dismissing a complaint for failure to state a claim sua sponte based on absolute immunity
How later courts described this case
- dismissing a complaint for failure to state a claim sua sponte based on absolute immunity
- superseded by statute on other grounds
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF OHIO
EASTERN DIVISION
KENNETH BURNHAM, et al., ) Case No. 1:21-cv-1348
)
)
Plaintiffs, ) Judge Dan Aaron Polster
)
v. )
)
CAROLYN A. FRIEDLAND, in her ) OPINION AND ORDER
Official Capacity as a Judge/Actor of )
the State of Ohio, )
)
Defendant. )
Before the Court is the Complaint of Plaintiff Kenneth Burnham, et al., ECF Doc. 1. For
the following reasons, the Court issues sua sponte, a dismissal of the Complaint.
I. Background
The Court has moved sua sponte pursuant to Fed R. Civ. P. 12(b)(6) to dismiss the claims
of Plaintiff Kenneth Burnham, et al. (“Plaintiffs”) asserted in Plaintiffs’ five-page Complaint on
July 14, 2021, ECF Doc. 1.
Pursuant to a 2004 contract, Plaintiffs purchased and owned a facility and the operating
rights to a substantial waste-water and treatment facility (Columbia Park Water & Sewer System
“CPWSS”), a licensed Ohio public utility incorporated in the State of Delaware and located in
Cuyahoga County Ohio. ECF Doc. 1 at 2. On or about December 28, 2018, in her official capacity
as a Judge of the Cuyahoga County Common Pleas Court, Carolyn A. Friedland (“Judge
Friedland”) issued through an official act, a judicial summary judgment order in U.S. Bank, N.A.
vs Columbia Park East MHP, LLC, et al. CV 17-887110, that Plaintiffs alleges amounted to a
taking of Plaintiffs’ property without just compensation and deprived Plaintiffs of their right to
due process, and transferred such rights to a private party receiver. ECF Doc. 1 at 3. Plaintiffs
contend that Judge Friedland failed to order the mandatory constitutional payment of just
compensation to the Plaintiffs in violation of the 5th and 14th Amendments of the United States
Constitution and the Constitution of the State of Ohio. ECF Doc. 4. Further, Plaintiffs contend that
Judge Friedland failed to hold a due process evidentiary hearing to determine the value and just
compensation for the loss of property rights to the Plaintiffs. Id. As a result of Judge Friedland’s
actions, Plaintiffs believe they are entitled to just compensation from the State of Ohio for the
taking of Plaintiffs’ property.
II. Discussion
Fed. R. Civ. P. 8(a)(2) requires Plaintiffs’ Complaint to allege “a short and plain statement
of a claim showing that the reader is entitled to relief, in order to give a defendant a fair notice of
what the claim is and the grounds upon which it rests.” Bell Atl. Corp. v. Twombly, 550 U.S. 544,
127 S. Ct. 1955 (2007). As the Supreme Court held in Bell Atl. Corp. v. Twombly, a complaint
must be dismissed pursuant to Rule 12(b)(6) if it does not allege “enough facts to state a claim to
relief that is plausible on its face.” Id. at 936.
A suit may be dismissed as frivolous when a plaintiff fails to present any claim with an
arguable or rational basis in law or fact. Neitzke v. Williams, 490 U.S. 319, 325, 109 S. Ct. 1827,
104 L. Ed. 2d 338 (1989) (superseded by statute on other grounds); Lawler v. Marshall, 898 F.2d
1196, 1198 (6th Cir.1990). Claims for which a defendant is clearly entitled to immunity are claims
that lack an arguable or rational basis in law. Neitzke, 490 U.S. at 327-28; Lawler, 898 F.2d at
1199. A court may dismiss a claim sua sponte when the named defendants are entitled to absolute
immunity. See Yarbrough v. Garrett, 579 F. Supp. 2d 856, 872 (E.D. Mich. 2008) (citing Burton
v. Mortimer, 221 F.3d 1333 (Table) [published in full-text format at 2000 U.S. App. LEXIS 24988]
(6th Cir. June 22, 2000)) (“[T]he Court may address the issue of absolute immunity sua sponte.”);
Tidik v. Ritsema, 938 F. Supp. 416, 422-23 (E.D. Mich. 1996) (dismissing a complaint for failure
to state a claim sua sponte based on absolute immunity).
Here, it is appropriate to dismiss this case, sua sponte, against Judge Friedland based upon
the doctrine of judicial immunity. It has been principally established that judicial officers are
immune from liability for actions taken in their official capacity “even when such acts are in excess
of their jurisdiction and are alleged to have been done maliciously and corruptly.” Stump v.
Sparkman, 435 U.S. 349, 98 S. Ct. 1099 (1978). The Courts have long recognized that to properly
administer justice, “a judicial officer, in exercising authority vested in [her], [should] be free to act
upon [her] own convictions without apprehension of personal consequences to [her]self.” Id. at
10-11 (quoting Bradley v. Fisher, 80 U.S. (13 Wall.) 335 (1871)). Plaintiffs may overcome judicial
immunity when: (1) the challenged actions were not taken in the judge’s judicial capacity; or (2)
the challenged actions, “though judicial in nature, were taken in the complete absence of all
jurisdiction.” Mireles v. Waco, 502 U.S. 9, 112 S. Ct. 286 (1991) (superseded by statute on other
grounds). Neither situations are present here.
First, it is clear from Plaintiffs’ Complaint that Judge Friedland was acting in her judicial
capacity at all times relevant to Plaintiffs’ claims. See ECF Doc. 1 at 3. While Plaintiffs may feel
as though Judge Friedland’s issuance of a summary judgment order was an unfavorable decision,
Plaintiff alleges no facts that the issuance of this order was non-judicial in nature to defeat
immunity. The relevant inquiry addresses “the nature and function of the action, not the act itself.”
Mireles, 502 U.S. at 13 (quoting Stump, 435 at 362). Plaintiffs cannot dispute that issuing a
summary judgment order is a judicial act by its very nature and does not become less judicial
because of an unfavorable ruling or alleged deficient in the order. Notably, the Plaintiffs concede
in the Complaint that Judge Friedland “issued through an official act, a judicial summary judgment
Order.” ECF Doc. 1 at 3. Therefore, the Court finds that the challenged actions were taken in Judge
Friedland’s judicial capacity, and judicial immunity is not defeated under the first prong.
Second, Judge Friedland’s order was not issued in the complete absence of all jurisdiction.
Again, Plaintiffs allege no facts that Judge Friedland lacked jurisdiction and concede that “the
Defendant acted under the color of the law of the State of Ohio when issuing the Order.” ECF Doc.
1 at 3. Plaintiffs only allege that Judge Friedland’s issuance of the Order “substantially decreased
the value of Plaintiffs’ property.” Id. at 3. However, “judges are immune from liability for damages
for acts committed within their judicial jurisdiction.” Pierson v. Ray, 386 U.S. 547, 87 S. Ct. 1213
(1967). Whether Judge Friedland acted in excess of this jurisdiction is irrelevant to the question of
absolute immunity,1 as “a judge will be subject to liability only when [s]he has acted in the clear
absence of all jurisdiction.” Filip v. Flanagan, 729 F. Supp. 1149 (N.D. Ohio 1989).
Accordingly, the Court finds that Judge Friedland’s challenged actions were taken in her
judicial capacity and with jurisdiction, so she is entitled to judicial immunity.
III. Conclusion
For the above reasons, Plaintiffs’ claims (ECF Doc. 1.) against Defendant Carolyn A.
Friedland are sua sponte dismissed WITH PREJUDICE pursuant to Fed R. Civ. P. 12(b)(6),
under the doctrine of judicial immunity.
IT IS SO ORDERED.
/s/ Dan Aaron Polster July 22, 2021
Dan Aaron Polster
United States District Judge
1 In Filip v. Flanagan, a domestic relations judge was entitled to absolute immunity against the civil rights claims
of a husband who had been jailed for contempt because the judge had jurisdiction over the husband's divorce
settlement and contempt enforcement power. Filip v. Flanagan, 729 F. Supp. 1149 (N.D. Ohio 1989).