noting that whether the force was applied “maliciously and sadistically to cause harm” is the “core judicial inquiry” of Eighth Amendment excessive force claims
How later courts described this case
- noting that whether the force was applied “maliciously and sadistically to cause harm” is the “core judicial inquiry” of Eighth Amendment excessive force claims
- “The judge's inquiry, therefore, unavoidably asks whether reasonable jurors could find by a preponderance of evidence that the plaintiff is entitled to a verdict.”
- listing permissible reasons to deny leave to amend, including undue delay, bad faith or dilatory motive, repeated failure to cure deficiencies, and undue prejudice to the opposing party
- allegation that “female deputy ‘grabbed [Plaintiff’s] privates and squeezed them really hard’” during a pat-down search was “simply too subjective and vague to state an Eighth Amendment violation”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
JEREMY P. GALLANT,
Plaintiff,
Case No. 1:19-cv-466
v. JUDGE DOUGLAS R. COLE
Magistrate Judge Litkovitz
RONALD ERDOS, et al.,
Defendants.
OPINION AND ORDER
This cause is before the Court on: (1) the Magistrate Judge’s August 28, 2019,
Order and Report and Recommendation (the “First R&R) (Doc. 6), in which the
Magistrate Judge, in furtherance of her sua sponte screening obligations under 28
U.S.C. §§ 1915(e)(2)(B)(i) and 1915A(b)(1), recommends dismissal of certain of
Plaintiff Jeremy Gallant’s claims; (2) Gallant’s Objections to that R&R (Doc. 14; Doc.
15); (3) the Magistrate Judge’s January 12, 2021, R&R (the “Second R&R”) (Doc. 36),
in which the Magistrate Judge recommends granting Defendants’ Motion for
Summary Judgment (Doc. 24), denying Gallant’s Motion for Sanctions (Doc. 29), and
certifying that any appeal from this Order would be not in good faith; and
(4) Gallant’s Objections to that R&R (Doc. 37).
For the foregoing reasons, the Court ADOPTS in full the Magistrate’s First
R&R (Doc. 6), and ADOPTS IN PART and REJECTS IN PART the Second R&R
(Doc. 36). Specifically, the Court REJECTS the Second R&R’s recommendation that
the Court certify that any appeal would not be taken in good faith. Accordingly, the
Court OVERRULES Plaintiff’s Objections to both R&Rs (Doc. 14; Doc. 15; Doc. 37).
The Court therefore GRANTS Defendants’ Motion for Summary Judgment (Doc. 24),
and DENIES Plaintiff’s Motion for Sanctions (Doc. 29), as moot.
BACKGROUND
Plaintiff Jeremy Gallant, an inmate at the Toledo Correctional Institution in
Toledo, Ohio, filed this pro se civil rights action in forma pauperis alleging violations
of 42 U.S.C. § 1983; the Declaratory Judgment Act, 28 U.S.C. §§ 2201–2202; the
Americans with Disabilities Act, 42 U.S.C. § 12101, et seq.; and the Rehabilitation
Act of 1973, 29 U.S.C. § 701, et seq. Gallant’s complaint centers around an incident
at Southern Ohio Correctional Facility (“SOCF”) in 2017. Gallant claims that on July
11 of that year, multiple SOCF prison staff ignored his serious mental health
concerns, responded with excessive force when he threatened to hang himself, and
afterward attempted to cover up the incident. He asserts that, in doing so, prison staff
violated the above-cited statutes and the Constitution. He filed this action on June
13, 2019.
Soon thereafter, Magistrate Judge Litkovitz conducted a sua sponte review of
the complaint pursuant to the Prison Litigation Reform Act of 1995. (First R&R, Doc.
6, #114–15). Based on that review, the Magistrate Judge recommended dismissing
all claims save for Gallant’s Eighth Amendment claims against certain defendants
and the corresponding conspiracy claim against a subset of those defendants. (Id. at
#127).
Gallant timely filed objections (Doc. 14; Doc. 15) to the First R&R and, soon
after, the case was reassigned to the undersigned. The litigation progressed as to the
claims not recommended for dismissal, and the remaining Defendants filed a Motion
for Summary Judgment on the remaining claims on August 26, 2020. (Mot. for Summ.
Judgment, Doc. 24). The Magistrate Judge issued a second Report and
Recommendation, in which she recommends granting summary judgment to the
Defendants. (Second R&R, Doc. 36). Gallant timely objected to the Second R&R about
two weeks later. (See generally Objection/Appeal Filing to Report & Recommendation
(“Objections to Second R&R”), Doc. 37).
The Court will recount the allegations in the Complaint before addressing the
various other procedural developments in this matter.
Gallant alleges that on the afternoon of July 11, 2017, Defendant Taylor, a
corrections officer, arrived at Gallant’s cell to take him to recreation. (Compl., Doc. 5,
#101). Gallant alleges that he was then suffering a “mental health crisis” and was
having “suicidal thoughts and intentions.” (Id.). Gallant alleges he expressed these
difficulties—at least generally—to prison staff, including Defendant Taylor, but that
he was disregarded. (Id.). Taylor then took Gallant to an outside recreation cage and
left Gallant there “unattended” for some time, although there were seven other
inmates in the recreation area. (Id. at #102). Gallant alleges that Taylor “permitted”
him to take two “home made ropes/noose” with him to recreation. (Id. at #101).
According to Gallant, Taylor’s “deliberate indifference” and “inappropriate
supervision[]” allowed Gallant to “full fill [his] suicidal intentions.” (Id. at #102).
To that end, Gallant climbed onto the backboard of a basketball hoop in the
recreation area and fastened one end of each rope to the cage and one end of each to
his neck. (Id.). At this point the other inmates attempted to summon officers, but
“none were around.” (Id.). Gallant alleges that, when Defendant Taylor returned,
Gallant pleaded to speak with a mental health staff member, but Defendant Taylor
allegedly became hostile, made threats, and “even enticed [Gallant] to jump and kill
[himself].” (Id.).
Gallant alleges that certain unidentified officers then arrived. He claims those
officers mocked, taunted, and insulted him in a way that was “traumatizing.” (Id.).
Defendant Frazie arrived to mediate the situation but, according to Gallant, made
only “halfhearted” attempts to negotiate. (Id.). Defendant Salyers, a prison mental
health administrator, then arrived, but also refused to engage in any “genuine
mediation,” departing shortly thereafter. (Id.). Gallant claims that Defendant Distel
then dispatched Defendant Dyer and a “Special Response Team” (“SRT”) consisting
of Defendants Scott, Parish, Rardin, Cooper, and Ervin. (Id. at #102–03). Gallant
alleges that Dyer was armed with a CO2-powered firearm, and that Dyer shot plaintiff
multiple times, despite Gallant’s attempts to surrender. (Id.). This barrage caused
Gallant to “slip, fall, and hang” from the basketball hoop. (Id. at #103).
At this point, Gallant claims the five-person SRT was “clawing” at his
suspended body, before finally cutting him down and body-slamming him onto the
concrete. (Id. at #104). Defendant Dyer began yelling “stop resisting,” but Gallant
claims he never offered physical resistance—instead, Dyer’s shouts were used as a
“smoke screen” to justify punching, hitting, and kicking Gallant. (Id. at #104, 105).
He alleges that one member of the SRT grabbed his genitals so hard that it caused
him to defecate out of pain. (Id. at #104). After the incident, Gallant heard an
unidentified voice ordering others to “[c]lean him up and make it look like a[n]
accident.” (Id. at #105). The resulting injuries required a “life flight” to Ohio State,
where Gallant says he remained for a week. (Id.). He claims he still suffers from
ailments as a result of the incident, including recurring migraines and hearing loss.
(Id. at #104).
Gallant alleges that the officers involved conspired to cover up their actions by
stating that plaintiff jumped from the backboard, rather than slipping, as he
contends. (Id.). He goes on to state that “[l]ater on in 2017, both [Warren] and [Cool]
confided in [Gallant], stating that they personally instructed the 5 man team to rough
[him] up, for all the shit [he had] given them over the years and that this was their
way of getting even.” (Id.).
Gallant alleges that Warden Erdos “concur[red] to and approv[ed]” the use of
force, and that Erdos failed to ensure proper supervision and training of the prison
staff. (Id. at #106). Inspector Mahlman, meanwhile, “conceive[d] a[n] unjustified and
meritless state grievance restriction” to “obstruct [Gallant’s] ability” to exhaust his
state remedies. (Id. at #111).
The principal problem with Gallant’s claims, as discussed below, is that
virtually all of the interactions that form the basis of his complaint were captured on
videotape. And that videotape tells a different story from Gallant’s account above.
PROCEDURAL HISTORY
A. The Magistrate Judge’s Order and First R&R.
The Magistrate Judge conducted an initial review of Gallant’s complaint
pursuant to 28 U.S.C. §§ 1915(e)(2)(B)(i)–(iii) and 1915A(b)(1). In that complaint,
Gallant states he is asserting claims under the “First, Fourth, Eighth, and
Fourteenth Amendments” against a host of defendants. (Doc. 5, #83). It further
appears that he is asserting his claims against each defendant in both their
individual and official capacities. (Id. at #87 (stating that “all parties listed are to be
carried as defendants and held in official, individual and investigative capacities”)).
The Magistrate Judge’s review of that complaint culminated in a
recommendation of dismissal for failure to state a claim of all Gallant’s claims except
his Eight Amendment claim against defendants Taylor, Frazie, Salyers, Distel, Dyer,
Scott, Parish, Rardin, Cooper, Ervin, Warren, and Cool, and his conspiracy claims
against Dyer, Scott, Parish, Rardin, Cooper, Ervin, Setty, and the unknown
individual who allegedly ordered plaintiff to be “cleaned up.” (First R&R, Doc. 6,
#127). And, as to those remaining claims, the First R&R recommends dismissal to
the extent that Gallant bring those claims against Defendants in their official
capacities and seeks monetary relief. (Id.).
Starting with this last point first, the First R&R explains that official-capacity
claims against state defendants seeking money damages fail as a matter of law
because “[a]bsent an express waiver, a state is immune from damage suits under the
Eleventh Amendment.” (Id. at #119–20 (citing P.R. Aqueduct & Sewer Auth. V.
Metcalf & Eddy, 506 U.S. 139 (1993))). The State of Ohio has not waived that
immunity. See Johns v. Supreme Court of Ohio, 753 F.2d 524, 527 (6th Cir. 1985).
And, although Gallant does not specifically name the State of Ohio, his suit against
state prison employees in their official capacities amounts to “a way of pleading the
action against the entity of which defendants are agents,” i.e., the State of Ohio.
Monell v. Dept. of Soc. Servs., 436 U.S. 658, 690 (1978). Thus, the First R&R says,
Eleventh Amendment immunity applies, requiring dismissal of those claims.
The First R&R further recommends dismissal of Gallant’s claims against
Warden Ronald Erdos because, according to the R&R, Gallant failed to allege that
Erdos had any personal involvement in the matters at hand. (First R&R, Doc. 6,
#120). And respondeat superior does not apply to § 1983 lawsuits. (Id. (citing Wingo
v. Tennessee Dept. of Corr., 499 F. App’x 453, 455 (6th Cir. 2012))). Thus, Gallant
must allege that Erdos himself had done something wrong—for example, adopting an
unconstitutional policy, pursuant to which the guards were acting at the time—in
order for liability to attach. And, in that regard, the First R&R found that Gallant’s
conclusory allegations that the Warden “allowed” the conduct to occur and failed to
properly train his staff were insufficient as a matter of law to meet his burden at the
pleading stage. (Id. at #121).
The First R&R also recommends dismissing Gallant’s First Amendment
retaliation claims, as such claims require allegations that the plaintiff had engaged
in constitutionally protected conduct, and that such conduct prompted the adverse
action allegedly taken against him. (Id.). Gallant failed to factually allege either
element.
As for the conspiracy claims, the First R&R recommends that they should be
allowed to go forward as to some defendants. As to other defendants, though, the First
R&R recommended dismissal because Gallant failed to include any more than vague
and conclusory allegations as to those defendants. (Id. at #121–22).
Less importantly for the purposes of this Opinion, the First R&R also
recommends dismissal of Gallant’s Fourth Amendment excessive force claim, his
Fourteenth Amendment claim, his substantive due process claim, his claim against
Defendant Setty for failure to investigate, his claims under the Americans with
Disabilities Act and Rehabilitation Act, his claim that unidentified officers “verbally
threatened and mocked him,” and any challenge he sought to bring against his
placement in solitary confinement. (Id. at #122–26).
B. The Magistrate Judge’s Second R&R.
The remaining Defendants, Taylor, Frazie, Salyers, Distel, Dyer, Scott, Parish,
Rardin, Cooper, Ervin, Warren, and Cool, filed a Motion for Summary Judgment on
the claims remaining against them on August 26, 2020. (Doc. 24). In their motion,
Defendants argued that Gallant could not show that the pain inflicted by Defendants
was sufficiently serious; that he could not show Defendants were acting with a
sufficiently culpable state of mind; that he could not show deliberate indifference;
that he could not show a constitutional violation as predicate to conspiracy claim; and
that, in any event, Defendants were entitled to qualified immunity. (See generally
id.). In support, they offered an authenticated use of force investigation report (Doc.
24-2), Gallant’s medical records (Doc. 24-4), and, importantly, three DVDs containing
the video recordings from the day of the incident, which they filed manually.
In his opposition, Gallant points to eight segments of video and seems to assert
that these create a genuine dispute of material fact. (Doc. 32, #683). He also sets aside
a portion of his opposition to decry the extensive “falsifications stipulated and stated
in the internal reports” submitted by the defense. (Id. at #685). He further asserts
that the medical records proffered by the defense were “limited in scope,” revealing
only “a fraction of the injuries” he sustained as a result of the incident. (Id.). He
argues that the defense’s narrative of events would be “easily disproved by video
recordings,” and that Defendants’ use of force was excessive because he had verbally
expressed his willingness to surrender. (Id. at #687).
The Second R&R agrees with Defendants that Gallant failed to point to any
genuine dispute of material fact and, accordingly, that Defendants are entitled to
judgment as a matter of law on the excessive use of force, conspiracy, and deliberate
indifference claims. The Second R&R reasons that, as to most of the claims and
Defendants, the video evidence blatantly refuted Gallant’s version of events and no
reasonable juror could have found otherwise. First, as to the excessive force claims,
the Magistrate Judge found that the video evidence entirely refuted Gallant’s
allegations that he had tried to surrender, that the SRT had “body slammed” Gallant
onto the ground, and that the SRT “unleash[ed] a brutal barrage of punches, hits, and
kicks” once he was on the ground. (Second R&R, Doc. 36, #718, 719–20). The Second
R&R does not say whether the video demonstrably contradicted Gallant’s allegation
that one of the defendants grabbed his genitals so hard that he defecated on himself.
But, according to the Second R&R, Sixth Circuit precedent holds that such an
allegation, standing alone, is insufficient to establish an Eighth Amendment
violation. (Id. at #720 (citing Tuttle v. Carroll Cnty. Detention Ctr., 500 F. App’x 480,
482 (6th Cir. 2012) (allegation that “female deputy ‘grabbed [Plaintiff’s] privates and
squeezed them really hard’” during a pat-down search was “simply too subjective and
vague to state an Eighth Amendment violation”)).
The Second R&R also agrees with Defendants Taylor, Salyers, and Frazie that
Gallant could not show they had exhibited “deliberate indifference” to his serious
medical needs. (Id. at #726, 729). The Second R&R explains that “[a] prison official
violates the Eighth Amendment ‘when, among other things, [he] acts with deliberate
indifference to serious medical needs of prisoners.’” (Id. at #725 (quoting Broughton
v. Premier Health Serv., Inc., 656 F. App’x 54, 56 (6th Cir. 2016))). Deliberate
indifference includes both objective and subjective elements. Farmer v. Brennan, 511
U.S. 825, 834 (1994); Bishop v. Hackel, 636 F.3d 757, 766 (6th Cir. 2011). Importantly,
the subjective element focuses on whether the defendant knew that the plaintiff faced
a substantial risk of harm and “disregard[ed] that risk by failing to take reasonable
measures to abate it.” Farmer, 511 U.S. at 847. In the Magistrate Judge’s view, Taylor
was entitled to summary judgment because Gallant had not produced evidence
showing that Defendant Taylor had knowledge of a sufficiently serious risk of harm
to plaintiff. (Second R&R, Doc. 36, at #726–27). That is, Gallant had not pointed to a
genuine issue of material fact as to the subjective prong. Although Gallant mentioned
to Taylor he was having mental health struggles, he had not specifically mentioned
suicidal ideations. (Id.). Nor did Gallant point to any evidence that Taylor was aware
of the bedsheet Gallant ultimately used in the incident. (Id. at #727).
As for Defendants Salyers and Frazie, the Second R&R once again turns to the
video evidence, concluding it refutes any allegation that Salyers or Frazie had
“disregarded” the risk of harm to Gallant. (Id. at #728). In contrast to Gallant’s
allegations that Salyers had “threaten[ed] [Gallant] with physical injuries by security
[and] made no attempts to intervene on [his] behalf,” the video evidence shows that
Salyers offered Gallant medication and engaged him in conversation about the
potential consequences of his actions. (Id.). Likewise, Frazie had spoken with Gallant
for roughly seventeen minutes, offering to walk Gallant down to administration on
two occasions. (Id. at #728–29). The Second R&R found that these were “reasonable
measures” to address the risk of harm to Gallant, and Gallant had not offered any
evidence creating a genuine dispute of material fact as to either Salyers or Frazie.
(Id.). Therefore, according to the R&R, Salyers and Frazie are entitled to judgment
as a matter of law.
Finally, as to Gallant’s conspiracy claims, which of course were not susceptible
to video evidence, the Second R&R agrees with Defendants that defendants Dyer,
Scott, Parish, Rardin, Cooper, Ervin, Setty, Warren, and Cool are entitled to
judgment as a matter of law because “[a] claim for civil conspiracy under § 1983 exists
only where the plaintiff has established a separate and actionable constitutional
injury.” (Id. at #724 (quoting Rapp v. Dutcher, 557 F. App’x 444, 450 (6th Cir. 2014))).
Given the recommended dispositions as to the other constitutional claims, Gallant
could not establish an underlying constitutional violation and, without this necessary
predicate, his conspiracy claim was doomed.
The Second R&R also recommends denying Gallant’s Motion for Sanctions
(Doc. 29), which arose from Defendants’ alleged failure to make the video recordings
available for Gallant to review. (Id. at #730). In particular, the Second R&R noted
that Gallant admitted, in his Response in Opposition (Doc. 32), that Gallant was
“provided several opportunities to review the numerous video recordings” and had
“inspected all of the available materials that defense has submitted,” including the
video recordings. (Doc. 36, #730 (quoting Resp., Doc. 32, #679, 681)). Thus, the Second
R&R recommends denying the Motion as moot.
LEGAL STANDARD
If a party objects within the allotted time to a report and recommendation, the
Court “shall make a de novo determination of those portions of the report or specified
proposed findings or recommendations to which objection is made.” 28 U.S.C.
§ 636(b)(1)(C); see also Fed R. Civ. P. 72(b). Upon review, the Court “may accept,
reject, or modify, in whole or in part, the findings or recommendations made by the
magistrate judge.” 28 U.S.C. § 636(b)(1). That said, objections must be specific; a
general objection to the R&R is not sufficient and may result in waiver of review.
Miller v. Currie, 50 F.3d 373, 380 (6th Cir. 1995).
To qualify, for review, an objection must “be clear enough to enable the district
court to discern those issues that are dispositive and contentious.” Id. (citing Howard
v. Secretary of Health and Human Servs., 932 F.2d 505, 508–09 (6th Cir. 1991)). “An
‘objection’ that does nothing more than state a disagreement with a magistrate's
suggested resolution, or simply summarizes what has been presented before, is not
an ‘objection’ as that term is used in this context.” VanDiver v. Martin, 304 F. Supp.
2d 934, 937 (E.D. Mich. 2004). And, notwithstanding specificity, a court need not
provide de novo review where the objections are frivolous or conclusory. Mira v.
Marshall, 806 F.2d 636, 637 (6th Cir. 1986); Slater v. Potter, 28 F. App'x 512, 512–13
(6th Cir. 2002).
A. The Dismissal Standard.
The First R&R recommended dismissal of certain of Gallant’s claims. On that
front, a federal court may, sua sponte, dismiss an in forma pauperis complaint if the
court is satisfied that the action is frivolous or malicious. 28 USC § 1915(e)(2)(B)(i);
Neitzke v. Williams, 490 U.S. 319, 324 (1989). A complaint may be dismissed as
frivolous when the plaintiff cannot make any claim with a rational or arguable basis
in fact or law. Neitzke, 490 U.S. at 328–29. An action has no arguable legal basis when
the defendant is immune from suit or when the plaintiff claims violation of a legal
interest which clearly does not exist. Id. at 327.
Congress has also authorized sua sponte dismissal of complaints that fail to
state a claim upon which relief may be granted. 28 USC §§ 1915(e)(2)(B)(ii),
1915A(b)(1). That is, a complaint must “state[] a claim for relief that is plausible,
when measured against the elements” of a claim. Darby v. Childvine, Inc., 964 F.3d
440, 444 (6th Cir. 2020) (citing Binno v. Am. Bar Ass’n, 826 F.3d 338, 345–46 (6th
Cir. 2016)). “In other words, Plaintiffs must make sufficient factual allegations that,
taken as true, raise the likelihood of a legal claim that is more than possible, but
indeed plausible.” Id. (citations omitted).
In making that determination, the Court must “construe the complaint in the
light most favorable to the plaintiff, accept its allegations as true, and draw all
reasonable inferences in favor of the plaintiff.” Bassett v. Nat’l Collegiate Athletic
Ass’n, 528 F.3d 426, 430 (6th Cir. 2008) (internal quotation omitted). That is so,
however, only as to factual allegations. The Court need not accept as true Plaintiff’s
legal conclusions. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atlantic Corp.
v. Twombly, 550 U.S. 544, 555 (2007)). Moreover, the well-pled facts must be
sufficient to “raise a right to relief above the speculative level,” such that the asserted
claim is “plausible on its face.” Iqbal, 556, U.S. at 678; Twombly, 550 U.S. at 546–47.
A pleading that offers only “labels and conclusions” or “a formulaic recitation of the
elements of a cause of action will not do.” Twombly, 550 U.S. at 555.
B. The Summary Judgment Standard.
The motion under consideration in the Second R&R was Defendants’ Motion
for Summary Judgment. “The ‘party seeking summary judgment always bears the
initial responsibility of informing the district court of the basis for its motion and
identifying those portions’ of the record which demonstrate ‘the absence of a genuine
issue of material fact.’” See, e.g., Rudolph v. Allstate Ins. Co., No. 2:18-cv-1743, 2020
WL 4530600, at *3 (S.D. Ohio Aug. 6, 2020) (quoting Celotex Corp. v. Catrett, 477 U.S.
317, 322 (1986)). But the non-moving party cannot defeat a motion for summary
judgment merely by pointing to any factual dispute. As the Sixth Circuit has
explained, “[t]he mere existence of some alleged factual dispute between the parties
will not defeat an otherwise properly supported motion for summary judgment; the
requirement is that there be no genuine issue of material fact.” Int’l Outdoor, Inc. v.
City of Troy, 974 F.3d 690, 697 (6th Cir. 2020) (bracket omitted) (quoting Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 247–48 (1986)).
LAW AND ANALYSIS
A. Gallant’s Objections to the Magistrate Judge’s First Order and R&R.
Gallant’s objections to the First R&R span two documents and 11 handwritten
pages. (See generally Doc. 14; Doc. 15). Most of his objections, however, are general,
conclusory, or frivolous, and therefore fail to preserve any issue for review by this
Court. See Mira, 806 F.2d at 637; Slater, 28 F. App’x at 512–13. For example, Gallant
repeatedly objects that the Magistrate Judge failed to recount or acknowledge all the
“factual assertions” included in his Complaint, instead “revising” the Complaint in
order to “suit the [R&R’s] stipulated recommendations.” (Doc. 14, #166). Indeed, the
R&R’s “very deficient recitings [sic]” of the allegations are “the main basis” for his
objection. (Id. at #164).
In support of this assertion, Gallant points the Court to various portions of the
Complaint and insists that the allegations therein “consist of constitutional violations
[and] deprivations.” (Id.; see also id. at #163 (directing Court to pages 18 and 19 of
the Complaint and asserting that the SRT’s “unlawful attack” was “maliciously
employed and intentionally committed”); id. at #171 (requesting the Court “make
reference” to the Complaint’s allegations against Erdos and asserting that they “rose
to the expectations and standards [of stating a claim]”).
The Court first notes that these objections are entirely conclusory (much like
many of the allegations in the Complaint to begin with). They fail to point to specific
factual matter which suggests error on the part of the Magistrate Judge. Indeed,
Gallant’s repeated references to the Complaint essentially argue that the Magistrate
Judge must have failed to properly consider the allegations because the allegations
in fact do state a claim. Gallant continues extensively in this vein, asserting that the
First R&R is insufficient in that, “if [the R&R] is recommending dismissal of certain
claims stated within the complaint’s assertions, it would at least recognize and/or
apply its disposition and determining lines of suggestive reasons to actual matters …
transcribed in the verified complaint.” (Obj. to First R&R, Doc. 14, #163). But an R&R
need not reproduce each and every line of the Complaint. And if a general objection
of the type Gallant makes were enough to require a district court to rehash every
allegation, that would undermine the key role that magistrate judges play in our
federal judicial system: “to assume some of the burden imposed [on the district courts]
by a burgeoning caseload.” Paterson-Leitch Co. v. Mass. Mun. Wholesale Elec. Co.,
840 F.2d 985, 991 (1st Cir. 1988) (quoting Chamblee v. Schweiker, 518 F. Supp. 519,
520 (N.D. Ga. 1981)).
Gallant also objects to the dismissal of certain of his failure-to-investigate
claims because he says that Defendant Setty’s cover-up will be “revealed in
discovery,” and objects to the dismissal of Defendant Mahlman because Mahlman did
more than just enact grievance restrictions, contrary to what the First R&R claims.
(Obj. to First R&R, Doc. 14, #164–65; but see Compl., Doc. 5, #111 (“While Mahlman
surely had a behind the scenes part in the casting and construction in the entire
conspired cover up to the whole affair, her sole contribution in the unlawful event
‘officially pronounced,’ is the unjustified grievance restriction.”)). But, as noted above,
the factual allegations in the complaint itself must be sufficient, taken as true, to
state a claim. More specifically, the allegations must suffice to “raise a right to relief
above the speculative level,” such that the asserted claim is “plausible on its face.”
Iqbal, 556, U.S. at 678; Twombly, 550 U.S. at 546–47. Discovery is not meant to allow
Gallant to discover whether he has a claim, but rather to provide a process for
gathering evidence to substantiate an already plausibly-stated claim. Gallant’s
assertions that certain defendants’ “behind the scenes” actions will be laid bare in
discovery, without more, do not plausibly state a claim, and thus the First R&R
properly recommended dismissal, notwithstanding those speculative allegations.
Gallant also appears to argue that the Magistrate Judge misapplied the law
by disregarding allegations which, in his view, should have overcome Defendants’
Eleventh Amendment immunity. (See, e.g., Doc. 14, #164; Doc. 15, #170 (objecting
that Magistrate ignored assertions stating “policy violations which disqualify[]
defendants from employing [an Eleventh Amendment] defense …”)). Gallant
relatedly objects that the Magistrate Judge impermissibly “raised” the immunity
argument on Defendants’ behalf. (Id.).
While these objections at least provide the Court greater clarity than some of
his others, they have no more legal merit. Both 28 U.S.C. §§ 1915(e)(2)(B)(iii) and
1915A(b)(2) make “seek[ing] monetary relief from a defendant who is immune from
such relief” an independent ground for dismissal. And this is, at least in part, exactly
what Gallant seeks. Gallant sues certain defendants in their official capacities and,
though he does not clarify for every defendant the capacity in which he sues, says he
seeks to hold them “collectively in all capacities charged in the unlawful use of deadly
force.” (Doc. 5, #112); see also Garcia v. Lorain Cty. Ct. of Common Pleas, No. 1:18-
CV-00944, 2019 WL 1755649, at *4 (N.D. Ohio Apr. 19, 2019) (“[W]here a plaintiff
does not specify the capacity in which he sued the individual defendants, ‘it must be
assumed that these defendants were sued in their official capacity as state
employees.’”) (quoting Tweed v. Wilkinson, 145 F.3d 1333 (6th Cir. 1998) (table)).
Gallant prays for relief in the amount of $100,000 from each named defendant1 and
then an additional $500,000 from the defendants “as a class,” for a total of $2,000,000.
(See id.).
But, as the Magistrate correctly explained, it is well-settled that a state is
immune from suits seeking monetary damages unless the state has waived that
immunity, which Ohio has not done. (First R&R, Doc. 6, #119–20); State of Ohio v.
Madeline Marie Nursing Homes, 694 F.2d 449 (6th Cir. 1982) (“[W]aiver by the state
1 Namely, Erdos, Warren, Cool, Distel, Dyer, Scott, Parish, Rardin, Cooper, Ervin, Frazie,
Salyers, Taylor, Setty, and Mahlman.
can still occur, but only ‘by the most express language or by such overwhelming
implication from the text as [will] leave no room for any other reasonable
construction.’”) (quoting Edelman v. Jordan, 415 U.S. 651 (1974)). And, although
Gallant does not specifically name the State of Ohio in his suit, a suit against an
agent of the state in their official capacity is essentially against the state. Will v.
Michigan Department of State Police, 491 U.S. 58, 71 (1989).
Against this legal backdrop, Gallant argues that his allegations of non-
compliance with prison policy somehow should have overcome this immunity. He
cites no case law to support such an argument, and the Court is aware of none. There
is no allegation a plaintiff could levy that would somehow “abrogate” Eleventh
Amendment immunity. The ability to render a state amenable to a suit for monetary
damages lies only with Congress (pursuant to § 5 of the Fourteenth Amendment) and
the state itself. See Franks v. Kentucky School for the Deaf, 142 F.3d 360, 362–63 (6th
Cir. 1998) (“Section 5 of the Fourteenth Amendment … is the only constitutional
provision that the Supreme Court recognizes as granting Congress the power to
abrogate the states’ immunity ….”).
The Court notes that Gallant’s argument could be taken another way. His
objection could be construed to mean that, by allegedly violating prison policy, the
prison employees were not acting in their official capacity at all, and immunity
therefore does not apply because “Eleventh Amendment protections only extend[]
when state employees are acting as ‘arms of the state.’” (Obj. to First R&R, Doc. 15,
#170). But if that is Gallant’s argument, it is no objection at all: the Magistrate Judge
allowed Gallant’s plausibly-stated claims to continue against certain defendants in
their individual capacities. And, contrary to Gallant’s objection, by applying Eleventh
Amendment immunity to the official capacity claims, the Magistrate Judge was not
raising a defense on the defendants’ behalf. Rather, the Magistrate was merely
performing the statutorily required sua sponte screening function. See 28 U.S.C.
§§ 1915(e)(2)(B)(iii), 1915A(b)(2).
Finally, Gallant requests leave to amend his Complaint. (Doc. 15, #168).
However, because the Magistrate Judge sua sponte screened the Complaint and
recommended dismissal of certain claims with prejudice (Doc. 6, #127), and because
the Court discerns no error in the Magistrate Judge’s consideration of the Complaint,
the Court denies Gallant’s request for leave.
The Court thus ADOPTS in full the Magistrate’s First R&R (Doc. 6), and
OVERRULES Plaintiff’s Objections to that R&R (Doc. 14; Doc. 15). That is, the
Court DISMISSES the Complaint (Doc. 5) WITH PREJUDICE as to all claims save
the Eighth Amendment claims against defendants Taylor, Frazie, Salyers, Distel,
Dyer, Scott, Parish, Rardin, Cooper, Ervin, Warren, and Cool, and the conspiracy
claims against Dyer, Scott, Parish, Rardin, Cooper, Ervin, Setty, and the unknown
individual who allegedly ordered plaintiff to be “cleaned up.”
B. Gallant’s Objections to the Second R&R.
Gallant’s objections to the Second R&R are, if anything, even more deficient
than those to the First R&R. He begins by asserting that the Magistrate Judge
“disregarded the very obvious and most apparent genuine issues of material facts.”
(Doc. 37, #732). Unfortunately, though the objections continue for four pages, Gallant
never elaborates on what these “obvious and most apparent” genuine issues of
material fact might be. Instead, Gallant asks the Court to disregard the Defendants’
“redundantly excessive manufactured and crafted discovery document,” and requests
the Court view the video recording of the incident, which “completely contradicts”
Defendants’ account. (Id. at #734). These objections are both general, in that they fail
to point the Court to any specific “issues that are dispositive and contentious,” and
conclusory, in that they offer no factual support for their claims. As such, they do not
preserve any issues for review by this Court. See Miller, 50 F.3d at 380 (citing
Howard, 932 F.2d at 509).
Gallant also objects that the entire report was “rendered … in favor of the
moving party, in direct contrast to the [Federal Rule of Civil Procedure] 56.” (Doc. 37,
#732). But, like his objection above, this claim that the Second R&R misapplied
Federal Rule of Civil Procedure 56 is unsupported and, in any event, unfounded. Rule
56 provides that “the court shall grant summary judgment if the movant shows that
there is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a). It is true that, in determining
whether the movant is entitled to judgment as a matter of law, the court must
evaluate the evidence, and all inferences drawn therefrom, in the light most favorable
to the non-moving party. Satterfield v. Tennessee, 295 F.3d 611, 615 (6th Cir. 2002).
(This is the standard on which Gallant seems to base his objection.) And it is also true
that the allegations in Gallant’s complaint significantly differ from the narrative
offered by Defendants.
But, even accounting for Satterfield’s non-movant-friendly standard, these
discrepancies (between Gallant’s narrative and Defendants’ narrative) do not create
a genuine issue of material fact. That is because, “[w]hen opposing parties tell two
different stories, one of which is blatantly contradicted by the record, so that no
reasonable jury could believe it, a court should not adopt that version of the facts for
purposes of ruling on a motion for summary judgment.” Scott v. Harris, 550 U.S. 372,
380 (2007). And applying that principle here, the Magistrate Judge was not required
to accept as true, for purposes of the Motion for Summary Judgment, all of the
allegations in Gallant’s Complaint.
The July 11 incident at the center of this Complaint was recorded, first by
Defendant Frazie and then, once the SRT was assembled, by Defendant Distel. (See
Video Recording #1; Video Recording #2). Defendants offered both recordings in
support of their Motion. (See Second R&R, Doc. 36, #710, 712; Galloway Decl., Doc.
24-5, #649–50). Gallant, by contrast, relied primarily on the allegations in his verified
Complaint to support his opposition to the Motion (see Second R&R, Doc. 36, #714),
although he also pointed to certain portions of the video (see Pl. Resp., Doc. 32, #683).
While the allegations in a verified complaint “count” for summary judgment
purposes, in deciding the Motion, the Magistrate Judge reviewed the recordings and
found that the video evidence “blatantly contradicted” many of those allegations. (See,
e.g., Second R&R, Doc. 36, #719–20 (“The video evidence blatantly contradicts
plaintiff’s assertions [that officers ‘clawed at his suspended body’ and ‘body slammed
his lifeless body’].”) (internal brackets omitted); id. at #728 (“The video recordings of
the incident directly refute plaintiff’s allegations that defendant Salyers, the SOCF
mental health administrator, ignored plaintiff’s ‘pleas for help.’”); id. at #729
(“Plaintiff’s conclusory assertions are blatantly contradicted by the video evidence
such that no reasonable jury could believe them.”) (citing Scott v. Harris, 550 U.S. at
380)).
This Court has independently reviewed the video evidence and agrees with the
R&R’s finding that the video evidence, for the most part, blatantly contradicts
Gallant’s version of events. The video shows that prison staff spoke extensively with
Gallant for over twenty minutes before the SRT team arrived and did not, contrary
to Gallant’s allegation, ignore his pleas for help. (See generally Video Recording #1).
Once the SRT arrived, Defendant Dyer asked Gallant several times to remove the
noose and warned him that, if he failed to do so, force would be used to gain his
compliance. (Video Recording #2 at 0:05:40–0:06:10). Further, once Gallant fell,
Officers are seen clearly attempting to hold up his suspended body as an SRT member
cuts the bed sheet. (Id. at 0:06:51–0:07:04). The video does not show a “barrage of
punches, hits, and kicks,” (Second R&R, Doc. 36, #718, 719–20), although it is fair to
say that, as two members of the SRT team reported afterward, team members did
use “multiple closed fist strikes” to Gallant’s upper back area in order to gain his
compliance because he was laying on his hands and refusing to “cuff up.” (Use of Force
Summary Rpt., Doc. 24-2, #248, 250–51).
Thus, despite the differences between Gallant’s account of the events that day
and Defendants’, no genuine dispute of material fact exists. “The mere existence of
some alleged factual dispute between the parties will not defeat an otherwise properly
supported motion for summary judgment; the requirement is that there be no genuine
issue of material fact.” Int’l Outdoor, Inc. v. City of Troy, 974 F.3d 690, 697 (6th Cir.
2020) (bracket omitted) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247–
48 (1986)). Accordingly, failing to adopt Gallant’s preferred version of the facts did
not constitute any error on the part of the Magistrate Judge. As such, Gallant’s
objection to the Second R&R’s application of Rule 56—even if it had risen to the level
of specificity required to preserve review—has no merit.
That being said, one of Gallant’s specific allegations—that an unknown
defendant grabbed Gallant’s genitals so hard he defecated on himself (see Compl.,
Doc. 5, #104)—bears a little further discussion. To start, this specific allegation is not
clearly contradicted by the video evidence.2 To be clear, the video evidence by no
means suggests that this event did occur, but the video does not rule it out sufficiently
to meet Scott’s “blatantly contradicted” standard. The cluster of corrections officers
around Gallant is simply such that the Court cannot clearly ascertain every point at
which a corrections officer may have grabbed or struck Gallant in some manner.
2 The R&R treats this point by stating only that “this allegation, without more, does not
establish that plaintiff’s Eighth Amendment rights were violated.” (Second R&R, Doc. 36,
#720) (citing Tuttle v. Carroll Cnty. Detention Ctr., 500 F. App’x 480, 482 (6th Cir. 2012)).
The Court notes that Gallant’s allegation here is somewhat distinguishable from that in
Tuttle but, given the Court’s reasoning, the R&R’s ultimate recommendation is not in error.
That could pose a problem for summary judgment. As noted, Gallant’s
Complaint is verified and therefore has the force of an affidavit. Thus, it is properly
considered as record evidence at the summary judgment stage. In that verified
Complaint, he alleges that “[o]ne member [of the SRT] grab[bed] hold of [his] genitals,
causing so much agonizing pain, [that he] defecated [him]self.” (Id.). The SRT
members deny that allegation, (see Use of Force Summary Rpt., Doc. 24-2, #289–98),
but that just gives rise to a “disputed fact,” arguably precluding summary judgment
rather than supporting it.
The Court finds, however, that this dispute does not rise to the level of a
genuine dispute as to a material fact on Gallant’s Eighth Amendment claim.
Importantly, the Court is not suggesting that conduct of the type alleged could never
give rise to an Eighth Amendment claim. To be sure, as the Magistrate Judge
observed, Sixth Circuit precedent confirms that mere incidental contact with
Gallant’s genitals, even if somewhat forceful, is not necessarily sufficient to state an
Eighth Amendment claim. Tuttle, 500 F. App’x 480, 482 (6th Cir. 2012) (allegation
that “female deputy ‘grabbed [Plaintiff’s] privates and squeezed them really hard’”
during a pat-down search was “simply too subjective and vague to state an Eighth
Amendment violation”). But the Court has little doubt that if a corrections officer
were to strike or grab an incarcerated person, in the genitals or anywhere else, merely
to cause pain, that could give rise to an Eighth Amendment claim absent extenuating
circumstances. That latter qualifier is important, though. Imagine, for example, that
an incarcerated person attacked a corrections officer, and in attempting to defend
himself or herself, the corrections officer punched or kicked the incarcerated person,
including in the genital region. Presumably, such conduct would not give rise to an
Eighth Amendment claim. In other words, as with all Eighth Amendment claims, the
analysis has an objective prong (how severe is the injury?) and a subjective prong
(what was the intent in using the force?). See Cordell v. McKinney, 759 F.3d 573, 580–
81 (6th Cir. 2014) (describing the prongs of an Eighth Amendment inquiry).
The Eighth Amendment question here, then, is how Gallant’s assertion
regarding the grabbing stacks up against the applicable standard. But before getting
there, the Court must first consider how Gallant’s specific assertion stacks up against
the other evidence. This latter inquiry poses some problems for Gallant. Even though
his allegation is not blatantly contradicted by the video alone, a similar “blatant
contradiction” of Gallant’s allegation occurs when the record is reviewed holistically.
In other words, the rest of the record evidence contradicts Gallant’s allegation to such
an overwhelming extent that Gallant has not “present[ed] a sufficient disagreement
to require submission to a jury.” Street v. J.C. Bradford & Co., 886 F.2d 1472, 1479
(6th Cir. 1989) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251–52 (1986)).
Rather, the evidence before the Court is “so one-sided that [Defendants] must prevail
as a matter of law” on the Eighth Amendment excessive force claim. Id.
The only evidence supporting any kind of traumatic contact of the type Gallant
alleges, other than Gallant’s assertion in his Complaint, is Gallant’s interview (three
months post-incident) with Lieutenant Setty. There, Gallant states that he suffered
“blunt force trauma to the head, neck, and testicles.” (Use of Force Summary Rpt.,
Doc. 24-2, #285). But “blunt force trauma” typically refers to a blow or a forceful
impact, like a punch (which is what Gallant alleges, and the corrections officers
admit, occurred with regard to Gallant’s head and neck areas). A person generally
would not use that term to describe the “grabbing” that Gallant now alleges in the
Complaint. To be fair, though, Gallant may have used the term “blunt force trauma”
more broadly, so in and of itself, his arguably inconsistent statement may not be a
fatal problem for his Eighth Amendment claim.
But, beyond Gallant’s arguably inconsistent statements, several other pieces
of record evidence seem to contradict any claim that the corrections officers applied
sufficient force of the type Gallant describes to satisfy the Eighth Amendment’s
objective and subjective prongs. See Cordell, 759 F.3d at 580–81. Start with the
objective prong. Jesse Mault, a nurse, “followed security staff to the infirmary to
further assess … Gallant for any injuries.” (Use of Force Summary Rpt., Doc. 24-2,
#429). But according to Mault, at no point did Gallant mention to medical staff any
alleged testicular injury. (Id. #430). To be sure, Gallant attempts to offer an answer
for that, saying he was “incapacitated and unconscious” at that time. (Id. at #285).
The problem with that explanation, though, is that SOCF medical records indicate
that, immediately following the incident, Gallant “denie[d] losing consciousness at
any time” and that during the SOCF medical exam he was “alert, responsive and
uncooperative.” (Medical Exam Rpt., Doc. 24-4, #509).
Moreover, further undercutting his specific allegation, the Court has reviewed
the medical records from SOCF and Adena Pike Medical Center regarding this
incident, which the Defendants submitted in support of their Motion for Summary
Judgment. Those records contain no reference to Gallant having defecated on himself,
nor do they reflect any injury to the area at issue—such as bruising, swelling, or
redness—which presumably would have occurred had the Defendants grabbed
Gallant in the manner and as forcefully as he seems to be claiming. (See id. at #509–
24). And the SRT “strip searched [] Gallant and dressed him in transportation
clothing and restraints for the medical trip,” but likewise made no mention of any
fecal matter in his clothing. (See Use of Force Summary Rpt., Doc. 24-2, #283).
Further, Defendants Scott, Parish, Rardin, and Cooper all asserted in interviews that
no force, other than the strikes to Gallant’s upper-back area and the force used to
gain control of his hands for cuffing, was used or witnessed by them during the
incident. (Id. at #289–98). And Defendants Scott, Parish, Rardin, Cooper, and Ervin
all specifically assert that they neither grabbed Gallant’s genitals nor witnessed
anyone else do so. (Id.).
One more observation on the objective prong. In connection with this
allegation, Gallant apparently intends that the Court should assume that severe pain
(or at least severe pain resulting from genital trauma) can cause involuntary
defecation. In other words, he wants the Court to assume that the assertion of
involuntary defecation helps to substantiate that an objectively high level of force was
applied. But he offers no evidence to support that causal link, and the Court is not
aware of any evidence linking involuntary defecation to trauma of this type.
In light of the record, the Court finds that Gallant has failed to show a genuine
dispute of material fact exists regarding the objective prong. In reaching that
conclusion, the Court notes again that mere incidental contact with Gallant’s
genitals—if any occurred—is not sufficient to state an Eighth Amendment claim.
Tuttle, 500 F. App’x 480, 482 (6th Cir. 2012). And, although injury and force are “only
imperfectly correlated,” Wilkins v. Gaddy, 559 U.S. 34, 38 (2010), Gallant has failed
to offer “significant probative evidence” of any injuries resulting from the alleged
contact. Roberts v. Morvac, No. 20-5167, 2020 WL 8511715, at *2 (6th Cir. Nov. 6,
2020). Though a plaintiff need not exceed “some arbitrary quantity of injury” to
sustain an Eight Amendment claim, Wilkins, 559 U.S. at 37, Gallant has come
forward with no evidence of injury resulting from the alleged genital contact. And the
only available proxy that he offers for the force used—that it was sufficient to cause
Gallant to defecate—is unsupported by the record.
That being said, even a relatively small force, if applied for inappropriate
reasons, can give rise to an Eighth Amendment claim. But that is where Gallant hits
the second problem. He has offered no evidence that would support a jury finding that
any alleged “grabbing” of the type he claims, if it occurred, was undertaken
“maliciously and sadistically,” rather than as part of “a good-faith effort to maintain
or restore discipline.” Wilkins, 559 U.S. at 40 (noting that whether the force was
applied “maliciously and sadistically to cause harm” is the “core judicial inquiry” of
Eighth Amendment excessive force claims). In that regard, it bears recalling that any
contact with Gallant’s genitals, if it happened, occurred while Defendants were
attempting to cut him down from a noose and restrain him once upon the ground. See
Cordell, F.3d 573 at 581 (consideration of the subjective component includes “such
factors as the need for the application of force, the relationship between the need and
the amount of force that was used, the extent of injury inflicted, and the extent of the
threat to the safety of staff and inmates”) (internal quotations omitted). Could an
officer trying to subdue Gallant while on the ground have attempted to grab or strike
Gallant’s legs and inadvertently instead grabbed or struck him in his genital region?
That is perhaps possible, but something beyond that type of inadvertent contact
during a struggle to regain control of him would be required to establish an Eighth
Amendment violation.
The Court remains cognizant of its obligation to evaluate the evidence, and all
inferences drawn therefrom, in the light most favorable to the non-moving party.
Satterfield, 295 F.3d at 615. But even given that obligation, the Court concludes
that—while Gallant’s sworn statement perhaps makes it something of a closer call
than some cases—no reasonable juror could find for Gallant on this claim considering
the scant evidence he has offered in support of it, coupled with the overwhelming
weight of record evidence pointing the other way. See Mitchell v. Toledo Hosp., 964
F.2d 577, 581–82 (6th Cir. 1992) (“The judge's inquiry, therefore, unavoidably asks
whether reasonable jurors could find by a preponderance of evidence that the plaintiff
is entitled to a verdict.”) (emphasis added) (quoting Liberty Lobby, 477 U.S. at 252);
see also A. T. v. Everett Sch. Dist., 794 F. App’x 601, 603 (9th Cir. 2019) (noting that
a “declaration, which runs counter to the overwhelming weight of the evidence, is
insufficient to withstand summary judgment”). As the Sixth Circuit has observed,
“[a]lthough statements made under the penalty of perjury may serve as an opposing
affidavit sufficient to rebut a motion for summary judgment, … ‘unsubstantiated,
self-serving assertions will not preclude an adequately supported motion for
summary judgment from being granted.’” Chambers v. Hardy, No. 19-5201, 2019 WL
8138590, at *4 (6th Cir. Oct. 30, 2019) (quoting Mosquera v. MTI Retreading Co., 745
F. App’x 568, 573 (6th Cir. 2018)). For the reasons above, the Court concludes that
such assertions are all that Gallant offers here. Accordingly, Defendants are entitled
to judgment as a matter of law on this issue.
As he did in his objections to the First R&R, Gallant also seeks in his objections
to the Second R&R leave “to amend [his] verified civil complaint.” (Obj. to Second
R&R, Doc. 37, #736). He further requests an “extension in discovery” to allow him an
“adequate amount of time to examine video footage.” (Id.).
Federal Rule of Civil Procedure 15 provides that leave to amend should be
“freely given” when justice so requires. Fed. R. Civ. Pro. 15(a)(2). The Court finds
here, though, that justice does not so require. That is particularly true given the
existence of the video evidence and Gallant’s inability to raise a genuine issue of
material fact in light of that evidence. Further confirming that leave to amend is not
appropriate here, the Court notes that this matter was originally filed in 2019;
allowing an amendment at this late stage would result in undue delay. See Foman v.
Davis, 371 U.S. 178, 182 (1962) (listing permissible reasons to deny leave to amend,
including undue delay, bad faith or dilatory motive, repeated failure to cure
deficiencies, and undue prejudice to the opposing party). As such, the Court denies
Gallant’s request for leave to amend.
The Court also declines to permit an “extension in discovery” for Gallant to
continue reviewing the video evidence. (Obj. to Second R&R, Doc. 37, #736). Gallant
admits that he “inspected all of the available materials that [the] Defense []
submitted,” and was provided “several opportunities to review the numerous video
recordings.” (Pl. Resp., Doc. 32, #679, 681). Thus, despite his objection that his “time
to examine video footage” was “cut short,” (Obj. to Second R&R, Doc. 37, #736), it
appears from his own filings that he was afforded ample time to consider Defendants’
submissions.
CONCLUSION
For the foregoing reasons, the Court ADOPTS in full the Magistrate’s First
R&R (Doc. 6) and ADOPTS IN PART and REJECTS IN PART the Second R&R
(Doc. 36). Specifically, given the Court’s recognition above that one of Gallant’s
specific verified allegations perhaps makes this a closer case on summary judgment
than some, the Court REJECTS the Second R&R’s recommendation that the Court
certify that any appeal would not be taken in good faith. The Court OVERRULES
Plaintiff’s Objections to both R&Rs (Doc. 14; Doc. 15; Doc. 37). Accordingly, the Court
GRANTS Defendant’s Motion for Summary Judgment (Doc. 24), and DENIES
Plaintiff’s Motion for Sanctions (Doc. 29), as moot. As a result, the Court
DISMISSES this action WITH PREJUDICE. The Court further DIRECTS the
Clerk to ENTER JUDGMENT in Defendants’ favor, and terminate this matter on
the Court’s docket.
SO ORDERED.
October 18, 2021 :
DATE DOUGLAS R. COLE
UNITED STATES DISTRICT JUDGE
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