noting the deliberate indifference standard “entails ‘more than mere negligence’ and instead is akin to ‘subjective recklessness as used in the criminal law.’”
How later courts described this case
- noting the deliberate indifference standard “entails ‘more than mere negligence’ and instead is akin to ‘subjective recklessness as used in the criminal law.’”
- applying Federal Rule of Civil Procedure 12(b)(6) standards to review under 28 U.S.C. §§ 1915A and 1915(e)(2)(B)(ii)
- “[A] general objection to a magistrate judge’s report, which fails to specify the issues of contention, does not suffice to preserve an issue for appeal . . . .”
- holding that defendant waived appeal of district court’s denial of pretrial motion by failing to timely object to magistrate judge’s report and recommendation
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
JOSEPH SHINE-JOHNSON, et al.,
Plaintiffs,
Civil Action 2:20-cv-5919
v. Judge Sarah D. Morrison
Magistrate Judge Elizabeth P. Deavers
MIKE DEWINE, et al.,
Defendants.
REPORT AND RECOMMENDATION
This matter is now before the Court for an initial screen of Plaintiffs’ Amended
Complaint, ECF No. 59, under 28 U.S.C. §§ 1915(e)(2), 1915A to identify cognizable claims
and to recommend dismissal of Plaintiffs’ Amended Complaint, or any portion of it, which is
frivolous, malicious, fails to state a claim upon which relief may be granted, or seeks monetary
relief from a defendant who is immune from such relief. 28 U.S.C. §§ 1915(e)(2), 1915A.
For the reasons that follow, the Undersigned RECOMMENDS that Plaintiffs be
PERMITTED to proceed with their collective claims against Defendant David Gray in his
individual capacity, but that Plaintiffs’ remaining collective claims be DISMISSED in their
entirety. The Undersigned FURTHER RECOMMENDS that that Plaintiffs Antonio
Henderson, Jarron Earley-Tabor, James Goodson, Richard J. Taborn, Troy Mason, and Lonnie
Hill’s individual medical deliberate indifference claims against Defendant Joseph Murphy be
PERMITTED to proceed.
I.
This is not the first time the Court has performed an initial screen on Plaintiffs’ claims.
On April 12, 2021, the Undersigned issued an Order and Report and Recommendation,
recommending that the Court dismiss Plaintiffs’ claims in their entirety and advising Plaintiff
James Goodson that he had the right to file a separate action to pursue claims for medical
deliberate indifference. (ECF No. 38.) After various Plaintiffs filed objections, the Undersigned
withdrew the Order and Report and Recommendation and granted all Plaintiffs leave to file an
Amended Complaint. (ECF No. 45.) On May 11, 2021, Plaintiffs timely filed an Amended
Complaint. (ECF No. 59.)
Plaintiffs’ Amended Complaint expands upon the allegations set forth in Plaintiffs’
original Complaint, adding specific allegations relating to certain Defendants and providing
additional factual detail to support Plaintiffs’ theory of the case. Plaintiffs are fourteen inmates
at Belmont Correctional Institution (“BCI”) and collectively allege that Defendants are not
adhering to proper social distancing and other public health-related protocols in light of the
COVID-19 pandemic. (See generally ECF No. 59.) Specifically, Plaintiffs allege that
Defendants “are directly responsible for the operations of [BCI] during Covid-19 and have failed
to correct the overcrowding in an emergency and are [] complicit in creating the dangerous
environment for the deadly disease to rapidly spread.” (Id. at PAGEID # 658.) Plaintiffs also
allege that Defendants have decided to let COVID-19 “run its course” through BCI, and that
Defendants’ deliberate indifference to Plaintiffs’ health and well being “places them in
significant danger of contracting this deadly virus and/or any infectious disease in the future.”
(See id. at PAGEID ## 658-664.) Separately, six Plaintiffs – Antonio Henderson, Jarron Earley-
Tabor, James Goodson, Richard J. Taborn, Troy Mason, and Lonnie Hill – also allege that they
“are in need of chronic care for serious medical needs” but have been denied that chronic care.
(See id.at PAGEID ## 668-669.)
Plaintiffs assert claims against the following Defendants in their individual and official
capacities: (1) Mike DeWine, Governor; (2) Amy Acton, State of Ohio Department of Health
Director; (3) Annette Chambers-Smith, Director of the Ohio Department of Rehabilitation and
Corrections (“ODRC”); (4) Ernie Moore, Deputy Director of the ODRC; (5) Eddy Bobby,
Regional Director of the ODRC; (6) Dr. Eddy Andrews, Medical Director of the ODRC; (7)
Karen Stanforth, Chief Medical Inspector; (8) David Gray, Warden of BCI; (9) Joseph Murphy,
BCI Healthcare Administrator; (10) Patrick Haley, Institutional Inspector for BCI; and (11) BCI
Unit Manager Taylor. (Id. at ¶¶ 4-15.)
Plaintiffs seek the following relief: (a) a declaration that “the acts and omissions
describe[d] herein violated [Plaintiffs’] right[s] under the [C]onstitution and laws of the [United
States]”; (b) a preliminary and permanent injunction “ordering all said Defendants . . . to
eliminate the overcrowding of inmates and reduce the population and correct housing units to the
ACA standards for the Institution to which inmates are incarcerated to reduce the risk of
COVID-19”; (c) injunctive relief “to provide a compassionate release and or pardon to Said
Plaintiffs from custody and or all inmates who are allowed for release within indefinitely and or
sanctions to eliminate overcrowding and or until all safe prison conditions are met and COVID-
19 pandemic subsides”; (d) compensatory damages in the amount of $2.5 million against each
Defendant, jointly and severally, who acted in their individual capacities; (e) punitive damages in
the amount of $400,000 against each Defendant who acted in their individual capacity; and (f)
costs and any additional relief the Court deems just, proper, and equitable. (Id. at ¶¶ 92-99.)
II.
Congress enacted 28 U.S.C. § 1915, the federal in forma pauperis statute, seeking to
“lower judicial access barriers to the indigent.” Denton v. Hernandez, 504 U.S. 25, 31 (1992).
In doing so, however, “Congress recognized that ‘a litigant whose filing fees and court costs are
assumed by the public, unlike a paying litigant, lacks an economic incentive to refrain from
filing frivolous, malicious, or repetitive lawsuits.’” Id. at 31 (quoting Neitzke v. Williams, 490
U.S. 319, 324 (1989)). To address this concern, Congress included subsection (e)1 as part of the
statute, which provides in pertinent part:
(2) Notwithstanding any filing fee, or any portion thereof, that may have been
paid, the court shall dismiss the case at any time if the court determines that--
* * *
(B) the action or appeal--
(i) is frivolous or malicious;
(ii) fails to state a claim on which relief may be granted; or . . . .
28 U.S.C. § 1915(e)(2)(B)(i) & (ii); Denton, 504 U.S. at 31. Thus, § 1915(e) requires sua sponte
dismissal of an action upon the Court’s determination that the action is frivolous or malicious, or
upon determination that the action fails to state a claim upon which relief may be granted.
To properly state a claim upon which relief may be granted, a plaintiff must satisfy the
basic federal pleading requirements set forth in Federal Rule of Civil Procedure 8(a). See also
Hill v. Lappin, 630 F.3d 468, 470–71 (6th Cir. 2010) (applying Federal Rule of Civil Procedure
12(b)(6) standards to review under 28 U.S.C. §§ 1915A and 1915(e)(2)(B)(ii)). Under Rule
8(a)(2), a complaint must contain a “short and plain statement of the claim showing that the
1 Formerly 28 U.S.C. § 1915(d).
pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Thus, Rule 8(a) “imposes legal and factual
demands on the authors of complaints.” 16630 Southfield Ltd., P’Ship v. Flagstar Bank, F.S.B.,
727 F.3d 502, 503 (6th Cir. 2013) (emphasis in original).
Although this pleading standard does not require “‘detailed factual allegations,’ . . . [a]
pleading that offers ‘labels and conclusions’ or ‘a formulaic recitation of the elements of a cause
of action,’” is insufficient. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic
Corp. v. Twombly, 550 U.S. 544, 555 (2007)). A complaint will not “suffice if it tenders ‘naked
assertion[s]’ devoid of ‘further factual enhancement.’” Id. (quoting Twombly, 550 U.S. at 557).
Instead, to survive a motion to dismiss for failure to state a claim under Rule 12(b)(6), “a
complaint must contain sufficient factual matter . . . to ‘state a claim to relief that is plausible on
its face.’” Id. (quoting Twombly, 550 U.S. at 570). Facial plausibility is established “when the
plaintiff pleads factual content that allows the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged.” Id. “The plausibility of an inference depends on
a host of considerations, including common sense and the strength of competing explanations for
the defendant’s conduct.” Flagstar Bank, 727 F.3d at 504 (citations omitted). Further, the Court
holds pro se complaints “‘to less stringent standards than formal pleadings drafted by lawyers.’”
Garrett v. Belmont Cnty. Sheriff’s Dep’t., No. 08-3978, 2010 WL 1252923, at *2 (6th Cir. April
1, 2010) (quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)). This lenient treatment, however,
has limits; “‘courts should not have to guess at the nature of the claim asserted.’” Frengler v.
Gen. Motors, 482 F. App’x 975, 976–77 (6th Cir. 2012) (quoting Wells v. Brown, 891 F.2d 591,
594 (6th Cir. 1989)).
III.
Plaintiffs bring their collective claims against Defendants under 42 U.S.C. § 1983, which
provides in relevant part as follows:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress[.]
Id. In order to proceed under Section 1983, a plaintiff must prove both that (1) the perpetrator
acted under color of state law; and (2) the conduct deprived the complainant of rights, privileges,
or immunities secured by the Constitution or laws of the United States. Parratt v. Taylor, 451
U.S. 527, 535 (1981); Brandon v. Allen, 719 F.2d 151, 153 (6th Cir.1983), rev’d and remanded
sub nom, Brandon v. Holt, 469 U.S. 464 (1985). As a general rule, a plaintiff proceeding under
Section 1983 must allege that the deprivation of his rights was intentional or at least the result of
gross negligence. See Davidson v. Cannon, 474 U.S. 344, 348 (1986). Mere negligence is not
actionable under Section 1983. Chesney v. Hill, 813 F.2d 754, 755 (6th Cir. 1987).
Here, Plaintiffs bring claims against the Governor of Ohio and against various prison
officials, including ODRC officials and certain officials at BCI. The Court will address the
claims against each “group” of Defendants in turn.
A. Defendant DeWine
As was true with Plaintiff’s original Complaint, Plaintiffs’ allegations against Defendant
DeWine are limited. At the outset, Plaintiffs allege that Defendant DeWine “announced the
existence of COVID-19’s community spread . . . and restricted large gatherings within Ohio.”
(ECF No. 59 at ¶ 16.) Plaintiffs also allege that Defendant DeWine “said he would test every
inmate in Ohio prisons and that has not been done,” and that through the State of Ohio
government website Defendant DeWine “also falsifies information about the deaths and ‘social
distancing’ practices her at [BCI].” (Id. at ¶¶ 17, 50.) Plaintiffs also take issue with Defendant
DeWine’s invocation of an Ohio statute to release certain prisoners, alleging that he went
“outside of [his] authority” and created criteria “outside of the codified statute which basically
excluded all inmates.” (Id. at ¶ 80.) Plaintiffs also allege that Defendant DeWine is “directly
responsible for the lack of compliance with the standards [at BCI],” is “aware of the lack of
compliance,” and “[has] done nothing to correct it.” (Id. at ¶ 43.)
Such allegations are insufficient to state a claim against Defendant DeWine, however,
because Plaintiffs again have failed to allege that Defendant DeWine has any specific connection
to the actions which Plaintiffs contend are unconstitutional. Construing the Amended Complaint
liberally in Plaintiffs’ favor, the Court can only discern that Plaintiffs again implicate Defendant
DeWine based on his general supervisory powers as the Governor of Ohio. “This Court, and
others, have already found such general supervisory powers insufficient to subject a state official
to suit.” Smith v. DeWine, 476 F. Supp. 3d 635, 654 (S.D. Ohio 2020) (collecting cases).
“While the Governor may direct broad policy initiatives to various state agencies such as the
ODRC, those agencies retain responsibility for direct enforcement of those policies.” Id. at 654.
Accordingly, the Undersigned RECOMMENDS that Plaintiffs’ claims against
Defendant DeWine be DISMISSED.
B. ODRC/BCI Defendants
Plaintiffs also assert claims against Defendants Acton, Chambers-Smith, Moore, Bobby,
Andrews, Stanforth, Gray, Murphy, Haley, and Taylor (collectively, the “ODRC/BCI
Defendants”). Previously, in analyzing Plaintiffs’ original Complaint, the Undersigned noted
that “[f]or the most part, however, Plaintiffs’ allegations do not refer to any of these Defendants
by name, as Plaintiffs instead discuss the conditions at BCI in general terms.” (ECF No. 38 at
PAGEID # 452.) The same cannot be said, however, for Plaintiffs’ Amended Complaint, as
Plaintiffs have undeniably added specific allegations regarding the conditions at BCI and have
clarified against whom each allegation is asserted.
At their core, Plaintiffs’ allegations take aim at the following actions which Plaintiffs
allege allowed for the spread of COVID-19 throughout BCI, see ECF No. 59:
¶ 18: Alleging that the ODRC/BCI Defendants “are all aware and directly
responsible for the [fact] that the [BCI] housing dorms are over populated and houses
approximately 2,719 inmates within extremely tight housing units where ‘social distancing’ is
impossible”;
¶ 19: Alleging that the ODRC/BCI Defendants “are directly responsible for the
operations of [BCI] during Covid-19 and have failed to correct the overcrowding . . . and are . . .
complicit in creating the dangerous environment for the deadly disease to rapidly spread”;
¶ 22: Alleging that the ODRC/BCI Defendants are “directly responsible for not
testing [] inmates and the housing staff, and blindly transferring inmates around the compound
practically at will without knowing if they are infected”;
¶ 26: Alleging that the ODRC/BCI Defendants “acted [with] deliberate
indifference [and] are all directly responsible and aware that the staff was sick and there was no
testing, or contract tracing of staff in place, and purposely allowed for infected staff member[s]
to work amongst each other and inmates and are complicit in letting the virus run its course”;
¶ 27: Alleging that the ODRC/BCI Defendants “are all aware and directly
responsible for allowing [BCI] to still ride new inmates into the compound without testing
[them] . . . and plac[ing] them amongst the population”;
¶ 32: Alleging that the ODRC/BCI Defendants did not test inmates who went
home, to transitional control, or to halfway houses, which “allow[ed] for more infection to
spread from the prison back out into the community”;
¶ 34: Alleging that the ODRC/BCI Defendants “are all aware and are directly
responsible for untrained prison staff,” who Plaintiffs allege conduct inadequate temperature
checks and show a disregard for handwashing;
¶ 36: Alleging that the ODRC/BCI Defendants “with deliberate indifference are
not complying with the social distancing mandate . . . [and] are in fact currently operating
contrary to and opposite to this social distancing mandate”;
¶¶ 38-43: Alleging that the ODRC/BCI Defendants violated various provisions of
the Ohio Administrative Code relating to living spaces and the common areas of BCI;
¶ 56: Alleging that the ODRC/BCI Defendants “have purposely overcrowded the
plaintiffs and all inmates which has remained a key contributor to the Defendants[‘] inability to
contain the spread of COVID-19 and protect the prison population as a whole”;
¶ 59: Alleging that the ODRC/BCI Defendants failed to test Plaintiffs who
requested to be tested, even when symptomatic;
¶ 63: Alleging that the ODRC/BCI Defendants “failed to [follow mask and
handwashing and social distancing mandates] in a safe manner”;
¶ 65: Alleging that the ODRC/BCI Defendants “have tested positive for Covid-
19 and did not adhere to contact tracing guidelines”; and
¶ 67: Alleging that the ODRC/BCI Defendants “have not provided housing units
. . . with adequate cleaning materials, only diluted chemicals that have a bio degradable chemical
makeup.”
Accordingly, Plaintiffs allege that through the “deliberate indifference to health and
safety concerns and the unsafe conditions due to the Covid-19 pandemic,” the ODRC/BCI
Defendants have violated Plaintiffs’ Eighth Amendment rights. (Id. at ¶ 90.) As discussed,
Plaintiffs assert claims against the ODRC/BCI Defendants in both their official and personal
capacities. The Court will discuss each in turn.
1. Official Capacity Claims
“‘[A] suit against a state official in his or her official capacity is not a suit against the
official but rather is a suit against the official’s office,’ which is ‘no different from a suit against
the State.’” McCoy v. Michigan, 369 F. App’x 646, 654 (6th Cir. 2010) (quoting Will v. Mich.
Dep’t of State Police, 491 U.S. 58, 71 (1989)). Accordingly, because the ODRC/BCI
Defendants are all state employees, each of Plaintiffs’ official capacity claims against the
ODRC/BCI Defendants are effectively claims against the ODRC and the State of Ohio.2
Matthews v. Jones, 35 F.3d 1046, 1049 (6th Cir. 1994) (“A suit against an individual in his
official capacity is the equivalent of a suit against the governmental entity.”) (internal citations
omitted); see also Parks v. Ohio Dep't of Rehab. & Corr., No. 2:20-CV-3229, 2020 WL
6738158, at *1 (S.D. Ohio Nov. 17, 2020) (“[A] suit against [ODRC officials] in [their official
capacity] is effectively a suit against the ODRC and the State of Ohio.”).
Government entities such as the ODRC are considered persons under § 1983 and “may be
sued for constitutional deprivations.” McCoy v. Carlson, No. 3:17-CV-432, 2020 WL 419439, at
*4 (S.D. Ohio Jan. 27, 2020), report and recommendation adopted, No. 3:17-CV-432, 2020 WL
635781 (S.D. Ohio Feb. 11, 2020) (citing Monell v. Dep't of Soc. Servs., 436 U.S. 658, 690-91
(1978). Such government entities, however, cannot be held liable for the acts of employees or
2 Plaintiffs only seek declaratory and injunctive relief against the ODRC/BCI Defendants in their
official capacity. (See ECF No. 59 at ¶¶ 92-94.)
officials on a respondeat superior theory. Id. (citing Monell, 436 U.S. at 693). Instead, an
official policy or custom must be the “moving force” behind the alleged constitutional
deprivation. Id. (citing City of Canton v. Harris, 489 U.S. 378, 389 (1989). A plaintiff may
prove an unconstitutional policy or custom by demonstrating one of the following: “(1) the
existence of an illegal official policy or legislative enactment; (2) that an official with final
decision making authority ratified illegal actions; (3) the existence of a policy of inadequate
training or supervision; or (4) the existence of a custom of tolerance or acquiescence of federal
rights violations.” Burgess v. Fischer, 735 F.3d 462, 478 (6th Cir. 2013) (citing Thomas v. City
of Chattanooga, 398 F.3d 426, 429 (6th Cir. 2005)).
Here, Plaintiffs have not alleged enough facts upon which the Court could rely to
conclude that the execution of an official policy or custom resulted in, or was the “moving force”
behind, the violation of their constitutional rights. And, as the Undersigned observed in the
initial screening of Plaintiffs’ original Complaint in this case, courts within the Sixth Circuit
already have found that the ODRC acted reasonably in responding to the COVID-19 pandemic.
(See ECF No. 38 at PAGEID #457-458 (internal citations omitted).) The Undersigned does not
hesitate to incorporate and apply the same reasoning here, especially given Plaintiffs’ allegations
which affirmatively identify a number of protective measures taken by prison officials to protect
against the spread of COVID-19. (See, e.g., ECF No. 59 at ¶ 25 (alleging that prison officials
conduct temperature checks), ¶ 33 (alleging that Defendants follow handwashing and
temperature check guidelines), ¶ 45 (alleging that Defendants implement and enforce
handwashing and temperature check policies), ¶ 66 (alleging that Defendants follow guidelines
regarding masks, handwashing, and temperature checks), ¶ 67 (alleging that Defendants provide
cleaning chemicals for Plaintiffs’ housing units), ¶ 85 (alleging that Defendants have
administered COVID-19 vaccines).)3 As a result, the Undersigned finds that Plaintiffs’ claims
arise not from any ODRC policies or customs, but rather from individual actions which (in
Plaintiffs’ eyes) undermine or are otherwise at odds with the ODRC’s reasonable response to the
COVID-19 pandemic, as discussed below.
Accordingly, the Undersigned RECOMMENDS that Plaintiffs’ official capacity claims
be DISMISSED in their entirety as to the ODRC/BCI Defendants. See Nelson v. Weidimen, No.
2:21-CV-1177, 2021 WL 1734325, at *4 (S.D. Ohio Apr. 30, 2021), report and recommendation
adopted sub nom. Nelson v. Wiedimen, No. 2:21-CV-1177, 2021 WL 2533198 (S.D. Ohio June
21, 2021) (citing Monell, 436 U.S. at 708; Moore v. CCNO S. Health Partners, No. 3:20-cv-
1278, 2020 WL 6729033, at *2 (N.D. Ohio Nov. 16, 2020) (dismissing inmate’s Eighth-
Amendment Monell claim premised upon COVID-19 exposure against municipal defendant
because plaintiff failed to identify and attack a policy of municipal defendant)).
2. Individual Capacity Claims.
The Eighth Amendment protects all people from “cruel and unusual punishments.” U.S.
Const. amend. VIII.
[W]hen the State takes a person into its custody and holds him there against his
will, the Constitution imposes upon it a corresponding duty to assume some
responsibility for his safety and general well being . . . . The rationale for this
principle is simple enough: when the State by the affirmative exercise of its power
so restrains an individual's liberty that it renders him unable to care for himself, and
at the same time fails to provide for his basic human needs—e.g., food, clothing,
shelter, medical care, and reasonable safety—it transgresses the substantive limits
on state action set by the Eighth Amendment . . . .
3 Cf. Martin v. DeWine, No. 1:20CV481, 2022 WL 42364, at *3 (S.D. Ohio Jan. 5, 2022)
(finding that Plaintiffs had failed to state a claim that Governor DeWine and various prison
officials were deliberately indifferent to inmates’ exposure to COVID-19, in part because
Plaintiffs “identified a number of protective measures taken to protect against the spread of
the virus; and the CDC’s own guidance presupposes that some modification of its social-
distancing recommendations will be necessary in institutional settings.”) (internal quotations and
citations omitted; emphasis added).
Wilson v. Williams, 961 F.3d 829, 839 (6th Cir. 2020) (citing Helling v. McKinney, 509 U.S. 25,
32, (1993) (quoting DeShaney v. Winnebago Cty. Dep't of Soc. Servs., 489 U.S. 189, 199–200,
(1989))).
“The Constitution ‘does not mandate comfortable prisons,’ but neither does it permit
inhumane ones, and . . . ‘the treatment a prisoner receives in prison and the conditions under
which he is confined are subject to scrutiny under the Eighth Amendment.’” Farmer v. Brennan,
511 U.S. 825, 832, (1994) (first quoting Rhodes v. Chapman, 452 U.S. 337, 349 (1981), then
quoting Helling, 509 U.S. at 31). “The [Eighth] Amendment . . . imposes duties on [prison]
officials, who must provide humane conditions of confinement; prison officials must ensure that
inmates receive adequate food, clothing, shelter, and medical care, and must take reasonable
measures to guarantee the safety of the inmates . . . .” Farmer, 511 U.S. at 932-33 (internal
quotation marks and citations omitted); see also Helling, 509 U.S. at 33 (quoting DeShaney, 489
U.S. at 200) (the Eighth Amendment “requires that inmates be furnished with the basic human
needs, one of which is ‘reasonable safety’”).
Accordingly, claims under the Eighth Amendment require a plaintiff “to prove both the
subjective and objective elements necessary to prove an Eighth Amendment violation.” Helling,
509 U.S. at 35. To satisfy the objective component for a claim based upon a failure to prevent
harm, “the inmate must show he is incarcerated under conditions posing a substantial risk of
serious harm.” Farmer, 511 U.S. at 834 (citations omitted). “To satisfy the subjective
component, an inmate must show that prison officials had a sufficiently culpable state of mind.”
Berksire v. Beauvais, 928 F.3d 520, 535 (6th Cir. 2019) (internal quotation marks and citations
omitted). The United States Court of Appeals for the Sixth Circuit has explained as follows:
[T]hat state of mind is one of deliberate indifference to inmate health or safety.
Although the deliberate indifference standard describes a state of mind more
blameworthy than negligence, this standard is satisfied if the official knows of and
disregards an excessive risk to inmate health or safety; the official must both be
aware of facts from which the inference could be drawn that a substantial risk of
serious harm exists, and he must also draw the inference.
Id. (quoting Brown v. Bargery, 207 F.3d 863, 867 (6th Cir. 2000) (internal citations and
quotation marks omitted)).
“A prison official’s ‘deliberate indifference’ to a substantial risk of serious harm to an
inmate violates the Eighth Amendment.” Id. at 828. In Cameron v. Bouchard, 815 F. App'x
978, 984 (6th Cir. 2020), the Sixth Circuit reiterated the relevant standard as follows:
Conditions-of-confinement claims are assessed under the “deliberate indifference”
framework. See [Villegas v. Metro Gov’t of Nashville, 709 F.3d 563, 568 (6th Cir.
2013)]. This framework requires plaintiffs to meet two requirements. The first is
“objective[ ],” and it requires the inmate to “show that he is incarcerated under
conditions posing a substantial risk of serious harm.” Farmer, 511 U.S. at 833, 114
S.Ct. 1970 (citing [Helling, 509 U.S. at 35]). The second is “subjective,” and it
requires the inmate to “show that the official being sued subjectively perceived
facts from which to infer substantial risk to the prisoner, that he did in fact draw the
inference, and then disregarded that risk.” Comstock v. McCrary, 273 F.3d 693, 703
(6th Cir. 2001) (citing Farmer, 511 U.S. at 837, 114 S.Ct. 1970). The official must
have a subjective “state of mind more blameworthy than negligence,” akin to
criminal recklessness. Farmer, 511 U.S. at 835, 839–40, 114 S.Ct. 1970.
Id., 815 F. App'x at 984. Applying this in the COVID-19 context, courts routinely have found
that the objective component of a deliberate indifference claim has been met. See Smith, 476
F.Supp.3d at 662; Perez-Perez v. Adducci, 459 F. Supp. 3d 918, 926–27 (E.D. Mich. 2020).
Accordingly, whether Plaintiffs have stated viable Eighth Amendment claims turns on their
allegations directed to the subjective component. Aultman v. Shoop, No. 2:20-CV-3304, 2021
WL 3634730, at *4 (S.D. Ohio Aug. 17, 2021) (citations omitted).
Accordingly, turning to the subjective prong, the Court concludes that Plaintiffs have set
forth sufficient facts upon which the Court could rely to conclude that the subjective prong is
satisfied, at least for purposes of the subject initial screen. To be clear, while courts previously
have held that “general conclusory allegation[s] that the prison system is ill-equipped for social
distancing or protecting inmates is insufficient to state a claim,” Plaintiffs’ allegations here go
beyond that. See McCrary v. DeWine, No. 1:20-CV-388, 2021 WL 320737, at *4 (S.D. Ohio
Feb. 1, 2021), report and recommendation adopted, No. 1:20CV388, 2021 WL 1087465 (S.D.
Ohio Mar. 22, 2021). Indeed, Plaintiffs’ allegations are substantially similar to those from other
COVID-related cases in which courts have allowed claims to survive either an initial screening
or a motion to dismiss.
For example, in Hudson v. CoreCivic, No. 3:21-CV-00319, 2021 WL 2952944 (M.D.
Tenn. July 14, 2021), the plaintiff alleged the failure to quarantine new and symptomatic
prisoners, failure to test symptomatic prisoners, refusal to give prisoners masks or sanitation
materials, understaffing, placing “quarantine cells in close quarters with non-exposed prisoners,”
and failure to train its employees “on how to safely house inmates during the COVID-19
pandemic” and on the “structural integrity of the prison cell security locks.” Id. at *1. There, the
Court found that such allegations were “sufficient to state an arguably non-frivolous Eighth
Amendment claim” for purposes of the initial screen. Id. at *6.4
4 In another similar case, plaintiffs alleged that a prison official moved COVID-positive inmates
into plaintiffs’ pod without providing plaintiffs with appropriate cleaning products or personal
protective equipment to protect themselves from the COVID-positive inmates:
Here, Plaintiffs contend that, at TTCC, Defendant Jenkins acted with
deliberate indifference by exposing Plaintiffs, who were COVID-negative, to a
potentially deadly coronavirus when he made the decision to move inmates
who had tested positive for COVID-19 into Plaintiffs’ pod. Plaintiffs contend
that they were not provided with appropriate cleaning products or personal
protective equipment (PPE) to protect themselves from the COVID-positive
inmates while in such close quarters and while sharing a common shower area with
over 100 other inmates, some of whom already had tested positive for COVID-19.
Plaintiffs further contend that, after Jenkins moved COVID-positive inmates into
Plaintiffs’ pod, both Plaintiffs contracted COVID-19 and suffered emotional and
physical injuries.
The Court finds that these allegations are sufficient to allege that Jenkins acted
with reckless disregard to the serious risk COVID-19 poses. Consequently,
The Undersigned reaches the same conclusion here, as Plaintiffs allege Defendants’
failure to quarantine and test new and symptomatic prisoners and staff members (see ECF No. 59
at ¶¶ 22, 26-27), refusal to enforce handwashing, mask, contact tracing, and social distancing
protocols (see id. at ¶¶ 63, 65), refusal to give prisoners certain sanitation materials (see id. at ¶
67), exposure of non-infected prisoners to infected prisoners (see id. at ¶¶ 22, 26), and failure to
train prison employees (see id. at ¶ 34). The Undersigned finds such allegations are of a
sufficiently similar nature to allow Plaintiffs to pursue and develop their claims beyond the
subject initial screening.5
This does not mean, however, the Plaintiffs have plausibly alleged claims against each of
the ten ODRC/BCI Defendants. To this end, “[t]he subjective component of a deliberate
indifference claim . . . must be addressed for each [defendant] individually.” Hudson, 2021 WL
2952944, at *5 (citing Winkler v. Madison Cnty., 893 F.3d 877, 891 (6th Cir. 2018) (quoting
Phillips v. Roane Cnty., Tenn., 534 F.3d 531, 542 (6th Cir. 2008))). When considering the
allegations against each Defendant individually, the Court concludes that Plaintiffs only have
plausibly alleged that Defendant David Gray, the Warden of BCI, knew of and disregarded the
risk to health and safety caused by the Plaintiffs’ conditions of confinement.
To this end, Plaintiffs’ critical allegations against Defendant Gray appear in Paragraphs
24 and 84, which read in relevant part as follows:
Plaintiffs state a colorable Eighth Amendment claim under Section 1983 against
Defendant Jenkins in his individual capacity. Under the circumstances alleged,
Plaintiffs should have the opportunity to more fully develop this claim.
Jefferson v. Lee, No. 3:20-CV-00469, 2020 WL 4586177, at *3–4 (M.D. Tenn. Aug. 10, 2020)
internal citations omitted; emphasis added).
5 This determination does not preclude the Court from dismissing any claim at any time for the
reasons set forth in 28 U.S.C. § 1915(e)(2). Nor does it preclude any Defendant from filing a
motion to dismiss any claim under Federal Rule of Civil Procedure 12.
David Gray stated to the plaintiffs directly as well as other inmates he wants
to let the virus “run its course,” therefore with deliberate indifference to the
health and safety of the plaintiffs purposely chose to infect the population at [BCI].
***
Warden Gray in Early April stated to plaintiffs and other inmates who
questioned him about the social distancing and hand washing and mask inside of 7
House dorm that his concern was his staff and not the inmates because there was
no way to social distance and they were going to "let the virus run its course,"
and achieve "Heard immunity" In other words, purposely infect everyone.
(ECF No. 59 at ¶¶ 24, 84 (emphasis added).) It is from these allegations that the rest of
Plaintiffs’ allegations arise, as Plaintiffs reiterate throughout their Amended Complaint that
Defendant Gray’s actions throughout 2020 and the early parts of 2021 were “purposely done to
let [Covid-19] ‘run its course,’” repeatedly purporting to quote Defendant Gray. (See id. at ¶¶
24, 25, 26, 36, 37, 49, 52, 53, 55, 57, 62, 63, 64, 66, 70, 74, 84.) These allegations sufficiently
speak to Defendant Gray’s state of mind, and plausibly state claims that Defendant Gray
“subjectively perceived facts from which to infer substantial risk to the prisoner[s], that he did in
fact draw the inference, and that he then disregarded that risk.” Comstock, 273 F.3d at 703
(citing Farmer, 511 U.S. at 837).
The rest of Plaintiffs’ Amended Complaint, however, does not contain such allegations
against the other ODRC/BCI Defendants. Rather, Plaintiffs’ allegations against the remaining
ODRC/BCI Defendants appear to be based on a theory of negligence, as Plaintiffs generally
allege that Defendants should have done more as prison officials to stop the spread of Covid-19.
But such allegations are insufficient, as the Amended Complaint does not include allegations that
go to any of the remaining ODRC/BCI Defendants’ states of mind as it does for Defendant Gray.
Reedy v. West, 988 F.3d 907, 914 (6th Cir. 2021) (noting the deliberate indifference standard
“entails ‘more than mere negligence’ and instead is akin to ‘subjective recklessness as used in
the criminal law.’”) (quoting Farmer, 511 U.S. at 839-40)). For this reason, Plaintiffs have
failed to state claims against the remaining ODRC/BCI Defendants.
Accordingly, the Undersigned RECOMMENDS that Plaintiffs’ individual capacity
claims be DISMISSED in their entirety as to Defendants Acton, Chambers-Smith, Moore,
Bobby, Andrews, Stanforth, Murphy, Haley, and Taylor, but that Plaintiffs be PERMITTED to
proceed with their individual capacity claims against Defendant Gray.
IV.
In addition to Plaintiffs’ collective claims, six individual Plaintiffs also assert medical
deliberate indifference claims against Defendant Murphy, as established below:
The Defendant Joseph Murphy the Healthcare administrator has denied Chronic
Care of the inmates Plaintiffs who are in need of chronic care for serious medical
needs. Antonio Henderson who suffers from diabetes and high blood pressure and
has a heart condition and has stents in his heart and takes medication. Jarron Earley-
Tabor suffers from high blood pressure and takes medication, James Goodson
suffers from a lung condition has breathing problems. Ricardo J Taborn suffers
from HIV, Troy Mason suffers from high Blood pressure and asthma. Lonnie Hill
suffers from high blood pressure as well as congestive heart failure. These plaintiffs
need chronic care have been denied chronic care.
The Defendant Joseph Murphy has directly denied the Chronic care treatment with
deliberate indifference and has falsely and fraudulently reported that chronic care
has been provided as normal to Plaintiffs and fraudulently. Several staff members
have made Lonnie Hill who suffers from high blood pressure as well as congestive
heart failure, aware they have not seen a doctor in over a year and a half but have
been documented as have chronic care provided.
(ECF No. 59 at ¶¶ 47-48.)
It is well established that “[t]he Eighth Amendment forbids prison officials from
unnecessarily and wantonly inflicting pain on an inmate by acting with deliberate indifference
toward [his or her] serious medical needs.” Jones v. Muskegon County, 625 F.3d 935, 941 (6th
Cir. 2010) (internal quotations and citations omitted). Claims for medical deliberate indifference
have “both objective and subjective components.” Alspaugh v. McConnell, 643 F.3d 162, 169
(6th Cir. 2011). The United States Court of Appeals for the Sixth Circuit has noted as follows:
The objective component mandates a sufficiently serious medical need. [Blackmore
v. Kalamazoo Cnty., 390 F.3d 890, 895 (6th Cir.2004).] The subjective component
regards prison officials’ state of mind. Id. Deliberate indifference “entails
something more than mere negligence, but can be satisfied by something less than
acts or omissions for the very purpose of causing harm or with knowledge that harm
will result.” Id. at 895–96 (internal quotation marks and citations omitted). The
prison official must “be aware of facts from which the inference could be drawn
that a substantial risk of serious harm exists, and he must also draw the inference.”
Id. at 896 (internal quotation marks and citation omitted).
Barnett v. Luttrell, 414 F. App’x 784, 787–88 (6th Cir. 2011). Where the risk of serious harm is
obvious, it can be inferred that the defendants had knowledge of the risk. Farmer, 511 U.S. at
842. The Sixth Circuit has also noted that in the context of medical deliberate indifference
claims:
[W]e distinguish between cases where the complaint alleges a complete denial of
medical care and those cases where the claim is that a prisoner received inadequate
medical treatment. Where a prisoner alleges only that the medical care he received
was inadequate, federal courts are generally reluctant to second guess medical
judgments. However, it is possible for medical treatment to be so woefully
inadequate as to amount to no treatment at all.
Alspaugh, 643 F.3d at 169 (internal quotations and citations omitted). Along similar lines,
“[o]rdinary medical malpractice does not satisfy the subjective component.” Grose v. Corr.
Med. Servs, Inc., 400 F. App’x 986, 988 (6th Cir. 2010). Rather, the Sixth Circuit considers the
subjective component to be satisfied where defendants recklessly disregard a substantial risk to a
plaintiff’s health. Parsons v. Caruso, 491 F. App’x 597, 603 (6th Cir. 2012).
Again, Plaintiffs must satisfy both the objective and subjective components to adequately
state a claim for deliberate indifference. First, the objective component mandates that a plaintiff
demonstrate a “sufficiently serious” medical need, “which is one that has been diagnosed by a
physician as mandating treatment or one that is so obvious that even a lay person would easily
recognize the necessity for a doctor’s attention.” Santiago v. Ringle, 734 F.3d 585, 590 (6th Cir.
2013) (internal citations omitted). Here, the Undersigned finds that Plaintiffs Henderson, Earley-
Tabor, Goodson, Taborn, Mason, and Hill have satisfied done so for purposes of surviving the
initial screen on their medical deliberate indifference claims.
Specifically, Plaintiffs Henderson, Earley-Tabor, Goodson, Taborn, Mason, and Hill all
allege that they have medical conditions which, in the ODRC’s determination, qualify them for
“chronic care.” (ECF No. 59 at ¶¶ 47-48.) This allegation qualifies their conditions as
“sufficiently serious” to satisfy the objective component to adequately state a claim for medical
deliberate indifference. Santiago, 734 F.3d at 590. Plaintiffs also meet the subjective
component, as they allege that Defendant Murphy has “directly denied the Chronic care
treatment . . . and has falsely and fraudulently reported that chronic care has been provided as
normal to Plaintiffs.” (ECF No. 59 at ¶ 48.) Consistent with this Court’s duty to construe
Plaintiff’s pro se Complaint liberally, Younis v. Pinnacle Airlines, Inc., 610 F.3d 359, 362 (6th
Cir. 2010), this Court concludes that these allegations are sufficient to satisfy the subjective
component of a deliberate indifference claim. See also Garrett, 374 F. App'x at 619 (“Because
this Court allows pro se litigants some leeway in pleading standards, this litigation should
proceed to resolve whether the factual underpinnings of Plaintiff's claims might be proven.”).
Accordingly, the Undersigned RECOMMENDS that Plaintiffs Henderson, Earley-
Tabor, Goodson, Taborn, Mason, and Hill’s medical deliberate indifference claims against
Defendant Murphy be PERMITTED to proceed, although the Undersigned expresses no
opinion as to the merits of any, or all, of Plaintiffs’ individual claims.
V.
For these reasons, the Undersigned RECOMMENDS that Plaintiffs be PERMITTED to
proceed with their Eighth Amendment claims against Defendant David Gray in his individual
capacity, but that Plaintiffs’ remaining Eighth Amendment claims be DISMISSED in their
entirety. The Undersigned FURTHER RECOMMENDS that that Plaintiffs Henderson, Earley-
Tabor, Goodson, Taborn, Mason, and Hill’s medical deliberate indifference claims against
Defendant Joseph Murphy be PERMITTED to proceed. Again, however, in making this
recommendation the Undersigned expresses no opinion about the ultimate merits of any of
Plaintiffs’ claims.
PROCEDURE ON OBJECTIONS
If any party seeks review by the District Judge of this Report and Recommendation, it
may, within fourteen (14) days, file and serve on all parties objections to the Report and
Recommendation, specifically designating this Report and Recommendation, and the part in
question, as well as the basis for objection. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b).
Response to objections must be filed within fourteen (14) days after being served with a copy.
Fed. R. Civ. P. 72(b).
The parties are specifically advised that the failure to object to the Report and
Recommendation will result in a waiver of the right to de novo review by the District Judge and
waiver of the right to appeal the judgment of the District Court. See, e.g., Pfahler v. Nat’l Latex
Prod. Co., 517 F.3d 816, 829 (6th Cir. 2007) (holding that “failure to object to the magistrate
judge’s recommendations constituted a waiver of [the defendant’s] ability to appeal the district
court’s ruling”); United States v. Sullivan, 431 F.3d 976, 984 (6th Cir. 2005) (holding that
defendant waived appeal of district court’s denial of pretrial motion by failing to timely object to
magistrate judge’s report and recommendation). Even when timely objections are filed,
appellate review of issues not raised in those objections is waived. Robert v. Tesson, 507 F.3d
981, 994 (6th Cir. 2007) (“[A] general objection to a magistrate judge’s report, which fails to
specify the issues of contention, does not suffice to preserve an issue for appeal . . . .”) (citation
omitted)).
Date: March 4, 2022 /s/ Elizabeth A. Preston Deavers
ELIZABETH A. PRESTON DEAVERS
UNITED STATES MAGISTRATE JUDGE