“There is not, as WWFS suggests, an implicit requirement in Fed. R. Evid. 702 for the proffered expert to make complicated mathematical calculations.”
How later courts described this case
- “There is not, as WWFS suggests, an implicit requirement in Fed. R. Evid. 702 for the proffered expert to make complicated mathematical calculations.”
- “Vigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence.”
- noting defendant was “free to challenge the expert’s conclusions and point out the weaknesses of the [expert’s] analysis to the jury during cross-examination” but “[w]eight and credibility are the province of the jury.”
- “To prove proximate causation for medical conditions or illnesses allegedly caused by a defective product, a plaintiff must show by a reasonable degree of medical certainty that the disease or injury was caused by the defective product.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF OHIO
WESTERN DIVISION
TINA BURRIS, CASE NO. 3:20 CV 1450
Plaintiff,
v. JUDGE JAMES R. KNEPP II
ETHICON, INC., et al.,
MEMORANDUM OPINION AND
Defendants. ORDER
INTRODUCTION
Currently pending before the Court are Defendants Ethicon, Inc. and Johnson &
Johnson’s: (1) Motion and Supplemental Motion to Exclude the Case-Specific Opinions and
Testimony of Niall Galloway, M.D. (Docs. 39, 95), (2) Motion to Exclude the Case-Specific
Opinions and Testimony of Robert Tremp, Jr., MA, CRC, CLCP, LAC (Doc. 41), and (3)
Supplemental Motion for Partial Summary Judgment (Doc. 96). Also pending is Defendants’
Motion to Strike Dr. Galloway’s Supplemental Affidavit. (Doc. 101). These matters are fully
briefed and ripe for decision.
For the reasons discussed below the Court grants Defendants’ Motion to Strike (Doc.
101); grants Defendants’ Supplemental Motion for Partial Summary Judgment (Doc. 96), grants
in part and denies in part Defendants’ Motion and Supplemental Motion to Exclude Dr.
Galloway’s Case-Specific Opinions and Testimony (Docs. 39, 95), and denies Defendants’
Motion to Exclude Mr. Tremp’s Case-Specific Opinions and Testimony. (Doc. 41).
BACKGROUND
Plaintiff is among a group of individuals who brought suits against Defendants for
injuries allegedly stemming from Defendants’ pelvic mesh medical devices. Specifically, on
August 5, 2008, Ms. Burris underwent implantation of the Gynecare Prolift and Gynecare TVT-
Secur (“TVT-S”) in a surgery performed by Dr. Desrene Brown in Bluffton, Ohio. (Doc. 15,
Plaintiff Fact Sheet, at 6). The Prolift was intended to treat pelvic organ prolapse, and the TVT-S
was intended to treat stress urinary incontinence. See id. Dr. Mark Walters removed a portion of
the Prolift mesh in Cleveland in November 2011. Id. at 7-10. Plaintiff suffers from pelvic and
buttock pain and she has difficulty walking, sitting, or standing for lengthy periods of time. Id. at
7. Dr. Niall Galloway, Plaintiff’s expert witness urologist, opines that Plaintiff suffers from
“pudendal neuralgia and/or muscle damage causing groin, leg, and vaginal pain; chronic, long
term and life altering pelvic pain; dyspareunia; and painful bladder filling syndrome”. (Galloway
Report, at 20)1.
At this point, two legal claims remain under the Ohio Product Liability Act, directed at
both the TVT-S and the Prolift: failure to warn (Count III) and design defect (Count V). The
facts relevant to each pending motion will be discussed in conjunction with those motions.
STANDARD OF REVIEW
Summary judgment is appropriate where there is “no genuine issue as to any material
fact” and “the moving party is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(c).
When considering a motion for summary judgment, the Court must draw all inferences from the
record in the light most favorable to the nonmoving party. Matsushita Elec. Indus. Co. v. Zenith
1. Dr. Galloway’s Report is located at numerous places in the record, including at ECF Doc. 39-
1, at 2-33. Dr. Galloway’s deposition is similarly located at numerous places in the record,
including at ECF Doc. 39-1, at 45-69.
Radio Corp., 475 U.S. 574, 587 (1986). The Court is not permitted to weigh the evidence or
determine the truth of any matter in dispute; rather, the Court determines only whether the case
contains sufficient evidence from which a jury could reasonably find for the nonmoving party.
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248-49 (1986). The moving party bears the
burden of proof. Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986). This burden “may be
discharged by ‘showing’—that is, pointing out to the district court—that there is an absence of
evidence to support the nonmoving party’s case.” Id.
DISCUSSION
Defendants argue they are entitled to summary judgment on some of Plaintiff’s remaining
claims. Related to these issues, Defendants move to strike Dr. Galloway’s Supplemental
Affidavit, filed with Plaintiff’s opposition to summary judgment. Defendants further contend this
Court should exclude or limit the opinions of two of Plaintiff’s expert witnesses – Dr. Galloway
and Mr. Tremp – at trial. The Court addresses these contentions in turn.
Supplemental Motion for Partial Summary Judgment (Doc. 96)
Defendants first argue they are entitled to summary judgment on Plaintiff’s failure to
warn claim as it relates to the TVT-S because Plaintiff cannot prove an injury from that product.
Second, they assert Plaintiff’s design defect claim fails in its entirety – both as it relates to the
TVT-S and as to the Prolift – because Plaintiff has failed to present evidence of an alternative
design. For the reasons discussed below, the Court grants Defendants’ Motion.
Defendants’ Motion to Strike (Docs. 101, 102)
The Court turns first to Defendants’ Motion to Strike (Docs. 101, 102), as a
determination thereon necessarily informs the Court’s summary judgment rulings. Defendants
move to strike the Affidavit of Dr. Galloway (Doc. 99-4) submitted by Plaintiff in conjunction
with her opposition to Defendants’ motion for partial summary judgment. They contend the
Affidavit should be stricken because it is untimely, is not true “supplementation”, and Plaintiff
has not shown excusable neglect or good cause.
Plaintiff responds Dr. Galloway’s Affidavit “serves to update Dr. Galloway’s opinions
based on the new information gleaned from the Dr. Conway medical records.” (Doc. 103, at 5).
She argues it is proper and timely supplementation under Civil Rule 26. Alternatively, she argues
any failure to timely supplement was substantially justified and harmless under Rule 37.
The Federal Civil Rules provide “[a] party who has made a disclosure under Rule 26(a) . .
. must supplement or correct its disclosure or response . . . in a timely manner if the party learns
that in some material respect the disclosure or response is incomplete or incorrect, and if the
additional or corrective information has not otherwise been made known to the other parties
during the discovery process or in writing.” Fed. R. Civ. P. 26(e)(1)(A). Even setting aside
preliminarily Defendants’ additional arguments that Dr. Galloway’s affidavit is not
“supplementation” as envisioned by the rules, for the following reasons, the Court finds Dr.
Galloway’s Affidavit is not “timely” supplementation.
By way of background, in August 2020, after the case was remanded from the MDL to
this Court, Plaintiff saw Mark Conway, M.D., for an examination. (Doc. 99-3). Dr. Conway
summarized Plaintiff’s medical history, and on examination diagnosed: “pudendal neuralgia[,]
possible left-sided ilioinguinal neuralgia, [and] some elements of obturator neuralgia as well.” Id.
at 4. On examination he observed that “the TVT mesh is very tender to palpation” and opined the
“TVT mesh is also a significant pain generator contributing to her bladder symptoms as well.”
Id. He recommended complete removal of the TVT mesh. Id.
Plaintiff asserts Dr. Galloway’s Affidavit was based on new information, namely the two-
page medical record from Dr. Conway’s August 31, 2020 examination that Plaintiff obtained on
November 11, 2020. See Doc. 99-3. However, Dr. Galloway’s Affidavit is dated almost three full
months later, on February 5, 2021. See Doc. 99-4. During this same time period, Defendants
indicated to the Court (and to Plaintiff) their desire to file a supplemental partial summary
judgment motion and the parties described the potential need for additional fact discovery. See
Doc. 80 (August 17, 2020 Report of Parties’ Planning Meeting); Doc. 83 (October 16, 2020 Joint
Status Report in which Plaintiff advised a surgeon had recommended removal of the TVT-S). On
November 20, 2020, Defendants filed a motion for leave to file a supplemental partial summary
judgment motion (Doc. 85); they attached the proposed motion (Doc. 85-1). In the motion for
leave itself, Defendants argued Plaintiff lacked necessary expert proof regarding a safer
alternative design for either product and lacked any proof of injury regarding the TVT-S. See
Doc. 85. These arguments were directed specifically at alleged gaps in proof from Dr.
Galloway’s original report and deposition testimony. On December 10, 2020, Plaintiff filed her
opposition to the motion for leave. (Doc. 88). Therein, she raised only procedural arguments
regarding the timing and appropriateness of such a supplemental motion. Id. Five days later, the
parties filed a Court-ordered Joint Status Report regarding additional discovery. (Doc. 90).
Therein, Plaintiff again noted a surgeon recommended removal of the TVT-S, but had been
unable to follow up or have the recommended surgery due to the COVID-19 pandemic. Id. at 2.
Defendants did not believe additional discovery was necessary and Plaintiff stated she “may
request leave to conduct discovery from the additional providers once their records have been
reviewed.” Id. Plaintiff did not mention any intention to submit records to Dr. Galloway, or to
ask Dr. Galloway to supplement his expert report based thereupon.
On January 6, 2021, this Court granted Defendants’ motion for leave to file a
supplemental partial summary judgment motion; Defendants did so the following day – making
the arguments previously outlined. (Docs. 94, 96). On February 5, 2021, Plaintiff filed a timely
response to that motion, attaching the new Galloway Affidavit – dated the same day. (Docs. 99,
99-4).
Given this sequence of events, the Court cannot find the Galloway Affidavit – submitted
almost three full months after a two-page medical record was acquired – to be “timely”
supplementation under the Rule. See Fed. R. Civ. P. 26(e)(1)(A) (requiring supplementation “in
a timely manner if the party learns that in some material respect the disclosure or response is
incomplete or incorrect”) (emphasis added). Although Plaintiff asserts Dr. Galloway “needed
time to review the records and supplement his opinion based on Dr. Conway’s records”, she does
not explain why review and analysis of a two-page medical record would take from November
2020 to February 2021.
Plaintiff next contends that even if the Court finds Dr. Galloway’s Affidavit not a timely
supplemental opinion, the failure to timely supplement was substantially justified and harmless
under Federal Civil Rule 37. “If a party fails to provide information or identify a witness as
required by Rule 26(a) or (e), the party is not allowed to use that information or witness to
supply evidence on a motion, at a hearing, or at a trial, unless the failure was substantially
justified or is harmless.” Fed. R. Civ. P. 37(c)(1).2 The Sixth Circuit counsels that a Court
consider five factors to evaluate harmlessness:
2. “[T]he burden is on the potentially sanctioned party to show harmlessness.” U.S. ex rel.
Tennessee Valley Auth. v. 1.72 Acres of Land In Tennessee, 821 F.3d 742, 752 (6th Cir. 2016);
see also Saint Gobain Autover USA, Inc. v. Xinyi Glass N. Am., Inc., 666 F. Supp. 2d 820, 826
(N.D. Ohio 2009) (“The party requesting exclusion under Rule 37(c)(1) need not show prejudice,
(1) the surprise to the party against whom the evidence would be offered; (2) the
ability of that party to cure the surprise; (3) the extent to which allowing the
evidence would disrupt the trial; (4) the importance of the evidence; and (5) the
nondisclosing party’s explanation for its failure to disclose the evidence.
Howe v. City of Akron, 801 F.3d 718, 748 (6th Cir. 2015) (quoting Russell v. Absolute Collection
Servs., Inc., 763 F.3d 385, 396–97 (4th Cir. 2014)). The Court has “broad discretion in applying
these factors and need not apply each one rigidly.” Bisig v. Time Warner Cable, Inc., 940 F.3d
205, 219 (6th Cir. 2019) (internal quotation and citation omitted). “The factors simply lend
themselves to the task at the heart of Rule 37(c)(1): separating ‘honest,’ harmless mistakes from
the type of ‘underhanded gamesmanship’ that warrants the harsh remedy of exclusion.” Id.
(quoting Bentley v. Highlands Hosp. Corp., 2016 WL 5867496, at *10 (E.D. Ky.)
(quoting Howe, 801 F.3d at 747, 749 (internal citations omitted))).
The first factor – surprise – weighs against Plaintiff and in favor of excluding the
Affidavit. Although Plaintiff asserts Defendants were aware of Dr. Conway’s records since
November 11, 2020, Defendants were not on notice that Plaintiff intended to submit that record
to Dr. Galloway and obtain a supplemental expert opinion. This distinction is relevant because
Defendants made clear in their November 20, 2020 motion for leave that they intended to seek
summary judgment based on asserted gaps in proof in Dr. Galloway’s expert opinion and
deposition testimony. Knowing this, Plaintiff did not – despite numerous opportunities – provide
Defendants any notice she planned to have Dr. Galloway supplement his expert opinions in a
manner to address those asserted deficiencies.
The second and third factors – ability to cure surprise and trial disruption – weigh in
favor of permitting the Affidavit. This case was remanded from the MDL to this Court in July
rather the non-moving party must show that the exclusion was ‘harmless’ or ‘substantially
justified.’”).
2020, and, in light of the pending supplemental partial summary judgment motion and the
COVID-19 pandemic, this case is not yet set for trial. Plaintiff asserts Defendants can cure any
surprise “by supplementing their own expert’s report”. (Doc. 103, at 11).
The fourth factor – the importance of the evidence – cuts both ways to some degree. That
is, the more important the proof, the greater the effect of preclusion, but also the greater the harm
in an untimely disclosure. In particular, without Dr. Galloway’s supplemental Affidavit – as
Defendants identify in their motion for partial summary judgment – Plaintiff’s proof was
allegedly lacking in several respects. Thus, from Plaintiff’s perspective (particularly as to her
claim regarding the TVT-S), the evidence was important. From Defendants’ perspective,
however, permitting such a late disclosure results in wasted time preparing a motion, and
possibly additional effort and expense required in seeking leave to file new motions based on the
new evidence.
Finally, the Court finds the fifth factor – the party’s explanation for its failure to disclose
the evidence – weighs against admitting the Affidavit. First, Plaintiff’s actions and timing, as
described above, undermine their stated – otherwise somewhat reasonable – explanation.
Plaintiff’s actions and timing appear more like the “gamesmanship” the Rule 37 exclusion
remedy is designed to prohibit. Had Plaintiff sought leave to obtain a supplemental expert
affidavit in light of the new records, or notified Defendants of her intent to do so earlier, the
Court would have been inclined to permit her to supplement. Specifically, after receiving
Defendants’ Motion for Leave, Plaintiff could have informed Defendants and this Court that she
wished to supplement her expert report, in an attempt to address some or all of the alleged
defects in her case, rather than simply making procedural arguments against allowing leave.
Instead, she simply submitted the Affidavit, without seeking leave, and without any notice to
Defendants. The Affidavit also appears – at least to some extent – crafted in a way to address the
potentially claim-ending defects first identified by Defendants almost three months earlier. As
Defendants point out, Dr. Galloway’s Affidavit goes beyond the allegedly new information
provided by Dr. Conway’s visit. That is – for the first time, Dr. Galloway states he has relied on
expert Dr. Blaivas’s general causation opinions. (Doc. 99-4, at 2, 5). Dr. Blaivas’s report was
issued prior to Dr. Galloway’s original report, and Dr. Galloway’s original report does not
reference it as a basis for his opinions. Moreover, Dr. Galloway identifies new alternative
designs to the Prolift that he had not previously identified – “[t]he Prosima or a cut to fit
polypropylene mesh used in the treatment of [pelvic organ prolapse] would eliminate the risk of
combined pudendal and obturator neuralgia which Ms. Burris suffers” (Doc. 99-4), without a
rationale for why these alternative designs could not have been identified in his original report.
On balance, the consideration of these factors leads the Court to conclude Dr. Galloway’s
untimely supplemental Affidavit is less like an “honest, harmless mistake” and more like “the
type of underhanded gamesmanship that warrants the harsh remedy of exclusion.” Bisig, 940
F.3d at 219 (internal quotation and citation omitted). Therefore, the Court finds it appropriate to
exercise its discretion and grant Defendants’ Motion to Strike Dr. Galloway’s Affidavit.
Failure to Warn
Defendants contend they are entitled to summary judgment on Plaintiff’s failure to warn
claim as it relates to the TVT-S because Plaintiff has no evidence of injury connected to the
device. In response, Plaintiff relies on Dr. Galloway’s supplemental Affidavit – based on Dr.
Conway’s examination – as proof that the TVT-S has caused Plaintiff injury. However, the Court
has stricken that supplemental affidavit for the reasons described above.
To prevail on a failure to warn claim under Ohio law, a plaintiff must prove three
elements: (1) a duty to warn against reasonably foreseeable risks; (2) breach of this duty; and (3)
an injury proximately caused by the breach. Graham v. Am. Cyanamid Co., 350 F.3d 496, 514
(6th Cir. 2003). A plaintiff must present expert medical testimony to establish causation when
she asserts a specific physical injury, the cause for which is not within common
knowledge. Conde v. Velsicol Chem. Corp., 24 F.3d 809, 814 (6th Cir. 1994); Laderer v. St.
Rita’s Med. Ctr., 122 Ohio App. 3d 587, 599 (1997) (finding “expert testimony is needed on
complex issues outside the area of common knowledge, such as an injury’s cause and effect”);
see also Botnick v. Zimmer, Inc., 484 F. Supp. 2d 715, 724 (N.D. Ohio 2007) (“To prove
proximate causation for medical conditions or illnesses allegedly caused by a defective product,
a plaintiff must show by a reasonable degree of medical certainty that the disease or injury was
caused by the defective product.”) (citing cases).
When questioned at his deposition, Dr. Galloway testified he could not “directly relate” a
specific symptom to the TVT-S, could not say the TVT-S “has in the past caused problems” for
Plaintiff, but believed “so long as that midurethral polypropylene mesh sling is in place, there is
a potential in the future for it to cause problems.” (Galloway Depo., at 45-46). Without evidence
of injury proximately caused by the TVT-S, Plaintiff has no claim regarding the TVT-S.
Defendants’ Motion for Summary Judgment on Plaintiff’s failure to warn claim – as it relates to
the TVT-S – is therefore GRANTED.
Design Defect
The parties also dispute whether Plaintiff can satisfy the requirement to show a feasible
alternative design to overcome summary judgment on her design defect claim. Defendants
contend this claim fails – as to both the Prolift and the TVT-S – because the alternatives
identified by Dr. Galloway are not alternative designs for the medical devices, but rather entirely
different procedures. Plaintiff argues Dr. Galloway’s identification of biologic tissue alternatives
meet – or at least create an issue of material fact about – this element of the claim.
Under Ohio design defect law, a plaintiff must prove “a practical and technically feasible
alternative design” to the product at issue was available. Ohio Rev. Code. § 2307.75(F) (“A
product is not defective in design or formulation if, at the time the product left the control of its
manufacturer, a practical and technically feasible alternative design or formulation was not
available that would have prevented the harm for which the claimant seeks to recover
compensatory damages without substantially impairing the usefulness or intended purpose of the
product.”). “Ohio law requires expert testimony where aspects of the defect or the proposed
alternative designs are technically complex and outside the understanding of a lay juror.” Newell
Rubbermaid, Inc. v. Raymond Corp., 676 F.3d 521, 529–30 (6th Cir. 2012) (citing Atkins v. Gen.
Motors Corp., 132 Ohio App. 3d 556, 564 (1999) (explaining that expert testimony is “often . . .
necessary,” particularly where the product at issue is complex))).
In his report, Dr. Galloway says:
To a reasonable degree of medical certainty, Ms. Burris’ injuries would not have
occurred with alternative surgical intervention such as the Burch procedure,
native tissue repair, or colpopexy. In addition, there were biologic materials,
including autologous grafts, allografts and xenografts that would have been safer
alternatives and would have alleviated the complications suffered by Ms. Burris.
(Doc. 39-1, at 22) (Galloway Report, at 21). In his deposition, Dr. Galloway identified a
paravaginal repair as the alternative surgical option to the Prolift. (Galloway Depo., at 65)
(stating he would not perform a native tissue colporrhaphy in Plaintiff’s circumstances, but “you
would do a paravaginal repair that would restore normal pelvic support anatomy without
sacrificing any of the vaginal capacity or function.”).
Defendants assert the alternatives identified by Dr. Galloway – the Burch procedure,
native tissue repair, and colpopexy – are not alternative designs, but rather, alternative medical
procedures. Citing case law, they argue this is insufficient to show an alternative design. (Doc.
96-1, at 5-6). Plaintiff, in response, does not argue this point, but focuses on Dr. Galloway’s
identification of autologous grafts, allografts, and xenografts. She contends these are “slings
constructed from an alternative material to polypropylene—specifically, biologic tissue.” (Doc.
99, at 5). She says that “[l]ike a synthetic mid-urethral sling, autologous, allograft, and xenograft
slings are placed under the urethra to help support[] the pelvic floor muscles and help the urethra
resist increases in abdominal pressure transmitted to the bladder.” Id.3 Defendants contend Dr.
Galloway’s opinions on biologic alternatives such as allografts and xenografts are insufficient for
Plaintiff to proceed with her claim because (1) Dr. Galloway does not say these products would
have prevented Plaintiff’s injuries, and (2) biologic alternatives do not qualify as an alternative
design to polypropylene mesh products such as the TVT-S. (Doc. 96, at 6). They further contend
Plaintiff has failed to provide any design alternative to the Prolift as the biologic slings identified
are for the treatment of stress urinary incontinence, not pelvic organ prolapse. (Doc. 100, at 2).
The Court finds Defendants’ second argument dispositive. At base, the question is
whether biologic alternatives can satisfy the standard for “a practical and technically feasible
alternative design”. Ohio Rev. Code § 2307.75(F). The MDL court explained “an alternative,
feasible design must be examined in the context of products—not surgeries or procedures”.
3. Plaintiff does not point to where this description exists in Dr. Galloway’s report or his
deposition, nor cite anything for these statements. Indeed, Dr. Galloway’s report says only what
is quoted above – that “there were biologic materials, including autologous grafts, allografts and
xenografts that would have been safer alternatives”. (Doc. 39-1, at 22) (Galloway Report at 21).
Nor has the Court found any further elaboration in Dr. Galloway’s deposition regarding these
proposed alternatives.
Mullins v. Johnson & Johnson, 236 F. Supp. 3d 940, 942 (S.D.W. Va. 2017). Elaborating, the
court explained:
Evidence that a surgical procedure should have been used in place of a device is
not an alternative, feasible design in relation to the TVT. Whether an alternative
procedure could have been preformed [sic] without the use of the TVT does
nothing to inform the jury on the issue of an alternative, feasible design for the
TVT. Instead, alternative surgeries or procedures raise issues wholly within the
context of what a treating physician has recommended for patients based on the
individual needs and risk factors associated with individual patients. In other
words, alternative surgeries or procedures concern the medical judgment of the
doctors who use TVT devices to treat stress urinary incontinence (“SUI”); other
surgeries or procedures do not inform the jury on how the TVT's design could
have feasibly been made safer to eliminate the risks that caused the plaintiffs'
injuries.
Id.
Relying in part on this analysis, in Willet v. Johnson & Johnson, another district court
examined the same issues and arguments presented to this Court – specifically the argument that
biological alternatives are regulated differently than medical “products”:
The Willets concede that native tissue repairs do not qualify as “safer alternative
designs,” because they are not products, but they argue that allografts and
xenografts do qualify, because they are products. See Pl.’s Brief [Dkt. No. 61], 4
n.1. The Willets argue that Dr. Zipper’s opinions about allografts and xenografts
are relevant to the risk-utility analysis required under Iowa law and to counter any
evidence from Ethicon that Prosima was the safest and most effective means of
treating POP. They argue that the main difference between allografts or
xenografts and Prosima is that such tissue grafts use a natural material rather than
a synthetic material.
This court agrees with the MDL court that, as a general matter, “alternative
procedures/surgeries do not inform the issue of whether an alternative design for a
product exists.” In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., No.
MDL 2327, 2017 WL 1264620, at *3 (S.D.W. Va. Mar. 29,
2017); accord Mullins v. Johnson & Johnson, 236 F. Supp. 3d 940, 942 (S.D.W.
Va. 2017) (“I am convinced that an alternative, feasible design must be examined
in the context of products—not surgeries or procedures.”) (citing Talley v. Danek
Med., Inc., 179 F.3d 154 (4th Cir. 1999)). This is so, because “[w]hether an
alternative procedure could have been performed without the use of the [device]
does nothing to inform the jury on the issue of an alternative, feasible design for
the [device].” Mullins, 236 F. Supp. 3d at 943. The choice of a surgery over a
device is a matter of medical judgment of treating doctors, not whether there is a
safer alternative design for the product. Id. Thus, the Willets must
provide “sufficient evidence to identify a comparable product or design concept”
to generate a jury question on the sufficiency of the alternative, feasible
design. Id. at 944. I agree with the defendants that allografts and xenografts are
not “comparable products” or “comparable design concepts” to the Prosima
device, when, for example, allografts are regulated by the FDA as human tissues
for transplantation, see 21 C.F.R. Part 1271, and xenografts are regulated as
biological products for transplantation, see FDA Guidance Document: Source
Animal, Product, Preclinical, and Clinical Issues Concerning the Use of
Xenotransplantation Products in Humans at 7. Neither is classified as a medical
device, like Prosima.
Thus, Dr. Ripper’s opinions about allografts and xenografts are not relevant or
reliable, because they do not relate to an alternative product or alternative design
concept for a product. In re: Ethicon, Inc., 2016 WL 4493681, at *2–3.
465 F. Supp. 3d 895, 907–08 (S.D. Iowa 2020).
Plaintiff points to no specific evidence – from Dr. Galloway or otherwise – explaining
how Dr. Galloway’s citation of “autologous grafts, allografts and xenografts” (Galloway Report,
at 21), are a specific alternative design for the medical devices at issue here. Further, like many
other courts have, this Court agrees with the above analysis from the MDL court and the Willet
court regarding biologic alternatives, and alternative procedures. See, e.g., Lim v. Ethicon, Inc.,
2021 WL 612399, at *5 (S.D. Miss.) (“From the record, it does not appear that the TVT-O could
be modified to be an autologous fascial sling, as such a sling does not involve any implantation
of a medical device.”); Moultrie v. Coloplast Corp., 2020 WL 1249354, at *11 n.20 (W.D. Pa.)
(noting autologous fascia sling and Burch colposuspension “appear to be medical procedures
rather than medical devices” and expert “did not address the issue of how [defendant] could have
‘modified’ its Aris device by abandoning it altogether in favor of a surgical
procedure”); Salinero v. Johnson & Johnson, 2019 WL 7753453, at *17 (S.D. Fla.), reh’g
denied, 2019 WL 7753439 (finding surgical procedures such as biological grafts are not
alternative designs to synthetic pelvic mesh products, and thus excluding testimony that
autologous fascia lata and allografts are “safer alternative designs”); Cofresi v. Medtronic, Inc.,
450 F. Supp. 3d 759, 766 (W.D. Tex. 2020) (“The example of biomesh ‘made from natural or
compatible organic tissue’ is not an ‘alternative’ to Prolene Mesh; it is an entirely different
product. And the reality is that Plaintiff’s surgeon made the decision to use the Prolene Mesh;
that Plaintiff now believes biomesh would have been a better choice does not mean that it is an
“alternative” under the law.”) (internal citations omitted); Burton v. Ethicon Inc., 2020 WL
5809992, at *4 (E.D. Ky.) (“The Court agrees that evidence regarding a surgical procedure not
involving mesh has no bearing on the existence of a safer alternative design for the defendants’
Prolift product. Accordingly, evidence regarding such procedures is not admissible to prove the
existence of safer alternative designs.”); Owens v. Ethicon, Inc., 2020 WL 1976642, at *3 (E.D.
Ky.) (“While the alternative procedures and treatment options identified by Dr. Fogelson may
have been legitimate ways to address Ms. Owens’ condition, these alternatives have no bearing
on the elements of a design defect claim.”).
The Court finds the cases cited by Plaintiff to support a contrary finding distinguishable
or unpersuasive. In Johns v. C.R. Bard (In re Davol, Inc.), the court found identification of
specific porcine-based products that were “on the market”– where the expert “cites to literature
and studies in support of each proposed alternative” – sufficient to show an alternative design to
polypropylene hernia mesh. 2020 WL 6605542, at *24 (S.D. Ohio) (identifying the
“XenMatrix®AB,187 comprised solely of noncrosslinked porcine acellular dermal matrix
bioprosthetic” and the “Zenapro® Hybrid Repair Device which combines a large pore
lightweight polypropylene mesh sandwiched between two layers of porcine small intestinal
submucosa”). Plaintiff presents no such specific “product” or design alternative.
And in Pizzitola v. Ethicon, Inc., the court found “alternatives . . . that were made of
human or animal tissues” were sufficient alternative designs to survive summary judgment, but
did not confront the argument presented above as to the differing regulations regarding medical
products and human or animal tissue. 2020 WL 6365545, at *5 (S.D. Tex.). For this same reason,
Christopher v. DePuy Orthopaedics, Inc. (In re DePuy Orthopaedics, Inc.) – finding a plastic hip
implant and a metal hip implant were not substantially different products – is distinguishable.
888 F.3d 753, 767-68 (5th Cir. 2018). Nor is Plaintiff’s citation to Darwish v. Ethicon, 2020 WL
7129582 (N.D. Ohio) persuasive. There, in response to a motion to dismiss, the court found
Plaintiff entitled to proceed on her design defect claim where “the Complaint raise[d] a plausible
inference that a practical and feasible alternative design does exist: a pelvic mesh product not
containing polypropylene mesh” and asserted broadly that there were “available feasible
alternatives that do not involve the same risks.” 2020 WL 7129582, at *5. That case was at the
motion to dismiss stage, rather than the summary judgment stage and the plaintiff did not yet
have to provide admissible evidence regarding a specific alternative design.
Another district court in this circuit confronted a similar issue regarding polyester hernia
mesh under Michigan law. It explained:
The Michigan Supreme Court has not addressed when a proposed alternative is a
different product rather than a feasible alternative production practice. But several
other jurisdictions have addressed when a proposed alternative is too far removed
from the challenged product to constitute an alternative design. See Hosford v.
BRK Brands, Inc., 223 So. 3d 199, 205–08 (Ala. 2016) (collecting cases). In
jurisdictions requiring plaintiffs to prove the existence of a safer alternative
design, “a design for a different, albeit similar, product” will not suffice, “even if
it serves the same purpose.” Id. at 208.
Barnes v. Medtronic, PLC, 2019 WL 1353880, at *2 (E.D. Mich) (footnote omitted) (finding
Plaintiff’s “proposed alternatives are alternative treatment methods or alternative types of mesh,
not alternative production practices or designs for polyester hernia mesh”).
Based on all of the above, this Court thus finds that the “autologous grafts[4], allografts
and xenografts” identified by Dr. Galloway cannot satisfy the “practical and technically feasible
alternative design” required by Ohio Rev. Code § 2307.75(F) because, at base, they are not
different designs for the medical product polypropylene mesh products at issue here, but rather
completely different procedures subject to completely different regulations.
The Court finds Plaintiff has not presented evidence to create a genuine issue of material
fact as to her design defect claim. Defendants’ Motion for Summary Judgment on Plaintiff’s
design defect claim is therefore GRANTED.5
Daubert Challenges
Next, the Court turns to Defendants’ challenges to Plaintiff’s expert witnesses.
The admissibility of expert testimony is governed by Federal Rule of Evidence 702 and
the Supreme Court’s seminal cases of Daubert v. Merrell Dow Pharm., 509 U.S. 579 (1993) and
Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137 (1999). See United States ex rel. Tenn. Valley
Auth. v. 1.72 Acres of Land in Tenn., 821 F.3d 742, 748-49 (6th Cir. 2016). Rule 702 provides
expert testimony is appropriate when it will “help the trier of fact to understand the evidence or
to determine a fact in issue.” Fed. R. Evid. 702(a). Experts are only permitted to testify, however,
when “(b) the testimony is based on sufficient facts or data; (c) the testimony is the product of
4. Indeed, Dr. Galloway himself characterizes an autologous facia sling as an “alternative
surgical option[] that include[s] non-mesh-based techniques”. (Galloway Report, at 18).
5. In his supplemental Affidavit, Dr. Galloway says – for the first time – that “[t]he Prosima or a
cut to fit polypropylene mesh used in the treatment of [pelvic organ prolapse] would eliminate
the risk of combined pudendal and obturator neuralgia which Ms. Burris suffers.” (Doc. 99-4, at
5). Because the Court grants Defendants’ Motion to Strike the Affidavit, the Court need not
reach this issue, which Defendants address in Reply. See Doc. 100, at 2. Moreover, Plaintiff – in
her brief opposing Defendants’ motion for partial summary judgment – does not rely on these
proposed alternatives (despite attaching the Affidavit), but points only to Dr. Galloway’s
opinions regarding autologous grafts, allografts, and xenografts. See Doc. 99, at 7-10.
reliable principles and methods; and (d) the expert has reliably applied the principles and
methods to the facts of the case.” Fed. R. Evid. 702.
Under Rule 702, “a proposed expert’s opinion is admissible, at the discretion of the trial
court, if the opinion satisfies three requirements. First, the witness must be qualified by
‘knowledge, skill, experience, training, or education.’ Second, the testimony must be relevant,
meaning that it ‘will assist the trier of fact to understand the evidence or to determine a fact in
issue.’ Third, the testimony must be reliable.” In re Scrap Metal Antitrust Litig., 527 F.3d 517,
528–29 (6th Cir. 2008) (quoting Fed. R. Evid. 702). A court’s inquiry should focus solely
on principles and methodology, not on the conclusions they generate. Daubert, 509 U.S. at 595.
Courts should confirm “the factual underpinnings of the expert’s opinion [are]
sound,” Greenwell v. Boatwright, 184 F.3d 492, 498 (6th Cir. 1999), but generally “[v]igorous
cross-examination, presentation of contrary evidence, and careful instruction on the burden of
proof are the traditional and appropriate means of attacking shaky but admissible
evidence”, Daubert, 509 U.S. at 596. “Rule 702 should be broadly interpreted on the basis of
whether the use of expert testimony will assist the trier of fact.” Morales v. Am. Honda Motor
Co., 151 F.3d 500, 516 (6th Cir. 1998). “Mere weaknesses in the factual basis of an expert
witness’s opinion . . . bear on the weight of the evidence rather than on its
admissibility.” McLean v. 988011 Ontario, Ltd., 224 F.3d 797, 801 (6th Cir. 2000).
Additionally, Daubert provided a non-exhaustive checklist of factors to determine the
reliability of expert testimony. These factors include: “testing, peer review, publication, error
rates, the existence and maintenance of standards controlling the technique’s operation, and
general acceptance in the relevant scientific community. . . .” United States v. Langan, 263 F.3d
613, 621 (6th Cir. 2001) (citing Daubert, 509 U.S. at 593–94). However, the Daubert factors
“are not dispositive in every case” and are applied only “where they are reasonable measures of
the reliability of expert testimony.” Gross v. Comm’r, 272 F.3d 333, 339 (6th Cir. 2001).
Finally, the district court may, but is not required to hold a hearing to address a Daubert
issue. See Greenwell, 184 F.3d 492, 498 (6th Cir. 1999).
Dr. Galloway
Dr. Galloway is Plaintiff’s designated case-specific expert regarding causation.
General Causation Opinions
Defendants first ask the Court to exclude Dr. Galloway’s “general causation” opinions
because Dr. Galloway was disclosed as a case-specific expert, rather than a general causation
expert. (Doc. 40, at 4-5). In conjunction, they ask the Court to exclude testimony by Dr.
Galloway about complications not relevant to Plaintiff’s injuries. Id. Defendants specifically
contend Dr. Galloway’s opinion contains “approximately 18 pages of general causation
opinions” regarding defects in synthetic mesh devices, and complications associated therewith.
(Doc. 40, at 4). Plaintiff does not dispute that a case-specific causation expert may not offer
general causation opinions, but contends Dr. Galloway is providing the background scientific
support for his ultimate differential diagnosis in this case and thus the content of his report
should be admitted in full. (Doc. 51, at 6-8).
Generally, “[t]he distinction between general and specific causation experts is a
procedural tool to aid in the streamlining of discovery and the filing of Daubert motions.” In re
Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL 4958297, at *1 (S.D.W. Va.).
Where an expert is designated as a case-specific causation expert, his expert testimony
concerning causation must be tailored to only the specific causation opinions concerning the case
at hand. That said, such testimony “may necessarily include elements of general causation
related to [the] specific causation opinions.” Id. Additionally, the MDL court explained that
“[e]vidence of complications that a plaintiff did not experience is irrelevant and lacking in
probative value.” In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL 4500767, at
*5 (S.D.W. Va.).
The Court agrees with these principles set forth by the MDL court. At trial, Plaintiff’s
counsel must tailor Dr. Galloway’s expert testimony to only include his causation opinions
applicable to Plaintiff’s case, consistent with the Court’s below findings on Defendants’ more
specific challenges. See In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL
7242550, at *2 (S.D.W. Va.) (“Ethicon also argues that Dr. Galloway provided general causation
testimony in addition to specific causation testimony regarding the individual plaintiff at bar. Dr.
Galloway was not designated and disclosed as a general causation expert. . . . At trial, counsel
must tailor Dr. Galloway’s expert testimony to only his specific causation opinions applicable to
Ms. Harter’s case.”). However, Dr. Galloway may offer testimony regarding the scientific basis
for his differential diagnosis, so long as that testimony relates to injuries Plaintiff herself
suffered. The Court reserves for trial ruling on more specific relevance objections Defendants
may raise.
Legal Conclusions, Terms of Art
Second, Defendants ask the Court to exclude Dr. Galloway’s opinions to the extent they
contain legal conclusions, terms of art, and improper opinions regarding Ethicon’s state-of-mind.
(Doc. 40, at 5-6). Specifically, they point to Dr. Galloway’s statements in his report that
introducing transvaginal mesh products into the marketplace violated the medical principle of
“Do No Harm”, and caused a “predictable” “public health crisis”. (Galloway Report, at 2). They
further object to Dr. Galloway’s statements that (1) Plaintiff’s injuries “were foreseeable”, and
(2) the products are “unreasonably dangerous” because the risks outweighed the benefits and
because Ethicon “misrepresent[ed]” the potential complications. (Galloway Report, at 29-31).
Plaintiff responds Dr. Galloway’s expert report does not offer legal conclusions or improperly
use legal terms of art. She further asserts she is “well-aware of the Court’s prior rulings on [state-
of-mind] issues and does not intend for Dr. Galloway to offer” any such opinions. (Doc. 51, at
10).
The Court agrees with Defendants that Dr. Galloway’s statements that Defendants
violated the medical principle of “Do No Harm”, and caused a “predictable” “public health
crisis” (Galloway Report, at 2) should be excluded as not relevant or helpful to the jury. See In re
C.R. Bard, Inc., 948 F. Supp. 2d 589, 611 (S.D.W. Va. 2013) (“Bard’s knowledge, state of mind,
alleged bad acts, failures to act, or other matters related to corporate conduct and ethics are not
appropriate subjects of expert testimony because opinions on these matters will not assist the
jury.”). Similarly, Dr. Galloway’s statement that a product was “unreasonably dangerous” is
excludable. See Sederholm v. Boston Sci. Corp., 2016 WL 3282587, at *2 (S.D.W. Va.) (“An
expert may not state his opinion using ‘legal terms of art,’ such as ‘defective,’ ‘unreasonably
dangerous,’ or ‘proximate cause.’”); Wise v. C.R. Bard, Inc., 2015 WL 521202, at *5 n.4
(S.D.W. Va.) (“Dr. Ostergard opines that the purported omissions in the Avaulta IFU ‘rendered
[the device] not reasonably safe.’ This opinion invades the province of the jury by stating a legal
conclusion and will not be accepted at trial.”) (internal record citation omitted). On the other
hand, Defendants do not explain why Dr. Galloway may not offer an opinion on the
foreseeability of Plaintiff’s injuries. The Court agrees that if this opinion touches on Defendants’
knowledge or state of mind, it is excludable. Although he may not testify to what Defendants did
or did not know, Dr. Galloway may testify to why he believes Plaintiff’s injuries were
foreseeable.
Defendants argue broadly that Dr. Galloway’s report “contains numerous opinions stating
legal conclusions and standards and using legal terms of art, as well as improper opinions
regarding Ethicon’s state of mind and corporate conduct.” (Doc. 40, at 5) (citing, generally, Dr.
Galloway’s entire report). The Court has addressed the specific language identified by
Defendants, and will not independently search through Dr. Galloway’s report. Plaintiff
acknowledges – and says she will follow – the MDL court’s prior instructions regarding legal
conclusions and state-of-mind, and Defendants can raise any additional objections at trial.
Warnings / Informed Consent
Third, Defendants ask the Court to exclude Dr. Galloway’s opinions regarding warnings
and informed consent. (Doc. 40, at 6-7). They contend Dr. Galloway is not qualified to render
expert opinions regarding the adequacy of warnings, and his opinions on such are irrelevant and
improperly touch on Defendants’ state-of-mind. Defendants also argue Dr. Galloway’s opinion
improperly – and unhelpfully – addresses Plaintiff’s implanting physician’s personal knowledge.
Plaintiff responds Dr. Galloway “is more than qualified to testify as to whether the IFUs address
the risk of injuries like those suffered by Plaintiff and whether a doctor is able to obtain informed
consent in the absence of such information.” (Doc. 51, at 11).
Defendants point specifically to the following statements from Dr. Galloway:
(1) “I have reviewed the relevant Instructions for Use. In my opinion, the
warnings provided in the IFUs do not provide doctors with the information
needed to make treatment choices and obtain informed consent from their
patients.” (Galloway Report, at 21).
(2) “In my opinion, the TVT-S and Prolift devices used in Ms. Tina Burris were
unreasonably dangerous because the risks far outweighed the benefits, Ethicon
did not warn doctors and patients of the serious risks, and Ethicon made
inaccurate and misleading representations as to the safety of the devices.
These devices were unreasonably dangerous because Ethicon did not provide
Ms. Tina Burris or her doctors with accurate and complete information and
warnings. (Galloway Report, at 30-31).
The MDL Court explained: “[w]hile an expert who is a urologist may testify about the
specific risks of implanting mesh and whether those risks appeared on the relevant IFU, the same
expert must possess additional expertise to offer expert testimony about what information should
or should not be included in an IFU.” In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig.,
2016 WL 4961675, at *3 (S.D.W. Va.). However, “an expert who is a urogynecologist may
testify about the specific risks of implanting mesh and whether those risks appeared on the
relevant IFU.” In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL 4536885, at *2
(S.D.W. Va.); see also In re Yasmin & Yaz (Drospirenone) Prods. Liab. Litig., 2011 WL
6301625, at *11 (S.D. Ill.) (“[D]octors are fully qualified to opine on the medical facts and
science regarding the risks and benefits of drugs and to compare that knowledge with what was
provided in the text of labeling and warnings . . . .”) (internal quotations omitted).
Here, Plaintiff has not shown Dr. Galloway has additional expertise regarding the
drafting of IFU documents. Rather, she argues only Dr. Galloway’s experience as a urologist
who “counsels his patients in exactly this matter [risks versus benefits] on a daily basis” renders
him “more than qualified to opine as to what information is necessary for his patients to have
prior to consenting to treatment.” (Doc. 51, at 11-12). Other courts have rejected such reliance on
an expert’s experience as a physician to provide the “additional expertise” regarding what should
be in an IFU document. See, e.g., Block v. Ethicon, Inc., 2020 WL 6440516, at *4 (S.D. Ind.)
(“None of Dr. Margolis’s admittedly extensive experience extends into the field of drafting IFU
warnings, however. Without such expertise, he is not qualified to testify regarding what
warnings, if any, are required relating to an IFU.”); Meade v. Ethicon, Inc., 2020 WL 6395814,
at *6 (E.D. Ark.) (“While Dr. Walmsley has demonstrated his competency to testify about the
risks associated with TVT-Os and related devices, that expertise does not equate to expertise
regarding the product IFUs and the adequacy of the warning information contained therein.”);
see also Wiltgen v. Ethicon, Inc., 2017 WL 4467455, at *8 (N.D. Ill.) (“Dr. Elliott may give
testimony on the TVT’s IFU, but the testimony must be limited to his area of expertise, and his
opinions must not involve legal or regulatory matters.”).
Therefore, Dr. Galloway, based on his experience, may testify to the risks of mesh as are
relevant to this case – and whether those specific risks appeared on the IFU, but will not be
permitted to testify as to what warnings are required to be included in an IFU.
Relatedly, Defendants further contend Dr. Galloway should not be permitted to testify the
warnings provided on the IFU prevented the implanting physician from obtaining informed
consent from Plaintiff. They contend such an opinion is “simply a restated opinion that Ethicon’s
warning . . . were inadequate” and “effectively opin[es] as to the [implanting] physician’s
personal knowledge (or lack thereof) at the time of [Plaintiff’s] surgery.” (Doc. 40, at 7). Dr.
Galloway opines in his report that the implanting physician could not obtain informed consent
based on the warnings provided in the IFU. The Court agrees with Defendants that in these
circumstances, such an opinion is tantamount to a restated opinion that the product warnings
were inadequate, which is a legal conclusion and the province of the jury. Therefore, his opinion
will be excluded in this regard. See Meade, 2020 WL 6395814, at *6 (holding testimony from a
urologist regarding the informed consent process “would operate to provide a restated opinion
that Ethicon’s warnings for the TVT-O were inadequate”); see also Simpson v. Johnson &
Johnson, 2020 WL 5630036, at *4 (N.D. Ohio) (“Dr. Brennan’s opinion that ‘the mesh lacked
adequate warnings to physicians’ about risks of complications is an inadmissible legal
conclusion.”)
Dr. Galloway testified he had not spoken to Plaintiff’s implanting physician and had not
read her deposition testimony. (Galloway Depo., at 66-67). The basis for his testimony about
what risks the implanting physician – Dr. Brown – did or did not know was a conversation he
had with Plaintiff’s attorneys summarizing Dr. Brown’s deposition. Id. at 67. Defendants argue
that allowing such testimony effectively opines as to the physician’s personal knowledge at the
time of Plaintiff’s surgery, which is not helpful. See In re Ethicon, Inc., Pelvic Repair Sys. Prod.
Liab. Litig., 2016 WL 4493457, at *3 (S.D.W. Va.) (excluding testimony “on what ‘all
physicians’ know or should know or what ‘all physicians’ rely on in making informed decisions);
see also Arevalo v. Colplast Corp., 2020 WL 3958505, at *12 (N.D. Fla.), reconsideration
denied, 2020 WL 6018933 (“Dr. Rosenzweig is not qualified to opine on the state of mind of
Plaintiff or her implanting surgeon, as he does in his specific causation report.”). This Court
agrees that Dr. Galloway may not testify regarding the knowledge of other physicians. The jury
is capable of listening to Dr. Brown’s testimony in conjunction with Dr. Galloway’s testimony to
determine the risks of which Dr. Brown was or was not aware.
Harm from TVT-S
Fourth, Defendants initially contended this Court should preclude Dr. Galloway from
offering an opinion that Plaintiff has been harmed – or may be harmed – by the TVT-S. Because
the Court above grants Defendants’ Motion for Summary Judgment on all of Plaintiff’s claims
regarding the TVT-S, Dr. Galloway’s opinions regarding the device will be excluded as
irrelevant.
Alternative Surgical Procedures / Non-Mesh Alternatives
Fifth, Defendants move to exclude Dr. Galloway’s opinions and testimony regarding
alternative surgical procedures because they cannot constitute feasible alternative designs under
Ohio law and because these alternatives do not eliminate the risk of injuries Plaintiff suffered.
(Doc. 95-1, at 4-11). For the reasons discussed, the Court grants Defendants’ motion for
summary judgment on Plaintiff’s design defect claims, therefore Dr. Galloway’s opinions
regarding such alternatives will be excluded as irrelevant.
Infection in Prolift Mesh
Finally, Defendants move to preclude Dr. Galloway from offering an opinion that
exposed mesh is, by definition, colonized with bacteria and infected, or that Plaintiff’s Prolift
mesh was itself infected or caused Plaintiff any infection. Defendants point to the following
testimony from Dr. Galloway:
Q: Do I understand correctly that the mesh exposure found on September
17th, 2008, you believe to have been the Prolift mesh?
A: Yes.
Q: Is that based on the location?
A: Well, the location is not a given. And so we do not - - we do not have
information about just exactly what this is. But we do know that
subsequent to the problems of pain and dyspareunia became much more
marked and we do know that on subsequent examination she had not one
but two areas of exposure of the mesh within the anterior vaginal wall.
And we have very detailed information about it from Dr. Walters at the
Cleveland Clinic who was the surgeon who was responsible for trying to
remove this infected, exposed anterior vaginal mesh, which was the
anterior Prolift.
Q: What evidence, if any, do you have suggesting that the mesh that Dr.
Brown removed in September 2008 was infected?
A: By definition, if the mesh is exposed on the surface, it is colonized and
infected. And the - - the Defendant Exhibit Number 4 that I have brought
with me today clearly lays out the natural history of this problem and
provides you with more than 150 references in the literature that relate to
the mechanisms of candida infection, many of which have to do with
prosthetic infections.
Q: Do you believe that the mesh exposure was the result of an infection?
A: No. I believe the mesh exposure is a complication of mesh placement that
is directly related to the design of the anterior Prolift mesh and that it is
capable, as in this case, of breaking the surface of the vagina. And when it
breaks the surface of the vagina, it is equivalent, but much worse than
having the product no longer wrapped and no longer sterile in the
operating room.
Germs like to be dark and warm and moist. And all of these conditions
exist not only in the human mouth, but also in the human vagina. And it is
impossible to have exposed mesh in the vagina as we have in this case and
not have the underlying polypropylene mesh be colonized with organisms.
And that results in deep tissue infection and that results in the surgical
challenge of trying to remove this kind of infected, inflamed, vaginal
mesh.
(Galloway Depo., at 56-58).
Defendants attack Dr. Galloway’s opinion that exposed mesh in the vagina is “by
definition” colonized and infected and that it is “impossible” to have mesh exposure without
colonization as unreliable. Specifically, they assert the article cited by Dr. Galloway at his
deposition does not support his testimony. (Doc. 40, at 11) (“Indeed, the word ‘mesh’ is not even
mentioned in the body of the article or its references section.”). Relatedly, they contend Dr.
Galloway should be precluded from offering any testimony that Plaintiff suffered any mesh-
related infection because – they assert – Dr. Galloway did not include such a conclusion in his
expert report. (Doc. 40, at 13) (citing Fed. R. Civ. P. 26(a)(2)(B) (requiring an expert report
contain “a complete statement of all opinions the witness will express”)). Plaintiff responds that
the cited article supports Dr. Galloway’s “general proposition regarding the formation of
biomaterial on exposed medical devices and resulting infection in such devices” and that Dr.
Galloway cites other literature to support his infection opinion in his report. (Doc. 51, at 15-16).
As Defendants point out, the MDL court addressed expert testimony on a related point. In
Sanchez v. Boston Scientific Corp., an expert sought to offer an opinion that the infection rate in
polypropylene mesh implantation is “up to 100%”. 2014 WL 4851989, at *11 (S.D.W. Va.). The
Court explained its exclusion of such opinion evidence:
However, as BSC points out, the study which Dr. Margolis cites to support his
100% figure is not directly applicable. The Boulanger study did not find that
100% of the mesh systems explanted for the study were infected; the study found
that 100% of the mesh systems were contaminated with bacteria. (See Margolis
Report [Docket 58–1], at 16; Boulanger et al., Bacteriological Analysis of Meshes
Removed for Complications After Surgical Management of Urinary Incontinence
or Pelvic Organ Prolapse, 19 Int’l Urogynecol J. 827, 827 (2008) [Docket 58–5]).
The authors of the Boulanger study are not certain that bacteria contamination
leads to infection. (See Boulanger, supra, at 827, 830) (stating that the “exact
role” of bacterial contamination “is not yet clear” and “must be explored by other
experimental studies”)). They even write that “[i]nfection is a rare complication of
retropubic mid-urethral slings (0.7% of cases)” and that their “findings concur
with previously published data” on this subject. (Boulanger, supra, at 830).
The Boulanger study does not support the opinion that there is a 100% infection
rate in women who undergo mesh implantation surgery. Therefore, Dr. Margolis’s
methodology of basing his opinion on this study is unreliable. As a result, Dr.
Margolis’s opinion as to infection rates is EXCLUDED.
Id. at *17.
Plaintiff contends that – unlike in the Sanchez case – here “Dr. Galloway did not make
any such sweeping contention that 100% of all mesh implantation surgeries result in infection,
and Defendants’ efforts to characterize his opinion as such are misleading.” (Doc. 51, at 16).
This is true. But Dr. Galloway did make a similarly “sweeping contention” that exposed mesh is
“by definition” infected. And, similar to the Sanchez case, “the study which [Dr. Galloway] cites
to support his [exposure necessarily means infection] opinion is not directly applicable.” Id. The
introduction to that study explains:
A biofilm consists in a community of microorganisms that are irreversibly
attached to a given surface, inert material, or living tissue, producing extracellular
polymers that provide a structural matrix. The microorganisms in this type of
community exhibit lower growth rates and higher resistance to antimicrobial
treatment, behaving very differently from planktonic cells. The ability to adhere
to different types of surfaces enables microorganisms to form biofilm on medical
devices, such as intravascular catheters, prosthetic heart valves and joint
replacements or in different tissues in the host, linking biofilms to persistent
colonization and infections.
Mafalda Cavalhiero & Miguel Cacho Teixeira, Candida Biofilms: Threats, Challenges, and
Promising Strategies, 5 Frontiers in Medicine 28 (February 2018) (Doc. 39-1, at 71-85).
Defendants are correct that this study does not address mesh specifically and does not, in and of
itself, support Dr. Galloway’s opinion that exposed mesh is necessarily infected.
Plaintiff’s argument regarding Dr. Galloway’s other cited sources is no more persuasive.
She contends that “[w]hen specifically discussing potential contamination and infection of
synthetic mesh devices, Dr. Galloway cites to no fewer than eight different sources in his report
and overall, he cites to hundreds of medical articles in his reference materials.” (Doc. 51, at 16)
(citing Galloway Report, at 3-4). But even Plaintiff herself characterizes this evidence as
supporting “potential contamination and infection”. She explains, citing Dr. Galloway’s opinion,
that the cited studies show synthetic mesh is “resistant to antibiotics and host defenses” and that
infection “has been found in as few as 31% and as high as 96% of cases involving the vaginal
implantation of propylene mesh. “ Id. She then concludes that “Dr. Galloway’s opinion regarding
infection is based on his own clinical experience and supported by multiple studies and relevant
medical literature, including many that discuss infection in polypropylene mesh specifically.” Id.
While Dr. Galloway’s opinion certainly cites literature regarding the risk of infection in
polypropylene mesh and the reasons therefor, nowhere does Plaintiff explain how this literature
supports Dr. Galloway’s deposition testimony that “[b]y definition, if the mesh is exposed on the
surface, it is colonized and infected. (Galloway Depo., at 57). As such, Dr. Galloway may not
offer such an opinion at trial.6
Defendants also seek to preclude Dr. Galloway from testifying Plaintiff’s Prolift mesh
was infected, or that she suffered any infection as a result of the Prolift, citing Federal Civil Rule
26’s requirement that an expert report contain “a complete statement of all opinions the witness
will express”, and Dr. Galloway’s summary of Plaintiff’s “mesh related injuries” as including
“pudendal neuralgia and/or muscle damage causing groin, leg, and vaginal pain; chronic, long
term and life altering pelvic pain; dyspareunia; and painful bladder filling syndrome”, but not
“infection” specifically (Galloway Report, at 20). Plaintiff responds that “[a]s Dr. Galloway
discussed in his deposition, Plaintiff’s medical records indicate that she was treated for vaginal
infection on August 20, 2008, only two weeks after she was implanted with the polypropylene
mesh products. As established in his Report, Dr. Galloway testified that such infection is likely
caused by erosion and mesh exposure through the wall of the vagina.” (Doc. 51, at 17-18) (citing
Galloway Report, at 3-4; Galloway Depo., at 55-58).
Preliminarily, the Court finds Plaintiff’s description inaccurate. Although Plaintiff cites
Dr. Galloway’s deposition testimony regarding a vaginal infection two weeks after her surgery,
Dr. Galloway testified he believed that infection was caused by pre-surgery antibiotics:
Q: You mentioned, I believe, that Dr. Brown treated Miss Burris on August
20th, 2008, for what she believed was an active vaginal infection; is that
right?
A: That’s correct.
Q: And [to] what, if anything, do you attribute that vaginal infection?
6. As such, the Court need not reach Defendants’ argument that Dr. Galloway’s opinion should
be excluded because it fails to account for contradictory literature regarding mesh infection.
However, to the extent Dr. Galloway testifies – as he describes in his report – to the risk of
infection, Defendants may certainly cross-examine him regarding any such contrary literature.
A: Well, it’s very common when antibiotics are given that the antibiotics kill
off not only pathogenic or disease-causing organisms, but it will also kill
off the friendly organisms that effectively take up space on the coverings
of the skin and the vagina.
So, for example, if an antibiotic is given for a urinary tract infection,
which is commonly the situation, it’s not uncommon for some patients
having lost the normal organisms in the vagina which are called
lactobacilli. There will be an overgrowth of the competing organisms
which are not sensitive to the antibiotic and that would be the population
that make up yeast and other nonbacterial organisms.
So in this case the most likely cause for her overgrowth of vaginal candida
is having been subject to the administration of antibiotics for her surgical
procedure two weeks before.
(Galloway Depo, at 54). That is, he did not testify “that such infection is likely caused by erosion
and mesh exposure through the wall of the vagina” as Plaintiff asserts. (Doc. 51, at 17-18).
However, Dr. Galloway’s testimony – also cited by Plaintiff – is illuminating as to his
analysis of infection as it relates to this case:
And when these products come into the operating room, they come double-
wrapped with sterile labels on them and warnings that the mesh should not be
used if the packaging has been disturbed, because these permanent implantable
meshes have to be used in a sterile field. If they are not used in a sterile field, or if
they subsequently become exposed on the surface, they become colonized with
particularly the candida organism, which then creates a biofilm that travels on the
mesh product and goes deeply into the tissues over time and causes a very well-
known pattern of pain and inflammation and scarring and distortion of the tissues.
And this is true whether the implant is a pacemaker or a hip replacement or
vaginal mesh. And it is this constellation of events in this case where we have
mesh placement, we have a vaginal candida infection, we have an in-office
procedure where the mesh is trimmed[.] [T]hat is like taking a piece of a splinter
in your skin and taking the scissors and cutting the tip of it off, the part that’s
protruding from the skin – the part that causes the problems, the part that is deep
in the tissues and that marks the start of natural history with which we’re very
familiar, which leads to chronic pain and a pattern of problems that is very clearly
seen here in Miss Tina Burris.
(Galloway Depo., at 55-56). Although Dr. Galloway did not specifically list “infection” as one of
Plaintiff’s “mesh related injuries” in the summary paragraph cited by Defendants, he did
elsewhere list “recurrent vaginal mesh exposures” (Galloway Report, at 29) as one of Plaintiff’s
“mesh-related complications”, and elsewhere described the risk of infections and complications
associated with infections related to such exposures (e.g., chronic inflammation, pain, functional
bladder problems) (Galloway Report, at 3-4). And in his summary of Plaintiff’s “injuries”, he
states that these injuries “are the direct result of the defects/features/properties of the TVT-S
and/or Prolift devices discussed in this report.” (Galloway Report, at 20); see also Galloway
Report, at 29 (“These injuries are the direct result of the defects inherent in these devices,
including source of chronic inflammation, foreign body reaction, shrinkage, deformation,
scarring and fibrosis, hardening, nerve damage, and degradation of the polypropylene mesh”).
This, combined with Dr. Galloway’s explanation in his opinion regarding the vaginal
environment, and the properties of polypropylene mesh and infection risk, provides a sufficient
basis for Dr. Galloway to offer an opinion that he believed Plaintiff to have suffered an infection
and the Court finds this opinion is reasonably read as contained in his Report. However, as
above, he will not be permitted to opine that Plaintiff’s mesh was necessarily infected because it
was exposed in the vagina.
Mr. Tremp
Next, Defendants move to exclude the report of Robert Tremp, Jr., MA, CRC, CLCP,
LAC in its entirety as unreliable, beyond the scope of his qualifications, and not helpful to the
jury. (Doc. 42). Plaintiff responds that Defendants’ challenges go to the weight, rather than
admissibility of Mr. Tremp’s opinion.
Mr. Tremp has a Master’s Degree in Special Education and Rehabilitation Counseling.
(Doc. 41-1, at 116). He is a Certified Life Care Planner, Certified Rehabilitation Counselor, and
Licensed Associate Counselor. Id. He reviewed Plaintiff’s medical records, Dr. Galloway’s
report, and interviewed Plaintiff before offering a Vocational Report outlining Plaintiff’s ability
to work and loss of earning capacity, and a Life Care Plan regarding Plaintiff’s future needs. See
Doc. 41-1. Mr. Tremp describes a Life Care Plan as follows:
A Life Care Plan is a dynamic document based upon published standards of
practice, comprehensive assessment, data analysis, and research, which provides
an organized and precise plan for current and future needs with associated costs
for individuals who have experienced a catastrophic injury or have chronic health
care needs. The goals of a Comprehensive Life Care Plan are to improve and
maintain the clinical state of the patient, prevent secondary complications, provide
support for the family, and to provide a disability management program aimed at
preventing unnecessary complications and minimizing the long-term care needs
of the patient.
Id. at 20.
Defendants first contend Mr. Tremp’s vocational opinion – that Plaintiff is unable to
work – lacks a reliable foundation because Dr. Galloway (upon whose medical opinion Mr.
Tremp relies in part), “does not opine, to a reasonable degree of medical certainty, that [Plaintiff]
is unable to work solely [due] to the injuries that he attributes to the Profift.” (Doc. 42, at 4).
They contend that without such an opinion, Mr. Tremp cannot opine that Plaintiff’s mesh-related
injuries alone have rendered her completely and permanently unable to work. But, as Plaintiff
argues, Defendants point to no authority for the assertion that a vocational opinion must be based
on a medical opinion that an individual is disabled. Mr. Tremp relied on Plaintiff’s medical
records – including Dr. Galloway’s case-specific report – as well as an interview with Plaintiff to
evaluate her vocational abilities and limitations. Defendants do not directly challenge Mr.
Tremp’s methodology or his qualifications to opine on vocational issues, but rather the
underlying facts he considered (or did not consider). The Court finds these challenges go to the
weight or persuasiveness of Mr. Tremp’s testimony, not its admissibility. See Daubert, 509 U.S.
at 596 (“Vigorous cross-examination, presentation of contrary evidence, and careful instruction
on the burden of proof are the traditional and appropriate means of attacking shaky but
admissible evidence.”); see also McLean, 224 F.3d at 801 (“Mere weaknesses in
the factual basis of an expert witness’s opinion . . . bear on the weight of the evidence rather than
on its admissibility.”).
Second (and relatedly), Defendants contend Mr. Tremp’s vocational opinions are
unreliable “due to his failure to consider directly relevant evidence that contradicts the opinions
set forth in his Vocational Report.” (Doc. 42, at 5). Specifically, they contend Mr. Tremp failed
to consider (1) Plaintiff’s other medical conditions and the extent to which Plaintiff’s inability to
work may be based in part thereon, and (2) the Social Security Administration’s contrary
determination that Plaintiff was capable of alternate employment. But again, the Court finds this
question goes to the weight and persuasiveness of Mr. Tremp’s opinion, rather than its reliability.
See Smith v. Carbide & Chems. Corp., 2009 WL 5184342, *2 (W.D. Ky.) (the existence of
potentially contrary facts are “a proper matter for cross-examination, but do[] not render [the
expert’s] opinions unreliable.”); United States v. Davis, 103 F.3d 660, 674 (8th Cir. 1996)
(noting defendant was “free to challenge the expert’s conclusions and point out the weaknesses
of the [expert’s] analysis to the jury during cross-examination” but “[w]eight and credibility are
the province of the jury.”).
Third, Defendants contend Mr. Tremp’s opinion regarding Plaintiff’s loss of earning
capacity is not helpful to the jury because the resulting calculation is a mere “common sense
estimate”. (Doc. 42, at 8) (“Mr. Tremp’s opinion regarding lost earning capacity is an estimate
based on common sense—she earned approximately $24,960 per year before she quit her job;
she is no longer able to work, so she earns $0 per year; therefore, her ‘loss of earning capacity’ is
$24,960 per year.”). Plaintiff contends that it is “common and acceptable practice for plaintiffs to
rely on an experienced vocational rehabilitation expert to present evidence as to future earnings”.
(Doc. 50, at 8).
The Court will permit Mr. Tremp to testify about Plaintiff’s lost earning capacity.
Although the resulting calculation may be a simple one, it is connected to Mr. Tremp’s expertise
and explanation regarding his opinion that Plaintiff cannot work, and that her prior job salary
was her pre-injury earning capacity. See WWP, Inc. v. Wounded Warriors Fam. Support, Inc.,
628 F.3d 1032, 1040 (8th Cir. 2011) (“There is not, as WWFS suggests, an implicit requirement
in Fed. R. Evid. 702 for the proffered expert to make complicated mathematical calculations.”)
(citing In re Prempro Prods. Liab. Litig., 514 F.3d 825, 831 (8th Cir. 2008) (holding district
court did not abuse its discretion in failing to exclude expert testimony that represented “an
exercise in basic math using simple deductive reasoning”)).
Fourth and finally, Defendants contend Mr. Tremp’s Life Care Plan is unreliable due to
lack of foundation and should be excluded. Plaintiff responds that Mr. Tremp’s Life Care Plan is
well-founded and reliable. She further asserts that although Defendants seek to exclude Mr.
Tremp’s Life Care Plan entirely for lack of medical foundation, much of that Plan does not
include care of the type that must be prescribed by a medical doctor. Finally, she notes that
where Mr. Tremp’s Plan addresses future medical care, he makes clear that those assessments are
based on Dr. Galloway’s report and Plaintiff’s medical records.
The MDL court explained, regarding life care plans specifically:
To be admissible, Ms. Latham’s opinions and life care plan must be based on
“reliable principles and methods” reliably applied to the facts of this case.
Fed.R.Evid. 702. Because much of Ms. Latham’s life care plan describes
particular medical procedures and services, there must be a medical foundation
for her recommendations. In other words, a doctor or medical expert must opine
to a reasonable degree of medical certainty that the items listed in the life care
plan are necessary.
In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig., 2014 WL 186872, at *12 (S.D.W. Va.).
Mr. Tremp’s Life Care Plan includes descriptions and cost estimates for items and
services he asserts Plaintiff will require including: rehabilitation/long-term needs assessment,
psychological evaluation, physical therapy evaluation, individual counseling, a power scooter
and accompanying maintenance and equipment, a rollator/walker, home safety equipment (tub
and toilet safety rails, stander security poles, bed rail, power lift recliner), incontinence supplies,
over-the-counter medication, home care assistance (housekeeping and lawn care/maintenance,
treatment and evaluation by a primary care physician, urologist, urogynecologist, and pain
management specialist. (Doc. 41-1, at 41-49). For his recommendations for future medical care
(including physical therapy and physician treatment and evaluations), Mr. Tremp notes he bases
these recommendations on Dr. Galloway’s statement that Plaintiff “will require life-time medical
and non-medical services throughout her life expectancy” combined with his own research. See
id.; Galloway Report, at 21.
Preliminarily, the Life Care Plan in this case differs – at least in degree – from the one
addressed by the MDL court. In that case:
Ms. Latham’s report provides a comprehensive summary of services that she
opines that Ms. Lewis will require. For example, Ms. Latham projects that Ms.
Lewis and her husband will require psychological and sexual therapy evaluations
for the next twenty-four years. (See id. at 117). Ms. Latham also projects that Ms.
Lewis will require various medical supplies; drugs, such as Ambien, Citalopram,
Hydrocodone, and Valium; and specific surgical procedures, such as Botox
injections to the bladder, Coaptite injections to the bladder and sphincter, and
“future mesh related surgery interventions for incontinence.” (Id. at 117–18). Ms.
Latham originally opined that Ms. Lewis will need an ATV with a rifle mount and
a truck ramp for the ATV, (id. at 31), but she has since removed this item from
her amended report.
In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig., 2014 WL 186872, at *11.
By contrast here, Mr. Tremp does not offer an opinion that Plaintiff will require any
specific ongoing medical treatment, specific prescription drugs, or specific surgery.7 Rather, he
offers opinions regarding various medical evaluations to then determine future treatment – based
on his own experience, Plaintiff’s medical records, Dr. Galloway’s report, and specifically on Dr.
Galloway’s opinion that Plaintiff will require lifetime care. The Court finds generally that Mr.
Tremp is qualified to give these opinions and Defendants objections go to the weight of the
testimony rather than its admissibility.
Defendants argue broadly that “[b]ecause no doctor has opined that the services and
items in Mr. Tremp’s Life Care Plan are medically necessary, his Life Care Plan and related
opinions should be excluded as unreliable.” (Doc. 42, at 9). However, other than objecting to the
line item regarding a power scooter and related costs (“For example, Dr. Galloway has not
opined that [Plaintiff’s] injuries have rendered her immobile.” (Doc. 42, at 9)), Defendants have
not offered specific arguments regarding each item in the Life Care Plan and why it requires a
“medical necessity” determination. Defendants do not challenge Mr. Tremp’s resulting
calculations for each item on the Life Care Plan, only – again, broadly – the underlying
foundation for the Plan in its entirety.
7. Mr. Tremp’s Life Care Plan includes line items “for information purposes only” regarding the
cost of radiofrequency ablation of the pudendal nerve, and “Additional Surgical Intervention (To
Be Determined).” (Doc. 41-41, at 48-49). These are certainly “specific medical procedures” and
Mr. Tremp will not be permitted to testify regarding their cost absent evidence adduced at trial
that they are medically recommended. See In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab.
Litig., 2014 WL 186872, at *12
The Court finds the items listed in Mr. Tremp’s Life Care Plan sufficiently within his
expertise and grounded in the record. Mr. Tremp’s determination that Plaintiff may need a
rehabilitation assessment, psychological evaluation, individual counseling, a scooter and rollator
walker and various accessories, home safety items, incontinence supplies, a housekeeper, lawn
care/maintenance assistance, and over-the-counter medication are within Mr. Tremp’s areas of
expertise as a Certified Life Care Planner, Certified Rehabilitation Counselor, and Licensed
Associate Counselor. See, e.g., Smithers v. C&G Custom Module Hauling, 172 F. Supp. 2d 765,
773 (E.D. Va. 2000) (overruling objection to life care planning expert’s inclusion of home and
yard maintenance, and home assistance, even when some of those items were described as
merely being “really good for” the plaintiff, and finding “[s]uch arguments may have merit, but
on balance they go to the weight, not the admissibility of the proposed evidence”); Roach v.
Hughes, 2015 WL 3970739, at *3 (W.D. Ky.) (permitting life care planner to testify where she
“based her opinions on sufficient facts and data, including Ms. Roach’s medical records, the
opinions and recommendations of Ms. Roach’s multiple treating medical providers, her
consultation with Ms. Roach, and her own research on Ms. Roach’s condition”); Boden v. United
States, 2019 WL 6883813, at *5 (W.D. Va.) (“[C]ourts . . . have found that life-care plans can be
admissible without a physician review, so long as they are reliable.”); Burress v. Winters, 2010
WL 2090090, at *1 (D. Md.) (permitting a life care plan without physician review and finding
that “numerous courts have permitted non-physicians to opine about future medical needs, even
when their opinions are not supported by the recommendations of a physician”); Deramus v.
Saia Motor Freight Line, LLC, 2009 WL 1664084, at *2 (M.D. Ala.) (permitting life care
planner testimony where life care Planner “testified that her proposed life care plan was based on
a review of Plaintiff’s medical records, depositions taken from Plaintiff’s physicians, and
numerous meetings with Plaintiff” and finding “any objection to [the] opinions must go to the
weight the jury should give to her testimony rather than its admissibility”).
Mr. Tremp’s other opinions – regarding the need for evaluations by a pain management
specialist, primary care physician, physical therapist, urogynecologist, and urologist, are
sufficiently based in Dr. Galloway’s (admittedly broad) opinion that Plaintiff will require
lifetime medical care, the medical record documenting Plaintiff’s treatment and ongoing
conditions, and Mr. Tremp’s interview with Plaintiff. Mr. Tremp expressly acknowledges that
any ongoing future treatment is dependent upon physician recommendations following those
evaluations. The only Circuit Court to address life care planner testimony found no abuse of
discretion where a life care planner offered projections regarding future medical needs without a
physician’s review “based on a review of records from the agency providing [plaintiff] with
skilled nursing care, a letter from her physician, and an interview with [her] family and
caregiver.” Rivera v. Turabo Med. Ctr. P’ship, 415 F.3d 162, 170-71 (1st Cir. 2005). As cited
above, other courts have permitted similar testimony. The Court is confident Defendants can
address their concerns with Mr. Tremp’s testimony through vigorous cross-examination.
As such, Defendants’ motion to exclude Mr. Tremp’s opinion is denied. (Doc. 41)
CONCLUSION
For the foregoing reasons, good cause appearing, it is hereby
ORDERED that Defendants’ Motion to Strike (Doc. 101), be and the same hereby is,
GRANTED; and it is
FURTHER ORDERED that Defendants’ Supplemental Motion for Partial Summary
Judgment (Doc. 96) be, and the same hereby is, GRANTED; and it is
FURTHER ORDERED that Defendants’ Motion and Supplemental Motion to Exclude
the Case-Specific Opinions and Testimony of Niall Galloway, M.D. (Docs. 39, 95) be, and the
same hereby are, GRANTED IN PART and DENIED IN PART as described herein; and it is
FURTHER ORDERED that Defendants’ Motion to Exclude the Case-Specific Opinion
and Testimony of Robert Tremp, Jr. (Doc. 41) be, and the same hereby is DENIED.
s/ James R. Knepp II
UNITED STATES DISTRICT JUDGE