increase in security classification and resulting visitor limitations is not an atypical and significant hardship
How later courts described this case
- increase in security classification and resulting visitor limitations is not an atypical and significant hardship
- noting that “[p]ersons sued in their individual capacities under § 1983 can be held liable based only on their own unconstitutional behavior”
- “[D]enial of family visitation privileges does not constitute cruel and unusual punishment.”
- the basic needs of life are adequate food, clothing, shelter, sanitation, medical care, and personal safety
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF OHIO
WESTERN DIVISION
SHAWAN M. JOHNSON, CASE NO. 3:24 CV 44
Plaintiff,
v. JUDGE JAMES R. KNEPP II
ANNETTE CHAMBERS-SMITH, et al.,
MEMORANDUM OPINION
Defendants. AND ORDER
INTRODUCTION
Pro se Plaintiff Shawan M. Johnson, who is currently incarcerated at the Toledo
Correctional Institution (“ToCI”), filed this civil rights action pursuant to 42 U.S.C. § 1983 against
Annette Chambers-Smith, Director of the Ohio Department of Rehabilitation and Correction
(“ODRC”); B. Turner, ODRC’s Director Designee; Warden Kimberly Henderson; T Clark,
Warden’s Designee; T. Brown, Institutional Investigator; A. Morgan, Rules Infraction Board
(“RIB”) Chairperson; C. Kaiser, Correctional Officer; and John Doe, “TOCI Officials 1-9.” (Doc.
No. 1). For the following reasons, the Court dismisses Plaintiff’s complaint pursuant to 28 U.S.C.
§ 1915(e)(2).
BACKGROUND
Plaintiff’s complaint concerns disciplinary action taken following a search of his cell.
Plaintiff states that Defendant Kaiser searched his cell on August 16, 2023, while Plaintiff was at
lunch. (Doc. 1, at ¶¶ 15-16). Upon returning to his cell, Plaintiff found his personal belongings
“tossed and trashed” throughout the cell, and he discovered some property was missing. Id. at ¶¶
17-18. According to the complaint, Plaintiff was served with a conduct report regarding the
missing property, and he was advised that a hearing before the RIB had been scheduled. Id. at ¶¶
19-20.
Plaintiff was charged with unauthorized possession or manufacture of drugs or other
intoxicating substance, unauthorized possession of drug paraphernalia, misuse of authorized
medication, and possession of other contraband, “including any article knowingly possessed which
has been altered or for which permission has not been given.” (Doc. 1-1). Defendant Kaiser, the
charging official, stated he discovered a white pill, identified as olanzapine, that was not prescribed
to Plaintiff, a battery, a staple, a tiny piece of paper covered in an intoxicating substance, and
altered tweezers. Id. Officer Kaiser also discovered a wallet with paper inside it and “legal work
that had multiple papers with intoxicating substances on them.” Id. The items were taken as
contraband, a control slip was completed, and the items were taken to the shift office. Id.
The RIB affirmed the disposition of the hearing officer and imposed the following
sanctions: 30 days limited-privilege housing, 2-year visitation restriction, 30-day commissary
restriction, and 3-month package restriction. (Doc. 1, at ¶ 21); (Doc. 1-2). Plaintiff appealed the
decision to the warden, arguing that the confiscated contraband was not an intoxicating substance
and he should be granted the opportunity for independent lab testing on the substance. (Doc. 1, at
¶ 22); (Doc. 1-3). The warden denied Plaintiff’s appeal, stating that the ODRC does not permit
independent lab testing, and that in administrative cases such as Plaintiff’s, Investigator Schultz is
considered by the ODRC an expert in the subject matter of intoxicating substances. (Doc. 1-3).
The warden stated that Investigator Schultz confirmed that the contraband is indeed an intoxicating
substance. Id. Additionally, the warden noted Nurse Weber confirmed the pill in Plaintiff’s
possession was medication not prescribed to Plaintiff. Id.
Plaintiff continued his appeal to the Chief Legal Counsel/Designee, stating three grounds
for the appeal: (1) his personal phone book was not listed in any paperwork completed after the
search and it remains missing; (2) the intoxicating substance on his legal mail has never been
identified and no testing has been performed to confirm the substance is intoxicating; and (3) the
RIB’s 2-year visitation sanction is not warranted or appropriate. (Doc. 1, at ¶ 23); (Doc. 1-5). Upon
appeal, Legal Services determined that there was no constitutional violation because the property
was deemed to be contraband, “there were multiple intoxicating substances beyond just the
supposed legal mail,” and the items were properly determined to be contraband. (Doc. 1-4). Legal
Services then returned the case to the RIB to “reconsider the sanction in accordance with policy,”
stating that there was “no requirement to change the sanction, but the RIB must determine if it fits
progressive discipline.” Id.
Plaintiff alleges his conviction for possession of “intoxicating substances” violates his
Fourteenth Amendment due process rights. (Doc. 1, at ¶¶ 29-34). And in a conclusory fashion, he
alleges this conviction violates his Eighth Amendment right to be free from cruel and unusual
punishment. Plaintiff also alleges Defendants violated his due process rights regarding the “taking”
of his personal phone book, wallet, and legal papers. Id. at ¶¶ 35-43. Finally, Plaintiff alleges the
two-year visitation restriction imposed constitutes cruel and unusual punishment in violation of
the Eighth Amendment, asserting that the visitation restriction is an atypical and significant
hardship. Id. at ¶¶ 44-47. He seeks declaratory, injunctive, and monetary relief. Id. at 13-14.
STANDARD OF REVIEW
Pro se pleadings are liberally construed. Boag v. MacDougall, 454 U.S. 364, 365 (1982)
(per curiam); Haines v. Kerner, 404 U.S. 519, 520 (1972). The district court, however, is required
to dismiss an in forma pauperis action under 28 U.S.C. § 1915(e) if it fails to state a claim upon
which relief can be granted, or if it lacks an arguable basis in law or fact. Neitzke v. Williams, 490
U.S. 319 (1989); Lawler v. Marshall, 898 F.2d 1196 (6th Cir. 1990); Sistrunk v. City of
Strongsville, 99 F.3d 194, 197 (6th Cir. 1996). A claim lacks an arguable basis in law or fact when
it is premised on an indisputably meritless legal theory or when the factual contentions are clearly
baseless. Neitzke, 490 U.S. at 327.
A cause of action fails to state a claim upon which relief may be granted when it lacks
“plausibility in the Complaint.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 564 (2007). A pleading
must contain a “short and plain statement of the claim showing that the pleader is entitled to relief.”
Ashcroft v. Iqbal, 556 U.S. 662, 677-78 (2009). The factual allegations in the pleading must be
sufficient to raise the right to relief above the speculative level on the assumption that all the
allegations in the Complaint are true. Twombly, 550 U.S. at 555. The plaintiff is not required to
include detailed factual allegations, but he or she must provide more than “an unadorned, the
Defendant unlawfully harmed me accusation.” Iqbal, 556 U.S. at 678. A pleading that offers legal
conclusions or a simple recitation of the elements of a cause of action will not meet this pleading
standard. Id.
In reviewing a Complaint, the Court must construe the pleading in the light most favorable
to the Plaintiff. Bibbo v. Dean Witter Reynolds, Inc., 151 F.3d 559, 561 (6th Cir. 1998). The courts,
however, are not required to conjure unpleaded facts or construct claims against defendants on
behalf of a pro se plaintiff. See Grinter v. Knight, 532 F.3d 567, 577 (6th Cir. 2008) (citation
omitted); Beaudett v. City of Hampton, 775 F.2d 1274, 1277-78 (4th Cir. 1985).
DISCUSSION
To state a claim under Section 1983, Plaintiff must allege a person acting under state law
deprived him of a right, privilege, or immunity secured by the Constitution or laws of the United
States. See West v. Atkins, 487 U.S. 42 (1988). Plaintiff must also allege “the defendants were
personally involved in the alleged deprivation of federal rights.” Frazier v. Michigan, 41 F. App’x
762, 764 (6th Cir. 2002) (citing Hall v. United States, 704 F.2d 246, 251 (6th Cir. 1983)). “Because
vicarious liability is inapplicable to . . . § 1983 suits, a plaintiff must plead that each Government-
official defendant, through the official’s own individual actions, has violated the Constitution.”
Iqbal, 556 U.S. at 676.
Due Process
The Fourteenth Amendment’s Due Process Clause protects individuals against the
deprivation of life, liberty, or property without due process. U.S. Const. amend. XIV; Damron v.
Harris, 2022 U.S. App. LEXIS 20963, at *6 (6th Cir.). “[T]hose [individuals] who seek to invoke
its procedural protections must establish that one of these interests is at stake.” Wilkinson v. Austin,
545 U.S. 209, 221 (2005). Only those deprivations of constitutionally protected interests conducted
without due process are subject to suit under 42 U.S.C. § 1983. Harris v. City of Akron, 20 F.3d
1396, 1401 (6th Cir. 1994).
Disciplinary Hearing
Plaintiff alleges Defendants’ actions concerning his disciplinary hearing violated his due
process rights. It appears Plaintiff objects to the RIB’s determination that the substance found on
his paperwork and other items was an “intoxicating substance,” claiming that the substance was
not identified or properly tested. (Doc. 1, at 10). Plaintiff also claims that, despite the Director’s
Designee returning his case to the RIB to reconsider the sanctions, the RIB “never offered any
written reconsideration of the sanctions.” Id. at 7.
Prisoners have narrower liberty interests than other citizens as “lawful incarceration brings
about the necessary withdrawal or limitation of many privileges and rights, a retraction justified
by the considerations underlying our penal system.” Sandin v. Conner, 515 U.S. 472, 485 (1995).
The question of what process is due is therefore answered only if the inmate establishes a
deprivation of a constitutionally protected liberty or property interest. Wilkinson, 545 U.S. at 221.
The Due Process Clause, standing alone, confers no liberty interest in freedom from state action
taken within the sentence imposed. Sandin, 515 U.S. at 480. “Discipline by prison officials in
response to a wide range of misconduct falls within the expected perimeters of the sentence
imposed by a court of law.” Id. at 485. “[T]he Constitution itself does not give rise to a liberty
interest in avoiding transfer to more adverse conditions of confinement.” Wilkinson, 545 U.S. at
221.
A prison disciplinary action does not implicate a liberty interest requiring due process
safeguards unless the punishment imposed will “inevitably” affect the duration of an inmate’s
sentence, such as loss of good time credit, or inflict an “atypical and significant hardship on the
inmate in relation to the ordinary incidents of prison life.” Sandin, 515 U.S. at 484, 487;
Superintendent, Mass. Corr. Inst., Walpole v. Hill, 472 U.S. 445, 454 (1985). Assignment to a
super-maximum-security prison, for example, triggers due process protections, Wilkinson, 545
U.S. at 224, while temporary placement in disciplinary confinement is “within the range of
confinement normally expected.” Sandin, 515 U.S. at 487. And the Sixth Circuit has repeatedly
held that “confinement to administrative segregation does not present an ‘atypical and significant’
hardship implicating a protected liberty interest.” Murray v. Unknown Evert, 84 F. App’x 553, 555
(6th Cir. 2003) (collecting cases) (prisoners have no liberty interest in a particular security level or
prison employment).
Here, there is no indication Plaintiff was sanctioned with the loss of good time credits.
Plaintiff’s sanctions, rather, included 30 days of limited-privilege housing and a two-year visitation
restriction. A loss of privileges for a limited period of time generally does not constitute an atypical
and significant hardship. See Hill v. Stone, 2018 U.S. Dist. LEXIS 195812, *14 (N.D. Ohio). And
Plaintiff’s limited-privilege housing assignment was neither excessively long nor indefinite. See
Mackey v. Dyke, 111 F.3d 460, 461, 463 (6th Cir. 1997) (117 days in administrative segregation
did not impose an atypical or significant hardship); Powell v. Washington, 720 F. App’x 220, 226
(6th Cir. 2017) (six months in administrative segregation does not constitute an “atypical and
significant” hardship implicating inmate’s due process rights). Furthermore, prisoners do not have
a protected liberty interest in visitation. See Bazzetta v. McGinnis, 430 F.3d 795, 804-05 (6th Cir.
2005) (a prisoner does not have a due process right to unfettered visitation) (citing Kentucky Dep’t
of Corr. v. Thompson, 490 U.S. 454, 460 (1998)); Harbin-Bey v. Rutter, 420 F.3d 571, 577 (6th
Cir. 2005) (increase in security classification and resulting visitor limitations is not an atypical and
significant hardship). Plaintiff therefore fails to state a claim for relief for a violation of due process
concerning his disciplinary hearing.
Even if Plaintiff had established a liberty interest, he has not demonstrated Defendants
denied him due process. The Court’s ability to review prison disciplinary proceedings is limited.
District courts have no authority to review a disciplinary committee’s resolution of factual disputes
or to make a redetermination of an inmate’s innocence or guilt. Superintendent, Mass. Corr. Inst.,
472 U.S. at 455. The only question for the Court to determine is whether the hearing complied
with the basic requirements needed to satisfy due process. The standard is not a difficult one to
meet.
To comply with the requirements of the Due Process Clause, prison officials need only
provide a prisoner with: (1) a written notice of the charges at least 24 hours prior to any hearing,
(2) an opportunity to call witnesses and present documentary evidence in his defense when
permitting him to do so will not be unduly hazardous to institutional safety or correctional goals,
and (3) a written statement by the fact-finders as to the evidence relied on and the reasons for the
disciplinary action. Wolff v. McDonnell, 418 U.S. 539, 564-66 (1972). Prisoners do not have a due
process right of confrontation and cross-examination, or a right to counsel, in prison disciplinary
proceedings. Id. at 569-70.
Furthermore, due process requires only that disciplinary findings be supported by “some
evidence” in the record. Superintendent, Mass. Corr. Inst., 472 U.S. at 454-56. This standard is
satisfied where “there is any evidence in the record that could support the conclusion reached by
the disciplinary board.” Id. The disciplinary hearing officer is not required to base findings on
overwhelming or irrefutable proof of guilt. Even where the evidence is contradictory or partially
exculpatory, the RIB may base a finding of guilt on only “some evidence” that indicates the
prisoner is guilty. Id. at 457.
Here, although Plaintiff attempts to characterize his claim as a denial of due process, he
simply attacks the result of the disciplinary hearing. Plaintiff does not allege he did not receive
notice of the charges, an opportunity to present a defense, or a written statement by the fact-finders
as to the evidence relied on and the reasons for the disciplinary action. Nor does he allege the
absence of “some evidence” supporting the RIB’s finding of guilt. Rather, Plaintiff disputes the
RIB’s resolution of factual issues – that the substance found on his paperwork was an “intoxicating
substance.” The Court has no authority to review the RIB’s decision. Additionally, to the extent
Plaintiff claims the RIB denied him due process when the Board failed to provide written
reconsideration of the sanctions, his argument is unavailing. There is no indication in the record
that the RIB was required to provide a written reconsideration. There is also no indication that
Plaintiff’s sanctions were not reconsidered, as there was no requirement that the RIB change
Plaintiff’s sanctions. See Doc. 1-4.
Accordingly, Plaintiff fails to state a due process claim concerning his disciplinary hearing.
Personal Property
Plaintiff alleges his personal property was taken during the correctional officer’s search of
his cell, without “any of the required paperwork or procedures,” and the items were never returned.
(Doc. 1, at 11). In his complaint, he seeks the return of his property. Section 1983 was not meant
to supply an exclusive federal remedy for every alleged wrong committed by state officials. Rather,
the statute is a remedy for only those wrongs that offend the Constitution. Therefore, to the extent
this claim could arise under Section 1983, the Court construes the claim as one asserting a
deprivation of property without procedural due process. Macene v. MJW, Inc., 951 F.2d 700, 706
(6th Cir. 1991); see Vicory v. Walton, 721 F.2d 1062, 1064 (6th Cir. 1983).
To state a procedural due process claim based on alleged unauthorized acts of the
defendants, Plaintiff must plead and prove that state remedies for redressing the wrong are
inadequate. Vicory, 721 F.2d at 1064. Plaintiff appears to allege that a state tort action is not
available to him because he does not seek a monetary award, rather, he seeks the return of his
property. See Doc. 1, at 12. Plaintiff, however, fails to address why a state action in replevin would
not redress his injury. See Decastro v. Wagner, 2023 U.S. Dist. LEXIS 135625, *7-8 (S.D. Ohio)
(procedural due process claim fails where a replevin action was available to provide for the return
of his property); Geer v. Ginocchio, 2017 U.S. Dist. LEXIS 86942, *10 (S.D. Ohio) (finding
plaintiff had not alleged facts showing that state post-deprivation remedies were inadequate or
unavailable to him and recognizing that a “civil action for replevin is one method to seek the return
of property wrongfully withheld by the state or other public entity” in Ohio); Lumbus v. Weisbar,
2024 U.S. Dist. LEXIS 74643, *48 (S.D. Ohio) (while plaintiff alleged post-deprivation remedy
of a prison grievance procedure was potentially inadequate, plaintiff’s failure to address any other
state remedies available to him was fatal to his procedural due process claim for the purported
taking of his personal property during a search of his cell); Rivers v. Turner, 2015 U.S. Dist. LEXIS
122933, *14 (N.D. Ohio) (where plaintiff “conflate[d] the Court of Claims’ lack of subject-matter
jurisdiction over claims against privately owned prisons … with a total absence of state-law
remedies” and failed to address why a state tort remedy for conversion would not redress his injury,
plaintiff failed to state a procedural due process claim). Because adequate state remedies exist,
Plaintiff fails to state a claim for deprivation of property without due process.
Cruel and Unusual Punishment
In Count One, Plaintiff alleges in a conclusory fashion that “Defendants” violated his
Eighth Amendment right to be free from cruel and unusual punishment regarding the RIB’s
conviction and sentence for possession of an “intoxicating substance” on various items recovered
during the search of Plaintiff’s cell. (Doc. 1, at 9). In an equally conclusory fashion, Plaintiff
alleges in Count Three that Defendants violated his Eighth Amendment rights by imposing a two-
year visitation restriction, stating that “there was no conduct whatsoever related to visiting” and
this sanction is “unduly cruel and unusual given that [visitation] only recently returned to normal
at ToCI” after COVID. Id. at 12-13.
To the extent Plaintiff alleges this claim against Defendants in their official capacities, he
fails to state a cognizable claim. The Supreme Court has held that “a suit against a state official in
his or her official capacity is not a suit against the official but rather is a suit against the official’s
office,” which is “no different from a suit against the State.” Will v. Mich. Dep’t of State Police,
491 U.S. 58, 71 (1989); see also Grinter, 532 F.3d at 572. As Defendants are employed by the
ODRC, or the State of Ohio, and thus state employees, Plaintiff’s official capacity claims against
these defendants are construed as claims against the State of Ohio. See Peace v. Mohr, 2013 U.S.
Dist. LEXIS 190092, at *12 (N.D. Ohio). Sovereign immunity bars suits brought in federal court
against a state and its agencies unless the state has waived its sovereign immunity or consented to
be sued in federal court. See Will, 491 U.S. at 71; Kentucky v. Graham, 473 U.S. 159, 169 (1985).
The State of Ohio has not waived its sovereign immunity in federal court. See Mixon v. State of
Ohio, 193 F.3d 389, 397 (6th Cir. 1999). Furthermore, it is well established that the federal statute
invoked in this case, 42 U.S.C. § 1983, does not abrogate immunity. See Will, 491 U.S. at 66-67;
Quern v. Jordan, 440 U.S. 332, 340-41 (1979). Thus, Plaintiff’s official capacity claims against
Defendants are unavailing. Moreover, the Supreme Court has held that neither a state nor its
officials acting in their official capacities are “persons” under Section 1983. See Will, 491 U.S. at
71. Plaintiff’s official capacity claims against Defendants for an Eighth Amendment violation
therefore fail to state a claim upon which relief may be granted.
To the extent Plaintiff alleges an Eighth Amendment claim against Defendants in their
individual capacities, he fails to state a claim. To hold an individual defendant liable under Section
1983, a plaintiff must allege “personal involvement” in the alleged unconstitutional conduct. See
Grinter, 532 F.3d at 575. It is a basic pleading requirement that a plaintiff must attribute specific
factual allegations to particular defendants. Twombly, 550 U.S. at 555 (holding that, to state a
claim, a plaintiff must make sufficient allegations to give a defendant fair notice of the claim).
Moreover, it is well established that liability may not be imposed under Section 1983 solely on the
basis of respondeat superior. See Iqbal, 556 U.S. at 676; Monell v. Dep’t of Social Servs., 436
U.S. 658, 691 (1978); Hill v. Marshall, 962 F.2d 1209, 1213 (6th Cir. 1992). Rather, Section 1983
liability must be premised on a defendant’s own, “active unconstitutional behavior” and not a mere
failure to act. Greene v. Barber, 310 F.3d 889, 899 (6th Cir. 2002). See also Heyerman v. Cnty. of
Calhoun, 680 F.3d. 642, 647 (6th Cir. 2012) (noting that “[p]ersons sued in their individual
capacities under § 1983 can be held liable based only on their own unconstitutional behavior”);
Murphy v. Grenier, 406 F. App’x 972, 974 (6th Cir. 2011) (“Personal involvement is necessary to
establish section 1983 liability”).
Here, Plaintiff generically alleges that “Defendants” violated his Eighth Amendment
rights. He fails to attribute specific factual allegations to particular defendants. Although the Court
must liberally construe a pro se complaint, the Court is not required to construct claims on
Plaintiff’s behalf, and conclusory allegations and legal conclusions “masquerading as factual
allegations” are insufficient to state a plausible claim. See Mezibov v. Allen, 411 F.3d 712, 716
(6th Cir. 2005). Because Plaintiff fails to specify which defendants allegedly violated his Eighth
Amendment rights, Plaintiff’s claims are subject to dismissal on that basis alone. See Frazier, 41
F. App’x at 764 (affirming dismissal of Section 1983 claim under 28 U.S.C. §§ 1915(e) and 1915A
and 42 U.S.C. § 1997e(c) for failure to state a claim against defendants in their individual capacity
where plaintiff does not allege which of the named defendants were personally responsible for
each claimed rights violation).
Moreover, even if Plaintiff’s Eighth Amendment claim can be construed as alleged against
a specific defendant or defendants, he fails to allege a plausible claim for relief. The Eighth
Amendment limits the power of states to punish individuals convicted of crimes. The punishment
may not be “barbarous,” “involve the unnecessary and wanton infliction of pain,” or contravene
“evolving standards of decency that mark the progress of a maturing society.” Rhodes v. Chapman,
452 U.S. 337, 345-46 (1981) (citations omitted); Walker v. Mintzes, 771 F.2d 920, 926 (6th Cir.
1985) (the basic needs of life are adequate food, clothing, shelter, sanitation, medical care, and
personal safety) (citations omitted). “Not every unpleasant experience a prisoner might endure
while incarcerated constitutes cruel and unusual punishment within the meaning of the Eighth
Amendment.” Ivey v. Wilson, 832 F.2d 950, 954 (6th Cir. 1987). Prison officials may not deprive
inmates of “the minimal civilized measure of life’s necessities.” Rhodes, 452 U.S. at 347.
Here, Plaintiff merely alleges that Defendants violated his Eighth Amendment rights “in
regards to the convictions and sentences” for possession of an intoxicating substance. He does not
allege (nor can the Court infer) he was deprived of the minimal civilized measures of life’s
necessities. Furthermore, to the extent he claims Defendants violated his Eighth Amendment rights
by terminating his visitation privileges for two years, Plaintiff’s argument is unavailing. Visitation
with a particular person does not constitute a basic necessity and therefore deprivation of that
visitation does not violate the Eighth Amendment. See Post v. Mohr, 2012 U.S. Dist. LEXIS 2944,
*16 (N.D. Ohio) (citing Kentucky Dep’t of Corr., 490 U.S. at 461); Wirsching v. Colorado, 360
F.3d 1191, 1205 (10th Cir. 2004); Cooper v. Garcia, 55 F. Supp. 2d 1090, 1099 (S.D. Cal. 1999)
(“[D]enial of family visitation privileges does not constitute cruel and unusual punishment.”)).
CONCLUSION
For the foregoing reasons, good cause appearing, it is
ORDERED that this action be, and the same hereby is, DISMISSED in its entirety under
28 U.S.C. § 1915(e)(2); and the Court
FURTHER CERTIFIES, pursuant to 28 U.S.C. § 1915(a)(3), that an appeal from this
decision could not be taken in good faith.
s/ James R. Knepp II
UNITED STATES DISTRICT JUDGE
Dated: June 7, 2024