favor, the Court can only discern that Plaintiffs again implicate Defendant

DeWine based on his general supervisory powers as the Governor of Ohio. “This Court, and

others, have already found such general supervisory powers insufficient to subject a state official

to suit.” Smith v. DeWine, 476 F. Supp. 3d 635, 654 (S.D. Ohio 2020) (collecting cases).

“While the Governor may direct broad policy initiatives to various state agencies such as the

ODRC, those agencies retain responsibility for direct enforcement of those policies.” Id. at 654.

Accordingly, the Undersigned RECOMMENDS that Plaintiffs’ claims against

Defendant DeWine be DISMISSED.

B. ODRC/BCI Defendants

Plaintiffs also assert claims against Defendants Acton, Chambers-Smith, Moore, Bobby,

Andrews, Stanforth, Gray, Murphy, Haley, and Taylor (collectively, the “ODRC/BCI

Defendants”). Previously, in analyzing Plaintiffs’ original Complaint, the Undersigned noted

that “[f]or the most part, however, Plaintiffs’ allegations do not refer to any of these Defendants

by name, as Plaintiffs instead discuss the conditions at BCI in general terms.” (ECF No. 38 at

PAGEID # 452.) The same cannot be said, however, for Plaintiffs’ Amended Complaint, as

Plaintiffs have undeniably added specific allegations regarding the conditions at BCI and have

clarified against whom each allegation is asserted.

At their core, Plaintiffs’ allegations take aim at the following actions which Plaintiffs

allege allowed for the spread of COVID-19 throughout BCI, see ECF No. 59:

 ¶ 18: Alleging that the ODRC/BCI Defendants “are all aware and directly

responsible for the [fact] that the [BCI] housing dorms are over populated and houses

approximately 2,719 inmates within extremely tight housing units where ‘social distancing’ is

impossible”;

 ¶ 19: Alleging that the ODRC/BCI Defendants “are directly responsible for the

operations of [BCI] during Covid-19 and have failed to correct the overcrowding . . . and are . . .

complicit in creating the dangerous environment for the deadly disease to rapidly spread”;

 ¶ 22: Alleging that the ODRC/BCI Defendants are “directly responsible for not

testing [] inmates and the housing staff, and blindly transferring inmates around the compound

practically at will without knowing if they are infected”;

 ¶ 26: Alleging that the ODRC/BCI Defendants “acted [with] deliberate

indifference [and] are all directly responsible and aware that the staff was sick and there was no

testing, or contract tracing of staff in place, and purposely allowed for infected staff member[s]

to work amongst each other and inmates and are complicit in letting the virus run its course”;

 ¶ 27: Alleging that the ODRC/BCI Defendants “are all aware and directly

responsible for allowing [BCI] to still ride new inmates into the compound without testing

[them] . . . and plac[ing] them amongst the population”;

 ¶ 32: Alleging that the ODRC/BCI Defendants did not test inmates who went

home, to transitional control, or to halfway houses, which “allow[ed] for more infection to

spread from the prison back out into the community”;

 ¶ 34: Alleging that the ODRC/BCI Defendants “are all aware and are directly

responsible for untrained prison staff,” who Plaintiffs allege conduct inadequate temperature

checks and show a disregard for handwashing;

 ¶ 36: Alleging that the ODRC/BCI Defendants “with deliberate indifference are

not complying with the social distancing mandate . . . [and] are in fact currently operating

contrary to and opposite to this social distancing mandate”;

 ¶¶ 38-43: Alleging that the ODRC/BCI Defendants violated various provisions of

the Ohio Administrative Code relating to living spaces and the common areas of BCI;

 ¶ 56: Alleging that the ODRC/BCI Defendants “have purposely overcrowded the

plaintiffs and all inmates which has remained a key contributor to the Defendants[‘] inability to

contain the spread of COVID-19 and protect the prison population as a whole”;

 ¶ 59: Alleging that the ODRC/BCI Defendants failed to test Plaintiffs who

requested to be tested, even when symptomatic;

 ¶ 63: Alleging that the ODRC/BCI Defendants “failed to [follow mask and

handwashing and social distancing mandates] in a safe manner”;

 ¶ 65: Alleging that the ODRC/BCI Defendants “have tested positive for Covid-

19 and did not adhere to contact tracing guidelines”; and

 ¶ 67: Alleging that the ODRC/BCI Defendants “have not provided housing units

. . . with adequate cleaning materials, only diluted chemicals that have a bio degradable chemical

makeup.”

Accordingly, Plaintiffs allege that through the “deliberate indifference to health and

safety concerns and the unsafe conditions due to the Covid-19 pandemic,” the ODRC/BCI

Defendants have violated Plaintiffs’ Eighth Amendment rights. (Id. at ¶ 90.) As discussed,

Plaintiffs assert claims against the ODRC/BCI Defendants in both their official and personal

capacities. The Court will discuss each in turn.

1. Official Capacity Claims

“‘[A] suit against a state official in his or her official capacity is not a suit against the

official but rather is a suit against the official’s office,’ which is ‘no different from a suit against

the State.’” McCoy v. Michigan, 369 F. App’x 646, 654 (6th Cir. 2010) (quoting Will v. Mich.

Dep’t of State Police, 491 U.S. 58, 71 (1989)). Accordingly, because the ODRC/BCI

Defendants are all state employees, each of Plaintiffs’ official capacity claims against the

ODRC/BCI Defendants are effectively claims against the ODRC and the State of Ohio.2

Matthews v. Jones, 35 F.3d 1046, 1049 (6th Cir. 1994) (“A suit against an individual in his

official capacity is the equivalent of a suit against the governmental entity.”) (internal citations

omitted); see also Parks v. Ohio Dep't of Rehab. & Corr., No. 2:20-CV-3229, 2020 WL

6738158, at *1 (S.D. Ohio Nov. 17, 2020) (“[A] suit against [ODRC officials] in [their official

capacity] is effectively a suit against the ODRC and the State of Ohio.”).

Government entities such as the ODRC are considered persons under § 1983 and “may be

sued for constitutional deprivations.” McCoy v. Carlson, No. 3:17-CV-432, 2020 WL 419439, at

*4 (S.D. Ohio Jan. 27, 2020), report and recommendation adopted, No. 3:17-CV-432, 2020 WL

635781 (S.D. Ohio Feb. 11, 2020) (citing Monell v. Dep't of Soc. Servs., 436 U.S. 658, 690-91

(1978). Such government entities, however, cannot be held liable for the acts of employees or

2 Plaintiffs only seek declaratory and injunctive relief against the ODRC/BCI Defendants in their

official capacity. (See ECF No. 59 at ¶¶ 92-94.)

officials on a respondeat superior theory. Id. (citing Monell, 436 U.S. at 693). Instead, an

official policy or custom must be the “moving force” behind the alleged constitutional

deprivation. Id. (citing City of Canton v. Harris, 489 U.S. 378, 389 (1989). A plaintiff may

prove an unconstitutional policy or custom by demonstrating one of the following: “(1) the

existence of an illegal official policy or legislative enactment; (2) that an official with final

decision making authority ratified illegal actions; (3) the existence of a policy of inadequate

training or supervision; or (4) the existence of a custom of tolerance or acquiescence of federal

rights violations.” Burgess v. Fischer, 735 F.3d 462, 478 (6th Cir. 2013) (citing Thomas v. City

of Chattanooga, 398 F.3d 426, 429 (6th Cir. 2005)).

Here, Plaintiffs have not alleged enough facts upon which the Court could rely to

conclude that the execution of an official policy or custom resulted in, or was the “moving force”

behind, the violation of their constitutional rights. And, as the Undersigned observed in the

initial screening of Plaintiffs’ original Complaint in this case, courts within the Sixth Circuit

already have found that the ODRC acted reasonably in responding to the COVID-19 pandemic.

(See ECF No. 38 at PAGEID #457-458 (internal citations omitted).) The Undersigned does not

hesitate to incorporate and apply the same reasoning here, especially given Plaintiffs’ allegations

which affirmatively identify a number of protective measures taken by prison officials to protect

against the spread of COVID-19. (See, e.g., ECF No. 59 at ¶ 25 (alleging that prison officials

conduct temperature checks), ¶ 33 (alleging that Defendants follow handwashing and

temperature check guidelines), ¶ 45 (alleging that Defendants implement and enforce

handwashing and temperature check policies), ¶ 66 (alleging that Defendants follow guidelines

regarding masks, handwashing, and temperature checks), ¶ 67 (alleging that Defendants provide

cleaning chemicals for Plaintiffs’ housing units), ¶ 85 (alleging that Defendants have

administered COVID-19 vaccines).)3 As a result, the Undersigned finds that Plaintiffs’ claims

arise not from any ODRC policies or customs, but rather from individual actions which (in

Plaintiffs’ eyes) undermine or are otherwise at odds with the ODRC’s reasonable response to the

COVID-19 pandemic, as discussed below.

Accordingly, the Undersigned RECOMMENDS that Plaintiffs’ official capacity claims

be DISMISSED in their entirety as to the ODRC/BCI Defendants. See Nelson v. Weidimen, No.

2:21-CV-1177, 2021 WL 1734325, at *4 (S.D. Ohio Apr. 30, 2021), report and recommendation

adopted sub nom. Nelson v. Wiedimen, No. 2:21-CV-1177, 2021 WL 2533198 (S.D. Ohio June

21, 2021) (citing Monell, 436 U.S. at 708; Moore v. CCNO S. Health Partners, No. 3:20-cv-

1278, 2020 WL 6729033, at *2 (N.D. Ohio Nov. 16, 2020) (dismissing inmate’s Eighth-

Amendment Monell claim premised upon COVID-19 exposure against municipal defendant

because plaintiff failed to identify and attack a policy of municipal defendant)).

2. Individual Capacity Claims.

The Eighth Amendment protects all people from “cruel and unusual punishments.” U.S.

Const. amend. VIII.

[W]hen the State takes a person into its custody and holds him there against his

will, the Constitution imposes upon it a corresponding duty to assume some

responsibility for his safety and general well being . . . . The rationale for this

principle is simple enough: when the State by the affirmative exercise of its power

so restrains an individual's liberty that it renders him unable to care for himself, and

at the same time fails to provide for his basic human needs—e.g., food, clothing,

shelter, medical care, and reasonable safety—it transgresses the substantive limits

on state action set by the Eighth Amendment . . . .

3 Cf. Martin v. DeWine, No. 1:20CV481, 2022 WL 42364, at *3 (S.D. Ohio Jan. 5, 2022)

(finding that Plaintiffs had failed to state a claim that Governor DeWine and various prison

officials were deliberately indifferent to inmates’ exposure to COVID-19, in part because

Plaintiffs “identified a number of protective measures taken to protect against the spread of

the virus; and the CDC’s own guidance presupposes that some modification of its social-

distancing recommendations will be necessary in institutional settings.”) (internal quotations and

citations omitted; emphasis added).

Wilson v. Williams, 961 F.3d 829, 839 (6th Cir. 2020) (citing Helling v. McKinney, 509 U.S. 25,

32, (1993) (quoting DeShaney v. Winnebago Cty. Dep't of Soc. Servs., 489 U.S. 189, 199–200,

(1989))).

“The Constitution ‘does not mandate comfortable prisons,’ but neither does it permit

inhumane ones, and . . . ‘the treatment a prisoner receives in prison and the conditions under

which he is confined are subject to scrutiny under the Eighth Amendment.’” Farmer v. Brennan,

511 U.S. 825, 832, (1994) (first quoting Rhodes v. Chapman, 452 U.S. 337, 349 (1981), then

quoting Helling, 509 U.S. at 31). “The [Eighth] Amendment . . . imposes duties on [prison]

officials, who must provide humane conditions of confinement; prison officials must ensure that

inmates receive adequate food, clothing, shelter, and medical care, and must take reasonable

measures to guarantee the safety of the inmates . . . .” Farmer, 511 U.S. at 932-33 (internal

quotation marks and citations omitted); see also Helling, 509 U.S. at 33 (quoting DeShaney, 489

U.S. at 200) (the Eighth Amendment “requires that inmates be furnished with the basic human

needs, one of which is ‘reasonable safety’”).

Accordingly, claims under the Eighth Amendment require a plaintiff “to prove both the

subjective and objective elements necessary to prove an Eighth Amendment violation.” Helling,

509 U.S. at 35. To satisfy the objective component for a claim based upon a failure to prevent

harm, “the inmate must show he is incarcerated under conditions posing a substantial risk of

serious harm.” Farmer, 511 U.S. at 834 (citations omitted). “To satisfy the subjective

component, an inmate must show that prison officials had a sufficiently culpable state of mind.”

Berksire v. Beauvais, 928 F.3d 520, 535 (6th Cir. 2019) (internal quotation marks and citations

omitted). The United States Court of Appeals for the Sixth Circuit has explained as follows:

[T]hat state of mind is one of deliberate indifference to inmate health or safety.

Although the deliberate indifference standard describes a state of mind more

blameworthy than negligence, this standard is satisfied if the official knows of and

disregards an excessive risk to inmate health or safety; the official must both be

aware of facts from which the inference could be drawn that a substantial risk of

serious harm exists, and he must also draw the inference.

Id. (quoting Brown v. Bargery, 207 F.3d 863, 867 (6th Cir. 2000) (internal citations and

quotation marks omitted)).

“A prison official’s ‘deliberate indifference’ to a substantial risk of serious harm to an

inmate violates the Eighth Amendment.” Id. at 828. In Cameron v. Bouchard, 815 F. App'x

978, 984 (6th Cir. 2020), the Sixth Circuit reiterated the relevant standard as follows:

Conditions-of-confinement claims are assessed under the “deliberate indifference”

framework. See [Villegas v. Metro Gov’t of Nashville, 709 F.3d 563, 568 (6th Cir.

2013)]. This framework requires plaintiffs to meet two requirements. The first is

“objective[ ],” and it requires the inmate to “show that he is incarcerated under

conditions posing a substantial risk of serious harm.” Farmer, 511 U.S. at 833, 114

S.Ct. 1970 (citing [Helling, 509 U.S. at 35]). The second is “subjective,” and it

requires the inmate to “show that the official being sued subjectively perceived

facts from which to infer substantial risk to the prisoner, that he did in fact draw the

inference, and then disregarded that risk.” Comstock v. McCrary, 273 F.3d 693, 703

(6th Cir. 2001) (citing Farmer, 511 U.S. at 837, 114 S.Ct. 1970). The official must

have a subjective “state of mind more blameworthy than negligence,” akin to

criminal recklessness. Farmer, 511 U.S. at 835, 839–40, 114 S.Ct. 1970.

Id., 815 F. App'x at 984. Applying this in the COVID-19 context, courts routinely have found

that the objective component of a deliberate indifference claim has been met. See Smith, 476

F.Supp.3d at 662; Perez-Perez v. Adducci, 459 F. Supp. 3d 918, 926–27 (E.D. Mich. 2020).

Accordingly, whether Plaintiffs have stated viable Eighth Amendment claims turns on their

allegations directed to the subjective component. Aultman v. Shoop, No. 2:20-CV-3304, 2021

WL 3634730, at *4 (S.D. Ohio Aug. 17, 2021) (citations omitted).

Accordingly, turning to the subjective prong, the Court concludes that Plaintiffs have set

forth sufficient facts upon which the Court could rely to conclude that the subjective prong is

satisfied, at least for purposes of the subject initial screen. To be clear, while courts previously

have held that “general conclusory allegation[s] that the prison system is ill-equipped for social

distancing or protecting inmates is insufficient to state a claim,” Plaintiffs’ allegations here go

beyond that. See McCrary v. DeWine, No. 1:20-CV-388, 2021 WL 320737, at *4 (S.D. Ohio

Feb. 1, 2021), report and recommendation adopted, No. 1:20CV388, 2021 WL 1087465 (S.D.

Ohio Mar. 22, 2021). Indeed, Plaintiffs’ allegations are substantially similar to those from other

COVID-related cases in which courts have allowed claims to survive either an initial screening

or a motion to dismiss.

For example, in Hudson v. CoreCivic, No. 3:21-CV-00319, 2021 WL 2952944 (M.D.

Tenn. July 14, 2021), the plaintiff alleged the failure to quarantine new and symptomatic

prisoners, failure to test symptomatic prisoners, refusal to give prisoners masks or sanitation

materials, understaffing, placing “quarantine cells in close quarters with non-exposed prisoners,”

and failure to train its employees “on how to safely house inmates during the COVID-19

pandemic” and on the “structural integrity of the prison cell security locks.” Id. at *1. There, the

Court found that such allegations were “sufficient to state an arguably non-frivolous Eighth

Amendment claim” for purposes of the initial screen. Id. at *6.4

4 In another similar case, plaintiffs alleged that a prison official moved COVID-positive inmates

into plaintiffs’ pod without providing plaintiffs with appropriate cleaning products or personal

protective equipment to protect themselves from the COVID-positive inmates:

Here, Plaintiffs contend that, at TTCC, Defendant Jenkins acted with

deliberate indifference by exposing Plaintiffs, who were COVID-negative, to a

potentially deadly coronavirus when he made the decision to move inmates

who had tested positive for COVID-19 into Plaintiffs’ pod. Plaintiffs contend

that they were not provided with appropriate cleaning products or personal

protective equipment (PPE) to protect themselves from the COVID-positive

inmates while in such close quarters and while sharing a common shower area with

over 100 other inmates, some of whom already had tested positive for COVID-19.

Plaintiffs further contend that, after Jenkins moved COVID-positive inmates into

Plaintiffs’ pod, both Plaintiffs contracted COVID-19 and suffered emotional and

physical injuries.

The Court finds that these allegations are sufficient to allege that Jenkins acted

with reckless disregard to the serious risk COVID-19 poses. Consequently,

The Undersigned reaches the same conclusion here, as Plaintiffs allege Defendants’

failure to quarantine and test new and symptomatic prisoners and staff members (see ECF No. 59

at ¶¶ 22, 26-27), refusal to enforce handwashing, mask, contact tracing, and social distancing

protocols (see id. at ¶¶ 63, 65), refusal to give prisoners certain sanitation materials (see id. at ¶

67), exposure of non-infected prisoners to infected prisoners (see id. at ¶¶ 22, 26), and failure to

train prison employees (see id. at ¶ 34). The Undersigned finds such allegations are of a

sufficiently similar nature to allow Plaintiffs to pursue and develop their claims beyond the

subject initial screening.5

This does not mean, however, the Plaintiffs have plausibly alleged claims against each of

the ten ODRC/BCI Defendants. To this end, “[t]he subjective component of a deliberate

indifference claim . . . must be addressed for each [defendant] individually.” Hudson, 2021 WL

2952944, at *5 (citing Winkler v. Madison Cnty., 893 F.3d 877, 891 (6th Cir. 2018) (quoting

Phillips v. Roane Cnty., Tenn., 534 F.3d 531, 542 (6th Cir. 2008))). When considering the

allegations against each Defendant individually, the Court concludes that Plaintiffs only have

plausibly alleged that Defendant David Gray, the Warden of BCI, knew of and disregarded the

risk to health and safety caused by the Plaintiffs’ conditions of confinement.

To this end, Plaintiffs’ critical allegations against Defendant Gray appear in Paragraphs

24 and 84, which read in relevant part as follows:

Plaintiffs state a colorable Eighth Amendment claim under Section 1983 against

Defendant Jenkins in his individual capacity. Under the circumstances alleged,

Plaintiffs should have the opportunity to more fully develop this claim.

Jefferson v. Lee, No. 3:20-CV-00469, 2020 WL 4586177, at *3–4 (M.D. Tenn. Aug. 10, 2020)

internal citations omitted; emphasis added).

5 This determination does not preclude the Court from dismissing any claim at any time for the

reasons set forth in 28 U.S.C. § 1915(e)(2). Nor does it preclude any Defendant from filing a

motion to dismiss any claim under Federal Rule of Civil Procedure 12.

David Gray stated to the plaintiffs directly as well as other inmates he wants

to let the virus “run its course,” therefore with deliberate indifference to the

health and safety of the plaintiffs purposely chose to infect the population at [BCI].

***

Warden Gray in Early April stated to plaintiffs and other inmates who

questioned him about the social distancing and hand washing and mask inside of 7

House dorm that his concern was his staff and not the inmates because there was

no way to social distance and they were going to "let the virus run its course,"

and achieve "Heard immunity" In other words, purposely infect everyone.

(ECF No. 59 at ¶¶ 24, 84 (emphasis added).) It is from these allegations that the rest of

Plaintiffs’ allegations arise, as Plaintiffs reiterate throughout their Amended Complaint that

Defendant Gray’s actions throughout 2020 and the early parts of 2021 were “purposely done to

let [Covid-19] ‘run its course,’” repeatedly purporting to quote Defendant Gray. (See id. at ¶¶

24, 25, 26, 36, 37, 49, 52, 53, 55, 57, 62, 63, 64, 66, 70, 74, 84.) These allegations sufficiently

speak to Defendant Gray’s state of mind, and plausibly state claims that Defendant Gray

“subjectively perceived facts from which to infer substantial risk to the prisoner[s], that he did in

fact draw the inference, and that he then disregarded that risk.” Comstock, 273 F.3d at 703

(citing Farmer, 511 U.S. at 837).

The rest of Plaintiffs’ Amended Complaint, however, does not contain such allegations

against the other ODRC/BCI Defendants. Rather, Plaintiffs’ allegations against the remaining

ODRC/BCI Defendants appear to be based on a theory of negligence, as Plaintiffs generally

allege that Defendants should have done more as prison officials to stop the spread of Covid-19.

But such allegations are insufficient, as the Amended Complaint does not include allegations that

go to any of the remaining ODRC/BCI Defendants’ states of mind as it does for Defendant Gray.

Reedy v. West, 988 F.3d 907, 914 (6th Cir. 2021) (noting the deliberate indifference standard

“entails ‘more than mere negligence’ and instead is akin to ‘subjective recklessness as used in

the criminal law.’”) (quoting Farmer, 511 U.S. at 839-40)). For this reason, Plaintiffs have

failed to state claims against the remaining ODRC/BCI Defendants.

Accordingly, the Undersigned RECOMMENDS that Plaintiffs’ individual capacity

claims be DISMISSED in their entirety as to Defendants Acton, Chambers-Smith, Moore,

Bobby, Andrews, Stanforth, Murphy, Haley, and Taylor, but that Plaintiffs be PERMITTED to

proceed with their individual capacity claims against Defendant Gray.

IV.

In addition to Plaintiffs’ collective claims, six individual Plaintiffs also assert medical

deliberate indifference claims against Defendant Murphy, as established below:

The Defendant Joseph Murphy the Healthcare administrator has denied Chronic

Care of the inmates Plaintiffs who are in need of chronic care for serious medical

needs. Antonio Henderson who suffers from diabetes and high blood pressure and

has a heart condition and has stents in his heart and takes medication. Jarron Earley-

Tabor suffers from high blood pressure and takes medication, James Goodson

suffers from a lung condition has breathing problems. Ricardo J Taborn suffers

from HIV, Troy Mason suffers from high Blood pressure and asthma. Lonnie Hill

suffers from high blood pressure as well as congestive heart failure. These plaintiffs

need chronic care have been denied chronic care.

The Defendant Joseph Murphy has directly denied the Chronic care treatment with

deliberate indifference and has falsely and fraudulently reported that chronic care

has been provided as normal to Plaintiffs and fraudulently. Several staff members

have made Lonnie Hill who suffers from high blood pressure as well as congestive

heart failure, aware they have not seen a doctor in over a year and a half but have

been documented as have chronic care provided.

(ECF No. 59 at ¶¶ 47-48.)

It is well established that “[t]he Eighth Amendment forbids prison officials from

unnecessarily and wantonly inflicting pain on an inmate by acting with deliberate indifference

toward [his or her] serious medical needs.” Jones v. Muskegon County, 625 F.3d 935, 941 (6th

Cir. 2010) (internal quotations and citations omitted). Claims for medical deliberate indifference

have “both objective and subjective components.” Alspaugh v. McConnell, 643 F.3d 162, 169

(6th Cir. 2011). The United States Court of Appeals for the Sixth Circuit has noted as follows:

The objective component mandates a sufficiently serious medical need. [Blackmore

v. Kalamazoo Cnty., 390 F.3d 890, 895 (6th Cir.2004).] The subjective component

regards prison officials’ state of mind. Id. Deliberate indifference “entails

something more than mere negligence, but can be satisfied by something less than

acts or omissions for the very purpose of causing harm or with knowledge that harm

will result.” Id. at 895–96 (internal quotation marks and citations omitted). The

prison official must “be aware of facts from which the inference could be drawn

that a substantial risk of serious harm exists, and he must also draw the inference.”

Id. at 896 (internal quotation marks and citation omitted).

Barnett v. Luttrell, 414 F. App’x 784, 787–88 (6th Cir. 2011). Where the risk of serious harm is

obvious, it can be inferred that the defendants had knowledge of the risk. Farmer, 511 U.S. at

842. The Sixth Circuit has also noted that in the context of medical deliberate indifference

claims:

[W]e distinguish between cases where the complaint alleges a complete denial of

medical care and those cases where the claim is that a prisoner received inadequate

medical treatment. Where a prisoner alleges only that the medical care he received

was inadequate, federal courts are generally reluctant to second guess medical

judgments. However, it is possible for medical treatment to be so woefully

inadequate as to amount to no treatment at all.

Alspaugh, 643 F.3d at 169 (internal quotations and citations omitted). Along similar lines,

“[o]rdinary medical malpractice does not satisfy the subjective component.” Grose v. Corr.

Med. Servs, Inc., 400 F. App’x 986, 988 (6th Cir. 2010). Rather, the Sixth Circuit considers the

subjective component to be satisfied where defendants recklessly disregard a substantial risk to a

plaintiff’s health. Parsons v. Caruso, 491 F. App’x 597, 603 (6th Cir. 2012).

Again, Plaintiffs must satisfy both the objective and subjective components to adequately

state a claim for deliberate indifference. First, the objective component mandates that a plaintiff

demonstrate a “sufficiently serious” medical need, “which is one that has been diagnosed by a

physician as mandating treatment or one that is so obvious that even a lay person would easily

recognize the necessity for a doctor’s attention.” Santiago v. Ringle, 734 F.3d 585, 590 (6th Cir.

2013) (internal citations omitted). Here, the Undersigned finds that Plaintiffs Henderson, Earley-

Tabor, Goodson, Taborn, Mason, and Hill have satisfied done so for purposes of surviving the

initial screen on their medical deliberate indifference claims.

Specifically, Plaintiffs Henderson, Earley-Tabor, Goodson, Taborn, Mason, and Hill all

allege that they have medical conditions which, in the ODRC’s determination, qualify them for

“chronic care.” (ECF No. 59 at ¶¶ 47-48.) This allegation qualifies their conditions as

“sufficiently serious” to satisfy the objective component to adequately state a claim for medical

deliberate indifference. Santiago, 734 F.3d at 590. Plaintiffs also meet the subjective

component, as they allege that Defendant Murphy has “directly denied the Chronic care

treatment . . . and has falsely and fraudulently reported that chronic care has been provided as

normal to Plaintiffs.” (ECF No. 59 at ¶ 48.) Consistent with this Court’s duty to construe

Plaintiff’s pro se Complaint liberally, Younis v. Pinnacle Airlines, Inc., 610 F.3d 359, 362 (6th

Cir. 2010), this Court concludes that these allegations are sufficient to satisfy the subjective

component of a deliberate indifference claim. See also Garrett, 374 F. App'x at 619 (“Because

this Court allows pro se litigants some leeway in pleading standards, this litigation should

proceed to resolve whether the factual underpinnings of Plaintiff's claims might be proven.”).

Accordingly, the Undersigned RECOMMENDS that Plaintiffs Henderson, Earley-

Tabor, Goodson, Taborn, Mason, and Hill’s medical deliberate indifference claims against

Defendant Murphy be PERMITTED to proceed, although the Undersigned expresses no

opinion as to the merits of any, or all, of Plaintiffs’ individual claims.

V.

For these reasons, the Undersigned RECOMMENDS that Plaintiffs be PERMITTED to

proceed with their Eighth Amendment claims against Defendant David Gray in his individual

capacity, but that Plaintiffs’ remaining Eighth Amendment claims be DISMISSED in their

entirety. The Undersigned FURTHER RECOMMENDS that that Plaintiffs Henderson, Earley-

Tabor, Goodson, Taborn, Mason, and Hill’s medical deliberate indifference claims against

Defendant Joseph Murphy be PERMITTED to proceed. Again, however, in making this

recommendation the Undersigned expresses no opinion about the ultimate merits of any of

Plaintiffs’ claims.

PROCEDURE ON OBJECTIONS

If any party seeks review by the District Judge of this Report and Recommendation, it

may, within fourteen (14) days, file and serve on all parties objections to the Report and

Recommendation, specifically designating this Report and Recommendation, and the part in

question, as well as the basis for objection. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b).

Response to objections must be filed within fourteen (14) days after being served with a copy.

Fed. R. Civ. P. 72(b).

The parties are specifically advised that the failure to object to the Report and

Recommendation will result in a waiver of the right to de novo review by the District Judge and

waiver of the right to appeal the judgment of the District Court. See, e.g., Pfahler v. Nat’l Latex

Prod. Co., 517 F.3d 816, 829 (6th Cir. 2007) (holding that “failure to object to the magistrate

judge’s recommendations constituted a waiver of [the defendant’s] ability to appeal the district

court’s ruling”); United States v. Sullivan, 431 F.3d 976, 984 (6th Cir. 2005) (holding that

defendant waived appeal of district court’s denial of pretrial motion by failing to timely object to

magistrate judge’s report and recommendation). Even when timely objections are filed,

appellate review of issues not raised in those objections is waived. Robert v. Tesson, 507 F.3d

981, 994 (6th Cir. 2007) (“[A] general objection to a magistrate judge’s report, which fails to

specify the issues of contention, does not suffice to preserve an issue for appeal . . . .”) (citation

omitted)).

Date: March 4, 2022 /s/ Elizabeth A. Preston Deavers

ELIZABETH A. PRESTON DEAVERS

UNITED STATES MAGISTRATE JUDGE

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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