Opinion

Wiley v. City of Columbus

Court
District Court, S.D. Ohio
Filed
Jun 25, 2021
Cited by
0 cases
Authority
More cited than 28.2%

discussing compressional force as the defining feature of positional asphyxia by “not allowing the chest to expand fully” and involves pressure on the torso, the upper back, and/or neck

How later courts described this case

  • discussing compressional force as the defining feature of positional asphyxia by “not allowing the chest to expand fully” and involves pressure on the torso, the upper back, and/or neck
  • agreeing “with the district court’s observation that ‘the fact that Roell’s resistance was probably caused by his excited delirium did not preclude the deputies from using a reasonable amount of force to bring him under control.’”
  • finding that failure to discipline conduct on a single occasion “cannot logically be the moving force behind the alleged constitutional violation”
  • “[The decedent’s] rights were not clearly established in the precedent of this circuit or otherwise. Thus, violation of his rights cannot be the ‘known or obvious consequence’ disregarded by the City of Euclid through its training program and the Monell claim fails.”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE SOUTHERN DISTRICT OF OHIO

EASTERN DIVISION

CHANA WILEY, as Administratrix of the

Estate of Jaron Ben-Rasu Thomas, Deceased Case No. 2:17-cv-888

Plaintiff, Judge James L. Graham

v.

Magistrate Judge Chelsey M. Vascura

CITY OF COLUMBUS, et al.,

Defendants.

OPINION AND ORDER

This case arises from the decedent’s 911 call for help after ingesting cocaine, opiates, and

marijuana and does not involve any suspected criminal activity. Police officers and paramedics

arrived five minutes later, and the officers immediately attempted to secure the scene for

paramedics to administer emergency medical care. Jaron Thomas, in his drug induced state,

resisted their efforts, was uncooperative, and prevented paramedics from treating him.

Officers unsuccessfully attempted to use a lesser amount of force, including placing

Thomas in handcuffs on the ground. Once they brought him to his feet, Thomas continued to kick

at them and flail his legs. Officers put Thomas back on the ground in order to control his feet and

legs. After the officers gained control of his feet and legs, paramedics were able to provide

emergency medical care. But after paramedics administered Narcan, Thomas went into cardiac

arrest, and although his heartbeat was restored, he never regained consciousness and died nine

days later.

This matter is before the Court for consideration of Defendants’ Motion for Summary

Judgment filed by Defendants, the City of Columbus and Officers Michael Alexander, Kyle

Andrews, Chase Pinkerman, Richard Shaffner, and Darren Stephens (collectively, “Defendants”),

seeking summary judgment on Plaintiff Chana Wiley’s claims alleging: 1) excessive use of force

in violation of the Fourth and Fourteenth Amendments, brought pursuant to 42 U.S.C. § 1983; 2)

wrongful death in violation of Ohio Rev. Code § 2125.02; 3) gross negligence; and 4) loss of

consortium. (Am. Compl. ¶¶ 161–170, ECF No. 17 at 130–131.)

The Court held oral argument on Defendants’ Motion for Summary Judgment on May 7,

2021.

Plaintiff’s claims rest on the proposition that after returning Thomas to the ground, an

officer applied compressive force, which interfered with his breathing, by placing his knee on

Thomas’s upper back while he was lying face down. Plaintiff argues that this resulted in

asphyxiation and was excessive in light of the Sixth Circuit’s decision in Champion v. Outlook

Nashville, Inc., 380 F.3d 893 (6th Cir. 2004). After carefully considering the record evidence and

construing it in the light most favorable to Plaintiff, the Court finds that there is no evidence from

which a jury could reasonably find that after returning Thomas to the ground, an officer applied a

knee to his upper back while he was lying face down, or any other kind of compressive force to

his back, chest, neck, or throat. Finding that the force actually used was reasonable under the

circumstances, the Court GRANTS Defendants’ Motion for Summary Judgment. (ECF No. 31.)

In the alternative, the Court finds that at the time of the incident, no reasonable officer

could have known that the amount of force actually applied under the circumstances was a

violation of Thomas’s constitutional rights. Accordingly, Defendant Officers are also entitled to

judgment as a matter of law based on the defense of qualified immunity.

I. BACKGROUND

A. The 911 Call and Initial Officer Response

On January 14, 2017, Thomas called 911 and requested an ambulance, because he was

“doing cocaine,” thought he might be overdosing, his “heart [was] pounding,” and he kept “hearing

these voices” that made him feel “really paranoid.” (Defs.’ Ex. D, ECF No. 31-13 at 241–42.)

Columbus police officers and Mifflin Township paramedics were quickly dispatched to the

residence where Thomas reported he was located. (Defs.’ Ex. H, ECF No. 31-7 at 261.)

Five minutes later, Defendant Officer Pinkerman arrived at the scene at 11:52:08 p.m. (Id.;

Defs.’ Ex. E, ECF No. 31-4 at 248.) Less than one minute later, paramedics Kyle Gibson and

Joshua Burke staged nearby, awaiting police officers to signal that the scene was secure for them

to go in and make patient contact. (Defs.’ Ex. H, ECF No. 31-7 at 261; Burke Dep. 22, ECF No.

31-14 at 433; Gibson Dep. 32–33, ECF No. 31-15 at 469.) Upon receipt of an overdose call, it is

customary for police officers to first ensure the scene is safe before paramedics enter the scene to

treat the patient. (Alexander Dep. 124, ECF No. 31-12 at 324; ECF No. 31-15 at 471.)

The scene was far from secure when Pinkerman arrived. When Pinkerman knocked on the

front door of the residence, he heard a male screaming and someone falling down the stairs.

(Pinkerman Dep. 24, ECF No. 31-16 at 499.) Soon after, the front door abruptly flew open, and a

man later identified as Thomas ran screaming past Pinkerman and fell onto the front lawn. (Id.)

After Thomas fell onto the lawn, Pinkerman ordered him to remain on the ground and put

his hands behind his back. (Id. at 500.) Thomas failed to comply, got to his feet, and ran toward

the street. (Id.) Pinkerman again ordered Thomas to stop and show his hands. (Id.) Thomas did

not stop, but soon fell to the ground and began “violently rolling around and sporadically

contorting his body . . . as if he was having a seizure.” (Id. at 500, 517.) Though Pinkerman did

not know for sure whether this person was the 911 caller, he thought that the man on the ground

was overdosing on drugs due to his erratic behavior. (Id. at 500.)

Then, Thomas got back up and continued running, and Pinkerman eventually closed the

distance between them, and when Thomas fell yet again, Pinkerman fell on top of him. (Id. at 518.)

Thomas never complied with any of Pinkerman’s commands. (ECF No. 34 at 611.)

Once Thomas was back on the ground, he actively resisted Pinkerman’s efforts to subdue

him. (ECF No. 31-16 at 501.) Pinkerman eventually handcuffed Thomas’s left wrist but struggled

to gain control of his right hand. (Id.) Defendant Officer Stephens arrived to assist Pinkerman

with handcuffing Thomas’s right hand, as Thomas was “pulling Officer Pinkerman back and

forth.” (Stephens Dep. 38, 41, ECF No. 31-18 at 566.) But even with Stephens’s assistance,

Thomas continued “aggressively resisting.” (Id.)

Stephens explained that their “goal at that point [was] to secure this person to alleviate any

threat,” and “if we [couldn’t] get this person secured, we [couldn’t] call for the medics . . . to . . .

come in [and] deliver the medical assistance that’s needed [for] the person [who] made that phone

call. So our biggest goal at that point [was] to make the scene safe so we [could] call for medics.”

(Id. at 558.)

Defendant Officer Alexander arrived while Pinkerman and Stephens struggled to control

Thomas. (Alexander Dep. 7, ECF No. 31-12 at 295.) According to Alexander, Thomas was

“kicking . . . squirming, [and] moving around,” so Alexander grabbed Thomas’s feet, crossed his

ankles, and folded his legs towards his buttocks to assist Pinkerman and Stephens in gaining

control of him. (Id. at 295, 301.) Alexander used a trained technique referred to as the “maximum

resistor” technique, whereby an officer crosses a subject’s legs while in a prone position, bending

the legs at the knees, and holding the feet to the buttocks.1 (Defs.’ Ex. O, ECF No. 36-3.)

Alexander explained that he controlled the bottom portion of Thomas’s legs, so that he was

unable to kick or push. (ECF No. 31-12 at 304.) As Thomas continued pulling away from the

officers, Pinkerman delivered a knee strike to the right side of Thomas’s abdomen. (Pinkerman

Dep. 36, ECF No. 31-16 at 502.) Thomas finally released his right hand from underneath his body,

and the officers handcuffed his right wrist. (Id.)

Although “Thomas continued to contort his arms, shoulders, and torso,” Alexander let go

of his feet, and Pinkerman, Stephens, and Alexander then stood Thomas up and attempted to walk

him to a police cruiser. (ECF No. 31-12 at 295, 323; ECF No. 31-18 at 558; ECF No. 34 at 622.)

At this point, the officers signaled paramedics to come to the scene. (ECF No. 31-7 at 261.)

Plaintiff does not claim that any of these measures were excessive. On May 4, 2021,

Plaintiff’s counsel informed the Court and defense counsel in writing by letter of that date stating

that “Ms. Wiley has decided to abandon her claims on the first two segments — the initial response

when Mr. Thomas emerged from the residence . . . and the later response when officers got him to

the ground . . . and pursue only the last [] segment when . . . Officers Shaffer [sic], Stevens [sic],

and Andrews placed [Thomas] on the ground and used force.” (ECF No. 43 at 865.) Plaintiff’s

claims are therefore limited to what occurred after Thomas was brought to his feet and then

returned to the ground.

1 The “maximum resistor” technique “is a trained technique for restraint designed to facilitate the application of further

restraints, and does not preclude the use of handcuffs.” (Defs.’ Ex. O, ECF No. 36-3 at 843–44.) After crossing an

individual’s feet, officers move the feet up towards the buttocks, which keeps the individual from moving around, and

then apply a hobble strap. (ECF No. 31-18 at 570.)

B. Officers Place Thomas on the Ground a Second Time

Defendant Officers Andrews and Shaffner arrived before the medics, while Thomas was

standing, handcuffed. (Shaffner Dep. 30, ECF No. 31-17 at 532.) “Thomas continued to move

around and pull away from the officers after he [was] brought to his feet.” (ECF No. 17 at 117.)

Alexander observed that Thomas “was still combative . . . kicking [and] dropping his body

weight,” and Pinkerman said Thomas was “kicking to the front, kicking to the back . . . [and] trying

to get away from our control.” (ECF No. 31-12 at 295, 323; ECF No. 31-16 at 503.)

At that point, the officers laid Thomas back on the ground and told Alexander to get a

hobble strap to secure his feet.2 (ECF No. 31-12 at 295.) A hobble strap “is a black nylon strap

that goes around the ankles and attaches to the handcuffs.” State v. Davis, No. 99AP-1428, 2000

Ohio App. LEXIS 4429, at *5 (Ohio Ct. App. Sep. 28, 2000). “A hobble strap controls a person’s

feet . . . it goes around their feet, and then when they stand up to walk, [officers] move it up around

their knees so they can move their feet to walk.” (ECF No. 31-17 at 536.) Alexander explained

that Thomas was placed back on the ground in order to apply a hobble strap, for the purpose of

preventing him from kicking officers or paramedics. (Id. at 316.) As Alexander further explained,

“We can’t get him medical attention until he is cooperating. If he’s not going to cooperate himself,

then we have to make sure that he’s not going to kick a medic, he’s not going to kick us.” (Id.)

While Alexander was retrieving a hobble strap from one of the police cruisers, Thomas

continued kicking, so Andrews crossed Thomas’s legs, bent them at the knee, and placed Thomas’s

legs against his buttocks. (ECF No. 31-13 at 381.) Andrews then kneeled against Thomas’s legs

2 After Thomas was placed back on the ground, Pinkerman went to his cruiser to positively identify the man on the

ground. (ECF No. 31-16 at 504.) Once back at his cruiser, Pinkerman identified the man as Thomas. (Id. at 505.)

by placing his knee across Thomas’s ankles and applying some of his body weight to prevent

Thomas from kicking his legs. (Id. at 389; ECF No. 34 at 627.)

On the other side, Shaffner held Thomas’s handcuffs and applied pressure with his left

knee to Thomas’s lower back/hip area, just above his buttocks to control his hips and keep him on

the ground until Alexander returned with the hobble strap. (ECF No. 31-13 at 381–82; ECF No.

31-17 at 538.) Stephens was on the right side of Thomas, and his knees were placed against the

side of Thomas’s shoulder to further inhibit his movements. (ECF No. 31-18 at 571.) The officers’

goal was to prevent Thomas from moving, get his “feet up, put the hobble strap[] on and then move

his body to his side,” so that he could be secured for the paramedics’ impending arrival. (ECF No.

31-13 at 381, 383; ECF No. 31-18 at 570–71, 573.)

Thomas was lying on the ground in this position for about ninety seconds while Alexander

was trying to find a hobble strap. (ECF No. 31-13 at 390.) Then, Thomas stopped resisting, and

Andrews and Shaffner noticed a change in his breathing. (Id. at 383.) Andrews observed “that it

was a little deeper and had slowed a bit.” (Id. at 370.) They immediately rolled Thomas onto his

side. (Id. at 383.) When Alexander returned with a hobble strap, another officer informed him that

it was no longer needed, and so the hobble strap was not applied to Thomas. (ECF No. 31-12 at

295.)

C. The Paramedics’ Arrival

Paramedics Kyle Gibson and Joshua Burke arrived as Thomas was being rolled onto his

side. (ECF No. 31-13 at 390; ECF No. 31-15 at 470.)

Upon his arrival, Gibson observed that Thomas appeared conscious, was breathing in and

out at a rate of six-to-ten times a minute, and mumbling words. (ECF No. 31-15 at 470.) Gibson

believed that Thomas’s labored breathing was due to an overdose of opiates, a respiratory

depressant. (Id. at 471.) He also observed “pinpoint pupils,” which he stated is “a telltale sign [of]

opiates.” (Id. at 472.) Gibson explained, “I know that if someone is overdosing, they’re going to

keep depressing, depressing, until they’re no longer breathing; so we need to get [Narcan] on board

as fast as we can.” (Id. at 474.)

Thomas was immediately secured to a cot and given Narcan to elevate his respiratory rate.

(Id. at 472; ECF No. 31-6 at 254.) At 12:02 a.m., the paramedics advised officers that Thomas

was in stable, non-life-threatening condition, and Stephens aired that information. (ECF No. 31-7

at 261; ECF No. 31-18 at 559.) At 12:06 a.m., Thomas stopped breathing and went into cardiac

arrest. (ECF No. 31-6 at 254; ECF No. 31-15 at 477.) The paramedics obtained a return of

spontaneous circulation (“ROSC”) to Thomas’s heart at 12:18 a.m. and departed for the hospital.

(ECF No. 31-6 at 255.)

D. Thomas at the Hospital

Thomas arrived at the hospital in critical condition. (ECF No. 31-11 at 291.) His treating

physician noted that Thomas’s lower ribs had a good, though subtle respiratory motion, but he

continued to have seizure-like activity. (Id. at 290–91.) Thomas’s drug screen was positive for

marijuana, cocaine, and opiates. (Id. at 291.)

Thomas never regained consciousness. On January 23, 2017, nine days after arriving at

the hospital, he died. (Defs.’ Ex. I, ECF No. 31-8 at 262.)

E. Cause of Death

The Franklin County Coroner’s Office determined that the cause of Thomas’s death was

“anoxic encephalopathy” as a consequence of “cardiac arrest” as a consequence of “cocaine

induced delirium.” (Id. at 263.)

Plaintiff’s medical expert, Dr. Francisco Diaz, disagrees and opines instead that Thomas’s

cardiac arrest was caused by “forcible restraint that precluded adequate breathing.” (Pl.’s Ex. F,

ECF No. 34-6 at 709.)

Thus, there is a material dispute as to the cause of Thomas’s death precluding summary

judgment on that issue.

II. STANDARD OF REVIEW

Under Federal Rule of Civil Procedure 56, summary judgment is proper if the evidentiary

material in the record shows that there is “no genuine dispute as to any material fact and the movant

is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). “Courts consider the evidence in

the light most favorable to the nonmoving party and draw all reasonable inferences in that party’s

favor.” Quigley v. Tuong Vinh Thai, 707 F.3d 675, 679 (6th Cir. 2013) (internal citation omitted)

(quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251–52 (1986)). The critical question

here is “whether the evidence presents a sufficient disagreement to require submission to a jury or

whether it is so one-sided that one party must prevail as a matter of law.” Anderson, 477 U.S. at

251–52.

“The moving party has the initial burden of proving that no genuine issue of material fact

exists, and the court must draw all reasonable inferences in the light most favorable to the

nonmoving party.” Stansberry v. Air Wisconsin Airlines Corp., 651 F.3d 482, 486 (6th Cir. 2011)

(internal quotations omitted). “Once the moving party meets its initial burden, the nonmovant

must ‘designate specific facts showing that there is a genuine issue for trial.’” Kimble v.

Wasylyshyn, No. 10–3110, 2011 WL 4469612, at *3 (6th Cir. Sept. 28, 2011) (quoting Celotex

Corp. v. Catrett, 477 U.S. 317, 324 (1986)); see also Fed. R. Civ. P. 56(c) (requiring a party

maintaining that a fact is genuinely disputed to “cit[e] to particular parts of materials in the

record”).

“The nonmovant must, however, do more than simply show that there is some metaphysical

doubt as to the material facts. [T]here must be evidence upon which a reasonable jury could return

a verdict in favor of the non-moving party to create a genuine dispute.” Lee v. Metro. Gov’t of

Nashville & Davidson Cty., 432 F. App’x 435, 441 (6th Cir. 2011) (internal quotations and

citations omitted). “When a motion for summary judgment is properly made and supported and

the nonmoving party fails to respond with a showing sufficient to establish an essential element of

its case, summary judgment is appropriate.” Stansberry, 651 F.3d at 486 (citing Celotex, 477 U.S.

at 322–23).

III. DISCUSSION

Defendants seek judgment in their favor on Plaintiff’s claims of: 1) excessive use of force

in violation of the Fourth and Fourteenth Amendments, brought pursuant to 42 U.S.C. § 1983; 2)

wrongful death in violation of Ohio Rev. Code § 2125.02; 3) gross negligence; and 4) loss of

consortium.

A. Plaintiff’s § 1983 Claims Against Defendant Officers

Plaintiff claims that the Defendant Officers, whom she is suing in both their individual and

official capacities, were inadequately trained by the City of Columbus, and applied excessive force

in their attempt to restrain Thomas, which caused him to lose consciousness and die nine days

later. In her response in opposition to Defendants’ Motion for Summary Judgment, Plaintiff

specifies that she is asserting that, “[t]he Defendant Officers directly involved in the fatal segment

were Kyle Andrews, Richard Shaffner, and Darren Stephens.” (ECF No. 34 at 642.)

At oral argument, Plaintiff further clarified that she is only pursuing claims against

Andrews, Shaffner, and Stephens for: 1) Andrews’s use of the maximum resistor position once

Thomas was placed on the ground for the second time; 2) Shaffner’s alleged use of his knee on

Thomas’s upper back while he was lying face first on the ground, compromising his ability to

breathe; and 3) Stephens’s alleged failure to intervene.

Inasmuch as Pinkerman and Alexander had no role in what occurred after Thomas was

brought to his feet, they are entitled to judgment as a matter of law.

B. Qualified Immunity Defense

Andrews, Shaffner, and Stephens assert the affirmative defense of qualified immunity,

which “protects government officials ‘from liability for civil damages insofar as their conduct does

not violate clearly established statutory or constitutional rights of which a reasonable person would

have known.’” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting Harlow v. Fitzgerald,

457 U.S. 800, 818 (1982)). “The issue of qualified immunity is essentially a legal question for the

court to resolve.” Everson v. Leis, 556 F.3d 484, 494 (6th Cir. 2009) (citing Elder v. Holloway,

510 U.S. 510, 516 (1994)). Courts “ask two questions in evaluating whether a law-enforcement

officer is entitled to qualified immunity on an excessive-force claim: ‘(1) whether the officer

violated the plaintiff’s constitutional rights under the Fourth Amendment; and (2) whether that

constitutional right was clearly established at the time of the incident.’” Roell v. Hamilton Cty.,

870 F.3d 471, 480 (6th Cir. 2017) (quoting Estate of Hill v. Miracle, 853 F.3d 306, 312 (6th Cir.

2017)). These two questions may be addressed in any order. Pearson, 555 U.S. at 236. If either

question “is answered in the negative, then qualified immunity protects the officer from civil

damages.” Goodwin v. City of Painesville, 781 F.3d 314, 321 (6th Cir. 2015) (citing Martin v.

City of Broadview Heights, 712 F.3d 951, 957 (6th Cir. 2013)). When a defendant raises qualified

immunity as a defense, the plaintiff has the burden of demonstrating that the defendant is not

entitled to qualified immunity. Everson, 556 F.3d at 494.

C. Violation of a Constitutional Right

Plaintiff’s claim is premised on her allegation that Andrews and Shaffner used excessive

force to subdue Thomas the second time he was placed on the ground.

Traditionally, courts evaluate an excessive force claim under an objective-reasonableness

test of “whether the officers’ actions are objectively reasonable in light of the facts and

circumstances confronting them, without regard to their underlying intent or motivation.” Graham

v. Connor, 490 U.S. 386, 397 (1989) (internal quotation marks omitted). “The ‘reasonableness’

of a particular use of force must be judged from the perspective of a reasonable officer on the

scene, rather than with the 20/20 vision of hindsight.” Id. at 396. The three Graham factors are:

(1) “the severity of the crime at issue,” (2) “whether the suspect poses an immediate threat to the

safety of the officers or others,” and (3) “whether he is actively resisting arrest or attempting to

evade arrest by flight.” Id.

But where the Graham test does not fit, “because the person in question has not committed

a crime, is not resisting arrest, and is not directly threatening the officer,” the Sixth Circuit requires

that a “more tailored set of factors be considered in the medical-emergency context” to determine

whether the officers’ actions were objectively reasonable in light of the facts and circumstances

confronting them. Estate of Hill, 853 F.3d at 314. In the emergency medical context, the Court

should ask:

(1) Was the person experiencing a medical emergency that rendered him incapable

of making a rational decision under circumstances that posed an immediate threat

of serious harm to himself or others?

(2) Was some degree of force reasonably necessary to ameliorate the immediate

threat?

(3) Was the force used more than reasonably necessary under the circumstances

(i.e., was it excessive)?

Id.

“If the answers to the first two questions are ‘yes,’ and the answer to the third question is

‘no,’ then the officer is entitled to qualified immunity.” Id. This medical emergency focused

inquiry assists courts in this circuit “in resolving the ultimate issue of ‘whether the officers’ actions

are objectively reasonable in light of the facts and circumstances confronting them.’” Id. (quoting

Graham, 490 U.S. at 397.)

In the case at bar, the Court concludes that after applying the Estate of Hill factors to the

record evidence viewed in the light most favorable to Plaintiff, Andrews and Shaffner did not use

excessive force against Thomas when restraining him on the ground for the purpose of allowing

paramedics to safely enter the scene and administer emergency medical treatment.

Regarding the first factor, Thomas was undisputedly experiencing a medical emergency

that rendered him incapable of making a rational decision during officers’ response to his 911 call

due to his ingestion of multiple drugs, resulting excited delirium, and paranoia. Plaintiff correctly

asserts that Thomas was “tremendously impaired,” acting bizarrely, “and unable to follow officers’

orders or enter into a rationale [sic] conversation” and that Thomas “was out-of-control due to his

medical crisis and use of cocaine” during the final segment. (ECF No. 34 at 644, 648.)

Not only was Thomas incapable of making a rational decision under the circumstances, but

he also posed an immediate threat of physical danger to paramedics while aggressively kicking

and flailing.3 And, Thomas posed an immediate threat of physical harm to himself by actively

resisting officers’ efforts to subdue him and delaying his emergency medical treatment.

3 During oral argument, Plaintiff’s counsel agreed that Thomas’s flailing legs would create some danger to the medics

if trying to treat him. (Oral Arg. Tr. 30:11–13, ECF No. 44 at 895.)

Thomas self-reported that he was overdosing on cocaine and fearful of a heart attack. Soon

after Pinkerman arrived, he observed Thomas seizing on the ground and thought he was

overdosing. These circumstances required immediate emergency medical assistance. But while

Thomas remained uncooperative and combative, paramedics could not treat him. Therefore,

Thomas’s “mental and physical state rendered him ‘at a minimum, . . . a threat to his own safety.’”

Estate of Hill, 853 F.3d at 315 (quoting Caie v. W. Bloomfield Twp., 485 F. App’x 92, 95 (6th Cir.

2012)).

As to the second factor, some amount of force was therefore necessary to alleviate the

immediate threat Thomas posed to paramedics, and most critically, to himself.4 Pennington v.

Terry, 644 F. App’x 533, 544 (6th Cir. 2016) (recognizing “that law enforcement may

constitutionally apply force to neutralize a safety threat to the plaintiff himself.”). By continuing

to kick and flail his legs after he was handcuffed and put on his feet, Thomas actively impeded the

officers’ attempts to secure emergency medical treatment for him. Roell, 870 F.3d at 482 (6th Cir.

2017) (finding Roell’s kicking and flailing while officers attempted to restrain him to be active

resistance); see also Rudlaff v. Gillispie, 791 F.3d 638, 641 (6th Cir. 2015) (cleaned up) (“Active

resistance includes physically struggling with, threatening, or disobeying officers.”)

It is undisputed that Thomas remained combative after officers brought him to his feet and

the paramedics were on their way. Because Thomas remained uncooperative and combative while

in need of emergency medical treatment, officers placed him back on the ground to secure his feet

with a hobble strap in order to protect the medics who were on their way to treat him.5

4 Plaintiff admits there was a “need . . . to keep Mr. Thomas, then handcuffed and experiencing a medical crisis and

the effects of cocaine use, from hurting himself or others or fleeing.” (ECF No. 34 at 649.)

5 It should be noted that this is the same device that officers successfully applied to subdue the decedent in Champion

v. Outlook Nashville, Inc., 380 F.3d 893 (6th Cir. 2004), where the Sixth Circuit determined officers used excessive

force, because they applied force after the application of the hobble strap. Here, though officers intended to apply a

hobble strap, one was never applied to Thomas.

Plaintiff argues that officers failed to use de-escalation techniques or call a crisis

intervention team specializing in mental health crises,6 but this argument misses a critical point.

Thomas needed immediate medical attention, and time was of the essence. As Gibson explained,

“if they took a high enough dose of it . . . they’re going to go into respiratory arrest and then falling

into cardiac arrest.” (ECF No. 31-15 at 479.) Furthermore, there is no record evidence supporting

the proposition that de-escalation techniques are required or effective in cases of drug induced

delirium.

It is undisputed that Thomas failed to respond to officers’ orders, and as the Sixth Circuit

pointed out in Roell, “no caselaw supports [the] assertion [that officers] were prohibited from using

any physical force . . . before first attempting alternative de-escalation techniques.” 870 F.3d at

482. Therefore, due to Thomas’s lack of cooperation and active resistance to officers’ efforts,

some amount of force was reasonably necessary to secure immediate emergency medical treatment

for him.

Addressing the third and final factor concerning whether Andrews’s and Shaffner’s

applications of force were excessive, the Court finds their uses of force were objectively reasonable

under the emergency circumstances they faced. Thomas actively resisted while officers were

rapidly trying to facilitate emergency medical assistance. But unless officers could effectively

subdue Thomas, emergency medical personnel could not offer assistance. As Burke explained,

6 The record in this summary judgment proceeding includes a copy of the report of Plaintiff’s use of force expert,

Geoffrey P. Alpert. (Pl.’s Ex. D, ECF No. 34-4.) Alpert lists all of the documents he relied upon in arriving at his

opinions. They include many which are not a part of the record in this case and many which consist of unsupported

hearsay. Back v. Nestlé USA, Inc., 694 F.3d 571, 580 (6th Cir. 2012) (“[H]earsay evidence cannot be considered on

summary judgment.”) Much of his report is devoted to events which are no longer part of Plaintiff’s claims in this

case, and his report repeatedly refers to Thomas being “hogtied,” something which Plaintiff’s counsel has disavowed

(ECF No. 44 at 887–88), and which is not supported by the record evidence. His opinions on the reasonableness of

the officers’ actions in this case are legal issues which the Court must decide. “The reasonableness of officer conduct

in excessive-force cases is a question for the court.” McKenna v. Edgell, 617 F.3d 432, 441 (6th Cir. 2010). Nothing

in his report creates genuine disputes of fact which would preclude granting summary judgment.

“[T]here’s always a concern to get there as soon as possible [for an overdose call], but we also

have to take our safety into consideration too, because if we’re hurt, we can’t perform our task,

then we’re not able to do any good for the patient.” (ECF No. 31-14 at 442.)

It is undisputed that minutes earlier, three officers struggled to handcuff a non-compliant

Thomas the first time he was on the ground. It is further undisputed that after being handcuffed

on the ground, Thomas remained combative and continued kicking and flailing even after officers

brought him to his feet in an effort to secure him for the paramedics’ arrival.

Officers knew Thomas needed to be subdued to receive medical treatment, so he was

placed back on the ground, so that his legs and feet could be restrained. As the undisputed record

evidence demonstrates, officers’ previous attempts to subdue Thomas were unsuccessful, and the

paramedics were staged nearby and waiting to administer treatment. It was therefore objectively

reasonable for Andrews and Shaffner to perceive that it was necessary to apply pressure to

Thomas’s legs and lower back/hip area to temporarily restrain his legs and feet until either a hobble

strap could be applied, or he became compliant enough to receive emergency medical treatment.

While Plaintiff argues that Thomas was “suffering from the effects of cocaine use,” and

Andrews and Shaffner should have taken his diminished capacity into account,7 this did not

preclude them from using a reasonable amount of force to bring Thomas under control to facilitate

emergency medical treatment for his self-reported overdose. Roell, 870 F.3d at 482 (agreeing

“with the district court’s observation that ‘the fact that Roell’s resistance was probably caused by

his excited delirium did not preclude the deputies from using a reasonable amount of force to bring

him under control.’”)

7 There is no record evidence that Andrews and Shaffner were aware that Thomas suffered from a history

schizoaffective disorder as indicated in Thomas’s hospital records. (ECF No. 31-11 at 292.)

Plaintiff claims that Andrews and Shaffner applied substantial pressure to Thomas’s upper

back while he was lying face down in a prone position and that this would constitute excessive

force under Champion. The record evidence does not support her assertion.

There is no record evidence that either Andrews or Shaffner applied any pressure to

Thomas’s mid or upper back, chest, or torso while he was lying on the ground. Instead, Andrews

applied pressure to his legs while Shaffner applied pressure to Thomas’s lower back/hip area.

Their testimony to this effect is uncontradicted. Andrews and Shaffner used these techniques to

control Thomas’s kicking and flailing legs for a limited time until Alexander could return with a

hobble strap, which they needed to secure his legs and feet in order to protect the medics who were

on their way. When they noticed Thomas had difficulty breathing, they immediately rolled him

over to his side, and the paramedics simultaneously arrived and began treating him.

Plaintiff points to a photograph of a bruise on the upper part of Thomas’s back and asserts

that Shaffner caused this bruise by applying pressure to Thomas’s upper back with his knee, but

she points to no record evidence that this bruise was in fact caused by Shaffner’s knee.8 The record

evidence only shows that Shaffner applied his knee to the lower back/hip area to temporarily

restrain Thomas’s hips to facilitate emergency medical assistance. (ECF No. 31-17 at 537–38,

545–46.)

Plaintiff argues that Shaffner’s deposition testimony supports her assertion that Shaffner

placed his knee on Thomas’s upper back, but Shaffner’s deposition testimony does not support

that argument. When questioned by Plaintiff’s counsel, Shaffner emphasized he “had pressure on

8 At oral argument, Plaintiff cited the report of her medical expert, Dr. Diaz, as evidence of the source of Thomas’s

bruise, but Diaz’s report only opines as to the cause of Thomas’s death, not the source of the bruise on his upper back.

Diaz seems to assume, without evidence, that some officer applied pressure to Thomas’s upper back while he was

prone.

his hips” and when asked if “[i]t could have been in . . . [the] lower back/hip area,” Shaffner

responded, “[i]t could have been.” (Id. at 538.) (emphasis added)

When further questioned about the placement of his knee, and whether “it could have been

in the middle of [Thomas’s] back,” Shaffner insisted, “I was sure to have it on his hips. Like I

said, control the hips, control the body.” (Id. at 545–46.) Moreover, when confronted with the

photograph of the bruise on Thomas’s upper back, Shaffner expressly denied placing his knee

there.

Q. Okay. And do you see the large bruise there?

A. Yes.

Q. Okay. Is it your testimony that your knee pressure was not in this area?

A. Yes, it was not in that area.

Q. Okay. Would you have put your knee pressure in that area?

A. No.

Q. Why not? Why would you not have done that?

A. Because he was already handcuffed. His shoulders were already in

control from his hands being handcuffed. So I don’t need to control what

his arms are doing because those are controlled by the handcuffs and I have

a hold of those. So just the hips [are] what I am worried about.

(Id. at 546.)

Although he conceded that he might have placed his knee in the lower back/hip area,

Shaffner consistently and repeatedly denied placing his knee on Thomas’s upper back.

Plaintiff also argues that Medic Kyle Gibson’s deposition testimony supports the

proposition that Shaffner applied force to Thomas’s upper back. However, Gibson’s deposition

testimony does not contradict any of Shaffner’s testimony regarding the location of his knee.

During his deposition, Gibson was questioned about an audio recording of his interview by

an unidentified Detective Sheppard. After playing part of the audio recording, counsel asked

Gibson about his interview, and he testified as follows:

Q. What you’ll see here is a transcript that was made by a court reporter,

based on the audio interview that you mentioned earlier with Detective

Sheppard. I know you have not had a chance to review this transcript and

sign for it and made [sic] changes, so we’ll listen to the audio and use the

transcript here as kind of a read along.

A. Okay.

(PLAYBACK OF AUDIO RECORDING BEGINS.)

(PLAYBACK OF AUDIO RECORDING PAUSED.)

I’ll stop there.

Q. So when you approached, you saw one of the officers with his knee on

Mr. Thomas’s back to keep him from resisting?

A. So this was done a lot – I mean, we’re talking about January 2017, so

this was more fresh. So I can’t tell you right now, yeah, that’s it, but at

that time, if that’s what I said, I believe that’s what I saw.

Q. But at this point you don’t recall whether that took place or not?

A. No, I don’t.

Q. Okay.

(PLAYBACK OF AUDIO RECORDING RESUMED.)

(PLAYBACK OF AUDIO RECORDING PAUSED.)

Q. Does that refresh your memory at all?

A. Just on the left side. I mean, the only thing I can recall from there is

remembering he was on his side. I believe I said earlier that it was his left

side, that I thought that I remembered it was on the left side.

Q. Okay.

(ECF No. 31-15 at 482.)

Gibson said he does not have a present recollection of seeing an officer with his knee on

Thomas’s back, but construing his deposition testimony in the light most favorable to Plaintiff, it

is conceivable that upon further questioning, Gibson might say that his memory was refreshed.

But even that would not be availing in Plaintiff’s efforts to create a genuine dispute of fact that

Shaffner, contrary to his clear sworn testimony, applied force to Thomas’s upper back and/or that

he was responsible for the bruise in the photograph (which was not shown to Gibson during his

deposition).

There are numerous other potential sources of this bruise, including the undisputed fact

that Thomas fell down a flight of stairs prior to running screaming from the residence, that he fell

down several times afterwards, was violently rolling around on the ground, that Pinkerman fell on

top of him in the street, and that Pinkerman was on top of his back trying to handcuff him while

Stephens assisted. Plaintiff has not eliminated the other potential causes of the bruise and has not

presented sufficient evidence from which a jury could reasonably conclude that the bruise was

caused by Shaffner’s knee on Thomas’s upper back.

Considering all of the facts in the record, it is mere speculation that the bruise was caused

by Shaffner’s knee. “While the facts are normally taken as alleged by the plaintiff, facts that

absolutely contradict the record will not be considered as claimed by the plaintiff.” Everson v.

Leis, 556 F.3d 484, 494 (6th Cir. 2009) (citing Marvin v. City of Taylor, 509 F.3d 234, 249 (6th

Cir. 2007)). In the instant case, some of Plaintiff’s alleged facts are contradicted by record

evidence, such as uncontradicted sworn testimony. Shaffner clearly denied under oath that he

placed his knee where the bruise appears on Thomas’s back, and his deposition testimony is not

contradicted by any direct or circumstantial evidence from which a reasonable jury could find that

his testimony is untrue.

Viewing the facts in the light most favorable to Plaintiff, the Court finds that Andrews’s

and Shaffner’s actions did not amount to constitutionally excessive force, and they are entitled to

judgment in their favor on Plaintiff’s excessive use of force claim. As there was no constitutional

violation, Stephens did not have a duty to intervene, and he is entitled to judgment as a matter of

law on Plaintiff’s § 1983 claim against him.

D. Clearly Established Constitutional Right

Even if the Court determined that a constitutional violation had occurred, the law as of

January 14, 2017, was not clearly established that police officers responding to a medical

emergency call could not apply pressure to the legs and lower back/hip area of a combative, non-

compliant person to secure emergency medical treatment.

The sources of clearly established law are “‘first to decisions of the Supreme Court, then

to decisions of this court and other courts within our circuit, and finally to decisions of other

circuits.’” Martin, 712 F.3d at 961 (quoting Champion, 380 F.3d at 902). “To be clearly

established, a legal principle must have a sufficiently clear foundation in then-existing precedent.”

District of Columbia v. Wesby, 138 S. Ct. 577, 589 (2018). While there is not a requirement for

“a case directly on point . . . existing precedent must have placed the statutory or constitutional

question beyond debate.” Ashcroft v. al-Kidd, 563 U.S. 731, 741 (2011) (citing Anderson v.

Creighton, 483 U.S. 635, 640 (1987)).

“The ‘clearly established’ standard also requires that the legal principle clearly prohibit the

officer’s conduct in the particular circumstances before him.” Wesby, 138 S. Ct. at 590. “The

rule’s contours must be so well defined that it is ‘clear to a reasonable officer that his conduct was

unlawful in the situation he confronted.’” Id. (quoting Saucier v. Katz, 533 U. S. 194, 202 (2001)).

The Supreme Court has “repeatedly stressed that courts must not ‘define clearly established law at

a high level of generality, since doing so avoids the crucial question whether the official acted

reasonably in the particular circumstances that he or she faced.’” Id. (quoting Plumhoff v. Rickard,

572 U.S. 765, 779 (2014)).

Plaintiff bears the burden of demonstrating that a right is clearly established. Barrett v.

Steubenville City Schs., 388 F.3d 967, 970 (6th Cir. 2004).

Plaintiff argues that under Champion, it was “clearly established that putting substantial or

significant pressure on a suspect’s back while that suspect is in a face-down prone position after

being subdued and/or incapacitated constitutes excessive force.” 380 F.3d at 903.

Plaintiff also draws this Court’s attention to Martin, where the Sixth Circuit stated, “In

Champion, we held that applying pressure to the back of a prone suspect who no longer resists

arrest and poses no flight risk is an objectively unreasonable use of force.” 712 F.3d at 961. The

Sixth Circuit further clarified its holding in Champion by stating, “The better view is that

Champion proscribes the use of ‘substantial or significant pressure’ that creates asphyxiating

conditions in order to restrain a subject who does not pose a material danger to the officers or

others.” Id.

The present case is distinguishable from both Champion and Martin.

In Champion, the decedent “stopped resisting arrest and posed no flight risk” when officers

“sprayed him with pepper spray even after he was immobilized by handcuffs and a hobbling

device.” In contrast, Thomas repeatedly physically resisted officers’ efforts to secure his feet and

legs by kicking and flailing. Further, he was not immobilized by a hobble strap and had not been

subdued while on the ground, when Shaffner put his knee on Thomas’s lower back/hip area. 380

F.3d at 901.

This case is further distinctive from Champion because Andrews and Shaffner did not

apply any compressive pressure to Thomas’s mid or upper back or his neck, and therefore did not

create asphyxiating conditions. See Hopper v. Montgomery Cty., 310 F. Supp. 3d 911, 926 (S.D.

Ohio 2017) (discussing compressional force as the defining feature of positional asphyxia by “not

allowing the chest to expand fully” and involves pressure on the torso, the upper back, and/or

neck), aff’d, Hopper v. Plummer, 887 F.3d 744 (6th Cir. 2018). When Shaffner was asked under

oath if he was concerned, at the time of the incident, that the pressure he was placing on Thomas’s

hips and lower back might risk positional asphyxia, he responded no, “[b]ecause he didn’t have

any pressure on his chest, his breathing cavity,” and that based on his training and experience as a

police officer, there must be “pressure on the chest area, the area where the lungs are” to create a

risk of positional asphyxia. (ECF No. 31-17 at 543.) Not only does the record evidence indicate

that Andrews and Shaffner did not use substantial or significant pressure to create asphyxiating

conditions, but it also demonstrates that officers applied pressure to restrain Thomas, whose

combative actions, unlike in Champion where the subject was already fully restrained, posed a

material danger to paramedics, who could not treat him until he was subdued.

Here too, unlike Champion where genuine disputes of fact were created by the testimony

of five lay witnesses, there are no witnesses to contradict the testimony of any of the officers

involved.

The instant case is also distinguishable from Martin, where the Sixth Circuit held that “[a]

reasonable officer should have known that subduing an unarmed, minimally dangerous, and

mentally unstable individual with compressive body weight, head and body strikes, neck or chin

restraints, and torso locks would violate that person’s clearly established right to be free from

excessive force.” 712 F.3d at 963. The Martin court determined that those actions were “severe,”

especially in light of the fact that Martin did not pose a serious safety risk to others. Id. at 962.

Unlike Martin, Thomas posed a serious safety risk to paramedics, and Andrews and

Shaffner did not use compressive body weight to subdue him. The “compressive body weight”

used in Martin, included an officer laying “on Martin, belly to back,” another officer falling on top

of Martin, and yet another officer using “force to keep him down.” Id. at 959. While Martin was

on the ground, he had “three officers on top of him.” Id. These facts are not present in the instant

case, as there is no evidence that any officer lay on top of Thomas or used compressive body

weight to subdue him. Therefore, Martin did not put the officers on notice that their actions

violated Thomas’s clearly established right to be free from excessive force.9

9 Though Plaintiff highlights the May 2, 2013 Columbus Police Legal Advisor’s Update discussing the Martin case

and argues that the Legal Advisor’s Update put officers on notice about the dangers of positional asphyxia, the record

evidence shows that Andrews and Shaffner did not apply compressive body weight, did not use severe force, including

a neck restraint, and therefore did not create asphyxiating conditions constituting excessive force, as described in

Martin.

Further instructive is a case from another district court in this circuit where the court found

at the time of the alleged violation, the law was not clearly established “that a person suffering

from a medical condition, who became combative toward police officers responding to a call for

medical assistance had a right not to be subjected to” the force employed to facilitate medical

treatment for him, which included an officer lying on top of the individual while several other

officers assisted in holding down the individual’s arms and legs while he continued to kick, scream,

and flail and another held down his “legs and hips in order to prevent him from kicking” until he

was secured to a medical cot. Dunfee v. Finchum, 132 F. Supp. 3d 968, 972–73, 979–80 (E.D.

Tenn. 2015).

At the time of the incident, no reasonable officer would have known that applying pressure

to the legs and lower/back hip area of a kicking and flailing individual who needed emergency

medical treatment, posed a threat to paramedics’ safety, and needed to be subdued for paramedics

to administer medical assistance, violated that person’s constitutional rights. Andrews’s and

Shaffner’s conduct was therefore not clearly prohibited in the circumstances before them, and they

acted reasonably in the particular circumstances they faced.

Plaintiff bears the burden of demonstrating that a right is clearly established, and the Court

finds that Plaintiff has not presented sufficient case law clearly establishing that police officers

responding to a medical emergency call could not apply pressure to the legs and lower back/hip

area of a combative, non-compliant person to subdue the person, so that he or she could receive

emergency medical treatment. Therefore, Andrews and Shaffner are also entitled to qualified

immunity under this prong of the qualified immunity analysis.

E. Plaintiff’s Claims Against the City of Columbus

The Sixth Circuit recognizes that “‘[a] municipality . . . cannot be liable under § 1983

absent an underlying constitutional violation by its officers.’” Roell, 870 F.3d at 487 (quoting

Blackmore v. Kalamazoo Cty., 390 F.3d 890, 900 (6th Cir. 2004)). As the Court found that there

was no constitutional violation under the first prong of the qualified immunity analysis, the Court

finds there is no municipal liability in the instant case and grants summary judgment to Defendant

City of Columbus on Plaintiff’s claims against it.

Even if the Court had found that the officers had committed an underlying constitutional

violation, the City of Columbus would still not be subject to municipal liability under § 1983 for

lack of adequate training.

A city may only be held liable under § 1983 “if the plaintiff demonstrates that the injury

suffered was a direct result of the city’s official policy or custom.” Slusher v. Carson, 540 F.3d

449, 456 (6th Cir. 2008) (citing Monell v. Dep’t of Soc. Servs., 436 U.S. 658 (1978)). For the City

of Columbus to be liable for inadequate police training under § 1983 in the instant case, “plaintiff

must show ‘(1) that [the] training program is inadequate to the tasks that the officers must perform;

(2) that the inadequacy is the result of the City’s deliberate indifference; and (3) that the inadequacy

is closely related to or actually caused the plaintiff’s injury.’” Brown v. Chapman, 814 F.3d 447,

463 (6th Cir. 2016) (quoting Plinton v. Cty. of Summit, 540 F.3d 459, 464 (6th Cir. 2008)).

Here, Plaintiff claims that the City of Columbus “failed to train its police officers in safely

restraining [prone] individuals.” (Am. Compl. ¶ 156, ECF No. 17 at 129.) Plaintiff later claims at

summary judgment that the City of Columbus was deliberately indifferent in failing to implement

its policy against officers pressing on a subject in a prone position. (ECF No. 34 at 656.)

Even construing the evidence in the light most favorable to Plaintiff and drawing all

reasonable inferences in her favor, “[t]o establish deliberate indifference, the plaintiff ‘must show

prior instances of unconstitutional conduct demonstrating that the [City] has ignored a history of

abuse and was clearly on notice that the training in this particular area was deficient and likely to

cause injury.’” Slusher, 540 F.3d at 457 (quoting St. John v. Hickey, 411 F.3d 762, 776 (6th Cir.

2005)).

The City of Columbus argues that Plaintiff has failed to set forth any prior instances of

unconstitutional conduct demonstrating that the City ignored a history of abuse, or that it was even

on notice that its training or policy implementation was deficient in this area.10 The Court agrees

that Plaintiff has not pointed to any record evidence indicating a demonstrated history of abuse,

similar incidents, or notice. Absent these facts, Plaintiff has failed to establish the required

showing for the failure to train or implement existing policy portion of her § 1983 municipal

liability claim.

Moreover, the Sixth Circuit “has consistently held that a municipality cannot be held liable

on a failure to train theory where a right was not clearly established.” Tlapanco v. Elges, 969 F.3d

638, 657 (6th Cir. 2020) (collecting cases); see also Stewart v. City of Euclid, 970 F.3d 667, 676

(6th Cir. 2020) (“[The decedent’s] rights were not clearly established in the precedent of this circuit

or otherwise. Thus, violation of his rights cannot be the ‘known or obvious consequence’

disregarded by the City of Euclid through its training program and the Monell claim fails.”)

Because it was not clearly established that police officers responding to a medical emergency call

could not apply pressure to the legs and lower back/hip area of a combative, non-compliant person

10 The May 2, 2013 Columbus Police Legal Advisor’s Update section entitled, “Federal Court Decision Dealing with

Positional Asphyxia,” provides critical points of the Martin case regarding the creation of asphyxiating conditions and

the use of severe force. (ECF No. 34-9 at 737.)

in order to facilitate emergency medical treatment, the City of Columbus “cannot exhibit fault

rising to the level of deliberate indifference to a constitutional right when that right has not yet

been clearly established.” Hagans v. Franklin Cnty. Sheriff's Office, 695 F.3d 505, 511 (6th Cir.

2012) (cleaned up) (emphasis in original).

Plaintiff also claims that the City of Columbus ratified the officers’ conduct by failing to

discipline them. (ECF No. 34 at 658.) The Columbus Division of Police conducted an internal

investigation and determined that the officers did not violate department policy through their use

of force. (ECF No. 36-3.) But as this Court has previously found, “[s]tanding alone, the internal

review board’s finding does not provide an adequate basis for imposing municipal liability . . . [as]

after-the-fact approval of an officer’s conduct cannot logically be the moving force behind the

constitutional violation.” Sherrod v. Williams, No. 3:14-cv-454, 2019 U.S. Dist. LEXIS 8915, at

*70–71 (S.D. Ohio Jan. 15, 2019) (emphasis in original) (citing Burgess v. Fischer, 735 F.3d 462,

479 (6th Cir. 2013) (determining that an “after-the-fact approval of the investigation, which did

not itself cause or continue a harm . . . [is] insufficient to establish [a] Monell claim.”))

There must be a history of similar incidents, where ratification of these incidents

establishes acquiescence and constitutes a “moving force.” Sherrod, 2019 U.S. Dist. LEXIS 8915

at *71; see Maynard v. Jackson Cty. Ohio, 706 F. Supp. 2d 817, 828 (S.D. Ohio 2010) (finding

that failure to discipline conduct on a single occasion “cannot logically be the moving force behind

the alleged constitutional violation”) (cleaned up); see also Ellis v. Cleveland Mun. Sch. Dist., 455

F.3d 690, 701 n.5 (6th Cir. 2006) (examining an acquiescence claim concerning ratification of

unconstitutional conduct and determining that “[w]e have not found any legal support for the

proposition that, in the absence of deliberate indifference before a constitutional violation, a

municipality may be liable for simply failing to investigate or punish a wrongdoer after the

violation”) (emphasis in original). Here, even “Plaintiff recognizes that the lack of discipline in a

single case . . . does not demonstrate an extensive pattern of the City tolerating deviations from its

policy against using pressure on prone, handcuffed suspects.” (ECF No. 34 at 658.)

Plaintiff has therefore also failed to make a sufficient showing to sustain a claim of

municipal liability against the City of Columbus based on ratification. Accordingly, Defendant

City of Columbus is further entitled to judgment as a matter of law on Plaintiff’s claims against it.

F. Plaintiff’s State-Law Claims

Plaintiff also brings several state-law claims against the Defendant Officers for wrongful

death in violation of Ohio Rev. Code § 2125.02, gross negligence, and loss of consortium. These

claims rise and fall with the Court’s assessment of the reasonableness of the officers’ conduct, and

the Court has determined that no constitutional violation occurred nor was the alleged right clearly

established. “When federal qualified immunity and Ohio state-law immunity under [Ohio Rev.

Code] § 2744.03(A)(6) rest on the same questions of material fact, we may review the state-law

immunity defense through the lens of federal qualified immunity analysis.” Wright v. City of

Euclid, 962 F.3d 852, 878 (6th Cir. 2020) (quoting Hopper v. Plummer, 887 F.3d 744, 759 (6th

Cir. 2018)).

Ohio Revised Code § 2744.03(A)(6)(a)–(c) provides police officers immunity from civil

suit unless their “acts or omissions were manifestly outside the scope of their employment or

official responsibilities;” their “acts or omissions were with malicious purpose, in bad faith, or in

a wanton or reckless manner;” or “civil liability is expressly imposed by a section of the Revised

Code.”

As the Court found that the officers’ conduct was objectively reasonable under the

circumstances, the Court also finds that their actions were not outside of the scope of their

employment, were not with malicious purpose, not in bad faith, and not in a wanton or reckless

manner, and that they are entitled to statutory immunity on Plaintiff’s state law claims. Burdine

v. Sandusky Cty., 524 F. App’x 164, 171 (6th Cir. 2013) (“[B]ecause the officers in this case acted

reasonably under the Fourth Amendment, they are entitled to statutory immunity under Ohio law

because they did not act outside the scope of their employment, with malicious purpose, in bad

faith, or in a wanton or reckless manner.”)

The Court therefore grants the Defendant Officers summary judgment on Plaintiff’s state-

law claims.

IV. CONCLUSION

For the reasons stated above, Defendants’ Motion for Summary Judgment (ECF No. 31) is

GRANTED.

IT IS SO ORDERED.

/s/ James L. Graham

JAMES L. GRAHAM

United States District Judge

DATE: June 25, 2021

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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