Opinion

Hall v. Warden Brazie

Court
District Court, N.D. Ohio
Filed
Mar 24, 2023
Cited by
0 cases
Authority
More cited than 28.1%

Eleventh Amendment immunity applies to state agencies and instrumentalities

How later courts described this case

  • Eleventh Amendment immunity applies to state agencies and instrumentalities
  • “This [Eleventh Amendment] bar remains in effect when State officials are sued for damages in their official capacity”
  • the State of Ohio has not waived its Eleventh Amendment immunity from suit in § 1983 cases
  • holding that the Fed. R. Civ. P. 12(b)(6

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF OHIO

Michael Jerome Hall, Case No. 4:22cv02275

Plaintiff,

-vs- JUDGE PAMELA A. BARKER

MEMORANDUM OPINION AND

Warden Brazie, et al., ORDER

Defendants.

Pro se plaintiff Michael Jerome Hall filed this civil rights complaint under 42 U.S.C. §

1983 against “Warden Brazie,” Lieutenant Caradine, and Lieutenant Brock (Doc. No.1). Plaintiff

directs his claims against the defendants in their individual and official capacities.

For the following reasons, Plaintiff’s complaint is dismissed.

I. Background

Plaintiff’s complaint concerns his incarceration at Trumbull Correctional Institution.

Plaintiff states that on or about August 14, 2022, he was placed in “the hole” for approximately 25

days for his participation in a fight with another inmate. He alleges that during this time, he was

denied recreation. According to the complaint, when Plaintiff asked Lieutenant Caradine and

Lieutenant Brock for recreation time, they both advised Plaintiff that he “do[es] not get rec.” (Doc.

No. 1 at 3). Plaintiff claims that when “Warden Brazie” walked by his cell on one occasion, he

asked her why he was being denied recreation and she replied that she did not know. (Id.)

II. Standard of Review

Plaintiff has filed a motion to proceed in forma pauperis (Doc. No. 2). The motion is

granted.

Accordingly, because Plaintiff is proceeding in forma pauperis, and is seeking redress from

a governmental employee, Plaintiff's complaint is before the Court for initial screening under 28

U.S.C. §§ 1915(e)(2) and 1915A. Under these statutes, the Court is expressly required to review

all in forma pauperis actions and all complaints in which a prisoner seeks redress from a

governmental officer or employee, and to dismiss before service any such action that the Court

determines is frivolous or malicious, fails to state a claim upon which relief may be granted, or

seeks monetary relief from a defendant who is immune from such relief. Hill v. Lappin, 630 F.3d

468, 470-71 (6th Cir. 2010).

To survive scrutiny under these statutes, a pro se complaint must set forth sufficient factual

matter, accepted as true, to state a claim for relief that is plausible on its face. See id. at 471 (holding

that the Fed. R. Civ. P. 12(b)(6) dismissal standard articulated in Ashcroft v. Iqbal, 556 U.S. 662,

129 S. Ct. 1937, 173 L. Ed. 2d 868 (2009) and Bell Atl. Corp. v. Twombly, 550 U.S. 544, 127 S.

Ct. 1955, 167 L. Ed. 2d 929 (2007) governs dismissals under § 1915(e)(2)(B) and § 1915A). The

factual allegations in the pleading “must be enough to raise a right to relief above the speculative

level ... on the assumption that all the allegations in the complaint are true[.]” Twombly, 550 U.S.

at 555 (citations omitted). The plaintiff must provide more than “an unadorned, the-Defendant-

unlawfully-harmed-me accusation." Iqbal, 556 U.S. at 678. A court is “not bound to accept as true

a legal conclusion couched as a factual allegation.” Papasan v. Allain, 478 U.S. 265, 286, 106 S.

Ct. 2932, 92 L. Ed. 2d 209 (1986). A court must read a pro se complaint indulgently. See Haines

v. Kerner, 404 U.S. 519, 520, 92 S. Ct. 594, 30 L. Ed.2d 652 (1972). Courts are not required,

however, to accept as true factual allegations that are clearly irrational or wholly incredible. Denton

v. Hernandez, 504 U.S. 25, 33, 112 S.Ct. 1728, 118 L.Ed.2d 340 (1992)

A claim has facial plausibility when there is enough factual content present to allow “the

court to draw the reasonable inference that the defendant is liable for the misconduct alleged.”

Iqbal, 556 U.S. at 678. When a claim lacks “plausibility in th[e] complaint,” that cause of action

fails to state a claim upon which relief can be granted. Twombly, 550 U.S. at 564.

When reviewing a complaint, the Court must construe the pleading in the light most

favorable to the plaintiff. Bibbo v. Dean Witter Reynolds, Inc., 151 F.3d 559, 561 (6th Cir. 1998)

(citing Sistrunk v. City of Strongsville, 99 F.3d 194, 197 (6th Cir. 1996)). The Court is not required,

however, to conjure unpleaded facts or construct claims against defendants on behalf of a pro se

plaintiff. See Grinter v. Knight, 532 F.3d 567, 577 (6th Cir. 2008) (citation omitted); Beaudett v.

City of Hampton, 775 F.2d 1274, 1277-78 (4th Cir. 1985).

III. Law and Analysis

A. Official Capacity Claims

Plaintiff indicates in his complaint that he is suing the defendants in their official and

individual capacities.

The State of Ohio and its agencies are immune from suit under the Eleventh Amendment

of the United States Constitution unless the State’s immunity has been abrogated by Congress or

the State of Ohio has consented to be sued. See Regents of the Univ. of Calif. v. Doe, 519 U.S. 425,

429, 117 S. Ct. 900, 137 L. Ed. 2d 55 (1997) (Eleventh Amendment immunity applies to state

agencies and instrumentalities) (citations omitted). When enacting § 1983, Congress did not

abrogate the State’s Eleventh Amendment immunity. Will v. Mich. Dep’t of State Police, 491 U.S.

58, 65-66, 109 S. Ct. 2304, 105 L. Ed. 2d 45 (1989). Nor has the State of Ohio consented to suit

under § 1983. See Wolfel v. Morris, 972 F.2d 712, 718 (6th Cir. 1992) (the State of Ohio has not

waived its Eleventh Amendment immunity from suit in § 1983 cases). And “a suit against a state

official in his or her official capacity is not a suit against the official but rather is a suit against the

official’s office.” Will, 491 U.S. at 71; see also Grinter, 532 F.3d at 572 (6th Cir. 2008). Therefore,

Eleventh Amendment immunity extends to state officials sued in their official capacity.

McCormick v. Miami Univ., No. 1:10-cv-345, 2011 U.S. Dist. LEXIS 48467, at *55-56 (S.D. Ohio

May 5, 2011) (citing Turker v. Ohio Dep’t Rehabilitation & Corr., 157 F.3d 453, 457 (6th Cir.

1998)).

Here, the defendants are (or were) employed by Trumbull Correctional Institution and

therefore state employees. Accordingly, Plaintiff’s official capacity claims against the defendants

are construed as claims against the State of Ohio. And because the State of Ohio is immune from

suit, Plaintiff’s official capacity claims against the defendants for monetary relief are also barred

under the Eleventh Amendment. See Kentucky v. Graham, 473 U.S. 159, 169, 105 S. Ct. 3099, 87

L. Ed. 2d 114 (1985) (“This [Eleventh Amendment] bar remains in effect when State officials are

sued for damages in their official capacity”).

Plaintiff therefore fails to state a cognizable claim against the defendants in their official

capacities.

B. Lieutenants Caradine and Brock

Plaintiff claims that he did not receive adequate recreation during his incarceration at

Trumbull Correctional. This claim could be liberally construed to be asserted under the Eighth

Amendment.

The Eighth Amendment imposes a constitutional limitation on the power of the states to

punish those convicted of crimes. Punishment may not be “barbarous,” nor may it contravene

society’s “evolving standards of decency.” Rhodes v. Chapman, 452 U.S. 337, 346, 101 S. Ct.

2392, 69 L. Ed. 2d 59 (1981). The Eighth Amendment therefore prohibits conduct by prison

officials that involves the “unnecessary and wanton infliction of pain.” Ivey v. Wilson, 832 F.2d

950, 954 (6th Cir. 1987) (per curiam) (quoting Rhodes, 452 U.S. at 346).

The Supreme Court in Wilson v. Seiter, 501 U.S. 294, 298, 111 S. Ct. 2321, 115 L. Ed. 2d

271 (1991), established a framework for courts to use when deciding whether certain conditions

of confinement constitute cruel and unusual punishment prohibited by the Eighth Amendment. A

plaintiff must first plead facts which, if true, establish that a sufficiently serious deprivation has

occurred. Id. Seriousness is measured in response to “contemporary standards of decency.”

Hudson v. McMillian, 503 U.S. 1, 8, 112 S. Ct. 995, 117 L. Ed. 2d 156 (1992). Routine discomforts

of prison life do not suffice. Id. Only deliberate indifference to serious medical needs or extreme

deprivations regarding the conditions of confinement will implicate the protections of the Eighth

Amendment. Id. at 9. A plaintiff must also establish a subjective element showing the prison

officials acted with a sufficiently culpable state of mind. Id. Deliberate indifference is

characterized by obduracy or wantonness, not inadvertence or good faith error. Whitley v. Albers,

475 U.S. 312, 319, 106 S. Ct. 1078, 89 L. Ed. 2d 251 (1986). Liability cannot be predicated solely

on negligence. Id. A prison official violates the Eighth Amendment only when both the objective

and subjective requirements are met. Farmer v. Brennan, 511 U.S. 825, 834, 114 S. Ct. 1970, 128

L. Ed. 2d 811 (1994).

Plaintiff does not satisfy the objective component of the Eighth Amendment. The Eighth

Amendment is only concerned with “deprivations of essential food, medical care, or sanitation” or

“other conditions intolerable for prison confinement.” Rhodes, 452 U.S. at 348 (citation omitted).

Here, Plaintiff was held in segregation for 25 days. During that time, he was not permitted to

exercise outside of his cell. This is not the type of extreme deprivation that invokes the Eighth

Amendment. See Griffin v. Coleman, No. 3:17-cv-01051, 2019 U.S. Dist. LEXIS 25154, at *7

(N.D. Ohio Feb. 15, 2019) (denial of recreation outside and regular showers for 30 days while

prisoner was in segregation was not a violation of the Eighth Amendment).

Moreover, even if Plaintiff had met the objective component of the Eighth Amendment, he

fails to establish the subjective component. Plaintiff states that when he asked Lieutenants

Caradine and Brock for recreation time, they told Plaintiff that he does not get recreation. This

response does not show the prison officials acted with a sufficiently culpable state of mind. Rather,

it appears that the defendants believed Plaintiff was not entitled to recreation time. According to

the complaint, an investigation revealed that Plaintiff was denied recreation “due to the severity of

the rule infraction” for which Plaintiff was placed in segregation. (See Doc. No. 1-1 at 1). The

lieutenants’ purportedly mistaken belief that Plaintiff was not permitted recreation while in

segregation therefore constitutes negligence, at best.

Plaintiff therefore fails to state a cognizable Eighth Amendment claim against Lieutenants

Caradine and Brock.

C. “Warden Brazie”

To state a claim under § 1983, a plaintiff must allege that a person acting under color of

state law deprived him of a right, privilege, or immunity secured by the Constitution or laws of the

United States. See West v. Atkins, 487 U.S. 42 (1988). To hold an individual defendant liable under

§ 1983, a plaintiff must allege “personal involvement” in the alleged unconstitutional conduct. See

Grinter, 532 F.3d at 575 (personal involvement is required to incur liability under § 1983).

Concerning any claim in their individual capacity, the defendants cannot be liable for a § 1983

claim “premised solely on a theory of respondeat superior, or the right to control employees.”

Heyerman v. Cnty. of Calhoun, 680 F.3d 642, 647 (6th Cir. 2012). Rather, any liability under §

1983 must be “based only on [the defendants] own unconstitutional behavior.” Id.; see also Gibson

v. Matthews, 926 F.2d 532, 535 (6th Cir. 1991) (noting that personal liability “must be based on

the actions of that defendant in the situation that the defendant faced, and not based on any

problems caused by the errors of others, either defendants or non-defendants”). “Because vicarious

liability is inapplicable to ... § 1983 suits, a plaintiff must plead that each Government-official

defendant, through the official’s own individual actions, has violated the Constitution.” Iqbal, 556

U.S. at 676. A plaintiff must therefore show, “that the official at least implicitly authorized,

approved, or knowingly acquiesced in the unconstitutional conduct of the offending officers.”

Hays v. Jefferson Cnty., Ky., 668 F.2d 869, 874 (6th Cir. 1982).

Here, Plaintiff alleges that one day Warden Brazie walked by his cell and Plaintiff asked

her why he was not getting recreation time. According to Plaintiff, the warden responded that she

did not know. (See Doc. No. 1 at 4). These facts fail to suggest that the warden was personally

involved in the alleged constitutional violation. And an allegation of a mere failure to act or the

failure to properly supervise an employee is insufficient to state a claim under § 1983.

Plaintiff therefore fails to state a claim against the warden upon which relief can be granted.

IV. Conclusion

Accordingly, Plaintiff’s motion to proceed in forma pauperis (Doc. No. 2) is granted, and

this action is dismissed pursuant to 28 U.S.C. §§ 1915(e)(2) and 1915A. Further, the Court

certifies, pursuant to 28 U.S.C. § 1915(a)(3), that an appeal from this decision could not be taken

in good faith.

IT IS SO ORDERED.

s/Pamela A. Barker

PAMELA A. BARKER

Date: March 24, 2023 U. S. DISTRICT JUDGE

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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