dismissing complaint against a local government for failing to allege that a constitutional violation occurred pursuant to a municipal custom, usage, or official policy
How later courts described this case
- dismissing complaint against a local government for failing to allege that a constitutional violation occurred pursuant to a municipal custom, usage, or official policy
- holding that to state a claim, a plaintiff must make sufficient allegations to give a defendant fair notice of the claim
- prosecutor immune for deciding to investigate and conspiring to present false charges to the grand jury, allegedly to satisfy a campaign promise to be tough on child abuse
- prosecutor immune after “knowingly obtaining issuance of criminal complaints and arrest warrants . . . based on false, coerced statements”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF OHIO
EASTERN DIVISION
ANTHONY M. HOEPF, ) Case No. 1:22-cv-153
)
Plaintiff, ) Judge J. Philip Calabrese
)
v. ) Magistrate Judge
) William H. Baughman, Jr.
CITY OF AMHERST, et al., )
)
Defendants. )
)
OPINION AND ORDER
Pro se plaintiff Anthony M. Hoepf filed this action against the City of Amherst,
Judge Thomas A. Januzzi, Amherst Police Officer Sanders Sanchez, and Amherst
Police Officer Zemanek. (ECF No. 1.) Although not listed in the caption of the
complaint, it appears that Plaintiff identifies Prosecutor John Wheeler as a party
within the body of the complaint. Plaintiff alleges civil rights violations under
42 U.S.C. § 1983 and false arrest/false imprisonment. He seeks unspecified monetary
damages and an order against the City of Amherst “to protect against the illegal
removal, destruction, mutilation or transfer of, or other damage to or disposition of”
police body camera videos or police cruiser videos. (Id., PageID #5.) Plaintiff also
filed an application to proceed in forma pauperis. (ECF No. 2.) The Court GRANTS
that application.
BACKGROUND
Plaintiff’s complaint concerns circumstances surrounding his arrest and
detention in February 2019. Plaintiff states in his complaint that Officer Sanchez
pulled him over while he was leaving McDonald’s, placed him in handcuffs, and
conducted an illegal search of his vehicle. Plaintiff alleges that he repeatedly told
Officer Sanchez that he did not possess any weapons or drugs and he did not consent
to the search of his vehicle. Plaintiff claims that, after Officer Nemanek arrived with
a statement from McDonald’s, Plaintiff was placed under arrest, the officers
conducted “an unreasonable search [and] false arrest,” and his vehicle was illegally
impounded. (ECF No. 1, PageID #2–3.) It appears that Plaintiff was charged on
February 6, 2019 in Oberlin Municipal Court, Case No. 19CRB00055, with disturbing
the peace and disorderly conduct. Following a bench trial, Plaintiff was found not
guilty of the charges.1
Further, Plaintiff alleges that, during his criminal case proceedings, he filed a
motion for appointment of counsel, which Judge Januzzi denied. Plaintiff states that
Prosecutor Wheeler, among other prosecutors, attempted to obtain a guilty plea from
Plaintiff during pretrial proceedings. (Id., PageID #3–4.)
Plaintiff alleges that the police officers’ conduct constituted an unreasonable,
warrantless search of his person and his vehicle and an arrest without probable cause
in violation of 42 U.S.C. § 1983. Also, he alleges that his intentional and unlawful
detention without legal justification constituted “false arrest/false imprisonment.”
(Id., PageID #4–5.)
1 The Court takes judicial notice of the public dockets, opinions, and
proceedings issued by other courts. Rodic v. Thistledown Racing Club, Inc., 615 F.2d
736, 738 (6th Cir. 1980) (citation omitted).
GOVERNING LEGAL STANDARD
Pro se pleadings are liberally construed. Boag v. MacDougall, 454 U.S. 364,
365 (1982) (per curiam); Haines v. Kerner, 404 U.S. 519, 520 (1972). The Court,
however, is required to dismiss an in forma pauperis action under 28 U.S.C. §1915(e)
if it fails to state a claim on which relief can be granted or if it lacks an arguable basis
in law or fact. Neitzke v. Williams, 490 U.S. 319, 324 (1989); Lawler v. Marshall, 898
F.2d 1196, 1198 (6th Cir. 1990); Sistrunk v. City of Strongsville, 99 F.3d 194, 197 (6th
Cir. 1996). A claim lacks an arguable basis in law or fact when it is premised on an
indisputably meritless legal theory or when the factual contentions are clearly
baseless. Neitzke, 490 U.S. at 327.
A cause of action fails to state a claim on which relief may be granted when it
lacks “plausibility in the Complaint.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 564
(2007). A pleading must contain a “short and plain statement of the claim showing
that the pleader is entitled to relief.” Ashcroft v. Iqbal, 556 U.S. 662, 677–78 (2009).
The factual allegations in the pleading must be sufficient to raise the right to relief
above the speculative level on the assumption that all the allegations in the complaint
are true. Twombly, 550 U.S. at 555. The plaintiff is not required to include detailed
factual allegations but must provide more than “an unadorned, the-Defendant-
unlawfully-harmed-me accusation.” Iqbal, 556 U.S. at 678. A pleading that offers
legal conclusions or a simple recitation of the elements of a cause of action will not
meet this pleading standard. Id.
In reviewing a complaint, the Court must construe the pleading in the light
most favorable to the plaintiff. Bibbo v. Dean Witter Reynolds, Inc., 151 F.3d 559, 561
(6th Cir.1998).
ANALYSIS
Upon review, the Court finds that Plaintiff’s claims against Judge Januzzi and
Prosecutor Wheeler, and his Section 1983 claims against the City of Amherst must
be dismissed under Section 1915(e)(2)(B).
I. Judge Januzzi
Judicial officers generally are absolutely immune from civil suits for money
damages. Mireles v. Waco, 502 U.S. 9, 9 (1991); Barnes v. Winchell, 105 F.3d 1111,
1115 (6th Cir. 1997). They are accorded this broad protection to ensure that the
independent and impartial exercise of their judgment in a case is not impaired by the
exposure to damages by dissatisfied litigants. Barnes, 105 F.3d at 1115. For this
reason, absolute immunity is overcome only where (1) the conduct alleged is
performed at a time when the defendant is not acting as a judge; or (2) the conduct
alleged, although judicial in nature, is taken in complete absence of all subject matter
jurisdiction of the court over which the jduge presides. Mireles, 502 U.S. at 11–12;
Barnes, 105 F.3d at 1116. A judge will be not deprived of immunity even if the action
at issue was performed in error, done maliciously, or exceeded his authority. Stump
v. Sparkman, 435 U.S. 349, 356 (1978).
Here, Plaintiff appears to object to decisions that Judge Januzzi made in
connection with the criminal proceedings against him, such as the decision to deny
Plaintiff’s motion for appointment of counsel. Decisions concerning pending motions,
evidence, and indictments are all actions typically performed by judges in criminal
matters. Plaintiff has not established that Judge Januzzi acted clearly outside of the
subject matter jurisdiction of the court over which the judge presides. Therefore,
Judge Januzzi enjoys absolute immunity from damages in this action.
II. Prosecutor Wheeler
Plaintiff does not list Prosecutor Wheeler as a defendant in the caption of the
complaint. Rather, he lists the prosecutor’s name in the “Parties” section of the
complaint and states that the prosecutor “represents the City of Amherst.” (ECF
No. 1, ¶ 4, PageID #1.) To the extent Plaintiff has attempted to include Prosecutor
Wheeler as a defendant in this action, he fails. Prosecutors also have absolute
immunity from liability under Section 1983 for their conduct in “‘initiating a
prosecution and in presenting the State’s case.’” Burns v. Reed, 500 U.S. 478, 486
(1991) (quoting Imbler v. Pachtman, 424 U.S. 409, 431 (1976)). So long as the
prosecutor was engaged in prosecutorial functions, he is absolutely immune
regardless of whether he undertook actions maliciously, in bad faith, or with an
improper motive. See Imbler, 424 U.S. at 427 & n.27, 431 & n.34 (prosecutor immune
after knowingly presenting perjured testimony and suppressing exculpatory evidence
at trial); Joseph v. Patterson, 795 F.2d 549, 555 (6th Cir. 1986) (prosecutor immune
after “knowingly obtaining issuance of criminal complaints and arrest warrants . . .
based on false, coerced statements”); Grant v. Hollenbach, 870 F.2d 1135, 1139 (6th
Cir. 1989) (prosecutor immune for deciding to investigate and conspiring to present
false charges to the grand jury, allegedly to satisfy a campaign promise to be tough
on child abuse). Prosecutorial functions include participation in probable cause
hearings, grand jury hearings, pretrial proceedings, witness preparation, and trials.
Koubriti v. Convertino, 593 F.3d 459, 467 (6th Cir. 2010).
Here, it appears that Plaintiff claims that Prosecutor Wheeler, who is one of
three assistant prosecutors with whom he had contact during his numerous pretrial
hearings, “attempted to get [Plaintiff] to plead guilty and accept a fine” in his criminal
case. (ECF No. 1, PageID #4.) Participation in plea negotiations and pretrial
hearings is a typical prosecutorial function for which prosecutors are immune.
Moreover, even if Prosecutor Wheeler acted in bad faith in attempting to negotiate a
guilty plea, he has absolute immunity against Plaintiff’s claims. Imbler, 424 U.S. at
427 & n.27, 431 & n.34; Joseph, 795 F.2d at 555; Grant, 870 F.2d at 1139.
III. City of Amherst
It is a basic pleading requirement that a plaintiff attribute specific factual
allegations to particular defendants. Twombly, 550 U.S. at 555 (holding that to state
a claim, a plaintiff must make sufficient allegations to give a defendant fair notice of
the claim). And the Court is not required to conjure unpleaded facts or construct
claims against defendants on behalf of a pro se plaintiff. See Bassett v. National
Collegiate Athletic Ass’n, 528 F.3d 426, 437 (6th Cir. 2008).
Where, as here, the City of Amherst is named as a defendant without
allegations of discernible specific conduct relating to Plaintiff’s purported claim, the
complaint is subject to dismissal even under the liberal construction afforded to pro
se complaints. Merely listing names in the caption of the complaint and alleging
constitutional violations in the body of the complaint is not enough to sustain recovery
under § 1983. Gilmore v. Corrections Corp. of Am., 92 F. App’x 188, 190 (6th Cir.
2004).
To the extent Plaintiff alleges the City of Amherst is liable for the alleged
misconduct of Officers Sanchez and Zemanek, Plaintiff’s claim fails. There is no
respondeat superior liability for violations of constitutional rights under Section
1983, and Plaintiff has not alleged facts in his complaint sufficient to demonstrate
that an official policy or custom of the City of Amherst caused a violation of his
constitutional rights. See Moniz v. Hines, 92 F. App’x 208, 211 (6th Cir. 2004)
(dismissing complaint against a local government for failing to allege that a
constitutional violation occurred pursuant to a municipal custom, usage, or official
policy). Plaintiff’s conclusory statement in the “Parties” section of the complaint that
the actions of Prosecutor Wheeler and Officers Sanchez and Zemanek “were the direct
and proximate result of the failure of the City of Amherst to properly train” its
employees is insufficient. That allegations fails to provide even minimal factual
support that might establish liability. The pleading standard of Rule 8 does not
require much, but it requires more than mere labels and conclusory assertions.
Therefore, the complaint fails to allege a plausible constitutional violation
against the City of Amherst.
CONCLUSION
For the foregoing reasons, pursuant to 28 U.S.C. § 1915(e)(2)(B), the Court
dismisses Plaintiff’s claims against Judge Januzzi and Prosecutor Wheeler, as well
as his Section 1983 claims against the City of Amherst. Further, the Court certifies,
pursuant to 28 U.S.C. § 1915(a)(3), that an appeal from this decision could not be
taken in good faith. This case shall proceed solely on Plaintiffs constitutional claims
against Officers Sanchez and Zemanek and his State-law claims of false arrest/false
imprisonment.
SO ORDERED.
Dated: April 25, 2022
J.Philip Calabrese
United States District Judge
Northern District of Ohio